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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The potential for AI to the monitoring and support for caregivers: an urgent tech-social challenge</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Marco Albertini</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Eva Bei</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Political and Social Sciences, University of Bologna, University of Bologna</institution>
          ,
          <addr-line>Strada Maggiore, 45 - 40125 Bologna</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Italy stands at the forefront of a group of high and middle-income countries currently experiencing a relatively swift progression of population ageing. Meeting the social challenges and seizing the opportunities connected with population ageing represents a complex task. The increasing gap between long-term care needs of an older population, and available formal and informal care resources is perhaps one of the most critical challenges posed by the process of population ageing to our social fabric. The actual institutional arrangements characterising long-term care provision in Italy are ill-equipped to face such a challenge. It is in this context that solutions based on both assistive technologies and artificial intelligence appear as a necessary avenue to increase the future social and economic sustainability of population ageing. “Care Sustainability in an Ageing Society” (CaSAS) is part of the larger Age-It national project, which is dedicated to better equipping and preparing Italian society through institutional, economic, social, medical, and technological solutions to face the challenges and meet the opportunities presented by rapid population ageing. Prior research has predominantly focused on utilizing artificial intelligence (AI) and assistive technology (AT) to enhance the capacity and intensity of monitoring the health conditions and activities of care receivers. Some AI applications were also implemented to assist caregivers with advice to provide care tasks or to remember caregiving routines. CaSAS seeks to complement this approach by shifting the focus toward caregivers' skills, information, and, most importantly, their physical and mental well-being. Both informal and formal caregivers require tailored, specific advice, education, and information to better cope with caregiving tasks and the associated burden. The potential of AI and AT tools is substantial in expanding existing protocols, interventions, and best practices from occasional small-scale experiences to interventions that impact the general population, potentially yielding ground-breaking social impact. The preliminary phases of implementation of the CaSAS research program led to the formulation of five recommendations when planning and utilizing AI and AT solutions in the context of the caregiver-care receiver relation.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Artificial intelligence</kwd>
        <kwd>caregiving</kwd>
        <kwd>caregiver support</kwd>
        <kwd>long-term care1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. The challenge ahead</title>
      <p>
        Italy stands at the forefront of a group of high and middle-income countries currently experiencing a
relatively swift progression of population ageing (in 2020, 23.2% of its population was aged 65 years
or more, compared to the EU average of 20.6%.) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. This phenomenon is clearly linked to the dual
dynamics of increasing longevity and decreasing fertility, trends that are only partially offset by inflows
of minor/young adult immigrants.
      </p>
      <p>
        Longer life expectancy represents a major change in the “standard” individual’s life course vis-à-vis
the lives of our ancestors. Several emerging trends can be viewed as individuals adapting to this new
demographic reality, including the postponement of key life transitions such as entering the labour
market, forming partnerships, and becoming parents; further, individuals are increasingly planning and
embracing a healthy and leisure-intensive period of life after retiring from paid work, as well as securing
care support in the extended later stages of life through insurance [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        However, meeting the social challenges and seize the opportunities connected with population
ageing seems to be a more intricate and demanding task for our social fabric [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. One of the most
prominent of these challenges is the growing mismatch between the rising demand for long-term care
– linked to a reduction in later-life morbidity, which lags significantly behind the observed increase in
longevity– and the available formal and informal care resources. In fact, the growing demand for
long-term support to older individuals may prove challenging due to a number of factors, such as: (i)
the existing and growing constraints to the expansion of public spending in the area of long-term care
policies and services; (ii) the increasing demographic imbalance between the working-age population
and the older population – which also limits the workforce available for employment in the care sector;
(iii) and the diminishing availability of informal care, stemming from diverse processes such as:
declining fertility; increasing female participation to the paid labour market; the postponement of
retirement age; and the heightened mobility and living distance between parents and their adult children,
that has affected the traditional ways of providing care, giving rise to other alternative forms of care
such as at-distance care provision [
        <xref ref-type="bibr" rid="ref4 ref5 ref6 ref7">4-7</xref>
        ].
      </p>
      <p>
        At present, the institutional arrangements behind the system of long term care provision in Italy are
mainly based on (i) a familism-by-default approach, which places a heavy burden on the shoulders of
families – mainly female partners and daughters or daughters-in-law – in terms of directly providing
care or finding ad hoc market-based solutions; (ii) the provision of cash-for-care transfers to not
selfsufficient individuals (i.e. “indennità di accompagnamento” and “assegno di cura”); (iii) a limited role
of the direct public services and of institutional care (e.g. nursing homes); (iv) an important role of the
third sector and (mainly immigrant) paid caregivers in the provision of personal care to older people
ageing in place [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ]. These arrangements prove largely inadequate in addressing the challenges
connected with population ageing and the rising demand for care. What is more, the above mentioned
social, economic, and demographic transformations makes it clear that the solution of reinforcing
existing policies and measures does not represent a viable or realistic solution to the impeding challenge.
In other words, an approach based on “more of the same” falls short of what is needed.
      </p>
      <p>
        It is in this context that the significance of approaches, tools and solutions based in both assistive
technologies and artificial intelligence appears as a promising, and likely necessary, avenue to increase
the future social and economic sustainability of population ageing, and the correlated increase in the
demand for long term care [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. What is more, it is probably necessary to (re)direct the utilization of
these approaches and tools. Instead of solely focusing on assisting and monitoring care-receivers –
thereby augmenting the supervisory capabilities of caregivers – it is imperative to broaden the
perspective to encompass the skills and well-being of the caregivers themselves.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. The project Care Sustainability in an Ageing Society (CaSAS)</title>
      <p>In the context of the recently financed AgeIt project a team built on the collaboration of several
Italian universities (Bologna, Milano-Bicocca, Molise, Padova), research institutes (INRCA, ISTAT)
and the Beta80 group, a major effort has been launched to study and identify some of the most promising
and viable solutions to improve the sustainability of the Italian long-term care system. The project
moves in several directions, all to varying degrees, reliant on the utilization of AI and AT approaches.
These include:</p>
      <p>(i) Developing and producing analytical models which, by leveraging a heterogeneous set of
structured data sets and the enhanced analytical capabilities offered by AI approaches, allow to produce
a detailed map of care resources and needs across different geographical and territorial contexts within
Italy. Such a model, fed with information on population demographic composition, the transport system,
and the availability and location of health and long-term care services, will also allow to predict future
gaps in the care system;</p>
      <p>(ii) Creating an online training and information platform catering to the needs of both formal and
informal caregivers, as well as the care receivers’ families;</p>
      <p>(iii) Mapping long-term care policies, measures and activities implemented at the local and
community level. This will facilitate the identification of context-specific best practices and the
preparation of an updated atlas of policy tools to improve the sustainability of population ageing across
different institutional levels;</p>
      <p>(iv) Implementing a series of prototypical institutional-technological solutions to address the support
and educational needs of caregivers who provide support to older people with dementia; those who
support older individuals after hospital discharge following a heart failure; and those caregivers who
need to physically move, together with their care receivers, into different environments – from urban to
rural areas – and thus face different challenges in terms of the walkability of different physical and
institutional contexts. Overall, in this fourth direction, wearable sensors - monitoring parameters like
arm and leg movements, heart rate, and sleep quality - will be utilized, feeding into a device-agnostic
online platform. In turn, AI models will be utilized to analyse the collected data, and create an early
warning system redirecting caregivers to actions, learning modules, or information resources aiming at
improving their wellbeing, skills and therefore the quality of support they provide to their care receivers.</p>
    </sec>
    <sec id="sec-3">
      <title>3. The tech-social challenge and the role of AI</title>
      <p>
        Within the context of the ongoing process of population ageing and, more specifically, of the
growing mismatch between the demand for and availability of long-term care resources, the
significance of AI and AT-based resources should not be underestimated or overlooked. It is only by
increasing the quality of care provided, the productivity and sustainability of our caregiving system –
defined as the complex set and interaction of social, institutional, medical and technological solutions
– that we may transform what seems to be an insurmountable challenge into a significant opportunity
for social and technological development. AI and AT solutions stand as among the most effective tools
at our disposal to support caregivers, fostering their well-being, skills, and productivity, and reducing
care burden [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. This, in turn, can have profound impact on both the wellbeing of care receivers, and
the socio-economic sustainability of population ageing [
        <xref ref-type="bibr" rid="ref10 ref8 ref9">8-10</xref>
        ]. AI based instruments and tools could be
utilized along a wide range of activities, e.g. promoting directly or indirectly the autonomy of older
people and supporting ageing-in-place solutions; allowing to monitor both caregivers and care
receivers’ wellbeing; setting in motion early warning systems; and enhancing the skills and information
available and accessible to both formal and informal caregivers, as well as to the care receivers’ families
[
        <xref ref-type="bibr" rid="ref10 ref11 ref12 ref13">10-13</xref>
        ].
      </p>
      <p>
        Yet, while the potential benefits of using AI approaches and tools are substantial, so too are the risk
associated with potential mistakes [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. The experience gained in the early phases of the AgeIt project
suggest that some important areas of attention, to avoid likely missteps, include the following:
(i) AI and AT-based innovative solutions and tools need to be co-designed with both care receivers
and caregivers, ensuring they are easily comprehensible, user-friendly, and effective;
(ii) Leveraging the large diffusion of technological solutions and “nudging” activities and
interventions, may be more relevant and impactful than investing in small-scale, high-intensity
technological solutions or interventions;
      </p>
      <p>
        (iii) Clearly articulating the short/medium-term gains and advantages of the proposed tools and
solutions to caregivers is crucial. Any modification in the delicate balance of a caregiving-receiving
relation is perceived as a challenge and the immediate gains of such changes should be visibly apparent;
(iv) Linking several sources and types of – already available – information may often and quickly
generate sufficiently rich information to effectively readdress policy interventions;
(v) When planning AI and AT interventions, as well as innovative institutional solutions, it is
essential to be mindful of the unequal impact these tools and measures can have. There is a risk of
exacerbating existing social, economic, and health inequalities among the older population [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
This publication was developed within the project funded by Next Generation EU - “Age-It - Ageing
well in an ageing society” project (PE0000015), National Recovery and Resilience Plan (NRRP) - PE8
- Mission 4, C2, Intervention 1.3”. The views and opinions expressed are only those of the authors and
do not necessarily reflect those of the European Union or the European Commission. Neither the
European Union nor the European Commission can be held responsible for them. paragraph in every
section does not have first-line indent. Use only styles embedded in the document.
      </p>
    </sec>
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