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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <issn pub-type="ppub">1613-0073</issn>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="hindawi-id">2917536</article-id>
      <article-id pub-id-type="doi">10.1088/1755-1315/548/3/032005</article-id>
      <title-group>
        <article-title>Methods for Automatically Determining the Level of Disease Damage to Plant Leaves from Their Raster Image</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Stepan Bilan</string-name>
          <email>bstepan@ukr.net</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Georgii Gaina</string-name>
          <email>ggaina@knu.ua</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Oksana Vlasenko</string-name>
          <email>o.vlasenko@knu.ua</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Oleksandr Sutyk</string-name>
          <email>oleksandr.sutyk@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yevhenii Roiko</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Workshop</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Taras Shevchenko National University of Kyiv</institution>
          ,
          <addr-line>Volodymyrska Street, 60, Kyiv, 01033</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>1980</year>
      </pub-date>
      <volume>156</volume>
      <issue>3</issue>
      <fpage>9</fpage>
      <lpage>21</lpage>
      <abstract>
        <p>The article is devoted to the consideration of solving the problem of diagnosing and the degree of plant disease using a raster image of their leaves. Methods for visual monitoring of plant diseases based on analysis of leaf images are considered. Methods for automatic analysis of plant diseases using raster images of leaves are proposed. The methods solve the problem of simplifying and reducing the database used for their implementation. The ratios of the R, G and B codes of the components of each pixel are used to highlight the affected areas of the leaves by the disease and determine the degree of damage to the plant. The use of ratio groups made it possible to expand the range of diseases that are diagnosed automatically using the method. In addition, the method allows to select pixels that display areas of leaves that are not affected by the disease, but have already dried out, which allows you to apply the method throughout the entire life development of plants. To identify the degree of leaf damage, which is determined by the voids formed, a method was proposed that made it possible to automatically separate leaf pixels from background pixels in the image to further highlight the affected areas, which makes it possible to automatically determine the percentage of leaves damaged by disease or harmful insects. The method does not allow determining the degree of damage to the edges of leaves, which are subject to complete destruction and disappearance of areas of leaf tissue. Both methods require preliminary preparation of images under special lighting conditions to clearly separate the background from the leaves without the presence of shadows in the image and other image distortions. Raster image, plant disease, leaf distortion, pixels of affected leaf tissue, highlighting voids in Proceedings</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>the image, thresholding image processing</p>
    </sec>
    <sec id="sec-2">
      <title>1. Introduction</title>
      <p>Generators of pseudo-random forms and states are the basis of the dynamics of life. All plants in the
process of life change their forms and become such as the initial conditions of the plant species are
inherent in them. Plants are an integral part of all life on earth. Also, plants and their fruits are an integral
part of the diet of people and animals. Many of them became the product of direct cultivation by
humans. With the help of humans, new varieties have been bred and new initial states have been
established for their growth with the formation of new biological forms. Good harvests of agricultural
crops and plants contribute to a favorable life for people on earth. To obtain a good harvest, people
create favorable conditions for the growth and maturation of crops and plants. However, plants grown
by humans can be susceptible to various diseases, which significantly affect the yield and can
significantly reduce it. Modern detection of diseases and determination of their level of development is
one of the main tasks of agricultural workers.</p>
      <p>As a rule, plant diseases are often determined visually, which makes it possible to determine the
degree of development and type of disease. The degree of development of the disease can be determined</p>
      <p>2023 Copyright for this paper by its authors.
CEUR</p>
      <p>
        ceur-ws.org
directly on the plant and in the places where it grows, as well as in laboratory conditions. Plant diseases
are analyzed visually by several experts in this field. This approach often requires a lot of time and also
entails errors due to the carelessness of experts [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ].
      </p>
      <p>
        Modern information technologies have made it possible to implement semi-automatic and automatic
methods for diagnosing plant diseases using leaf images. Semi-automatic methods use special graphic
packages that laboratory workers work with [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Such methods can also lead to diagnostic errors, as
they require the direct participation of specialists. Although accuracy and speed improve with
semiautomated approaches.
      </p>
      <p>
        Automatic methods for diagnosing and developing plant diseases based on the analysis of raster
images of leaves use the principles of automatic image processing, which use image conversion into
various color spaces [
        <xref ref-type="bibr" rid="ref1 ref4">1, 4 - 7</xref>
        ], threshold processing, various image transformation methods (edge
detection, segmentation, etc. ), texture analysis methods, fuzzy logic and neural networks [8 - 10].
However, all the described methods are applicable to a limited number of diseases. An increase in the
number of recognized diseases leads to a decrease in recognition accuracy. In addition, most automatic
methods use a large database and the need for preliminary training, which complicates processing
processes and reduces performance.
      </p>
    </sec>
    <sec id="sec-3">
      <title>2. Statement of the problem</title>
      <p>The objective of this paper is to simplify the methods, which entails reducing the time spent on its
implementation by simplifying the operations for processing the color characteristics of each pixel. The
methods are aimed at expanding the number of analyzed plant species, as well as the number of
diagnosed diseases, without forming a large database and without using additional complex image
preprocessing operations.</p>
    </sec>
    <sec id="sec-4">
      <title>3. Relative Works</title>
      <p>Various methods are used to diagnose plant diseases. A large number of non-visual diagnostic
methods are used [11-14]. There are methods that use the polymerase reaction [11], which are
characterized by high requirements for laboratory equipment, highly qualified specialists, as well as
significant time costs for implementation. Also, to diagnose plant diseases, methods based on
immunochromatographic analysis are used [11], which are easily implemented in places where plants
grow. These methods do not allow diagnosing a wide range of diseases. Methods that allow one to study
plants based on the electrical properties of biological tissues are also widely used [14, 15]. At the same
time, electrical methods require the use of high-precision equipment for converting an analog signal, as
well as measuring instruments that require constant verification. In addition, electrical methods use
various conductive materials, which is not always rational for use outside the laboratory.</p>
      <p>
        The most popular recently are visual diagnostic methods, which are based on the analysis of images
of plant leaf tissues. Methods based on the analysis of images of plant leaves are easily automated using
various information technologies. Such methods are easily implemented in the form of separate small
electronic devices or based on smartphones [
        <xref ref-type="bibr" rid="ref3 ref4">3-10</xref>
        ]. Modern computer vision methods are used here.
Such methods make it possible to both identify the disease and determine the degree of its development,
as well as determine the percentage of damage to plant tissues. Many methods use image
transformations based on edge pixel detection operators [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] using thresholding. After this, the resulting
holes in the sheets were filled. Filled out areas were diagnosed as a disease. The disadvantages of such
methods are that after applying selection operators, pixels are selected that may not belong to the edges
and are identified as healthy, and after filling they can be assigned to affected pixels, which reduces the
accuracy of determining the degree of damage of the plant. There are methods that convert images into
different color spaces (RGB, HSV, CMYK, NDVI), which are converted using various pre-processing
operations [16 - 18]. Such methods are characterized by the accuracy of disease diagnosis since they
use additional calculations when converting and calculating the required threshold. An algorithm has
been proposed [7], which is based on comparing the values of the gray channels of the R and G
components for each pixel. The R&lt;G ratios determined the presence of the disease and, by growing
regions, the affected areas of plant leaves were determined. The method additionally used recalculation
of thresholds, which increases the time spent on its implementation. Methods based on the analysis of
structure features and using adjacency matrices are widely used [9, 19]. Such methods consider
spatialfrequency, static and structural features. However, they are implemented based on a large number of
calculations, which entails greater complexity in implementation. Also, to diagnose diseases, methods
based on fuzzy logic are used [8, 20], which require different calculations for each matrix, which may
not always provide sufficient accuracy. Methods based on the use of neural networks [
        <xref ref-type="bibr" rid="ref1">1, 21, 22</xref>
        ] involve
the use of a large database. In addition, the expansion of disease classes and plant species leads to a
decrease in the accuracy of diagnosed diseases.
      </p>
    </sec>
    <sec id="sec-5">
      <title>4. Methodology for determining diseased leaf surfaces from their raster images</title>
      <p>The proposed methodology for determining the affected leaf surface is based on RGB analysis of
raster images of leaves. It includes several stages: a preparation stage for image formation and a stage
of automatic selection of image pixels that indicate that an area of a plant leaf is affected by a disease.</p>
      <p>The preparation stage for image formation consists of separating the leaves from the plants and
placing them on a special surface that displays the background of the image. Leaves located on the
surface should not intersect, as the accuracy of determining the affected leaf surface is distorted. In
addition, plant leaves should not be placed at an angle, and parts of their surface should not be bent or
twisted. An example of the correct (left) and incorrect (right) arrangement of leaves on a special
background surface in Figure 1 is shown.</p>
      <p>At the second stage, pixels indicating the affected leaf surface are selected and the percentage of the
plant affected by the disease is calculated. Before selecting a pixel in the image, the color and brightness
characteristics of the pixels are established, which reflect healthy and unhealthy leaf surfaces. The
healthy leaf surface is determined by its species, and the affected surface is determined by the type of
disease, which mainly determines the color and brightness characteristics of the affected leaf surface.
In Figure 2 shows an example of an image indicating pixels related to the healthy (in the middle of the
figure) and the affected (right in the figure) leaf surface.</p>
      <p>Previously, for the successful implementation of the second stage, it is necessary to determine the
pixel codes that belong to the affected leaf surface and the pixel codes of the unaffected surface. It is
also necessary to determine the value of the code that indicates the background threshold. By applying
the value of the background threshold, the pixels that form the surface of the leaves in the image are
separated from the background pixels. As a rule, the background is presented in color tones and in
brightness approaches light tones, and in color approaches white (code 16777215). The threshold value
(for example, 10000000) is set. All pixels whose codes did not exceed this threshold value were selected
as those that belong to the surface of the leaves in the image. All other pixels were considered to belong
to the background. An example of separating an image from the background in Figure 3 is shown.
recording devices and is presented in a different format, then using mathematical formulas it is
converted to the RGB format. The code of each pixel is divided into three components R (red), G (green)
and B (blue). For each type of plant healthy leaves, a ratio is established, with the help of which you
can display the healthy color of the leaves in the image
{ ,
  ,  },
  
is the threshold value for the ratio</p>
      <p>where R, G and B are quantities that encode the red, green and blue components of the colors in each
pixel, respectively.</p>
      <p>These relationships for each plant variety are set into inequalities with given threshold values: PRG,
PRB and PGB. The PRG value is the threshold value for the ratio 
, PRB – or the ratio</p>
      <p>, and the PGB value
. To select healthy surface pixels, ratio values can be determined to
be greater or less than the corresponding threshold value. Threshold values for each plant variety are
determined experimentally at the preliminary stage.</p>
      <p>Inequalities for the ratios of codes of one pixel are grouped. There may be several and different.
Since the color gamut of the healthy surface is different, several groups of threshold ratios with different
threshold values and different inequalities can be used to select one pixel of the healthy leaf surface in
the image. For example, to select pixels from images of healthy leaf surfaces, several groups can be
used, such as,
〈
〈




&lt;   1 , 
&gt;   2 , 


&lt;   1 , 
&gt;   2 , 


&lt;   1 〉,
&lt;   2 〉.</p>
      <p>Such groups of threshold ratios set boundaries that allow to select only specified pixels with the
corresponding color gamut. If the used inequalities are satisfied, then the pixel is selected as one that
displays (belongs to the image) the undamaged surface of the leaves in the raster image. This pixel is
assigned a logical “1”, and the remaining pixels are assigned a logical “0” code. In this way, a binary
image is formed in which pixels with a logical code of “1” display the undamaged surface of the leaves.
In the resulting binary image, pixels that have a logical state of “1” are counted.
  ′</p>
      <p>и   ′</p>
      <p>Extraction of pixels that display a damaged leaf surface in the image is carried out using a similar
procedure as for pixels of a healthy leaf surface. The difference is that different threshold values   ′ ,
are chosen for such pixels, as well as other inequalities according to the disease being
analyzed. After selecting pixels that represent the affected leaf surface in the image, single pixels are
counted, multiplied by the pixel area and the area of the affected surface is determined.</p>
      <p>Having determined the number of pixels of the unaffected surface, the percentage of the plant leaf
surface affected by the disease is calculated. To more accurately determine the percentage of the
affected leaf surface, it is important to accurately select threshold values for both pixels representing
the unaffected surface and for pixels representing the affected surface. When selecting each group
separately, situations may arise when pixels remain that do not fall under the implementation for all
groups of inequalities. In this case, it is necessary to assign these pixels to one of the analyzed groups
of pixels by analyzing their color characteristics. Such an analysis is carried out by a specialist and
specified in advance in the program. Examples of identifying such groups of pixels in Figure 2 are
presented. Additionally, there is also the problem that you cannot divide by zero. A situation may arise
when the code of the green or blue components is zero. In this case, uncertainty arises for pixels that
have such codes. To eliminate such situations, before forming the ratios, for all pixels whose G and B
components are equal to zero, one is added to the codes of the green and blue components of such
pixels. Such code of one does not significantly affect the distortion in the ratios.</p>
      <p>To confirm the correctness of the technique for analyzing images of plant leaves affected by the
disease, an experiment was conducted in which leaves of plants of different varieties were used. Various
diseases were also considered that distort the color of the leaf surface and signal the development of a
disease on the plant. In addition, each group of pixels for each image was selected separately, which
made it possible to determine the percentage of pixels that were not subject to analysis using this
method. For the example shown in Figure 2 The percentage of damage to barley leaves is 2.4%. In this
case, the lesion is determined for leaves that are in the growth and full development stage at the green
leaf stage. This situation makes it possible to set threshold values for images depicting living leaf tissue.
During the period when barley leaves should be green. In this case, disease damage leads to changes in
the color and structure of the leaf, its drying out and wilting. Mainly for barley for the one shown in
and wider over the entire leaf surface as the disease progresses. For this example (Figure 2), the
following threshold ratios 〈
&gt; 1,
&gt; 3,</p>
      <p>&gt; 2〉 are established.</p>
      <p>However, there is a situation when leaves are plucked for analysis at different periods of the year.
There is also often a period when the leaves stop growing, dry out and wither. They grow old. An
example of such a picture in Figure 4 is shown.</p>
      <p>At this stage, several threshold values are applied to separate dead leaves and diseased areas. For the
example shown in Figure 4, in the first iteration thresholds were applied 〈
which made it possible to separate the yellow areas in the leaf image. In the second iteration, thresholds



&gt; 1,01,
&gt; 1,3,</p>
      <p>&gt; 1,2〉,


were applied 〈

&gt; 1,35,


&gt; 3,


&gt; 3〉. The results of this approach in Figure 5 are presented.</p>
      <p>Using a combination of groups of threshold values, it is possible to identify only dry areas of leaves,
as well as only disease-affected areas. In this situation, it is easy to determine the presence of the disease
even after the death (drying) of the leaf mass, but difficulties arise in accurately determining the
percentage of the plant affected by the disease. As can be seen in Figure 5, dried leaves have different
colors, which does not affect the result of identifying disease-affected areas.</p>
      <p>Situations are also possible when healthy leaves have different colors (Figure 6). In this case, a set
of groups of threshold values is selected to cut off the unaffected surface in the raster image.</p>
      <p>The use of threshold processing along with the ratio of the values of the red, green and blue
components makes it possible to expand the number of recognized plant diseases, as well as reduce the
size of the database used to automatically determine the level of plant disease damage.</p>
    </sec>
    <sec id="sec-6">
      <title>5. A technique for determining voids on leaves affected by disease or after exposure to pests using their raster image</title>
      <p>There are a number of plant diseases, after exposure to which voids of various shapes and sizes are
formed on the leaves. Also, such voids can form as a result of the influence of harmful insects, which
in large numbers can completely destroy the crops in the fields and gardens. Together with the voids,
the leaves are also affected along the edges, which is quite easily determined by specialists. However,
to automate the process of determining such damage to the leaf mass from a raster image, various
methods are used, which differ in varying computational complexity and accuracy in calculating the
percentage of damage to a plant by insects or disease. An example of leaf damage, after which voids
form, in Figure 7 is shown.</p>
      <p>As can be seen from Figure 7, the edges of the leaves and their inner surface are damaged. The
symmetry of the leaves relative to the central line forming the leaf is broken, and there are also voids
inside the leaf mass. First of all, to determine the level of leaf damage, it is necessary to select a leaf in
the image by separating it from the background. To do this, you need to set the same code to all pixels
belonging to the background. The most suitable code is 16777215, which displays the color white. The
background in the image is not uniform because the background pixels encode light tones that are close
to white. Such a background is created under special lighting conditions at the preliminary stage of
image preparation. For our example, the codes of the pixels that form the background in the image vary
from 10000000 to 16777215. With this background coding, a condition is set for each pixel
code&gt;10000000, which indicates that the pixels belong to the background.</p>
      <p>Background pixels are detected using the following algorithm.
1. The outermost pixels of the image that belong to the background are set to code 0 or another
code that is not present in the controlled image.
2. At the next iteration step of the algorithm, those pixels that satisfy the following condition (1)
go to the zero state:
  ( + 1) = {
0,    ( ) &gt; 10000000</p>
      <p>= 0
  ( ),    ℎ 
  ( ) - pixel code with coordinates (i,j) at time t.</p>
      <p>In this case, at each iteration step of the algorithm, eight neighboring pixels of each pixel are
analyzed to see if its code is equal to zero. If there are such codes, then pixels in which at least one of
(1)
the eight neighboring pixels encodes 0 go to the zero state. This analysis continues until all background
pixels begin to code 0. An example of such separation of a plant leaf from the background in Figure 8
is shown.</p>
      <p>In Figure 8 shows the process of spreading black pixels across the background pixels from the edge
pixels of the image. In this case, the pixels representing the sheet holes remain in the codes of the
original background. In principle, it is possible to distribute not only the code 0 over the background
pixels. The best option is to analyze all pixels for the absence of numbers encoding one of the colors
on the image. The analysis is preliminary carried out to determine the code number, which is not present
in the control image. This number is selected to be distributed across the background pixels. This
approach eliminates erroneous filling, formed voids on the leaves.</p>
      <p>After all the pixels have the same code, pixel areas are selected that represent voids. As a rule, such
pixels have codes corresponding to the codes of the original background, i.e. their codes contain values
in the range from 10000000 to 16777215. These codes are acceptable for the presented example (Figure
8). If the lighting conditions and photographic recording are preserved for all leaves, then this range is
preserved for other obtained images of leaves. After this, thresholding is applied to the pixels of the
entire image in accordance with the condition</p>
      <p>1,    ( ) &gt; 10000000
  ( + 1) = { . (2)</p>
      <p>0,   ℎ</p>
      <p>In accordance with this condition, a binary image of selected voids is formed, which have different
shapes as shown in Figure 9. In a binary image, voids are represented by codes of one, and the remaining
pixels are coded by zeros. By counting ones, the degree of leaf damage can be determined. The shape
of each void can be determined using projection analysis and Radon transformations [23, 24].</p>
      <p>The considered method has a fairly high accuracy provided that the conditions for high-quality
image formation are met. The method is not applicable to images formed at different distances and at
different angles. Almost all internal voids are detected if the image is of high resolution. However, the
method does not allow determining damage to the edges of leaves, which can be quite large.</p>
    </sec>
    <sec id="sec-7">
      <title>6. Conclusion</title>
      <p>The paper discusses and studies methods for identifying plant diseases based on the analysis of leaf
images. Based on the proposed RGB - analysis of images of plant leaves, the method allows you to
automatically identify diseases and determine the degree of damage to plants. The use of the relations
R, G and B of the component codes has expanded the range of diagnosed diseases, and the
implementation of the method requires a small number of calculations. The proposed approach makes
it possible to separate tissues that are affected by the disease from healthy tissues and from the dried
part of the leaves, which makes it possible to use it throughout the entire period of plant growth, as well
as in the autumn, when leaf tissues begin to die. For plants whose leaves have voids formed as a result
of their disease, a method has been proposed that makes it possible to separate the pixels displaying the
surface of the leaves from the background pixels, which effectively identifies areas formed by voids in
the image. The method does not allow determining the presence of marginal leaf lesions. The methods
used do not use large databases, which significantly reduces the time spent on its implementation.
Unlike the use of artificial neural networks, the method allows to increase the number of classes without
reducing the accuracy of disease identification. At the same time, modification of approaches in
threshold processing of raster images based on the relationships of color characteristics makes it
possible to expand the number of analyzed plants and their diseases, which significantly increases the
efficiency of solving the problem and claims scientific novelty in threshold processing methods. Also,
unlike the use of artificial neural networks and deep learning methods, the proposed methods can
significantly reduce the number of computational operations such as addition, multiplication and other
operations that in large quantities require a lot of computing resources. There may be especially
inaccuracy in the results in cases where the forms of distortions vary sharply, and there is also a high
probability of overtraining the network, which does not always lead to the desired results. To solve this
problem, there is no need to create a large number of references and form a large training sample, which
is not always possible to do in real conditions. In further studies, the authors plan to use analysis of the
geometric structure of leaves to determine edge distortions.</p>
    </sec>
    <sec id="sec-8">
      <title>7. References</title>
    </sec>
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