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  <front>
    <journal-meta>
      <issn pub-type="ppub">1613-0073</issn>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Policies in Urban Segregation Dynamics</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Giovanni Mauro</string-name>
          <email>giovanni.mauro@phd.unipi.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Luca Pappalardo</string-name>
          <email>luca.pappalardo@isti.cnr.it</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="editor">
          <string-name>Segregation, Schelling, Agent-Based Models</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science, University of Pisa</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>IMT School for Advanced Studies Lucca</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Institute of Information Science and Technologies ”Alessandro Faedo” - ISTI-CNR Pisa</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2024</year>
      </pub-date>
      <fpage>25</fpage>
      <lpage>28</lpage>
      <abstract>
        <p>This study addresses a gap in the existing literature on the Schelling segregation model by conducting a comprehensive qualitative assessment of various relocation policies. We introduce novel Schelling models driven by diferent relocation policies and analyse their impact on the convergence time and final segregation levels. Our findings demonstrate that all policies result in segregation levels within bounds established by policies where agents relocate to maximize their happiness. Notably, a policy ensuring the minimum improvement in agent segregation significantly reduces the model's convergence time. These results underscore the potential influence of relocation policies, such as those employed by online recommenders in real estate platforms, on societal segregation dynamics. The study provides valuable insights into potential strategies for mitigating and decelerating segregation through tailored recommendations.</p>
      </abstract>
      <kwd-group>
        <kwd>sult in a global phenomena like segregation [1</kwd>
        <kwd>2</kwd>
        <kwd>3</kwd>
        <kwd>4]</kwd>
        <kwd>figuration</kwd>
        <kwd>like city size or shape change [ 7</kwd>
        <kwd>8</kwd>
        <kwd>9</kwd>
        <kwd>10</kwd>
        <kwd>11]</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>In 1971, Thomas Schelling proposed the very first
agentbased model to explain how individual actions could
reIn Schelling’s simple spatial proximity model, a division
between the two groups of the population emerged as
a result of a homophily tendency of the agents that, he
claimed, in real life can happen along many dimensions
such as ethnicity, language, income, and class afiliation
dimensional grid (city), with each agent having a
preference for living next to people of his type. When an agent
is surrounded by too many agents of a diferent kind it
ifes its preferences. Schelling observed that even when
agents are tolerant (low homophily threshold), the city
gets segregated in a few simulation steps.</p>
      <p>Several variants and enhancements of the Schelling
model have been proposed so far. Some of them modify
Published in the Proceedings of the Workshops of the EDBT/ICDT 2024
∗Corresponding author.
†Conceptualized the research, conducted the experiments, made the
plots, wrote the code and the paper.
‡Conceptualized the research, supervised the experiments and wrote
nEvelop-O
LGOBE</p>
      <p>0000-0001-8067-984X (G. Mauro); 0000-0002-1547-6007
(L. Pappalardo)
the agents’ behaviour, for example associating to each
agent an income status [5] or treating the problem with a
reinforcement learning approach [6]. Other works
analyse what happens to the model if the environmental
conor if the dynamics take place on a network-like structure
[12, 13]. In two of these works [12, 9], the agent picks the
cell that maximizes its happiness. Other works included
real-world segregation data along with strategies to
validate simulated behaviour with observations [14, 15, 16]
and sociological theories [17, 18, 19, 20]. A recent
empirical study suggests a link between experienced income
segregation and an individual’s tendency to explore new
Gambetta et al. [22] show that imposing mobility
constraints to agents in the Schelling model strongly afects
convergence time and the final segregation level.</p>
      <p>While previous research has explored various aspects
of urban segregation using models like the Schelling
model, there is still a gap in understanding how diferent
strategies or guidelines, known as ”relocation policies,”
directly influence the dynamics of urban segregation.</p>
      <p>These policies could include government initiatives,
algorithms employed by real estate platforms like Idealista,
Booking, or Airbnb 1, or other mechanisms that shape
the distribution of people across neighbourhoods.</p>
      <p>These online real estate platforms are more and more
actively suggesting housing options to users, playing a
pivotal role in influencing urban development [ 23]. The
choices individuals make, guided by these platforms or
CEUR</p>
      <p>ceur-ws.org
other relocation policies, can contribute to scenarios of
either increased or decreased segregation within the city,
or the emergence of other phenomena like
gentrification [24, 25]. Furthermore, these platforms have been
proven to have a crucial impact on the urban scenario.</p>
      <p>For example, in areas with a high AirBnB presence, rents
and transactions substantially rise [26] and racial biases
appear to be reinforced [27].</p>
      <p>This work aims to fill the literature gap, underscor- Figure 1: Example of a happy agent (left) and an unhappy
ing the need to systematically measure and understand agent (right) with a homophily threshold ℎ = 3. The dashed
the numerical impact of diferent relocation policies on square represents the Moore neighbourhood Γ of cell  . On
urban dynamics. It does so by ofering relocation sug- the left, three yellow agents are in the neighbourhood of a
gestions to a portion of Schelling model-like agents and yellow agent, so the agent is happy. On the right side, only
scrutinizing how these recommendations afect both con- two agents share the type of the agent in cell  , making the
vergence time and observed levels of segregation. Our agent unhappy.
ifndings reveal that policies focused on income
(dis)similarity notably increase segregation times, while strategies
encouraging agents to relocate where they would experi- use income data from the 2022 USA Social Security
Adence minimal or maximal happiness expedite segregation ministration report,2 which delineates the US worker
times. Notably, these latter policies establish both lower population percentages within specific income intervals.
and upper bounds for the observed segregation levels of Every agent is assigned an income interval  with a
proball the analysed policies. ability proportional to the US population within  , and
the assigned income  is picked uniformly at random
2. Policy-driven segregation model within  . The majority agents are the richest 40% ones;
the minority agents are the poorest 60% ones. Note that
Schelling’s classical model illustrates how urban segre- the income assignment changes at each simulation,
engation may emerge due to individual preferences for hancing the robustness of our results. Figure 2 shows
similar neighbours. The city is represented as a grid the income distribution: as expected, a few agents have
where agents of two types (initially placed randomly) a high income, while a heavy tail of agents have a low
inhabit cells or leave them unoccupied (approximately income.
20% remain empty). The parameter ℎ controls agents’
homophily tendencies. At each simulation step, an agent 1.75M
in position  evaluates its Moore neighbourhood [28] Γ ) 1.5M
– the surrounding eight adjacent cells in a square forma- SD1.25M
tion. If an agent has fewer than ℎ neighbours of its type, (eU1.0M
it becomes unhappy and relocates to a random, empty om0.75M
cell. Figure 1 schematizes the Moore neighbourhood of a Icn0.5M
happy cell (left) and unhappy cell (right). The simulation 0.25M
terSmcihnealtliensgw’shaennaalyllsaisgernevtseaalrseshtraipkpiny.g outcomes: even 0.0M 0 500 Agents10(0ra0nked) 1500 2000
with a low ℎ value (e.g., ℎ = 3, indicating agents are Figure 2: Income distribution of the agents in the model. On
happy with only 3/8 of their neighbours sharing their the x-axis, the agents are ranked by associated income. The
type), the city segregates rapidly, maintaining an aver- y-axis represents the income. A few agents have a high income
age segregation level higher than the agents’ minimum (around 1 million dollars), and the majority of the agents have
requirement. a low income.</p>
      <p>This paper aims to evaluate the impact of diverse
relocation policies within the classical Schelling model in
terms of convergence time and final segregation level. Simulation starts with agents randomly spread on the
In our model, each simulation takes place on a 50 × 50 grid (see Figure 3, left). Each cell can either be occupied
grid where 75% of its cells are randomly populated with by only one majority agent (yellow), occupied by a
mi agents. The agents are categorised into two groups: nority agent (red) or be empty (white). At the end of
majority agents (60%) and minority agents (40%). At the the simulation, the grid appears spatially clustered as in
beginning of the simulation, each agent is associated Figure 3. Even if agents are tolerant (e.g., they are happy
with a fixed income  . To this purpose, as in [5], we</p>
      <p>where ( , 
cell  and cell  ′:
Γ = {(,  ) ∶ | −</p>
      <p>| ≤ 1, | −   | ≤ 1}</p>
      <p>We compute the number of agents in the Moore
neighbourhood of cell  that are of the same type of agent in
cell  as:
Σ( , ) =
∑ ( , 
 ′∈Γ
′
)
′) denotes the equality of agents between
In contrast with the original Schelling model, and fol-  . For each agent,  , its segregation score indicates the
( , 
′) = {
1 if  ( )</p>
      <p>=  (
0
otherwise
′
)
where  ( )</p>
      <p>returns the type of the agent in cell
number of agents of the same type of  in its Moore
neighbourhood divided by 8 (the maximum number of
Moore neighbours):
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Start occupancy</p>
      <p>End occupancy</p>
      <p>√(  −   )2 + (  −   )2
when just 3/8 of neighbours are similar to them), the city
The Moore [28] neighbourhood centered at a cell  =
(random policy). In our model, we introduce more
sophisticated relocation policies.</p>
      <p>When an agent leaves its cell  because unhappy, our
model assigns to an empty cell  a score proportional to
a policy  , sorts the cells in decreasing order, and selects
the top  cells. The unhappy agent uniformly randomly
picks one of these  cells. We set  = 30 to emulate
realworld practices in online real estate platforms, typically
suggesting 30 results per page. 3</p>
      <p>We investigate six main policies:
• Similar neighbourhood: the score of a cell  is
calculated as:
() ∝ (Γ
 , Γ )</p>
      <p>(10)
The more the neighbourhood of a cell  is similar
to the neighbourhood of the original cell  , in
terms of average income of the agents, the higher
the score of cell  .
• Diferent neighbourhood : the score of a cell 
is computed as
• Distance-relevance: the score of a cell is directly
proportional to the cell’s relevance and inversely
proportional to the distance between the starting
and arriving cell [22]:
() ∝</p>
      <p>() 2
(, )
2</p>
      <p>(15)</p>
      <sec id="sec-1-1">
        <title>This policy encapsulates a fundamental principle</title>
        <p>
          of human mobility, as postulated by the
Gravity model, wherein individuals seek to minimize
travel time while being drawn toward significant
locations [
          <xref ref-type="bibr" rid="ref2">30</xref>
          ].
        </p>
      </sec>
      <sec id="sec-1-2">
        <title>In Figure 3, we presented the initial (left) and final</title>
        <p>(right) configurations resulting from the execution of the
model, where all agents follow the baseline random policy.</p>
        <p>Starting from the same initial configuration, Figure A1
reports the final configurations of simulations in which
all agents follow the other six policies
2.2. Experimental settings
() ∝ (Γ 1 , Γ ) (11) I[n0, 1o0u0r],exapperairma menettse,r wreepvreasreynttihneg atdhoeptpioerncernattaege ∈of
agents following the suggested policy. At the beginning
The score of the cell  is inversely proportional of the simulation, each agent has a probability  to follow
to the economic similarity between the starting the policy during all steps of the simulation, and thus
and ending neighbourhoods. a probability 1 −  to follow the random policy. Each
• Minimum improvement: the agents may move agent will be categorised as policy-follower or not at
only to cells it would be happy. Among these cells, the beginning of the simulation based on probability  .
the score of each cell  is inversely proportional The baseline of our experiments is the classical Schelling
to the number of agents of the same class of the model, where all agents follow the random policy (this,
agent in the starting cell  :  = 0 ).</p>
        <p>() ∝ 1 , if Σ(, ) ≥ ℎ (12) of Wthee pmeorfdoerlm.E1a0c0h sciomnufigluartaiotinosnfocormeabcinhecsotnhfigeuvraatluioens
Σ(, ) of two parameters: the policy  and the adoption rate
• Maximum improvement: the agents may move  . Each simulation uses a diferent random spatial
disonly to cells it would be happy. Among these cells, tribution of agents on the grid and a diferent random
the score of each cell  is directly proportional income assignment taken from the income distribution.
to the number of agents of the same class of the Each simulation terminates when all agents are happy or
agent in the starting cell  after a maximum of 300 simulation steps. For each
simulation, we calculate the convergence time,  , the number
() ∝ Σ(, ) , if Σ(, ) ≥ ℎ (13) of steps needed to reach an equilibrium state, and the
• Recently emptied: we assign a higher score to final segregation level, ⟨⟩ , at the end of the simulation.
the empty cells that have been emptied for the
lower amount of time in the last steps:</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>3. Results</title>
      <p>() ∝
1
 ()
(14)</p>
      <sec id="sec-2-1">
        <title>The rationale behind this policy is to assume that</title>
        <p>a reasonable choice for an RS, is to suggest users
occupy locations that were already in conditions
of being inhabited and that were recently free.</p>
      </sec>
      <sec id="sec-2-2">
        <title>3see idealista.com</title>
        <p>The analysis of convergence time as  varies uncovers
intriguing patterns (see Figure 5).</p>
        <p>The baseline random model typically converges in
around 27 steps. In accordance with the suggestion of
Gambetta et al. [22] the more the users follow a
distance relevance policy, the more the segregation process
is slowed down (hence, the higher  ). The two policies</p>
        <p>a diferent economic composition significantly amplifies
segregation, especially when influencing the majority of
the population.</p>
        <p>Conversely, four policies lead to a reduction in ⟨⟩ :
recently emptied, distance-relevance, similar neighbourhood
and especially minimum improvement. The recently
emptied policy shows a negligible reduction until only 60% of
the population adopts it but becomes increasingly
efective with an increased adoption. The distance-relevance
policy substantially decreases ⟨⟩ . However, the policy
that most efectively reduces final observed segregation
levels is minimum improvement: even with a small
percentage of agents following this policy, the average ⟨⟩
reduction is substantial.
4. Discussion
rooted in the neighbourhood income similarity, similar
neighbourhood and diferent neighbourhood substantially
increase convergence time. In particular, the model is
not able to reach a stable equilibrium if 10% (or more)
agents relocate to a similar neighbourhood. A similar
result holds for the recently emptied policy.</p>
        <p>Remarkably, the only two policies that efectively
expedite segregation, reducing the value of  as their adoption
rate  increase, are the policies that suggest agents to
relocate in places where they would be happy: minimum
improvement and maximum improvement.</p>
        <p>Our study explores the intricate relationship between
relocation policies and the dynamics of urban segregation.</p>
        <p>Through a series of simulations, we unveil the impact
of these policies on both convergence time and the final
level of segregation.</p>
        <p>The implications of policies grounded in
neighbourhood composition, such as the similar neighbourhood and
diferent neighbourhood , reveal intriguing trends. On the
one hand, as one can expct, suggesting agents to
relocate to a neighbourhood with a similar income, thereby
0.74 maintaining a comparable average income distribution
0.72 among neighbours, increases convergence times. In fact,
00..7608 if agents adhere strictly to this policy, the model fails to
0.66 converge. On the other hand, it is noteworthy that even
S0.64 suggesting agents to relocate to a socioeconomically
dif000...566802 rdmmeisiacnt.x...erimmieml.ppprtroieovdv.. rsdaiimfnf.d.nonemeiigghh.. fdeerceenltenraetigiohnboisurmhooostdpsrloonwosudnocwedn wsehgernegbaettiowneetinm4e0s%.Tahnids
0.56 60% of users relocate according to this policy.
Interest0 10 20 30 40 50 60 70 80 90 100 ingly, having 100% of agents follow this policy produces
p (%) a similar efect, in terms of convergence time, as only
Figure 6: Average final segregation levels ⟨⟩ across 100 sim- 10% of agents following it. This dichotomy can also be
ulations of models with a growing percentage  of users ac- appreciated in the segregation levels ⟨⟩ analysis.
cepting the suggestion of the RS. Counterintuitively, a policy that suggests agents
relocate to a socioeconomically diferent neighbourhood ,
thus suggesting a mixing, increases the average observed
segregation levels as its adoption increases. Surprisingly,
suggesting agents relocate to neighbourhoods with a
similar average income distribution reduces the final
observed segregation levels.</p>
        <p>The analysis of the observed final segregation level
seems bounded by the outcomes of two extreme
policies: the maximum improvement policy drives the final
segregation level to its maximum, and the minimum
improvement policy minimizes it. This distinction becomes
particularly pronounced when the relocation policies
are adopted by many agents (high adoption rate  ).
Indeed, minimum improvement for  = 100% reduces the</p>
        <p>Even more intriguing insights emerge from analysing
the final segregation level varying the adoption rate 
(Figure 6). The final segregation level ⟨⟩ for the baseline
random model stabilises around 0.66. Notably, for all
policies, the more users adhere to a policy, the greater
the change in ⟨⟩ , indicating that suggesting relocation
policies other than the random one significantly impacts
urban segregation.</p>
        <p>Only two policies, diferent neighbourhood and
maximum improvement amplify final segregation levels as
adoption rate  increases. In particular, the former leads
to the most substantial rise, while even the policy
suggesting an unhappy user move to a neighbourhood with
distance relevance, 133 steps</p>
        <p>minimum improvement, 6 steps
recently emptied, 300 steps
similar neighborhood, 300 steps
ifnal segregation level by 16.67% compared to the
baseline model. Conversely, maximum neighbourhood
significantly increases the final segregation level by 13.64%.</p>
        <p>From a sociological perspective, this observation
emphasizes how policy choices significantly mould societal
structures. The extremes represented by the accentuated
segregation of the similar neighbourhood or maximum
improvement policies and the minimized segregation of the
minimum improvement policy delineate the wide
spectrum of potential societal outcomes based on policy
implementations. Recognizing these boundaries provides
crucial insights into the intricate connection between
policy decisions and the resultant societal dynamics. It
clarifies how diferent policies can influence segregation
levels, thereby guiding more informed and balanced
interventions.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>5. Conclusion</title>
      <p>different neighborhood, 17 steps
maximum improvement, 4 steps
This paper investigates the efects of diferent relocation
policies within the Schelling model on convergence time
and final segregation levels. It sheds light on how these
policies influence urban segregation dynamics, paving
the way for future research and the development of more
equitable urban strategies, particularly in understanding
the impact of online real estate platforms on
neighbourhood demographics.</p>
      <p>
        This work can be improved and extended in several Figure A1: Examples of final configurations produced by each
directions. Inspired by Moro et al. [
        <xref ref-type="bibr" rid="ref3">31</xref>
        ], designing a pol- policy on a 25 × 25 grid.
icy that exploits the time series of empty cells could ofer
valuable insights. This approach might uncover historical
occupancy patterns, revealing which cells have
predominantly housed similar agents or which tend to retain other policies, particularly the minimum improvement
happy occupants for longer durations. Similarly, there is one (top right), which appears to be more mixed.
room to expand the model by training a Machine
Learning (ML) model across multiple model iterations. This Acknowledgments
approach could empower algorithms to predict optimal
cell choices for ensuring an agent’s maximal happiness Questo lavoro è stato finanziato dal PNRR (Piano
probability. Moreover, by considering broader global fac- Nazionale di Ripresa e Resilienza) nell’ambito del
protors, these models might suggest strategies that maintain gramma di ricerca 20224CZ5X4_PE6_PRIN 2022 “URBAI
a stable or reduced average segregation level within the - Urban Artificial Intelligence” (CUP B53D23012770006),
city. Finanziato dall’Unione Europea - Next Generation EU.
This research has also been partially supported by EU
Appendix project H2020 SoBigData++ G.A. 871042; and
NextGenerationEU—National Recovery and Resilience Plan (Piano
Nazionale di Ripresa e Resilienza, PNRR), Project
“SoBigData.it—Strengthening the Italian RI for Social Mining
and Big Data Analytics”, prot. IR0000013, avviso n. 3264
on 28/12/2021.
      </p>
      <p>Authors thank Dino Pedreschi for its precious
intuitions as well as Emanuele Ferragina, Giuliano
Cornacchia and Daniele Gambetta for their valuable
suggestions.</p>
      <p>In Figure A1, we present examples of final configurations
produced by the execution of the model in which the
100% of agents follow one of the six policies. All the
simulations starts from the same initial configuration
reported in Figure 3 (left).</p>
      <p>It is noticeable that the diferent neighbourhood and
maximum improvement policies, depicted in the last row,
result in a visually less mixed scenario compared to the</p>
    </sec>
    <sec id="sec-4">
      <title>A. Online Resources</title>
      <p>
        The code for replicating and reproducing our model and
experiments is available at
https://github.com/mauruscz/RS-chelling. The
simulation has been performed using the Python module MESA
[
        <xref ref-type="bibr" rid="ref4">32</xref>
        ].
      </p>
    </sec>
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