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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>J. Esquicha-Tejada);</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Residential Trash Container Automation Alternatives</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>José Esquicha-Tejada</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andrea Cornejo-Paredes</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tatyana Chávez-Barrios</string-name>
          <email>tatyana.chavez@ucsm.edu.pe</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nadia</string-name>
          <email>nadia.chavez@ucsm.edu.pe</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Chavez-Salas</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Aremi Paja-Medina</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jesus Ronquillo-Mallea</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Formal and Physical Sciences and Engineering, Universidad Catolica de Santa Maria (UCSM)</institution>
          ,
          <addr-line>Arequipa</addr-line>
          ,
          <country country="PE">Peru</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0001</lpage>
      <abstract>
        <p>The process and organization of garbage collection in metropolitan cities is inefficient for the current requirements. Which has brought problems such as pollution, crime and bad appearance and consequently a tendency to develop a bad habit by the population. This article provides two alternative solutions for the automation of the garbage container by means of the NodeMCU and Raspberry Pi board with the help of ultrasound sensors, photovoltaic system, and instant messaging (Telegram). As a result, it allowed the municipality to know when the right time is to pick up the garbage in the residential. The SUS instrument was used as validation, which gave us a result of 80% and 75% in terms of usability and feasibility.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;IoT</kwd>
        <kwd>NodeMCU</kwd>
        <kwd>Garbage Container</kwd>
        <kwd>Photovoltaic System</kwd>
        <kwd>Mobile Application 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Technological advances such as the Internet of Things have been proven to improve the quality
of life of human beings [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. This paradigm includes a set of sensors, microcontrollers,
communication technologies, and protocols that allow us to create connected solutions in an
automated way, giving us the possibility to monitor [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] or execute actions without the need for
human intervention [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. These proposals are increasingly used in different essential areas such
as health [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], government, homes [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], among others. Continuously searching for those problems
with the highest impact, such as those that prevent us from guaranteeing the health of people and
the environment, as is the case of poor solid waste management [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        Recently, population growth as well as current production and consumption habits have
resulted in an impressive increase in the generation of solid waste. This has resulted in an
overload of the often-scarce public cleaning services, due to the lack of infrastructure and
unsustainable practices that have resulted in the deterioration of waste management and
ultimately lead to environmental contamination [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. In countries such as Peru, since containers
are often filled beyond their capacity. There are frequent daily accumulations of garbage in public
places, which represent infectious foci with high health risks for people with consequences such
as the transmission of bacterial and parasitic diseases, skin infections and chronic diseases, as
well as being a significant problem for the environment [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. This allows us to conclude that
environmental and sanitary problems are related to poor waste management [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], because even
in many residential areas of the country, they have a traditional service that operates on a single
schedule and does not provide adequate monitoring. Based on the problems presented above,
this paper shows an effective and efficient IoT-based solid waste management system that allows
the identification, tracking, and monitoring of garbage levels in containers in residential areas to
be emptied in a timely manner.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Motivation and background</title>
      <p>
        One of the most essential services, especially when it comes to urban areas is solid waste
management services. In 2016, according to the World Bank, the world's cities generated 2.01
billion tons of solid waste, which was a footprint of 740 g. per person per day. However, due to
immense population growth, an increase in waste generation of 70% has been predicted,
resulting in the generation of more than 3400 million tons by 2050 [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. It is even more
worrisome considering that in countries such as Peru, only in urban areas, more than 7 million
tons of solid waste are generated annually [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], i.e., about 20,000 tons per day and an average of
1000 tons per hour.
      </p>
      <p>
        Currently, solid waste is managed using garbage containers, which are cleaned 1 to 3 times
per week depending on the area; however, their inadequate management leads to the following
problems [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]:
- On occasions the containers are almost empty generating waste of time, fuel and manpower.
- When the containers exceed their capacity, which results in people leaving their garbage on
top or on the sides, there is a risk of starting an infectious pole, which causes diseases and
consequently increases the number of dogs or other stray animals that open the garbage bags
and spread their contents.
      </p>
      <p>
        As a solution to these problems, the use of the Internet of Things (IoT) [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] is proposed
for the construction of an automated container, which will also make use of a photovoltaic system,
making it a totally ecological proposal.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Garbage container automation</title>
      <p>Knowing the problems that exist in garbage containers, two alternative solutions are proposed
using the NodeMCU board or the Raspberry Pi with different add-ons to automate the garbage
container (see figure 1).</p>
      <sec id="sec-3-1">
        <title>NodeMCU</title>
      </sec>
      <sec id="sec-3-2">
        <title>Raspberry Pi 3 B+</title>
        <p>
          a) NodeMCU. - It is a module based on the ESP8266 microcontroller integrated with
WiFi [15].
b) Raspberry Pi 3B. - It is a low-cost computer with Linux installed, based on a Broadcom
BCM2837B0 microprocessor [15].
c) Home Assistant. - It is a Home Automation System, which runs Linux [16].
d) Adafruit IoT. - It is a system that allows connecting electronic devices to the cloud.
e) Photovoltaic System. - It requires the following equipment [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]:
- Charge controller. - It controls the charge that will be made from our
photovoltaic panel to the battery charge, protecting the battery bank from
possible surges [17].
- Battery (AGM). -Supply energy to all our control system, has the function of
supplying energy collected from the photovoltaic panels.
        </p>
        <p>- Photovoltaic panel. - Generates energy to power the electronic circuits [18].
f) Ultrasonic sensor (mic-340/D/M). - These are proximity detectors that work free of
mechanical friction and detect objects from a distance. The sensor emits a sound
imperceptible to the human ear to calculate the distance. It will be used to know when the
dumpster is full or empty [19].
g) Temperature and humidity sensor (DHT11). - Measures the ambient temperature and
humidity in the surrounding area [20].
h) Voltage regulator module (Step Down). - It has the function of adjusting the incoming
12V supply voltage to a voltage of 5V.
i) Servomotor (S3003). - Rotary actuator that allows position and speed control of a
rotating shaft.
j) Capacitor. - It is a device that stores energy, it allows us to eliminate the bouncing of
some sensors and actuators.</p>
        <p>The proposal will start when the system is connected to the power supply to operate with the
photovoltaic system. then every time a user wants to open the container the system will check if
the container is full or not (see figure 2). If the garbage can is full, the system will close and send
a message to Telegram [21] that it is full and only the cleaning staff can open it with an RFID card
or the administrator of the automation platform (Adafruit IO [22] or Home Assistant [16]). When
the garbage is emptied from the container again, we start with the first initial step (see Figure 3),
where it will allow you to open the garbage container. In case the garbage container can is not
yet full the cleaning staff can ask the question and a message will be sent in Telegram indicating
the percentage that is full.
We present two options that could be used for the automation of the garbage container.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.1. Option 1: Garbage container with NodeMCU, Adafruit IoT and Telegram</title>
        <p>It is necessary to have NodeMCU as the core, this board must communicate with the
photovoltaic system (regulator, battery, photovoltaic panel, Step Down), which allows to
provide daily electrical energy. To know the temperature of the circuits, a temperature and
humidity sensor (DHT11) has been integrated, also a servo motor (S3003 Futaba) has been
added to open the door of the garbage container. In addition, to detect the amount of garbage
in the container, a precision ultrasonic sensor has been integrated to detect if the container
is full (with respective 6.8 nF capacitor). Also, an RFID receiver has been incorporated to
allow the cleaning personnel to use it when they want to empty the garbage container (see
figure 4).</p>
        <p>For the monitoring configuration, the use of the Adafruit IO platform has been
incorporated, which through its Dashboard allows integration to the proposed solution [15].</p>
      </sec>
      <sec id="sec-3-4">
        <title>3.2. Option 2: Garbage container with Raspberry Pi, Home Assistant and</title>
      </sec>
      <sec id="sec-3-5">
        <title>Telegram</title>
        <p>With the Raspberry Pi board, it is necessary to use the same sensors and actuators of the
previous proposal, but now we will be using its GPIO of the Raspberry Pi, to connect the
ultrasonic sensor, temperature, and humidity sensor as well as the servomotor (see figure 5).</p>
        <p>For the implementation of the proposal, it is always necessary to place a 6.8 nF capacitor
between the servomotor and the ultrasound as recommended by the manufacturer. For the
power supply of the whole system is integrated with a photovoltaic system, which includes a
20W photovoltaic panel, a regulator and a 12AH AGM battery. The entire solution will be used
to power the automated system. To lower the voltage, a Step Down was required, which will
allow powering all the electronic components.</p>
        <p>For the configuration, the Home Assistant must be installed on the Raspberry Pi 3 B+ [16],
then the switch for each of the garbage containers must be created from the Home Assistant
Dashboard. After that, use the Ngrok tool, to have to the Internet a URL that is displayed
towards the central of the municipality in charge of the garbage collection [23]. By having the
RFID card configured, the garbage cleaning personnel and the security guard of the
residential are provided with it, so that every time the garbage truck is present, the cleaning
personnel will be able to open the garbage container and perform the garbage emptying
procedure.</p>
        <p>Finally, for both proposals, the instant messaging system Telegram has been integrated
on the NodeMCU board [24] and on the Raspberry Pi [25].</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Results and discussion</title>
      <p>A small functional prototype was made to confirm the operation of the two options mentioned in
this article, in addition to showing the reference cost of each option, the comparative and energy
consumption of each proposal.</p>
      <sec id="sec-4-1">
        <title>4.1. Option 1: NodeMCU with Telegram and Adafruit IO</title>
        <p>Using the Adafruit IO platform allowed us with its dashboard to perform the process of
enabling or disabling the dumpster lock (toggle block), as well as having the ability to monitor
the container if it is full (Gauge block), also with Telegram instant messaging you can monitor
the current status of how is the container from a smartphone, this could be useful for the
garbage cleaning staff when performing the process of garbage collection (see figure 6). But
there are also some disadvantages of using the Adafruit IoT platform because its free version
has some limitations, such as data storage for 30 days and the use of 10 blocks in its
dashboard.</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Option 2: Raspberry Pi with Telegram and Home Assistant</title>
        <p>The Raspberry Pi board was used to install and configure the Home Assistant system, which
allows customization especially for home automation. For this research it was used because
of its versatility and the amount of compatible components that are used in this proposal.
Also, Telegram instant messaging has been integrated to know the current situation of
garbage containers. Like the previous proposal, this last alternative also has disadvantages
such as the complexity of the initial customization of the system, since it requires more
advanced technical knowledge, in addition when several components are used within the
platform it could require many more resources in the system that could generate slowness or
instability; but for the proposal it has been analyzed that each dumpster will have an
independent Home Assistant system, so it will not have any inconvenience (see figure 7).</p>
        <p>The two proposals present three ways to open the garbage container door: by IoT
platforms (Adafruit IoT, Home Assistant), Telegram instant messaging or by using the RFID
card. The last option (RFID card) would be used in case the internet communication with the
garbage container is lost (see figure 8).</p>
        <p>In Table 2, the comparison of the two boards is made, it is concluded that the NodeMCU
board is more economical and consumes less electricity in operation, while the Raspberry Pi
has better hardware features, in addition to having a better Wi-Fi antenna for wireless data
transmission.</p>
        <p>Analyzing the power consumption (see Table 3), option 1 consumes 15% less than option
2, since the board integrates a microcontroller, whereas when a board that integrates a
microprocessor is used, it requires more power consumption because it has an operating
system in operation</p>
        <p>Finally, to inspect the results, the System Usability Scale (SUS) instrument was used (see
figure 9), which allows measuring on a scale between 1 and 100 the experience of usability
and user experience in the two proposals, with the result of the sample being 80% and 75%
respectively, since these show a higher result than the average of the instrument, meaning that
they are a positive coefficient in terms of its assessment in functionality of both proposals by
the population living in an urbanization.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>The two proposals were prototyped for dumpster automation, being the first option the most
economical because it allowed us to monitor up to 5 containers from its Adafruit IoT dashboard,
while the second option required the Home Assistant system independent for each container, this
could be favorable if you need to customize each one with more sensors, actuators or even video
surveillance camera, to be visualized by the operator in charge of the municipality. Also, the
energy consumption was analyzed, concluding that option 1 consumes less electricity by 15%
compared to option 2. Finally, by using the Brooke System Usability Scale (SUS) instrument, the
usability tests of both proposals were determined to be satisfactory with 80% and 75%,
respectively.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgements</title>
      <p>We would like to thank the Equipu Santa Maria Training Program of the Universidad Catolica de
Santa Maria.
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