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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Deep Learning for EEG-Based Motor Imagery Classification: Towards Enhanced Human-Machine Interaction and Assistive Robotics</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Nejia Boutarfaia</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Samuele Russo</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ahmed Tibermacine</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Imad Eddine Tibermacine</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science, University Mohamed Khider of Biskra</institution>
          ,
          <country country="DZ">Algeria</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Computer, Control and Management Engineering, Sapienza University of Rome</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Department of Psychology, Sapienza University of Rome</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <fpage>68</fpage>
      <lpage>74</lpage>
      <abstract>
        <p>This study presents a comprehensive exploration of EEG-based motor imagery classification using advanced deep learning architectures. Focusing on six distinct motor imagery classes, we investigate the performance of convolutional neural networks (CNN), CNN with Long Short-Term Memory (CNN-LSTM), and CNN with Bidirectional LSTM (CNN-BILSTM) models. The CNN architecture excels with a remarkable accuracy of 99.86%, while the CNN-LSTM and CNN-BILSTM models achieve 98.39% and 99.27%, respectively, showcasing their efectiveness in decoding EEG signals associated with imagined movements.The results underscore the potential applications of this research in fields such as assistive robotics and automation, showcasing the ability to translate cognitive intent into robotic actions. This study ofers valuable insights into the realm of deep learning for EEG analysis, setting the stage for advancements in brain-computer interfaces and human-machine interaction.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Electroencephalogram (EEG)</kwd>
        <kwd>Deep Learning</kwd>
        <kwd>Convolutional Neural Networks (CNN)</kwd>
        <kwd>Long Short-Term Memory (LSTM)</kwd>
        <kwd>Bidirectional LSTM (BILSTM)</kwd>
        <kwd>Motor Imagery</kwd>
        <kwd>Brain-Computer Interface (BCI)</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        representations from EEG data [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ][
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. Its end-to-end sition (EMD) and a Stacked BiLSTM architecture. The
methodology sets deep learning apart, eliminating the method demonstrates notable success, achieving an
accuneed for manual feature extraction methods. Instead, racy of 82.26% on a widely used dataset. The research
ofit autonomously learns many essential parameters and fers an innovative decoding approach and efective noise
identifies valuable information within the data[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. reduction through EMD, explicitly enhancing the
clas
      </p>
      <p>
        Various advanced deep-learning techniques were uti- sification of MI-EEG signals associated with right-hand
lized to improve Motor Imagery’s (MI) precision. As an ifnger movements[22].
example, in this study [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] explores the implementation Numerous advanced deep-learning methodologies
of a convolutional neural network (CNN) architecture have been employed to enhance the accuracy of motor
with a single convolutional layer for the classification imagery classification within Brain-Computer Interfaces
of motor imagery (MI) tasks based on electroencephalo- (BCIs). This motivates us to explore innovative strategies
gram (EEG) signals. The designed CNN model includes a for motor imagery (MI) classification, contributing to the
convolutional layer, ReLU activation, and max-pooling. continuous progress in the domain. MI, a cognitive
proThe output layer is configured with either 2 or 4 nodes, cess involving mental simulation of movements without
depending on the specific number of classes in the MI physical execution, holds significance in brain-computer
classification task. The document highlights incorporat- interface (BCI) research. In this investigation, we focus
ing data augmentation techniques and utilizing common on a specific subset of six classes from the EEG dataset,
spatial patterns (CSP) for efective feature extraction. Re- specifically addressing tasks associated with motor
imsults from the proposed approach demonstrate promising agery actions. Our aim is to evaluate the appropriateness
outcomes in both two-class and four-class MI classifica- of these classes for eficient EEG-based classification,
ultion scenarios. timately aiming to facilitate intuitive and precise control
      </p>
      <p>
        In Ref [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], The authors propose a new approach that of robotic systems.
combines continuous wavelet transform (CWT) with a
simplified convolutional neural network (SCNN) to
enhance the recognition accuracy of Motor Imagery (MI) 2. Materials and Methods
electroencephalogram (EEG) signals. The CWT is
applied to map MI-EEG signals into time-frequency image 2.1. Dataset
signals, which are then input into the SCNN for feature The dataset utilized in our study, attributed to Gerwin
extraction and classification. Schalk and colleagues [23], is a pivotal asset in
Brain
      </p>
      <p>
        In addition, several research has investigated difer- Computer Interface (BCI) research.
ent methods, such as Long Short-Term Memory (LSTM), Obtained from over 1500 EEG recordings with the
parwhich have shown good results in motor imagery clas- ticipation of 109 volunteers, the dataset ofers a
comsification using EEG. In light of promising findings, one prehensive data collection. The experiments, facilitated
study [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] introduces an EEG classification framework by the BCI2000 system, involve various motor/imagery
for motor imagery tasks in BCI systems. The frame- tasks and baseline measurements.
work leverages LSTM networks, incorporates a one- Electrode placement follows the international 10-10
dimensional aggregate approximation (1d-AX) for sig- system. At the same time, detailed information about
nal representation, and employs a channel weighting the dataset is accessible through the original publication
technique inspired by common spatial patterns to boost on PhysioBank. The participants completed a total of
efectiveness. In reference [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ], they combine a one- 14 experimental trials, as outlined in Figure 1, which
dimensional convolutional neural network (1D CNN) provides a detailed description of the experiment. Each
with long short-term memory (LSTM)[
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]. The suggested trial comprised two one-minute initial sessions—one with
deep learning network improves classification accuracy eyes open and another with eyes closed—and three
twoby using CNN and LSTM to extract temporal represen- minute trials for each of the four specified tasks.
tations of MI tasks successfully[19]. The preprocessing While the original dataset contains continuous
multiof EEG data encompasses band-pass filtering and data channel data with a substantial number of users in our
augmentation using a sliding window. The CNN captures study, we concentrated on the EEG signals obtained from
essential time domain features, and the subsequent LSTM a subset of seven subjects selected randomly. Specifically,
facilitates additional feature extraction, culminating in a our focus was on tasks related to imagined movements,
robust classifier designed for four MI tasks[20]. namely tasks 4, 6, 8, 10, 12, and 14. Tasks 4, 8, and 12
      </p>
      <p>Many research utilize BiLSTM as an excellent case involve imagined movements associated with both the
study. This research [21] introduces a novel approach right and left fists, as well as periods of relaxation. On the
for decoding imagined finger motions using MI-EEG other hand, tasks 6, 10, and 14 involve imagined
movedata. The approach efectively tackles noise challenges ments of both fists and both feet.
in small, noisy signals using Empirical Mode
Decompo(2)
(3)</p>
      <sec id="sec-1-1">
        <title>Tanh function:</title>
      </sec>
      <sec id="sec-1-2">
        <title>ReLU function:</title>
        <p>Tanh() =
 − − 
 + − 
ReLU() = max(0, )</p>
      </sec>
      <sec id="sec-1-3">
        <title>In the design of a CNN, the final layers play a crucial</title>
        <p>role in handling classification tasks. These layers, known
as fully connected layers, establish connections between
every neuron within a layer and those from its preceding
layer. The ultimate layer of fully connected layers serves
as the output layer, functioning as the classifier in the
CNN architecture.</p>
        <sec id="sec-1-3-1">
          <title>2.3. Long Short-Term Memory (LSTM) and Bidirectional LSTM (BiLSTM)</title>
        </sec>
      </sec>
      <sec id="sec-1-4">
        <title>LSTM designed to overcome the vanishing gradient prob</title>
        <p>lem in traditional RNNs, introduces memory cells with
gating mechanisms, including input, forget, and output
gates, to control the flow of information. It comprises a
cell state representing long-term memory and a hidden
state representing short-term memory or output [26].
CNNs are very good at classifying images because they
use neural layers to learn hierarchically organized
features. People are now interested in making CNNs use
data that isn’t pictures, like time-series data. CNNs are a
great way to get features from EEG data and recognize
patterns. This is because they can show how electrodes
are spread out in space and how brain activity changes
over time [24, 25]. Convolutional layers, pooling layers,
activation functions, and fully connected layers are the
main parts that make up a CNN. To make output feature Figure 2: The architecture of a LSTM model [27].
maps, convolutional layers use convolutional kernels to
run convolutions. At the same time, pooling layers
subsample feature maps while keeping the most essential Bidirectional Long Short-Term Memory (Bi-LSTM) is
characteristics. Adding activation functions like Sigmoid, an extension of the traditional LSTM, a type of
recurTanh, and ReLU to the network creates non-linearity, a rent neural network (RNN). LSTMs are adept at
capturvital part of matching inputs to outputs correctly. ing and retaining long-term dependencies in sequential
Sigmoid function: data, making them suitable for applications like natural
language processing, time series prediction, and speech
Sigmoid() = 1 (1) recognition [28].</p>
        <p>1 + −  The term "bidirectional" in Bi-LSTM refers to the fact</p>
        <p>that it processes input sequences in both forward and
backward directions. This bidirectional processing helps
the network capture information from both the past and
the future of a given time step, allowing it to better
understand the context and dependencies in the sequence.</p>
        <p>The Bi-LSTM architecture consists of two LSTM layers,
one that processes the input sequence in the forward
direction and another in the backward direction. The
results from both directions are often combined before
passing them on to the next layer or used for the final
prediction[28, 30].</p>
        <sec id="sec-1-4-1">
          <title>2.4. Proposed Architecture</title>
          <p>and Dense layers. This hybrid approach synergizes the
strengths of CNN for spatial features and Bidirectional
LSTM for temporal dependencies, resulting in a robust
classification model.</p>
          <p>A five-fold stratified k-fold cross-validation is
implemented using the StratifiedKFold function from
scikitlearn. The dataset is divided into training and testing sets
for each fold, and each model is compiled with
categorical cross-entropy, Adam optimizer, and accuracy as the
metric. The training spans 100 epochs with a batch size
of 32, facilitating a thorough assessment of the model’s
performance across diverse data subsets.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>3. Results</title>
      <sec id="sec-2-1">
        <title>To assess the performance of the three models, we em</title>
        <p>ployed key scoring metrics, including Accuracy, Recall,
Precision, and F1-Score. These metrics provide a
comprehensive evaluation of the models’ efectiveness in
handling classification tasks. Each sign gives a diferent
view of diferent parts of a model’s efectiveness, and
when mixed, they provide a complete visualization:
Precision =</p>
        <p>Recall =</p>
        <p>TP
TP + FP</p>
        <p>TP
TP + FN</p>
      </sec>
      <sec id="sec-2-2">
        <title>The dataset is subjected to a preprocessing phase that</title>
        <p>includes applying an 8–30 Hz filter and a notch filter,
followed by sampling at a frequency of 125 Hz. This es- Precision · Recall
sential preprocessing step refines the raw EEG signals, ef- F1-score = 2 · Precision + Recall
fectively eliminating undesirable frequency components
and ensuring the data’s suitability for further analysis. TP + TN
The 8–30 Hz filter is instrumental in concentrating on per- Accuracy =
tinent frequency bands linked to neural activity, while TP + TN + FP + FN
the notch filter serves to eliminate specific unwanted where TP are the true positives, FP the false positives,
frequencies, such as those associated with power line TN the true negatives, and FN the false negatives.
interference.</p>
        <p>The CNN architecture, comprising Conv1D, Batch Nor- Table 1
malization, MaxPooling1D, Dropout, Flatten, and Dense Comparison of Architectures.
layers, demonstrates efectiveness in classifying EEG
data across 6 classes. The CNN with Long Short-Term Architecture Precision Recall F1 Accuracy
Memory (CNN-LSTM) model seamlessly integrates CNN CNN 1.00 1.00 1.00 99.86%
and LSTM layers to capture spatial and temporal fea- CNN-LSTM 0.98 0.98 0.98 98.39%
tures. This architecture includes CNN, Batch Normaliza- CNN-BILSTM 1.00 0.99 0.99 99.27%
tion, MaxPooling1D, Dropout, LSTM, Flatten, and Dense
layers, showcasing commendable accuracy in EEG data The CNN architecture showcased exceptional
perforclassification by skillfully combining spatial and tempo- mance, achieving perfect precision, recall, and F1-Score,
ral aspects. The CNN with Bidirectional LSTM (CNN- leading to an impressive overall accuracy of 99.86%.
BiLSTM) architecture enhances EEG data classification by This underscores the model’s efectiveness in accurately
combining CNN and Bidirectional LSTM networks. The classifying EEG data. The CNN-LSTM model, although
model incorporates CNN, Batch Normalization, MaxPool- slightly less accurate, still demonstrated commendable
ing1D, Dropout, Bidirectional LSTM, Dropout, Flatten, results, with precision, recall, and F1-Score values at 0.98
and an overall accuracy of 98.39%. This model efectively
combines spatial and temporal features for EEG
classification, emphasizing a balance between complexity
and accuracy. The CNN-BILSTM architecture displayed
a well-rounded performance, with precision, recall,
and F1-Score all reaching 1, 0.99, and 0.99, respectively.</p>
        <p>Combining CNN for spatial features and Bidirectional
LSTM for temporal dependencies, this hybrid approach
achieved an accuracy of 99.27%, highlighting its eficacy
in accurate EEG data classification.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>4. Discussion</title>
      <p>The evaluation results of three distinct architectures,
namely CNN, CNN-LSTM, and CNN-BILSTM, shed light
on their respective performances in classifying EEG data
with 6 classes. The CNN model exhibits exceptional
performance across all metrics. It achieves precision, recall,
and an F1-score of 1.00 for most classes, highlighting
its ability to classify each class accurately. The overall
accuracy of 99.86% underscores the model’s
efectiveness in capturing intricate patterns within the EEG data.
The precision-recall curves for each class demonstrate
the model’s robustness and reliability. The CNN-LSTM
model, incorporating both convolutional and long
shortterm memory layers, displays a commendable
performance but with a slight decrease in precision, recall, and
F1-score compared to the pure CNN model. This
suggests a potential trade-of between model complexity
and overall performance. The accuracy of 98.39%
indicates reliable classification, though less than the CNN
architecture. The CNN-BILSTM model, combining the
strengths of CNN and Bidirectional LSTM, provides an
excellent balance between precision, recall, and F1-score.
With precision above 1 for most classes and an accuracy
of 99.27%, it demonstrates the model’s ability to capture
both spatial and temporal dependencies in the EEG data.
The bidirectional processing contributes to
understanding the context and dependencies in the sequence.</p>
      <p>The outcomes obtained from the implemented models
indicate their proficiency in recognizing patterns and
extracting features from EEG data, resulting in successful
classification. This underscores the appropriateness and
efectiveness of the selected models for the specific EEG</p>
      <sec id="sec-3-1">
        <title>This study advances EEG-based motor imagery classifi</title>
        <p>cation, evaluating CNN, CNN-LSTM, and CNN-BILSTM
models for six selected classes. Results demonstrate
exceptional accuracy (CNN: 99.86%, CNN-LSTM: 98.39%,
CNN-BILSTM: 99.27%). The discussion introduces a
compelling scenario, envisioning the practical application
of the six selected classes in robot navigation through
brain-computer interface technology. This scenario
exemplifies the potential real-world impact of motor
imagery classification, providing a seamless link between
cognitive intent and robotic actions. Despite successes,
challenges in real-time processing and model robustness
persist. The study encourages further refinement and
addresses practical considerations for broader
implementation. The findings contribute to the field, shaping the
future of human-machine interaction, particularly in
assistive robotics and intelligent automation.</p>
        <p>Real or Imagined
Movement
Closing/opening left hand
Closing/opening right hand
Opening/closing both fists
Opening/closing both feet
Corresponding
Commands
Turning left
Turning right
Stopping
Going forward</p>
        <p>As the user engages in motor imagery actions, the EEG
signals associated with the specific classes are decoded in
real-time by the implemented classification models. The
system translates these decoded signals into
corresponding robot commands, enabling the user to navigate the
robot efortlessly. For instance, by simply imagining the
closure of the left hand, the robot seamlessly executes
a left turn, ofering an intuitive and natural interaction
mechanism.</p>
        <p>However, challenges and considerations arise in the
implementation of such a scenario. Real-time processing,
user adaptation to the BCI system, and robustness in
various environmental conditions are factors that require
careful attention. The user’s cognitive load, comfort, and
the need for continuous improvement in the classification
models become focal points for refinement.</p>
        <p>Despite these challenges, the envisioned scenario
highlights the potential transformative impact of motor
imagery classification in robot navigation. The seamless
fusion of cognitive intent and robotic action could
revolutionize human-robot interaction, paving the way for
intuitive and accessible control mechanisms in diverse
applications, ranging from assistive robotics to smart</p>
      </sec>
    </sec>
  </body>
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