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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The control of four-track underwater mining vehicle based on NNPID</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yixuan</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yichun Tao</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mingyu Yang</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Shenyang Institute of Automation, Chinese Academy of Sciences</institution>
          ,
          <addr-line>Shenyang</addr-line>
          ,
          <country country="CN">China</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The article introduces a novel control algorithm for an underwater four-track mining vehicle utilizing NNPID, which effectively tackles the issue of unstable speed control in challenging underwater conditions that traditional fixed parameter algorithms struggle to overcome. The algorithm was evaluated through simulation utilizing RecurDyn software, showcasing its effectiveness in achieving precise speed and directional control of the vehicle.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;control strategy</kwd>
        <kwd>BP network</kwd>
        <kwd>PID</kwd>
        <kwd>underwater track vehicle</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Associates), and OMCO (Ocean Minerals Company-Lockheed), began the extraction of
underwater minerals for the first time using underwater mining vehicles [5]. Afterwards,
various countries have also conducted sea trials at different depths for key equipment such
as underwater mining vehicles. Japan conducted a 2,000-meter water depth mineral
collector test in 1997 [6], India carried out a 400-meter-class partial system sea trial in the
2000s [7] and a seabed walking test for a mining vehicle in 2021, South Korea conducted a
simulated polymetallic nodule collection test at 1,370 meters water depth in 2013 and a
mineral lift pump and intermediate storage test at 1,200 meters water depth in 2015 [8],
and the European Union performed an operational and disturbance test for a mining vehicle
at 300 meters water depth in 2022, among others. However, there is a current absence of a
well-defined and mature model for the development of marine mineral resources on a
global scale, and the commercial extraction of these resources has not yet been achieved.</p>
      <p>To enhance the mobility of track vehicles over the challenging sea floor topography,
certain subsea mining machines are equipped with a four-track configuration, which
significantly bolsters their capability to overcome obstacles. The track design is
instrumental in optimizing the operational performance of these vehicles within the
demanding environment of deep-sea mining operations. However, due to the complex
condition of the seabed bottom [9], the four-track mining vehicle often cannot guarantee
that it can walk in accordance with the predetermined path, and it may be unable to walk in
a straight line due to skidding. The complex condition of the seabed, including its irregular
surfaces and varying consistencies, can lead to deviations from the predetermined path,
causing the vehicle to skid or veer off course. Moreover, maintaining a consistent speed is
crucial for the efficiency of ore collection, as fluctuations in speed can affect the overall yield
and success of the mining operation. At the same time, it is necessary to ensure that the
vehicle can travel at a constant speed, so as to ensure the ore collection rate control. The
conventional PID controllers are used widely in the field of underwater vehicle control.
However, the underwater conditions are changing, so PID with fixed parameters cannot
solve the control problem well [10].</p>
      <p>The paper introduces a novel control method for an underwater four-track vehicle
utilizing Neural Network PID (NNPID), designed to address the instability issues
encountered when employing fixed-parameter control algorithms in the complex
underwater setting. This approach uses neural network adaptability to dynamically adjust
parameters, ensuring robust and reliable vehicle operation across varying underwater
conditions. The paper is organized as follows: Part 2 introduces the dynamics model of
fourtrack mining vehicle; Part 3 introduces a control algorithm for four-track mining vehicle. In
Part 4, the proposed algorithm is verified by using RecurDyn software. Part 5 presents the
conclusion.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Vehicle dynamic model</title>
      <p>Underwater track vehicles mainly work on the two-dimensional plane of the seabed, thus
the vehicles only moves on the horizontal plane and have three degrees of freedom [11].
The dynamic model of track vehicles is shown as Figure 1.</p>
      <p>O2'
ω2</p>
      <p>C2</p>
      <p>O2</p>
      <p>O1</p>
      <p>C1</p>
      <p>O1'
ω1
RS
ω0</p>
      <p>O
y
x</p>
      <p>is the steady state steering center of the track vehicle, and the vehicle dynamic model
is established with  point as the coordinate origin [12].   is the turning radius of the
mining vehicle, and  is the distance between the left and right tracks.  0 is the angular
speed of the vehicle.  1 and  2 are the intersection points of  axis with the center line
of the left and right tracks.  1′ and  2′ are the instantaneous rotation centers of the inner
and outer tracks respectively. The distance from  1 to  1′ is  1, the distance from  2 to
 2′ is  2. The velocity of point  2 to the ground is</p>
      <p>Voo2</p>
      <p>B
=ω0 ( 2 + Rs )
Uo2</p>
      <p>=ωout ⋅ r
Vo2o2 =Voo2 −Uo2</p>
      <p>=−ω2c2</p>
      <p>
        is the angular speed of the outer track motor, and  is the radius of the track drive
The speed of the track ground point relative to the ground is
The steering radius of the track vehicle can be obtained from the above formulas [13]
(
        <xref ref-type="bibr" rid="ref1">1</xref>
        )
(
        <xref ref-type="bibr" rid="ref2">2</xref>
        )
(
        <xref ref-type="bibr" rid="ref3">3</xref>
        )
(
        <xref ref-type="bibr" rid="ref4">4</xref>
        )
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Control strategy</title>
      <p>Because it is difficult to establish the mechanical model of underwater vehicles, especially
for underwater tracked vehicles, the ground soil mechanical parameters are difficult to
measure. Thus, PID has become one of the most commonly used control algorithms in
underwater vehicle control [14]. To enhance adaptability to fluctuating soil environments,
this paper proposes the implementation of a Neural Network PID (NNPID) control strategy
for underwater vehicles.</p>
      <p>The structure of NNPID controller is shown as Figure 2. On the basis of the basic PID, a
neural network module is added to adjust the three parameters, K p , Ki , Kd . The paper
adopts the incremental PID control algorithm, so</p>
      <p>u(k ) =u(k −1) + ∆u(k )
∆u(k )
=K p (e(k ) − e(k −1)) + Ki e(k ) + Kd (e(k ) − 2e(k −1) + e(k − 2))</p>
      <p>u(k ) =u(k −1) + ∆u(k )
r(k)</p>
      <p>E(k)</p>
      <sec id="sec-3-1">
        <title>Neural Network</title>
        <p>Kp Ki Kd
PID</p>
      </sec>
      <sec id="sec-3-2">
        <title>Underwater Vehicle</title>
        <p>
          y(k)
(
          <xref ref-type="bibr" rid="ref5">5</xref>
          )
(
          <xref ref-type="bibr" rid="ref6">6</xref>
          )
        </p>
        <p>As shown in Figure 3, the network has 3 layers, and it has 4 input-layer nodes, 5
hiddenlayer nodes, 3 output-layer nodes. The input layer nodes include system states and error,
while the output layer nodes are three PID parameters, K p , Ki , Kd .</p>
        <p>x1
x2
x3
x4
method [15].</p>
        <p>η
there is</p>
        <p>And</p>
        <sec id="sec-3-2-1">
          <title>Input Layer i</title>
        </sec>
        <sec id="sec-3-2-2">
          <title>Hidden Layer j</title>
        </sec>
        <sec id="sec-3-2-3">
          <title>Output Layer k</title>
          <p>y1
y2
y3
The network refreshed the weight coefficient of nodes by using the gradient descent
is the learning rate and</p>
          <p>is the momentum factor. And according to the chain rule,
∆ωi(l3) (k ) =−η</p>
          <p>
            +αωi(l3) (k −1)
∂E(k )
∂ω (
            <xref ref-type="bibr" rid="ref3">3</xref>
            )
          </p>
          <p>
            il
α
∂E(k ) ∂E(k ) ∂y(k ) ∂u(k ) ∂o(
            <xref ref-type="bibr" rid="ref3">3</xref>
            )
          </p>
          <p>
            =    i 
∂ω (
            <xref ref-type="bibr" rid="ref3">3</xref>
            ) ∂y(k ) ∂u(k ) ∂o(
            <xref ref-type="bibr" rid="ref3">3</xref>
            ) ∂net(
            <xref ref-type="bibr" rid="ref3">3</xref>
            ) ∂ωi(l3) (k )
il i i
∂net(
            <xref ref-type="bibr" rid="ref3">3</xref>
            ) (k )
          </p>
          <p>
            i
∂net(
            <xref ref-type="bibr" rid="ref3">3</xref>
            ) (k )
          </p>
          <p>
            i
∂ωi(l3) (k )
∂E(k )
∂y(k)
= o(
            <xref ref-type="bibr" rid="ref2">2</xref>
            ) (k )
          </p>
          <p>
            i
= − e(k)
(
            <xref ref-type="bibr" rid="ref7">7</xref>
            )
(
            <xref ref-type="bibr" rid="ref8">8</xref>
            )
(
            <xref ref-type="bibr" rid="ref9">9</xref>
            )
(
            <xref ref-type="bibr" rid="ref10">10</xref>
            )
δ i(
            <xref ref-type="bibr" rid="ref3">3</xref>
            ) = e(k)sgn( ∂∂uy((kk)) ) O∂l(u3)((kk))
δ i(
            <xref ref-type="bibr" rid="ref3">3</xref>
            ) = e(k)sgn( ∂∂uy((kk)) ) O∂l(u3)((kk))
∆ωi(j2) (k ) =α∆ωi(j2) (k −1) +ηδ i(
            <xref ref-type="bibr" rid="ref2">2</xref>
            )O(j1) (k )
          </p>
          <p>
            3
δ i(
            <xref ref-type="bibr" rid="ref2">2</xref>
            ) = f '(neti(
            <xref ref-type="bibr" rid="ref2">2</xref>
            ) (k ))∑δ l(
            <xref ref-type="bibr" rid="ref3">3</xref>
            )wl(i3) (k )
l=1
g '(netl(
            <xref ref-type="bibr" rid="ref3">3</xref>
            ) (k))
g '(netl(
            <xref ref-type="bibr" rid="ref3">3</xref>
            ) (k))
Finally, the weight coefficients of output layer can be derived as shown below [16].
And, the weight coefficients of hidden layer are
          </p>
          <p>Where
4. Simulation
g '(x) =
f '(x) =</p>
          <p>2
(ex + e−x )2</p>
          <p>
            4
(ex + e−x )2
(
            <xref ref-type="bibr" rid="ref12">12</xref>
            )
(
            <xref ref-type="bibr" rid="ref13">13</xref>
            )
(14)
(15)
(16)
(17)
(18)
The paper uses RecurDyn to build the dynamic model of the track vehicle to verify the
control algorithm. The model built in the RecurDyn is shown as Figure 4, and main
parameters of the vehicle are shown as table 1 [17].
          </p>
          <p>The walking of track vehicle on soft ground are closely related to the parameters of the
seabed soil [18], such as cohesion, shearing resistance angle, etc. In this paper, the
parameters of the real seabed soil are selected as the simulation parameters in RecurDyn,
as shown in table 2.</p>
          <p>The control system is built using Simulink as shown in Figure 5, and co-simulation is
performed on Simulink and RecurDyn [19]. The RecurDyn model has 4 inputs, including
motor speed of four tracks, and 2 outputs, including the speed and heading of the vehicle.
After comparing the output speed and the set speed, the output heading and the set heading,
the control system calculates the track motor speed that the vehicle needs according to the
error of the speed and heading [20].</p>
          <p>The model of neural network PID is shown as Figure 6, which has 2 inputs including
r(k ) and y(k ) , and 4 outputs including the k p , ki , kd and the output of the PID.</p>
          <p>The simulation time is set to 10 seconds, and the sample time is set to 0.001 seconds. As
shown in Table 3, the learning rate and the momentum factor of the neural network are set
to 0.5 and 0.1. By employing the dynamic vehicle model and control system, simulations
yield data on vehicle speed and heading, which are depicted in Figure 7 through a
cosimulation process. The proposed control technique is evaluated against both traditional
PID control and an uncontrolled direct drive approach.</p>
          <p>0.03
0.025
0.02
0.015
i)°
(gn 0.01
d
a
e
H 0.005
-0.005
0</p>
          <p>Direct
NNPID
PID
1000
800
600
400
200
/()sm 0
d
e
peS -200
-400
-600
-800</p>
          <p>Direct
NNPID
PID
-0.01 0 1 2 3 4 Time5(s) 6 7 8 9 10</p>
          <p>-1000 0 1 2 3 4 Time5(s) 6 7 8 9 10
(a)The heading of the vehicle
(b)The speed of the vehicle
(c)The evolutions of the parameters of NNPID controller</p>
          <p>As shown in Figure 6(a) and Figure 6(b), the newly introduced NNPID control algorithm
demonstrates superior performance in managing both speed and heading in comparison to
traditional PID and uncontrolled direct drive approach. Figure 6(c) illustrates how the
NNPID parameters, namely K p , Ki and Kd , have the capacity to self-adjust in response
to changes in the desired signal and converge towards a stable set of values.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>5. Conclusions</title>
      <p>The research presented in this paper successfully demonstrates the feasibility and
effectiveness of the NNPID algorithm for controlling underwater tracked vehicles. The
proposed control method has the potential to enhance the performance and operational
capabilities of underwater tracked vehicles, thereby expanding the possibilities for
underwater exploration, resource collection, and environmental monitoring. Furthermore,
the research opens up opportunities for future studies to explore the application of the
NNPID algorithm in other domains of unmanned underwater vehicles and robotics. The
significance of the NNPID algorithm lies in its ability to adapt to the complex and dynamic
underwater environment, which is a key advantage over traditional PID control methods.
By incorporating neural networks, the NNPID algorithm can learn from the changing
conditions and adjust the control parameters accordingly, resulting in improved speed and
heading control. This adaptability makes the NNPID algorithm particularly well-suited for
underwater operations where the environment is unpredictable and constantly changing.
The research also highlights the importance of using collaborative simulation tools like
RecurDyn and Simulink to evaluate the performance of control algorithms. By integrating
the multi-body dynamics simulation capabilities of RecurDyn with the control system
design features of Simulink, the research was able to provide a comprehensive assessment
of the NNPID algorithm’s effectiveness. This approach allows for a more realistic
representation of the underwater vehicle’s behavior and its interaction with the
environment, leading to more accurate and reliable results.</p>
      <p>In conclusion, the research presented in this paper makes a significant contribution to
the field of underwater vehicle control. The introduction of the NNPID algorithm and its
successful evaluation through collaborative simulation provide a valuable framework for
future research and development in this area. As underwater operations continue to grow
in importance, the enhanced control capabilities offered by the NNPID algorithm have the
potential to drive advancements in underwater exploration, resource extraction, and
environmental monitoring.
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    </sec>
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