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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Conference and Labs of the Evaluation Forum, September</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Medical Image Captioning using CUI-based Classification and Feature Similarity</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Masaki Aono</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tetsuya Asakawa</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kazuki Shimizu</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kei Nomura</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Toyohashi Heart Center</institution>
          ,
          <addr-line>21-1Gobutori, Ohyamacho, Toyohashi, Aichi, 441-8071</addr-line>
          ,
          <country country="JP">Japan</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Toyohashi University of Technology</institution>
          ,
          <addr-line>1-1 Hibarigaokam Tempakucho, Toyohashi, Aichi, 441-8580</addr-line>
          ,
          <country country="JP">Japan</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2024</year>
      </pub-date>
      <volume>0</volume>
      <issue>7</issue>
      <fpage>9</fpage>
      <lpage>12</lpage>
      <abstract>
        <p>We have participated in the ImageCLEFmedical2024 caption prediction subtask as team “KDE-MED-CAPTION". Although the caption detection subtask is not a direct target of our team, we have taken advantage of the CUI (Concept Unique Identifier) codes attached to each piece of data, provided for the caption detection subtask. In this paper, we propose a method for medical image captioning, using CUI-based classification, followed by feature similarity. Specifically, according to the frequency of concepts (CUIs) of the training data, we perform multi-class classification in the first step, where we use several diferent Deep Neural Networks (DNNs), varying the number of classes. Once the classification is done, we partition images and captions into the specified number of classes. We then extract features from trained DNNs for training, validation, and test datasets provided by organizers this year from ROCOv2-2023 data, where ROCO is an acronym for Radiology Objects in COntext. Given a test image, we apply our pre-trained DNN to predict the most likely class. Finally, we conduct similarity computation between the feature of a test image and the features of the class predicted, ranking the result by sorting in descending order, so that the caption from the top 1 ranked data, which we believe should be the most appropriate caption for the image. We repeat this process for all the test images, varying the DNNs and the number of classes we have adopted, ending up with 5 runs in our team.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;image classification</kwd>
        <kwd>Concept Unique Identifier</kwd>
        <kwd>image captioning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>appropriate caption for the image. We repeat this process for all the test images, varying the DNNs and
the number of classes we have adopted.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related Work</title>
      <p>
        Image captioning has been studied almost for decades. It is interpreted as describing the content of a
given image in words ordinarily through natural language processing. Popular benchmark datasets
for image caption include COCO [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] and Flickr30k [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Show and Tell [6], Show Attend and Tell [7]
might belong to earlier approaches to image captioning where in most cases, CNN (Convolutional
Neural Network) models are used as image feature extraction (a.k.a., image encoder), while RNN models
such as LSTM are used for output text decoder. Later, CNN encoder has occasionally been replaced by
Transformer based models (e.g., Vision Transformer ViT-32 [8]), and LSTM decoder has sometimes been
replaced by Transformer decoder such as Transform and Tell [9]. For the research related to “Show
Attend and Tell" approach, it is noted that Ke et al [10] focused on vocabulary coherence to propose a
“Reflective Decoding Network" to boost captioning performance.
      </p>
      <p>On the other hand, image captioning for medical images where gray-scale images are dominant, has
shorter history compared with the same task for general color images such as COCO and Flickr30k. As
far as the authors can tell, medical image captioning in ImageCLEF has begun sometime around 2017,
and has been one of main tasks in ImageCLEFmedical.</p>
      <p>
        It should be noted that medical image dataset such as ROCO (Radiology Objects in COntext) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] has
been used in PCM-CLIP [11].
      </p>
      <p>Examples of recent approaches to image-text matching are as follows: CLIP or Contrastive
LanguageImage Pre-training [12] was proposed for matching images and texts. BLIP or Bootstrapping
LanguageImage Pre-training [13] was introduced to outperform CLIP by filtering the noise generated by CLIP.
BLIP was also used for image captioning as well as visual question answering. BLIP-2 was proposed [14]
to generate a descriptive text given an image. Last year, our team used CLIP-based approach to
ImageCLEF2023 medical image captioning [15].</p>
    </sec>
    <sec id="sec-3">
      <title>3. Evaluation Measure</title>
      <p>Popular evaluation criteria for medical image captioning include BLEU [16], ROUGE [17], METEOR [18],
and CIDEr [19], typically has been used in machine translation.</p>
      <p>Since 2023, CLIPScore [20] and BERTScore [21] have been added as evaluation measures. From
year 2024, other evaluation criteria are added, including BLEURT [22], RefCLIPScore [20],
ClinicalBLEURT [23], and MedBERTScore [23]. Currently BERTScore is the oficial main evaluation measure
for caption prediction subtask.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Proposed Approach</title>
      <p>Since the beginning of the Medical Image Caption task in ImageCLEF2017, the number of medical
images and their associated captions has increased year by year. At the same time, medical images
themselves have become more diverse and multimodal in terms of UMLS (or CUI (Concept Unique
Identifier)) concepts. The volume of data itself has also increased to the extent that the total word
vocabulary returned by an ordinary tokenizer (e.g., NLTK word tokenizer [24]) exceeds 100,000 even on
training data alone. For example, for diversification and multimodality, it is possible to take an image
of an organ with diferent devices such as CT, MRI, and ultrasound. If we could pre-classify medical
images into diferent classes, it may be possible to reduce the risk of adding “t1" and “t2" in captions for
CT and ultrasound images, as these words are specific to medical images taken by MRI devices. We
have also experienced that a recent deep learning algorithm sufers from computational time and space,
due to the larger amount of data to process in an epoch loop. The idea of our approach is rooted in the
above observation.</p>
      <sec id="sec-4-1">
        <title>4.1. CUI-based Partition of Data</title>
        <p>Based on the above observation, we decided that a DAC (Divide-and-Conquer) approach would be
appropriate for handling this amount of data. In implement the DAC approach, we have taken advantage
of CUI codes or UMLS concepts, for the subtask of caption detection. First, we took statistics (i.e.,
frequency) of CUI codes for the training data. The top twelve frequencies of CUI codes are shown below,
where the first column corresponds to the frequency number of each CUI code, the second column
corresponds to the short description of the code, and the third column is the CUI code itself in square
brackets:</p>
        <p>A natural DAC approach might be to take the top of several classes according to the ranking as
above. We have noticed that the top two (i.e., CT (Computed Tomography) and Plain X-ray) have a
large numerical dominance compared to other CUI codes. It should also be noted that each image has
one or more CUI codes. Taking this into account, we believe that by appropriately prioritizing the CUI
codes, it is possible, to some extent to balance the number of data in each class. For example, a chest
x-ray image should naturally be classified in “X-ray group" without fine level priorities. However, if we
have “Chest group" and a higher priority than “X-ray group", we believe “Chest group" takes advantage
of collecting chest x-ray images before “X-ray group" devours them. Specifically, we have developed an
approach to partition the data based on two priorities using the following algorithm:
Algorithm 1: Priority-based Partition
input , , 1, 2
begin
for  ∈ .() do
/*  is an image file name */
 − ← []
 − ←  
for  ∈  do
if  ∈ 1 then
/* if CUI code is included in priority1 */
[].()
 − ←  
if  then</p>
        <p>continue
else
 − ← [0]/* head element */
if  ∈ 2 then
/* if CUI code is included in priority2 */
[].()</p>
        <p>In efect, for the case of 10 groups of training data, with the first scan by priority1 =
[‘C0002978’,‘C0041618’, ‘C0037303’, ‘C0023216’, ‘C1140618’, ‘C0817096’] and the second scan by priority2
= [‘C0024485’, ‘C0040405’, ‘C1306645’], we have the following number:
[ C0002978 ] Angiography, 3965
[ C0041618 ] Echo (Ultrasonography), 8333
[ C0037303 ] Bone, 3323
[ C0023216 ] Lower (Extremity), 2331
[ C1140618 ] Upper (Extremity), 1126
[ C0817096 ] Chest, 7411
[ C0024485 ] MRI, 9729
[ C0040405 ] CT, 18686
[ C1306645 ] (Plain) X-ray, 4435
[ other CUIs] Misc, 824</p>
        <p>In this way, introducing a priority-based partitioning algorithm makes it possible to decrease the
dominance of CT and (plain) X-ray group numbers. Note that Bone, Chest, Upper, and Lower groups’
CUI might be taken from not always the first column in caption concepts data as illustrated in Figure 1.</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Caption Preprocessing</title>
        <p>Apart from partitioning given data, in order to infer a better caption for each unknown image in the
test dataset, we have applied simple filtering to remove some of the verbose expressions in the caption
ifles in the 2023 data. Our filtering strategy is as follows:
• To remove expressions containing “Permission” or “Source” in the last part of the caption
• To remove expressions related to annotations from images such as (arrow), (arrowhead), and
(circle)
• To trim too long captions
• To replace number expressions such as Figure 1 by (plain) Figure
• To remove the starting sentence’s parentheses such as (1) and (a)</p>
        <p>The idea behind this preprocessing comes from the fact that we do not synthesize an image caption,
but rather search for the best matching caption from the 2023 caption data. In other words, we think
that the retrieved caption should be as simple sentences as possible, so that acknowledgment of the
source (item 1), annotations (item 2), excessively long and detailed captions (item 3), figure numbers
(item 4), and non-ascii symbols at the beginning of the caption (item 5) should be avoided as much as
possible. As a specific example of “excessibly long and detailed caption", in the training caption dataset,
ROCOv2_2023_train_046629 has more than 400 words.
4.3. Classification of Each Group by Deep Neural Networks
Based on the subdivided groups as described in the previous sections, we have formulated deep neural
networks to classify images from ImageCLEF2024 caption prediction data. Specifically, we have adopted
EficientNet [ 25], ResNeXt [26], and Vision Transformer [8] of our deep neural networks for classification.
The reason for adopting these DNN models lies in our relevant research into the detection of cardiac
diseases where these DNNs turned out to perform quite well among several DNNs. The output of
each image by these DNNs is a feature vector. EficientNet (or EficientNetB0) has 1,280 dimensions,
ResNeXt (or ResNeXt50) has 2,048 dimensions, and Vision Transformer (or ViT32) has 768 dimensions,
respectively. The feature vector is extracted from one layer before the last one of the original DNN,
pre-trained by ImageNet. It should be noted that we have performed each classification with a specific
DNN using training data from ImageCLEF2023 to train the DNN and validation data to evaluate the
DNN in PyTorch. Then, we have extracted feature vectors from all the data of each group, as well as
from the test data of ImageCLEF2024.</p>
      </sec>
      <sec id="sec-4-3">
        <title>4.4. Similarity Computation</title>
        <p>In this stage, we compute the similarity between the feature vectors in the test dataset and feature
vectors in each group. Then we sort the result in descending order. We simply select the most similar
element and return the caption of the element.</p>
        <p>The overall process in this stage is illustrated in Figure 2. Thus, the caption for the unknown input
image can be retrieved from the captions belonging to the predicted group.</p>
      </sec>
      <sec id="sec-4-4">
        <title>4.5. Detailed Experiments and Results</title>
        <p>Our evaluation results (run1 to run5) with the test data received from the organizers are summarized
in Table 1. As shown in Table 1, we have tested three diferent numbers of groups; 6, 10, and 11.
Initially we thought 10 groups seemed the best among these. Thus, in Runs 1,2, and 3, we keep DNN as
EficientNetB0. It turned out that 11 groups seemed a slightly better than the other number of groups.
In practice, however, we kept 10 groups while varying DNNs (from EficientNet to ResNeXt and ViT32).
As a result, the ViT32 DNN model with 10 groups proved to be the best among our submissions.</p>
        <p>Table 2 summarizes the numbers of all the evaluation measures returned by the roganizer.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>In this paper, we proposed a method for medical image captioning, using CUI-based classification,
followed by feature similarity. Specifically, we took DAC (Divide-and-Conquer) approach, where we first
divided the data (training, validation, and test data of ImageCLEF2023) into 5, 10, or 11 groups (classes)
in advance. We then used several Deep Neural Network (DNN) models, including EficientNet, ResNeXt,
and Vision Transformer, to the training data to obtain a trained DNN model from each DNN. For images
in each group, we extracted features from one layer before the last layer of the pretrained DNN. Similarly,
we extracted features from the test images. Finally, we computed feature vector similarity between
these two to find out the most similar image in each group. We returned the caption corresponding to
the most similar image from each group.</p>
      <p>Even though we took a simple and no natural language processing approach, the result returned by
organizers showed that the BERT Score of our team seemed quite close to other teams.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>A part of this research was carried out with the support of the Grant for Toyohashi Heart Center
Smart Hospital Joint Research Course and the Grant-in-Aid for Scientific Research (C) (issue numbers
22K12149 and 22K12040).
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