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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Conference and Labs of the Evaluation Forum, September</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Concept Detection and Caption Prediction of Radiology Images Using Convolutional Neural Networks</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Prabavathy Balasundaram</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Karthikeyan Swaminathan</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Oviasree Sampath</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pradeep Km</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of CSE, SSN College of Engineering</institution>
          ,
          <addr-line>Rajiv Gandhi Salai, Chennai, Tamil Nadu</addr-line>
          ,
          <country country="IN">India</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2024</year>
      </pub-date>
      <volume>0</volume>
      <fpage>9</fpage>
      <lpage>12</lpage>
      <abstract>
        <p>Automated interpretation of medical images promises to revolutionize traditional diagnostic approaches, rendering them not only more eficient but also significantly faster. For the Concept Detection task, a Multi-label CNN (Convolutional Neural Network) model is proposed which is capable of mapping a single image to multiple highly probable concepts. This model's versatility lies in its ability to discern various features within medical images, facilitating a nuanced understanding of complex visual data. For the Caption Prediction task, a CNN-LSTM (Convolutional Neural Network - Long Short-Term Memory) model is proposed to predict accurate captions for given images. This model harnesses the power of CNNs to extract salient visual features and combines it with the sequential processing capabilities of LSTM networks to generate contextually relevant and accurate descriptions. This working note paper presents the results of the Kaprov team at ImageCLEFmedical 2024 Image Captioning and its subtasks of concept detection and caption prediction.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Multi-Label Classification</kwd>
        <kwd>Multi-Label Binarizer</kwd>
        <kwd>CNN (Convolutional Neural Network)</kwd>
        <kwd>CNN-LSTM (Convolutional Neural Network - Long Short-Term Memory)</kwd>
        <kwd>Radiology Images</kwd>
        <kwd>UMLS (Unified Medical Language System) Concepts</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Radiology images, including X-rays, Computed Tomography scans (CT scans) and Magnetic Resonance
Imaging (MRI), and ultrasounds, are fundamental tools in medical diagnostics. They provide detailed
visual information that helps healthcare professionals diagnose, monitor, and treat various medical
conditions. Interpreting these images requires extensive training and expertise, as radiologists must
identify subtle patterns and anomalies that can indicate the presence of diseases or injuries.</p>
      <p>Traditionally, classifying and captioning radiology images is a manual process carried out by
experienced radiologists. This involves a systematic approach where radiologists review images, analyze
• Statistical Models: Apply statistical techniques to model the relationships between image features
and diagnostic outcomes. These models can help in identifying probable conditions based on
image data</p>
      <p>
        Recent advancements in the field of medical image captioning have made significant strides by
leveraging deep learning techniques. Among these techniques, CNNs and LSTM networks are
particularly notable [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. These advanced methods have demonstrated impressive abilities to automatically
generate descriptive captions for radiology images. They are adept in capturing the intricate details
and contextual information embedded in medical images, thereby enhancing the interpretative process.
      </p>
      <p>However, there are several challenges to address. One major issue is the lack of large, annotated
datasets for training. Another is understanding how these complex models make decisions, known as
model interpretability. Additionally, training and deploying these models require significant
computational resources.</p>
      <p>
        To address these challenges, the proposed approach integrates deep learning models with
domainspecific knowledge bases, such as the Unified Medical Language System (UMLS) [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], which ofers an
extensive collection of medical terms and associations between various entities in this domain. By
leveraging the strengths of both deep learning techniques and comprehensive medical knowledge bases,
this approach aims to enhance the accuracy, contextual relevance, and interpretability of generated
captions. Ultimately, this integration holds the promise of advancing the field of medical image
captioning, making it a more reliable and eficient tool for clinical diagnostics and research.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Task and Dataset Description</title>
      <p>There are two tasks that have been worked upon, the first one being the Images Concept Detection and
the second one being the Caption Prediction Task.</p>
      <p>
        The dataset used for these two tasks is from ImageCLEF 2024 [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The dataset for the concept
detection task in ImageCLEFmedical Caption 2024 [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] is structured into three subsets. The training
set includes 70,108 radiology images used for developing and refining models. A separate validation
set, comprising 9,972 radiology images, is employed to validate and optimize these models during
development. Finally, the test set consists of 17,237 radiology images that are unseen during model
development and validation, serving as the final evaluation benchmark for assessing the performance
of concept detection and caption generation systems. The goal of the first task is to predict the concepts
that the given radiology images belong to, out of the 1945 UMLS concepts provided. Evaluation is done
using metrics like precision, recall, and their combinations to measure how well the set is covered.
The goal of the second task in ImageCLEFmedical Caption 2024 [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] is to develop systems that can
automatically generate coherent and contextually relevant captions for medical images. Each image is
accompanied by its respective captions. These captions accurately describe the visual content of the
images, reflecting the medical scenarios shown.
      </p>
      <p>This dataset dives deep into the intricate world of medical image analysis. It encompasses various
imaging modalities such as X-rays, CT scans, MRIs, and ultrasounds. Each modality ofers a unique
perspective on the internal structures of the body, providing crucial information for diagnoses. This
diversity not only reflects the breadth of clinical imaging techniques employed in medical practice but
also challenges machine learning models to generalize across diferent imaging modalities. Moreover,
many images in the dataset depict scenes where multiple medical concepts coexist, requiring models
to discern and accurately label complex visual content. Furthermore, the captions linked with these
images show a broad range in length and complexity, reflecting the detailed observations and nuanced
interpretations by healthcare professionals.</p>
      <p>Figure 1 depicts a representative image from the dataset, sourced from Muacevic et al. (2023) under
CC BY license.</p>
      <p>Figure 2 illustrates a frequency histogram of Concept Unique Identifiers (CUIs) used in the dataset,
highlighting the distribution of concepts across the medical images.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Data Pre-Processing</title>
      <p>This section outlines the process of preparing data for concept detection and caption prediction.</p>
      <sec id="sec-3-1">
        <title>3.1. Concept Detection</title>
        <p>In concept detection, converting multi-label dataset into a machine learning-friendly format is crucial,
as each image can be associated with multiple concepts.</p>
        <p>Each instance can have multiple labels for diferent concepts, so it needs to be converted into a binary
matrix format. The MultiLabelBinarizer from sklearn.preprocessing module is an efective tool for this
task. It processes a list of lists, where each sublist contains the labels for a sample, and converts it into a
binary matrix. In this matrix, each column represents a unique concept, and each row corresponds to a
sample, with binary entries indicating the presence (1) or absence (0) of a concept.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Caption Prediction</title>
        <p>
          The data pre-processing method for concept detection and image captioning involves several essential
steps. Firstly, the VGG16 (Visual Geometry Group) [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ] model, pre-trained on ImageNet, is used to
extract features of the images using its penultimate layer. Training and test images are processed by
loading, resizing to 224 × 224 pixels, converting to NumPy arrays, reshaping to fit the VGG16 input
format, and preprocessed. The model then predicts features for each image, and these features are
stored in dictionaries indexed by image IDs.
        </p>
        <p>In parallel, the text captions related to these images are cleaned and standardized. This involves
converting each caption to lowercase, removing non-alphabetical characters, and consolidating multiple
spaces into one. Additionally, start and end tags are added to mark the beginning and end of each
caption. The Tokenizer from keras.preprocessing.text module is used to tokenize the cleaned captions,
convert words to unique integer indices and calculate the vocabulary size.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Methodologies Used</title>
      <sec id="sec-4-1">
        <title>4.1. Multi-Label Image Classification using CNN with Batch Normalization</title>
        <p>
          CNNs are well-suited for medical concept detection in image analysis [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] due to their ability to
automatically learn and capture intricate patterns and structures from X-rays and CT scans. CNNs preserve
spatial locality by using convolutional and pooling operations. These operations allow CNNs to capture
how pixels in an image are related spatially, which is crucial for tasks like identifying patterns or
structures in medical images such as X-rays and CT scans. CNNs are versatile in handling diverse input
sizes and configurations, enabling accurate analysis of complex medical images and enhancing the
reliability of concept detection systems in clinical settings.
        </p>
        <p>
          The Concept Detection Model is designed for multi-label classification tasks [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ], specifically handling
images of size 32 × 32 with 3 color channels. Using 32 × 32 sized images in the Concept Detection
Model balances computational eficiency with suficient spatial detail for efective feature extraction by
convolutional layers. It uses several convolutional layers with ReLU (Rectified Linear Unit) activation
functions [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] to extract features, and batch normalization layers to improve training speed and stability
by normalizing activations. Max pooling layers are used to reduce the size of the feature maps while
keeping important information. Dropout layers help prevent overfitting. The model flattens the output
from the convolutional layers and passes it through a dense layer with ReLU activation and batch
normalization. The final layer uses sigmoid activation to predict probabilities for each of the 1945
classes. The model is compiled with the Adam (Adaptive Moment Estimation) optimizer and binary
cross-entropy loss, suitable for multi-label classification where each label is independently predicted
[
          <xref ref-type="bibr" rid="ref10">10</xref>
          ].
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. CNN-LSTM Fusion Caption Generator</title>
        <p>The Caption Prediction Model combines image and text data to generate captions. First, it extracts image
features using a dense layer with ReLU activation. At the same time, it converts text sequences into
dense vectors to capture their meanings.</p>
        <p>Next, it merges the image and text data by concatenating them, allowing the model to understand
both inputs together. This combined data goes through an LSTM layer, which captures the sequence
of words needed to create coherent captions. Dropout is used to prevent overfitting and improve the
model’s performance on new data.</p>
        <p>The output from the LSTM is enhanced with the original image features, creating a strong link
between the image and text.</p>
        <p>This model is chosen for the seamless integration of visual and textual data. It begins with a dense
layer that captures intricate details from medical images, ensuring efective feature extraction. The
LSTM layers are essential for managing sequential data, creating coherent and logical text descriptions.
Additionally, dropout regularization reduces overfitting, making the model more reliable with new data.
This blend of techniques results in high-quality captions that are accurate and contextually meaningful.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Implementation</title>
      <p>The Concept Detection Model is a Convolutional Neural Network (CNN) [Fig. 3], designed to classify
images into 1945 diferent categories. The model utilizes a sequential architecture implemented with
TensorFlow and Keras. It starts with a convolutional layer employing 16 filters of size 3 × 3, followed by
a batch normalization layer to stabilize and accelerate the training process. This pattern of convolution,
batch normalization, and pooling is repeated with more filters—32, 64, and 128 in the next convolutional
layers—to capture increasingly complex features at each stage. Max pooling layers (2 × 2 size) reduce
the size of the feature maps, making the model simpler and faster. Dropout layers with a rate of 0.25 are
incorporated after each max pooling layer to prevent overfitting by randomly deactivating a fraction
of neurons during training. After the convolutional and pooling layers, the model transitions to fully
connected (dense) layers. The first dense layer has 64 units, followed by another batch normalization and
dropout layer. This is followed by a dense layer with 128 units, again followed by batch normalization
and dropout. The final dense layer uses a softmax activation function to calculate the probabilities
for each of the 1945 classes. The model is compiled using the Adam optimizer and the categorical
cross-entropy loss function. The model is trained with a batch size of 32 for 20 epochs. This extended
training duration facilitates gradual adjustments to the model’s weights using computed gradients from
the training data. The EarlyStopping mechanism halts training if validation loss stagnates over three
consecutive epochs, thereby mitigating overfitting and enhancing the model’s ability to generalize to
new data.</p>
      <p>The Caption Prediction Model used for image caption prediction is the CNN-LSTM Fusion Caption
Generator [Fig. 4], which integrates both dense and sequential data processing through a structured
series of layers. It begins with two input layers: one for fixed-length dense data and another for
variable-length sequential data. The dense data from the first layer passes through a dense layer
with 256 units, serving as a feature extractor. Simultaneously, sequential data from the second layer
undergoes embedding, converting each element into a 256-dimensional vector. These processed outputs
are concatenated and fed into an LSTM layer with 256 units to capture temporal dependencies. Dropout
layers are applied after the LSTM and subsequent dense layers to prevent overfitting. An additive
connection merges the LSTM output with the initial dense layer’s output to aid gradient flow. The final
dense layer produces predictions tailored to the specific output requirements with 12,574 units. This
model is implemented with a batch size of 32 and trained over 10 epochs. A batch size of 32 means
that in each training iteration, the model processes 32 samples concurrently. This choice optimizes
the utilization of computational resources like GPU memory while ensuring that the model’s weight
updates are stable and based on gradients computed from each batch.</p>
      <p>Figure 3: Concept Detection Model architecture.</p>
      <p>Figure 4: Caption Prediction Model architecture.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Result and Analysis</title>
      <p>The Concept Detection Model, as shown in Table 1, demonstrated significant accuracy in identifying
relevant concepts within radiology images. Evaluation metrics, including F1-score and F1-score manual,
indicated that the model efectively handled the multi-label classification challenge, accurately mapping
images to multiple concepts.</p>
      <p>The Caption Prediction Model, detailed in Table 2 , exhibited strong capabilities in generating coherent
and contextually relevant captions. Performance metrics such as BERTScore and ROUGE scores were
used to evaluate the quality of the generated captions. The results showed that the model produced
captions with high linguistic richness and relevance, closely aligning with human annotations.</p>
    </sec>
    <sec id="sec-7">
      <title>7. Conclusions</title>
      <p>In both the Concept Detection and Caption Prediction tasks, the models showcased strong performance,
demonstrating its ability to efectively analyze radiology images. For the Concept Detection task, it
accurately identified relevant concepts, and endeavors to provide valuable support in medical diagnostics
by mapping multiple concepts to each image. In the Caption Prediction task, the model generated
meaningful and contextually appropriate descriptions, aligning well with the visual content of the
images. Various metrics, including F1-Score, BERTScore, ClinicalBLEURT, CLIPScore, RefCLIPScore,
BLEU-1, BLEURT, CIDEr, METEOR, and ROUGE underscored the models’ comprehensive performance
in producing linguistically rich and accurate captions.</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgments</title>
      <p>We thank the CSE department of SSN College of Engineering for letting us utilize the GPU machine
extensively to implement this task.</p>
    </sec>
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