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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Comparative Analyses of Multilingual Drug Entity Recognition Systems for Clinical Case Reports In Cardiology</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Chaeeun Lee</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>T. Ian Simpson</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Joram M. Posma</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Antoine D. Lain</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>School of Informatics, University of Edinburgh</institution>
          ,
          <addr-line>10 Crichton Street, EH8 9AB, Edinburgh</addr-line>
          ,
          <country country="UK">UK</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Section of Bioinformatics, Division of Systems Medicine, Department of Metabolism</institution>
          ,
          <addr-line>Digestion, and Reproduction</addr-line>
          ,
          <institution>Faculty of Medicine, Imperial College London</institution>
          ,
          <addr-line>London W12 0NN</addr-line>
          ,
          <country country="UK">United Kingdom</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Performance disparities exist in Named Entity Recognition (NER) systems across languages due to variations in available human-annotated data. We participated in the MultiDrug subtask of MultiCardioNER, a shared task focusing on multilingual NER for cardiology, to compare the efectiveness of fine-tuning BERT-based monolingual and multilingual language models, and prompting Large Language Models (LLMs) for drug entity recognition across multiple languages. Our findings demonstrate that monolingual BERT models pretrained on biomedical corpora generally outperform their multilingual counterparts. However, for languages lacking access to a broader range of pretrained models, combining the translation capability of LLM [1, 2, 3, 4] with the best-performing pretrained monolingual BERT model yielded superior results. This approach efectively reduces the resource disparity while leveraging domain-specific knowledge captured by the monolingual BERT model. Our best systems in the MultiCardioNER track yielded F1-scores of 0.9277 for Spanish, 0.9107 for English, and 0.8776 for Italian. We highlight the comparative advantages of domain-specific fine-tuning and LLM-powered language translation for multilingual drug NER.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Natural Language Processing</kwd>
        <kwd>Multilingual</kwd>
        <kwd>Named Entity Recognition</kwd>
        <kwd>Cardiology</kwd>
        <kwd>BERT</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Named entity recognition (NER) is one of the central tasks in natural language processing (NLP),
particularly in specialised domains such as biomedicine [
        <xref ref-type="bibr" rid="ref5 ref6 ref7 ref8">5, 6, 7, 8</xref>
        ]. Accurately identifying specific
types of entities such as diseases and medications in text is crucial for extracting relevant information
from healthcare-related text data. However, clinical NER systems often rely on the availability and
quality of human-annotated resources, which can vary significantly across languages. Recognising
the challenges in clinical entity recognition across diferent languages, the MultiCardioNER shared
task [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] focuses on the recognition of disease and medication mentions in cardiological clinical case
documents in English, Spanish, and Italian. As part of this initiative, we participated in the MultiDrug
subtask, specifically targeting mentions of medications. Our participation was motivated by the goal of
adapting and comparatively analysing machine-learning based NER systems in the cardiology domain.
Our contributions are outlined as follows:
1. Fine-tuning Monolingual Language Models: We explored fine-tuning BERT-based
monolingual language models for drug NER in each target language individually.
2. Multilingual Model Capabilities: We explored fine-tuning multilingual models on combined
datasets of Spanish, English, and Italian and compared results with the monolingual approach.
3. Large Language Model Integration: We developed drug NER system using generative Large
Language Model (LLM), providing insights on the potential use of LLM in tasks that conventionally
rely on fine-tuning approaches.
4. LLM as Translation Module: We utilise translation capability of LLM to enhance cross-lingual
applicability of best-performing monolingual models. This approach allowed us to test the
efectiveness of LLM in bridging the gaps among diferent languages in clinical entity recognition,
providing a way for monolingual systems to be applied to multilingual tasks.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Data Description</title>
      <p>
        For the MultiDrug subtask [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], training and development datasets included two primary sources: the
DisTEMIST [
        <xref ref-type="bibr" rid="ref10 ref11">10, 11</xref>
        ] and DrugTEMIST corpora, and the CardioCCC dataset.
      </p>
      <sec id="sec-2-1">
        <title>2.1. DisTEMIST and DrugTEMIST Corpora</title>
        <p>
          The DisTEMIST [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] and newly introduced DrugTEMIST [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] corpora comprised training datasets,
including 1,000 Spanish clinical case documents across various medical fields such as oncology, pediatrics,
and psychiatry, among others. The source documents were drawn from the SPACCC [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] corpus. The
original Spanish documents were annotated manually by clinical experts [13] for medication mentions
and transferred into English and Italian, ultimately comprising a multilingual dataset.
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. CardioCCC</title>
        <p>
          As a domain-specific dataset for drug NER, CardioCCC dataset is comprised of 508 cardiology clinical
case reports. The original Spanish documents were annotated under the same guidelines used for
DisTEMIST[
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]/DrugTEMIST datasets, and likewise transferred to English and Italian. The dataset was
divided into development and test splits, consisting of 258 and 250 documents respectively.
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Conversion to BIO2 Format for Fine-Tuning</title>
        <p>For systems based on the fine-tuning BERT-based language models, we transformed the datasets into
BIO2 (Begin, Inside, Outside) format [14]. After tokenisation, original annotations indicating the start
and end ofsets of drug mentions were converted so that each token was labeled with one of the
following tags:
• B (Begin): start of a named entity.
• I (Inside): tokens within the entity.</p>
        <p>• O (Outside): tokens that are not part of any entity.</p>
        <p>BIO2 format is particularly efective for encoder-based language models like BERT [ 15], which
predict the classification for each token individually [ 16]. This allows for accurate identification of the
boundaries of each drug entity.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. System Description</title>
      <p>Our strategy for the MultiDrug subtask was structured around two key dimensions: assessing the
comparative efectiveness of fine-tuning encoder-based language models versus prompting generative
LLM for NER, and exploring diferent multilingual processing approaches. For the latter, we evaluated
the results from multilingual BERT model compared to those achieved by translating NER results from
one language to others.</p>
      <sec id="sec-3-1">
        <title>3.1. Fine-tuning BERT-based models</title>
        <p>Our main strategy involved fine-tuning BERT-based language models [ 15, 18, 20] specifically for drug
NER. We explored a range of models, testing both general-purpose and domain-specific pretrained
language models of various parameter sizes. Only the training set from DrugTEMIST corpora was
used for fine-tuning. We then selected the best-performing models based on their performance on the
development set derived from the CardioCCC corpus.</p>
        <p>As a baseline approach, we utilised pretrained monolingual BERT-based models in Spanish, English,
and Italian. This method ensures that each model is attuned to the linguistic nuances specific to a
language, but has limitations in addressing resource disparities across diferent languages [ 20]. Each of
these models was trained on the respective monolingual training set. As an alternative approach, we
ifne-tuned a multilingual BERT model on a combined training set of all three languages.</p>
        <sec id="sec-3-1-1">
          <title>3.1.1. Multilingual BERT</title>
          <p>In System 1, in view of the multilingual nature of the given dataset, we opted for
using a pretrained multilingual BERT-based language model. Specifically, we employed
“google-bert/bert-base-multilingual-cased” [15]. To enhance its performance for drug entity
recognition, we further fine-tuned the model on the BIO2-formatted data in English, Italian, and Spanish
provided by the organiser. Each document was split into individual sentences and a batch size of
32, learning rate of 8e-5, weight decay of 1e-5, and 5 epochs were employed during fine-tuning.
Hyperparameter optimisation was not performed.</p>
        </sec>
        <sec id="sec-3-1-2">
          <title>3.1.2. Monolingual BERT</title>
          <p>Given the limited range of available multilingual BERT models, particularly the lack of
biomedical domain-specific pretrained models, we investigated the efectiveness of fine-tuning independent
monolingual models in Systems 2 and 3. This approach aimed to improve performance by
leveraging language-specific pretrained biomedical models. However, availability of pretrained models
difered across languages. While a wider range of selection was available for English and Spanish,
a limited range of pretrained models available for Italian. Consequently, for Italian, we opted for
“dbmdz/bert-base-italian-xxl-cased” [19]. To evaluate the eficacy of both general and
domainspecific models available for the other two languages, we used the SeqEval library. This resulted in using
“allenai/scibert_scivocab_cased” [18] for English and “PlanTL-GOB-ES/bsc-bio-ehr-es” [17]
for Spanish. Hyperparameter search was not performed. Following the approach used for multilingual
BERT, we applied sentence-level split of the data, a batch size of 32, learning rate of 8e-5, weight decay
of 1e-5, and 5 epochs for all monolingual models.</p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Large Language Model Integration</title>
        <p>In light of recent advancements in general-purpose LLMs, we explored their potential in biomedical
multilingual NER. We employed two distinct strategies. The first strategy involved directly using the
LLM for NER, bypassing the fine-tuning process. This approach aimed to assess the efectiveness of
prompting LLM for multilingual NER tasks without domain-specific adaptation. The second strategy
leveraged the best-performing monolingual BERT-based model for NER, while utilising LLM as a
translation module to convert the NER results in a given language into the target language. This
approach investigated the potential use of LLM to bridge the resource gaps among diferent languages
while capitalising on the domain-specific knowledge captured by pretrained monolingual BERT models.</p>
        <sec id="sec-3-2-1">
          <title>3.2.1. Drug NER with LLMs</title>
          <p>In addition to fine-tuning BERT-based models for drug NER, we also experimented with directly using
generative LLM for NER task. This approach involved prompting the LLM to produce drug annotations
from clinical case reports without the conventional fine-tuning process. While this method takes
advantage of the contextual understanding and embedded domain knowledge of LLMs [21, 22], it is
recognised in existing literature that LLMs often fall short in achieving comparable performance on
specific non-generative tasks such as NER [23].</p>
          <p>Figure 1 illustrates an example of prompts used for LLM drug entity recognition. Our experiments
were conducted in a zero-shot setting on the English development set, where we supplied the complete
clinical text and tasked the LLM with identifying all drug mentions. We included an instruction in the
prompt to output the predictions in JSON format for eficient post-processing. We experimented with
three LLMs, Meta-Llama-2-7B, Meta-Llama-3-8B, and gpt-3.5-turbo. Llama-2-7B produced results
that were significantly lower than the average scores of fine-tuned models, with a precision of 0.6689,
recall of 0.1964, and F1 score of 0.3037. This outcome was expected due to the limited parameter size
and the zero-shot setting. On the other hand, GPT-3.5 and Llama-3-8B demonstrated performances
comparable to the average results from fine-tuned models (avg. precision: 0.8373; avg. recall: 0.8779; avg.
F1: 0.8564). Comparing the two LLMs, GPT-3.5 achieved better recall (precision: 0.8236; recall: 0.8538;
F1: 0.8384), while Llama-8B showed higher precision and F1 values (precision: 0.8767; recall: 0.8303; F1:
0.8529). LLaMA-3-8B achieved higher precision (0.8767) than the average precision of fine-tuned models
(0.8373), which is noteworthy given that the LLaMA-3-8B model has significantly fewer parameters
compared to GPT-3.5 and was used in a zero-shot setting. Further studies with a broader range of LLMs,
as well as exploring few-shot settings and additional prompting methods, will help better understand
the potential use of LLM in drug NER.
{"role": "system", "content": "Your job is to review a clinical note that
potentially contains mentions of drug names."},
{"role": "user", "content":
"Find all mentions of drug names in the following clinical note. Output your
response in JSON format with keys 'drug 1', 'drug 2', and so on.</p>
          <p>Clinical Note:
ANAMNESIS
46-year-old Spanish woman.</p>
          <p>Married, with an 18-year-old daughter.</p>
          <p>Good family support.
..."}</p>
          <p>Figure 1 – Example LLM Prompt for NER
3.2.2. Entity Translation
{"role": "user", "content":
"I have Spanish drug names 'fluoxetina', 'clonazepam'. Find the corresponding
drugs in English in the following clinical note. Output your response in JSON
format, where the keys are the given Spanish drug names ('fluoxetina',
'clonazepam'), and the values are the corresponding drug names in English found in
the clinical note. Note that for every Spanish drug name, there is always at least
one mention of the corresponding drug in English.</p>
          <p>
            Clinical Note:
Francisca Valero, a 33-year-old stock market analyst, married with two children,
was brought to the emergency department (ED) after 10 days of what her husband
described as ..."}
multilingual NER tasks. Figure 2 shows an example of prompts used for the LLM-powered translation.
In System 4, we generated predictions for the Italian test set by translating the predictions from the
best-performing Spanish monolingual model into Italian using GPT-3.5. For the English test set, we
retained predictions from the English monolingual model. In System 5, predictions for both the English
and Italian test sets were derived from the Spanish predictions and translated into the respective
languages using GPT-3.5. This approach tests the feasibility of using an LLM-based translation system
for multilingual NER tasks, especially when there is a disparity in available resources for each language,
as an alternative to directly applying LLM for NER. [
            <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4">1, 2, 3, 4</xref>
            ].
4. Results
filename
casos_clinicos_cardiologia132
casos_clinicos_cardiologia132
casos_clinicos_cardiologia132
casos_clinicos_cardiologia132
casos_clinicos_cardiologia132
casos_clinicos_cardiologia132
label
start_span end_span
          </p>
          <p>text
FARMACO
FARMACO
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ground truth labels. System selection for final submission was based on performance on the development
set (Table 2). The precision, recall, and F1 metrics are calculated based on a strict matching with the
ground truth. In this approach, an exact match between the predicted and ground truth intervals is
required to consider a true positive. The relaxed F1 score is computed based on a more lenient criterion.
A true positive is counted if either the start of the prediction falls between or coincides with one of the
start and end intervals present in the ground truth, or if a ground truth start falls between or coincides
with one of the start and end intervals present in the prediction. This approach allows for some degree
of imprecision in the predicted intervals while still considering them as correct. The relaxed F1 aims to
understand the model predictions and if post-processing rules can be found to reduce the diference
between the strict and relaxed scores.</p>
          <p>• Spanish: Our monolingual BERT model achieved the top recall and F1 score (0.9277) among all
participant submissions (mean F1: 0.6373; median F1: 0.8502).
• English: While our monolingual BERT model showed the highest precision, its F1 score (0.9107)
was marginally lower than the best overall system (best F1: 0.9223; mean F1: 0.7101; median F1:
0.8768).
• Italian: In Italian, where model selection may be limited, we combined LLM translation with our
Spanish monolingual system. This combined approach achieved the highest precision, while our
monolingual Italian system showed the highest recall. Ultimately, the F1 score of our best Italian
system (0.8776) was somewhat lower than the top-ranked submission (best F1: 0.8842; mean F1:
0.6506; median F1: 0.8421).</p>
          <p>These results highlight the efectiveness of fine-tuning monolingual BERT models, particularly for
high-resource languages with large amount of available domain-specific training data. The combination
of LLM translation and monolingual models from other languages shows promise for low-resource
languages (i.e., Italian) and requires further exploration.The results of our five submissions on the test
set can be found in Table 3 alongside the best score for Precision, Recall and F1, the mean F1 and the
median F1.
bsc-bio-ehr-es cased
bsc-bio-ehr-es cased + pp
bert-base-spanish-wwm-uncased
BERT multilingual base model cased
BERT multilingual base model cased + pp
bert-base-italian-xxl-cased
bert-base-italian-xxl-cased + pp
BERT multilingual base model cased
BERT multilingual base model cased + pp
BERT multilingual base model cased
BERT multilingual base model cased + pp</p>
        </sec>
      </sec>
      <sec id="sec-3-3">
        <title>4.1. Error analysis</title>
        <p>While the relaxed F1 scores in Table 2 are encouraging, we analysed the entities that overlapped partially
with the gold standard annotations, suggesting a potential mismatch between system predictions and
the human-annotated ground truth. We observed that the annotation guidelines provided to human
annotators allowed for the inclusion of consecutive drug entities separated by specific delimiters like ‘/’,
‘and’ (corresponding to ‘y’ in Spanish and ‘e’ in Italian), ‘of’ (corresponding to ‘de’ in Spanish and ‘di’ in
Italian), ‘+’, and ‘/ ’. This specific format caused performance degradation for our system.</p>
        <p>Interestingly, combining entities separated by ‘/’ and ‘of’ (with its translation in Spanish and Italian)
resulted in improved performance, while the impact of other delimiters was negligible. Additionally,
we implemented a rule to include the entire span of a word entity even if our model only predicted a
subset of the words. This adjustment aimed to further reduce the discrepancy between predicted and
gold standard annotations.</p>
        <p>It is worth noting that our strategy did not involve training on the validation set. Only the training
split of the dataset, which is derived from the DrugTEMIST dataset, was used for fine-tuning, while the
development and test sets were obtained from CardioCCC. There was no significant diference between
the models’ performances on the validation and test sets, suggesting that our systems likely did not
exhibit signs of overfitting. Our analysis highlights the importance of considering relaxed F1 scores
when evaluating NER systems. It also suggests that incorporating post-processing rules specific to the
annotation guidelines employed can improve performance, particularly when dealing with specific
entity formatting conventions.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>5. Conclusion</title>
      <p>In this study, we conducted a comparative analysis of multilingual drug NER in English, Italian, and
Spanish. We evaluated the efectiveness of four distinct approaches: fine-tuning multilingual BERT,
ifne-tuning monolingual BERT models for each language, zero-shot LLM prompting, and a hybrid
method that combines monolingual BERT and LLM as a translation module. Our findings revealed
that fine-tuning monolingual BERT models generally outperformed other approaches. Specifically, our
system for the Spanish test set, based on fine-tuning a BERT-based monolingual Spanish language
model pretrained on a biomedical corpus, achieved the top ranking among all participant submissions.</p>
      <p>On the other hand, for Italian, where there is limited availability of domain-specific human-annotated
data and consequently a smaller range of pretrained models, a hybrid approach of combining
bestperforming monolingual model’s prediction and LLM translation demonstrated greater eficacy
compared to results achieved by a monolingual Italian BERT model alone. This suggests that LLM can
be used as a translation module to enhance the cross-lingual applicability of fine-tuned monolingual
models.</p>
      <p>Promising results were obtained with zero-shot LLM prompting, where LLaMA-3-8B achieved higher
precision (0.8767) than the average precision of fine-tuned models (0.8373) on English development
set. Future work will involve experimenting with a broader range of LLMs and prompting methods in
few-shot settings.</p>
    </sec>
    <sec id="sec-5">
      <title>Funding</title>
      <p>C.L. was supported by the United Kingdom Research and Innovation (grant EP/S02431X/1), UKRI Centre
for Doctoral Training in Biomedical AI at the University of Edinburgh, School of Informatics. For the
purpose of open access, the author has applied a creative commons attribution (CC BY) licence to any
author accepted manuscript version arising. J.M.P. and A.D.L. are supported by the CoDiet project. The
CoDiet project is funded by the European Union under Horizon Europe grant number 101084642 and
supported by UK Research and Innovation (UKRI) under the UK government’s Horizon Europe funding
guarantee [grant number 101084642].
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