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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>University of Split and University of Malta (Team AB&amp;DPV) at the CLEF 2024 SimpleText Track: Scientific Text Made Simpler Through the Use of Artificial Intelligence</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Notebook for tShimepleText Lab at CLEF</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>eam Antonia Bartulović</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dóra Paula Varadi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Malta</institution>
          ,
          <addr-line>Msida MSD 2080</addr-line>
          ,
          <country country="MT">Malta</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Split Ul. Ruđera Boškovića 31</institution>
          ,
          <addr-line>21000, Split</addr-line>
          ,
          <country country="HR">Croatia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper describes the participation of the AB&amp;DPV Team of the CLEF 2024 SimpleText track, which aims to simplify scientific texts. While Tasks 1 and 2 showed promising results, Task 3 faced challenges due to insufficient training data, resulting in inadequate simplifications. Future work will refine methods and explore alternative tools to enhance simplification outcomes. This research underscores the importance of making scientific knowledge accessible to all.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;CLEF</kwd>
        <kwd>SimpleTextN</kwd>
        <kwd>atural Language Proćess</kwd>
        <kwd>ingAutomatić Simplifićation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introducotin</title>
      <sec id="sec-1-1">
        <title>1.1. Introduction and overview</title>
        <p>
          The simplification of scientific texts is crucial for making scientific knowledge accessible to a
broader audience, including non-experts and those with limited literacy skills. The CLEF 2024
SimpleText Track [
          <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4">1, 2, 3, 4</xref>
          ] addresses this challenge by organizing three specific tasks aimed at
improving access to scientific texts:
•
•
•
        </p>
        <p>This research is motivated by the goals of enabling all to access information, as it is a fundamental
right for all. Simplifying scientific texts not only aids in education and communication within the
scientific community but also ensures that important scientific findings are accessible to the
general public. This democratization of knowledge is essential in an era where scientific literacy
is increasingly important.</p>
      </sec>
      <sec id="sec-1-2">
        <title>1.2 State-of-the-Art Overview</title>
        <p>The field of text simplification has seen significant advancements in recent years, particularly
with the advent of transformer-based models and deep learning techniques. Text simplification
aims to make content more accessible by reducing its complexity while preserving the original
meaning. This field has attracted significant attention due to its applications in education,
healthcare, and making scientific knowledge more accessible to non-experts.</p>
      </sec>
      <sec id="sec-1-3">
        <title>1.2.1. Neural Network Approaches</title>
        <p>Recent methods leverage deep neural networks for automatic text simplification. For instance,
the transformer model, introduced by Vaswani et al. in 2017, has been adapted for text
simplification tasks. The model's self-attention mechanism allows for better handling of
longrange dependencies in text, which is crucial for maintaining the coherence and context of
simplified sentences [9].</p>
      </sec>
      <sec id="sec-1-4">
        <title>1.2.2. Pre-trained Language Models</title>
        <p>
          Large pre-trained language models like BERT by Devlin et al. [10] and GPT-3 by Brown et al. [
          <xref ref-type="bibr" rid="ref7">11</xref>
          ]
have demonstrated significant improvements in natural language understanding tasks, including
text simplification. These models are fine-tuned on simplification datasets to enhance their
performance, as seen in the work by Zhang and Lapata in 2017 [
          <xref ref-type="bibr" rid="ref8">12</xref>
          ], where they utilized a
sequence-to-sequence architecture to simplify texts effectively.
        </p>
      </sec>
      <sec id="sec-1-5">
        <title>1.2.3. Lexical and Syntactic Simplicfiation</title>
        <p>
          Traditional approaches to text simplification focus on lexical and syntactic transformations.
Woodsend and Lapata (2011) developed a model that combines a language model with a
paraphrase database to perform lexical simplification, while Narayan and Gardent (2014)
explored syntactic simplification using tree transduction techniques. These methods aim to
replace complex words and restructure sentences to enhance readability [
          <xref ref-type="bibr" rid="ref10 ref9">13, 14</xref>
          ].
        </p>
      </sec>
      <sec id="sec-1-6">
        <title>1.2.4. Evaluation Metrics</title>
        <p>
          Evaluating text simplification systems remains a challenge due to the subjective nature of
readability and simplicity. Saggion (2017) proposed using a combination of automatic metrics
and human evaluation to assess the quality of simplified texts. Common metrics include SARI
(System output Against References and against the Input sentence), which measures the
goodness of words added, deleted, and kept by the simplification system [
          <xref ref-type="bibr" rid="ref11">15</xref>
          ].
        </p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. Approach</title>
      <sec id="sec-2-1">
        <title>2.1. Data Descripotin</title>
        <sec id="sec-2-1-1">
          <title>The data used in the researćh for the CLEF 2024 [4S,imp1ćl]oenTesixstts troafćk sćientifić texts</title>
          <p>from various domains, provided by the task organizers. The dataset inćludes doćuments
require simplifićation at different levels: lexićal, syntaćtić, and full text. The spećifićs of
used for eaćh task are boeultolwin,edreferenćing the guidelines provided by the CLEF SimpleText
traćk organizers.</p>
        </sec>
        <sec id="sec-2-1-2">
          <title>Sourće: The dataset for lexićal simplifićation inćludes sćientifić texts with ćomplex identified by domain experts.</title>
        </sec>
        <sec id="sec-2-1-3">
          <title>Annotations: Eaćh ćomplex word is annotated with simpler alternatives, assisting</title>
          <p>training models to rećognize and replaće diffićult words while maintaining ćontext.</p>
        </sec>
        <sec id="sec-2-1-4">
          <title>Format: Data is provided -isneparatteadb format with ćolumns for the original sentenće, the ćomplex word, and the list of simpler alternatives.</title>
        </sec>
        <sec id="sec-2-1-5">
          <title>Sourće: The dataset for syntaćtić simplifićation that are strućturally ćomplex.</title>
        </sec>
        <sec id="sec-2-1-6">
          <title>Annotations: Eaćh sentenće is paired with a professional annotators to ensure the simplified Format: Data is provided in a CSV format simplified sentenće.</title>
          <p>inćludes
sentenćes from
sćientifić t
syntaćtićally simplified
sentenćes retain the
with ćolumns for the
version, ćreated
original meanin
original sentenć</p>
        </sec>
        <sec id="sec-2-1-7">
          <title>Sourće: The dataset for full text simplifićation ćomprises entire paragraphs or seć</title>
          <p>from sćientifić artićles that require both lexićal and syntaćtić simplifićation.</p>
        </sec>
        <sec id="sec-2-1-8">
          <title>Annotations: Eaćpharagraph is aććompanied by a simplified version, annotated to refle both lexićal and syntaćtić ćhanges, ensuring that the simplified text is easier to understand while preserving the sćientifić ćontent.</title>
        </sec>
        <sec id="sec-2-1-9">
          <title>Format: Data is provided in a JSON format, with fields for the original text simplified text.</title>
        </sec>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Methodology</title>
        <sec id="sec-2-2-1">
          <title>The ćode was ran loćally using Python version higher versions.</title>
        </sec>
      </sec>
      <sec id="sec-2-3">
        <title>2.2.1. Data Preprocessing</title>
        <p>3.8.19
due to errors building ćertain
pać</p>
        <sec id="sec-2-3-1">
          <title>Several preproćessing steps</title>
          <p>wpeerrfeormed to
prepare the
data for the
models:</p>
        </sec>
        <sec id="sec-2-3-2">
          <title>Tokenization: Texts were tokenized into</title>
          <p>proćessing (NLP) libraries.</p>
          <p>Normalization: All texts were
ensure ćonsistenćy aćross the
normalized
dataset.</p>
          <p>sentenćes
and
words
using
standard
natural lan
to
lower
ćase, and
punćtuation
was
standardiz
Filtering: Sentenćes
very long sentenćes)
or</p>
          <p>paragraphs that did
were filtered out to
not meet ćertain quality ćriteria
maintain a mana-qgeuaabliltey adnadtasehti.gh
(e.g., very</p>
        </sec>
      </sec>
      <sec id="sec-2-4">
        <title>2.2.2 Training and Validation Split</title>
        <sec id="sec-2-4-1">
          <title>The dataset was split into training and validation sets to</title>
          <p>An 8-020 split was u[1s6ed], with 80% of the data used
validation. This split ensures that the models are tested
robust evaluation of their simplifićation ćapabilities.
evaluate the performanće of t
for training and 20% reserve
on a diverse set of examples,
2.2.3. Task 1</p>
        </sec>
        <sec id="sec-2-4-2">
          <title>The approaćh taken for Task 1, whićh involves lexićal simplifićation, uses</title>
          <p>information retrieval and readability assessment tećhniques to identify and
passages from sćientifić texts. Here is an expanded explaapnpartoioanćh: of the
a ćombina
simplify ćom</p>
        </sec>
        <sec id="sec-2-4-3">
          <title>Query Exećution: Predefined</title>
          <p>eaćh query, an HTTP GET
from the database, with a
queries are exećuted to retrieve relevant sćientifić abstraćts.
request is made to[17a] ensdepaorćinht AtoPI retrieve doćuments
maximum of 100 doćuments requested per query.</p>
          <p>Retrieval and Sćoring: The response from the API is parsed to extraćt the list of do
The sćores of the retrieved doćuments are normalized by ćalćulating the minimum and
sćores and then applying -maax minnormalization to eaćh doćućmoreen.t s</p>
        </sec>
        <sec id="sec-2-4-4">
          <title>Readability Assessment: For eaćh doćument, th-KeinćFaliedsćhGrade Level (FK[1G8L])of the</title>
          <p>abstraćt is ćalćulated to estimate the grade level required to understand the text. A di
ćreated for eaćh passage, ćontaining various attributes sućh as `run_id`, `topić_id`, `quer
`doć_id`, `rel_sćore` (normalized relevanće , sćaonred) the `passage` itself (first 1000 ćharaćters
of the abstraćt).</p>
          <p>Readability Reranking: The passages, along with their normalized doćument sćores
readability sćores, are stored in a list. Eaćh passage entry inćludes information sućh as</p>
        </sec>
        <sec id="sec-2-4-5">
          <title>ID, doćument ID, normalized relevanće sćore, and the extrćaoćntetednt.passage</title>
          <p>Readability Normalization: The FKGL sćores are normalized similarly to the doćument sćore
eaćh passage's FKGL sćore is normalized aćTćhoerdinFgKlGy.L sćores are also normalized using
min-max normalization. This step ensures that the readability sćores are on the same sć
doćument sćores, faćilitating a fair ćomparison and ćombination of these metrićs.
Combination Sćore: The normalized FKGL sćore is assigned as the ćombination
(`ćomb_sćore`) for eaćh passage. This sćore is intended for further proćessing, sućh as
passages based on their readability.</p>
          <p>The results wesareved into a JSON file. This methodology ensures that the retrieved passages
not only relevant to the query but also assessed for readability, faćilitating the task
simplifićation. Before threesults are submitted, the run ID for eaćh result is updated to refle
spećifić task and methodology used. This step ensures that the reslaublteslledaraend properly
ćan be easily identified during evaluation
The approaćh for Task 1 involves a systematić proćess of doćument retrieval, rea
assessment, and reranking based on the FKGL sćores. By normalizing both the do
relevanće sćores and readability sćores, the method ensures that therankpeadssages are
effećtively. The final output ćonsists of the most readable passages, prioritized for their s
and aććessibility. This method ensures that ćomplex sćientifić texts are made easier t
thereby inćreasing their aććessibility to aaudbrieonaćdee.r
2.2.4. Task 2</p>
        </sec>
        <sec id="sec-2-4-6">
          <title>Task 2 is divided into two subtasks:</title>
          <p>• Subtask 1: Extraćting and merging relevant terms, definitions, and explanations.
• Subtask 2: Preproćessing text, ćomputing BLEU sćores for similarity, and selećting
best definitions and explanations.</p>
          <p>Task 2 Subtask 1: Extracting and Merging Relevant Data</p>
        </sec>
        <sec id="sec-2-4-7">
          <title>Data Loading: The nećessary datasets are loaded into DataFrames [1u9s]i,ng inć`pluadnidnags`</title>
          <p>definitions, explanations, generated definitions, doćuments, and terms.</p>
          <p>Data Merging: The `doćuments` and `terms` DataFrames are merged to assoćiate terms wi
respećtive doćuments. Unnećessary ćolumns are dropped, and new ćolumns are added
standardize the data format.</p>
          <p>Task 2 Subtask 2: Text Preprocessing, BLEU Score Computation, and Best Denfiition Selection</p>
        </sec>
        <sec id="sec-2-4-8">
          <title>Text Preproćessing: The `preproćess` funćtion standuasrindgizesTensorFlow[20] the text by ćonverting it to lowerćase, removing punćtuation, tokenizing, removing stop stemming the tokens. words,</title>
        </sec>
        <sec id="sec-2-4-9">
          <title>BLEU Sćore Computati[o2n1]: Thećom` pute_bleu` funćtion ćalćulates BLthEeU sćorbeetween a referenće and a ćandidate definition to measure theirThesimiBlaLrEitUy. sćore is used to ćompare different definitions and explanations for the same term.</title>
        </sec>
        <sec id="sec-2-4-10">
          <title>Best Definition explanation from the highest sćore.</title>
        </sec>
        <sec id="sec-2-4-11">
          <title>Selećtion: The `selećt_best_definition` funćtion selećts the best definition a list by ćomputing BLEU sćores between all pairs and ćhoosing the</title>
        </sec>
        <sec id="sec-2-4-12">
          <title>Term Matćhing: The `find_matćhing_term` funćtion finds the best</title>
          <p>using fuzzy matćh[in2g2] if the exaćt term is not found.
mattćhheingdatearsmet in
Integrating Results: The terms, definitions, and explanations are grouped, and the best de
and explanation for eaćh term are selećted using the `selećt_best_definIfitiomnu`ltifpulnećtion.
definitions or explanations are present, the one with the highest BLEU sćore is ćhosen.
sćores are identićal, the shorter definition is selećted.</p>
          <p>Assigning Definitions and ExplanatiAonsf:unćtion is developed to find the best matćhing ter
from the definitions and explanations dataset. This ensures that even if a term is n
matćh, the ćlosest possible term is used. The proćessed data is used to update
explanations dataframe with the best definitions and explanations. This involves iterati
through eaćh term and applying the best matćh based on the BLEU sćore and other
Creating the Final OuTtphuetr:esults are formatted into a list of dićtionaries, eaćh ćontaining t
run ID, manual flag, sentenće ID, term, diffićulty, and the selećted definition and expla
applićable). This strućtured format is suitable for submission.</p>
        </sec>
        <sec id="sec-2-4-13">
          <title>The approaćh for Task 2 leverages both manually ćurated and automatićally</title>
          <p>provide ćomprehensive definitions and explanations for sćientifić terms. By using
selećt the best definitions, the method ensures that nthse aerexplannoattioonly aććurate
also suććinćt. This proćess enhanćes the readability and understandability of
making them more aććessible to a broader audienće.
generated</p>
        </sec>
        <sec id="sec-2-4-14">
          <title>BLEU sćo but sćientifić</title>
          <p>2.2.5. Task 3</p>
        </sec>
        <sec id="sec-2-4-15">
          <title>Task 3 foćuses on assessing and simplifying bo-ltehvel seanntednćedoćum-elenvtel texts using deep learning models. This involves training models to simplify sentenćes and abstraćts, fo by evaluating the readability and quality of the tss.implified tex</title>
          <p>Task 3 Subtask 1: Sentence-level Simplicfiation
Data Preparation: Load and merge the sourće and referenće sentenćes from the training
Tokenizers are ćreated to transform text data into numerićal sequenćes. One tokenizer is
the sourće (ćomplex sentenćes) and another for the target (simplified sentenćes). The tok
are fitted on the respećtive text data to build a voćabulary and ćonvert the text into
integers. The size of the voćabularies for bothtarsgoeutrćetextasndis determined. Sinće the
lengths of sentenćes ćan vary, the sequenćes are padded to a fixed length to ensure
the input data for the model.</p>
        </sec>
        <sec id="sec-2-4-16">
          <title>Model Arćhitećture:A neural network model is defined, ćonsisting of embedding</title>
        </sec>
        <sec id="sec-2-4-17">
          <title>Bidirećtional Long Sho-rTterm Memory (LSTlMay)ers [23] to ćapture both forward and baćkward</title>
          <p>dependenćies in the text. The model inćludes dropout layers to prevent overfitting
TimeDistributed dense layer for the finaTlheoutmpuotd.el is ćompiled with an appropriate loss
funćtion and optimizer, then trained on the prepared data. Training involves multiple
where the model learns to map ćomplex sentenćes to their simTphleifiedmodveelrsioisns.
ćompiled with the Adam optimizer and trained using the sparse -ećnattreogpoyrićallossćross
funćtion.
layer
Training: The model is trained for 20 epoćhs with a batćh size of 32 and a validatio
Testing: The trained model is used to predićt the simplified sentenćes for the test</p>
        </sec>
        <sec id="sec-2-4-18">
          <title>Predićtions are dećoded to obtain the simplified sentenćes in text form.</title>
        </sec>
        <sec id="sec-2-4-19">
          <title>Evaluation: The readability of the simplified sentenćes is evaluatesdćoreussingandBLEotUher readability metrićs.</title>
          <p>Task 3 subtask 2: Document-level Simplicfiation</p>
        </sec>
        <sec id="sec-2-4-20">
          <title>Data Preparation: Load and merge the sourće and referenće abstraćts from</title>
        </sec>
        <sec id="sec-2-4-21">
          <title>Tokenize the abstraćts to ćonvert them into sequenćes of integers and ensure uniform input length for the model. the training pad the sequ</title>
          <p>Model Arćhitećture: A sequential model with LSTM layers and an embedding layer is
doćument-level simplifićation. The model is trained similarly to-letvheel smeondteenl ćebut with
longer input sequenćes.</p>
          <p>Training and Testing: The model is trained and tested in a manner similar to Subtask
doćument-level inputs and outputs.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Results</title>
      <p>3.1. Task 1
Given that the combined score calculation was based on the Flesch-Kincaid Grade Level, a metric
designed for measuring readability, the results are somewhat relevant. It would have been more
beneficial to utilize multiple metrics and compare their effectiveness; however, time constraints
precluded such experimentation. FKGL, which considers word length and sentence length, was a
logićal ćhoiće for the task and provided suffićient results. The “sćore”
ElastićSearćh’s own ćalćulations, ichwahlso serve as an effective scoring system for query
relevancy.</p>
      <p>runid MRR
AB_DPV_SimpleText_task1_results_FK 0,617</p>
      <p>GL 3
3.2. Task 2
Task 2 was divided into three subtasks. Subtask 2.3 was not ćompleted due to a
Subtasks 2.1 and 2.2, however, proved to be interesting in their own right. The soluti
implemented on test data. Proper implementation would ignvolnvaeturaulsinlanguage
proćessing to extraćt diffićult terms from passages, followed by generating definitions for
or retrieving them from sourćes sućh as Wikipedia. As it stands, the definition extrać
ćondućted solely through fuzzy searćhiinćgult ditfefrms from premade sourćes, yielding a
satisfaćtory result, although it was not fully implemented onandtheso mteest ddeafitnaitions
are not perf.ećt
3.3. Task 3
The goal of this task was to simplify sentenćes and doćuments. Tyhieeldećdhosen metho
inadequate and often illegible simplifićations. Training a model to predićt simplified sentenćes
based on the input using LSTM layers proved insuffićient, as the provided training
inadequate for sućh an approaćh. The model was unable to disćern undereleyning meaning
words, despite ample training time, leading to output ćonsisting of seemingly random w
more effećtive approaćh might have beentigattoe iontvheesr text simplifićation tools, sućh as
utilizing large language models (LLMs) like LLAMA or employing an entirely diff
implementation.</p>
      <sec id="sec-3-1">
        <title>The training proćess of the modedl oćfuomr entth-leevel simplifićation task yielded signifićant insights into its performanće. The train performanće sćores, whićh provide a more ćompre understanding of the model's learning behaviour and potential areas for improvement.</title>
        <p>0.9668
1.077
Overall, the training and validation losses showed a ćonsistent dećline, demonstrating the
ćapability to learn and generalize well. Thebetswligehetn gtahpe training and validation losses
suggests some level of overfitting, whićh might be addressed with tećhniques sućh as dr
regularization.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Secotin 4. Conclusions</title>
      <p>This working paper presented the approach and findings from the CLEF 2024 SimpleText Track,
focusing on three tasks aimed at simplifying scientific texts. Task 1, which involved selecting
passages for a simplified summary, was executed satisfactorily using the Flesch-Kincaid Grade
Level as the readability metric. While FKGL provided somewhat relevant results, future work
could involve researching additional metrics to enhance the combined score calculation.</p>
      <p>Task 2, which aimed to identify and explain difficult concepts, was partially completed. Subtasks
2.1 and 2.2 yielded interesting results by utilizing fuzzy searching for definition extraction,
though they were not fully implemented on test data. Future work should focus on fully
implementing these subtasks using natural language processing techniques to extract difficult
terms and generate or fetch definitions from reliable sources.</p>
      <p>Task 3, which sought to simplify sentences and documents, was the most challenging and yielded
inadequate results. The chosen method of training a model with Long Short-Term Memory layers
proved insufficient due to inadequate training data. The resulting simplifications were often
illegible, consisting of seemingly random words. Future efforts should reconsider this approach,
exploring other text simplification tools and avoiding training custom models with insufficient
data. Utilizing large language models like LLAMA may offer a more effective solution.</p>
      <p>Overall, this research underscores the importance of selecting appropriate methods and metrics
for text simplification tasks. Future work will involve refining the approaches for Tasks 1 and 2,
and significantly revising the strategy for Task 3 to achieve better simplification outcomes.
2:
[7] L. Ermakova and e. al., “Overview of the CLEF 2024 SimpleText Task 3: Simplify
text,” inWorking Notes of the Conference and Labs of the Evaluation Forum (CLEF 2024),
2024.
[8] J. D'Souza and e. al., “Overview of the CLEF 2024 SimpleText Ta-sokf-th4e:- Traćk the
art in sćholarly publićationWs,”orkiinng Notes of the Conference and Labs of the Evaluation
Forum (CLEF 2024), 2024.
[9] A. Vaswani, N. Shazeer, N. Parmar, J. Uszkoreit, L. Jones, A. N. Gomez, Ł. Kai
Polosukhin, “Attention is all youAdnvaenedce,”s in Neural Information Processing Systems,
pp. 599-86008, 2017.
[10] J. Devlin, -WM.. Chang, K. Lee and K. Toutanova, -tr“aBiEnRinTg: Pofre deep bidirećtional
transformers for language understandingP,”roceinedings of the 2019 Conference of the
North American Chapter of the Association for Computational Linguistics: Human Language
Technologies, Volume 1 (Long and Short Papers), 2019.
deep
semanti
[Online].</p>
      <sec id="sec-4-1">
        <title>Availabl</title>
      </sec>
    </sec>
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