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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Understanding Citation Mobility in the Knowledge Space⋆</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Shuang Zhang</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Feifan Liu</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Haoxiang Xia</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institute for Advanced Intelligence, Dalian University of Technology</institution>
          ,
          <addr-line>No. 2 Linggong Road, Dalian, 116024</addr-line>
          ,
          <country country="CN">P.R. China</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Institute of Systems Engineering, Dalian University of Technology</institution>
          ,
          <addr-line>No. 2 Linggong Road, Dalian, 116024</addr-line>
          ,
          <country country="CN">P.R. China</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Despite persistent efforts to reveal the temporal patterns of citation dynamics, little is known about its spatial patterns in knowledge space, owing to the unquantifiability of citation diffusion in the virtual high-dimensional space. Here, drawing on millions of papers in the Physics field, we consider individual papers' citation sequences as a mobility process and track trajectories with embedding methods learning the semantic proximity. We first quantify the spatial scale of citation mobility and find Gaussian-distributed citation scope and exponentially-distributed citing embedding distance, indicating the constrained mobility of citations. Simulations with the Gravity model and Radiation model further confirm that epistemic distance and popularity are key push-and-pull factors, respectively, in citation mobility. It is then found that compared with high-cited papers, disruptive papers are more likely to receive distant recognition. As science evolves, papers nowadays make narrower citation mobility than those in earlier decades. These findings provide insights into understanding the diversified knowledge diffusion and scientific innovation efficiency.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;citation dynamics</kwd>
        <kwd>spatial patterns</kwd>
        <kwd>knowledge diffusion</kwd>
        <kwd>disruptive innovation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Citations encapsulate the dynamics of ideas
circulation, unfolding both in temporal and spatial
dimensions in the abstract knowledge space[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
Extensive research has delved into citation patterns at
levels from the paper[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], author[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], discipline[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], to
nation[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. For individual papers, despite the diversity
of citation profiles[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], researchers attempt to
quantify[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], model[
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], and predict[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] citation
dynamics. Key drivers of citation dynamics, including
preferential attachment, aging, and fitness[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] have
been identified. Universal patterns, such as scale laws
in citation distributions[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], first mover effect[
        <xref ref-type="bibr" rid="ref10">10</xref>
        ],
citation probability decreasing with papers’ age[
        <xref ref-type="bibr" rid="ref11">11</xref>
        ],
and “jump-decay” patterns[
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] have been
quantitatively revealed. Moreover, “sleeping beauties”
whose atypical citation dynamics have been explored
in terms of identification and awakening
mechanism[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. However, despite the fruitful efforts
on the temporal aspects of the citation dynamics, our
understanding of the spatial dimension remains
limited.
      </p>
      <p>
        On collective level, citations signify collective
attention. Albeit with the explosion of papers and
citation inflation[
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], we find that citations are
increasingly concentrated on elite scientists[
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] and
top papers[
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], leaving new publications less likely to
be recognized[17]. Growing citation inequality
indicates a narrowing and decaying scientific
attention, exacerbating the stratification of the
scientific system and entrenching science trapped in
existing norms[
        <xref ref-type="bibr" rid="ref12">12,18</xref>
        ]. This narrowing attention
phenomenon warrants detailed investigation through
the lens of a holistic knowledge landscape.
      </p>
      <p>Papers receive citations spanning different
epistemic distances. On citation dynamics of
individual papers in the knowledge space, similar
studies focus on mapping structure and evolution of
disciplines with citation flows[19], associations
between interdisciplinary citations and novelty[20],
and measuring the breadth and depth of impact by
examining textual proximity between citing
papers[21]. However, exsiting studies remains
inadequate for quantifying the knowledge aspect of
citation trajectories due to their abstract nature and
high dimensionality.</p>
      <p>Major obstacles in large-scale quantitative
investigations on individual papers’ citation dynamics
in knowledge space are the inability to track
trajectories and the lack of an appropriate
quantitative metric for this dynamical progress. It is
unclear how papers diffuse impact and ideas in the
knowledge space over lifecycles.</p>
      <p>Here, we regard the sequential citation process of
papers as mobility on a quantifiable epistemic
landscape and use machine-learning techniques to
trace the trajectories. In this manner, we introduce the
theoretical and methodological framework of
geospatial human mobility to characterize citation
mobility. Some key research questions are
quantitatively analyzed. First, we explore the spatial
scale characteristics and collective-level mechanisms
of citation mobility. Second, we probe whether
different types of novel papers exhibit diversified
spatial patterns. Third, evolutionary patterns of
citation mobility over decades are checked.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Data and methods</title>
      <p>2.1. Data
This study focuses on the discipline of Physics. The
dataset used is SciSciNet[22], a large-scale scientific
dataset built on MAG[23], covering over 134 million
scientific publications up to the year 2021.</p>
      <p>Using the “fields of study” classification, we
extract 3,263,546 papers labeled "Physics". Then we
select focal papers satisfying: (i) number of citations
no less than 10, to ensure sufficient trajectory points
for quantification; (ii) citation history spanning at
least 10 years, to ensure sufficient timespans to
capture spatiotemporal patterns; (iii) receiving at
least one citation every five years, to exclude noisy
data. Finally, we obtain 214,867 focal papers.
We develop a framework, which combines
representative learning algorithms and manifold
learning algorithms, for the construction of the
quantifiable disciplinary knowledge landscape based
on semantics association. Unlike citation networks
merely representing the topological connections of
elements, this landscape provides a continuous
distance scale, allowing for the tracking and
quantifying of citation trajectories of individual
papers.</p>
      <p>Here, we employ the Doc2Vec algorithm[24],
capturing the semantics of content, and the popular
UMAP algorithm[25] preserving the global and local
topology in dimension reduction. The majority of
architectures and hyperparameters we utilized were
set to their default values throughout the model
training process.</p>
      <p>Figure 1 illustrates the proposed framework for
constructing the knowledge landscape. After building
the corpus with the title and abstract, we train the
Doc2vec model to obtain semantic vectors of papers.
The UMAP algorithm is subsequently applied to
project the semantic vectors into a two-dimensional
space based on their cosine distance. Finally, we
obtain the coordinates of each paper and the
epistemic landscape. Thus, the citation trajectories of
individual papers are traced by mapping their citation
sequences onto this landscape.</p>
      <sec id="sec-2-1">
        <title>2.3. Radius of gyration and jump lengths</title>
        <p>Two indicators are applied to characterize the spatial
scale of citation mobility[26,27]. The radius of
gyration (rg) refers to the typical distance from
individual trajectories from their centroid of mass.
The jump length (∆r) measures the epistemic distance
between a citing-cited pair.</p>
        <p>In the context of citation mobility, rg is applied to
measure the degree to which one’s citations are
concentrated or dispersed. ∆r quantifies the research
proximity of the focal paper to its citing papers.
∆ =   −  0 (2)</p>
        <p>In formulas (1-2), r0 is the coordinates of the focal
paper; ri and ri-1 are the coordinates of its ith and
(i1)th citing paper; rcm is the centroid of the N citing
papers.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.4. Gravity model and Radiation model</title>
        <p>The distance-based Gravity model, and the
opportunity-based Radiation model, are introduced to
characterize aggregated citation flows on the
epistemic landscape. These two classical
populationlevel models depict distinct flow generation
mechanisms and could reveal key drivers of citation
flows in terms of research popularity, knowledge
distance, and opportunities.</p>
        <p>In citation scenarios, Gravity models assume flows
between two locations are proportional to research
hotness and decay with knowledge distance[28].
Radiation models assume movement probability of
citations is proportional to destination opportunities
and inversely proportional to intervening
opportunities[29].</p>
        <p>ⅈ ∝  ⅈ   ( ⅈ ) (3)
 ⅈ =  ⅈ ( ⅈ+ ⅈ ) ( ⅈ ⅈ +  + ⅈ ) (4)
where Tⅈj is citation flows from tile i of the citing paper
to tile j of the focal paper. mi and mj are the paper
density in tile i and j; f(rij) is the distance function
modeled with power-law form. Oi represents flows
from tile i; sij is the number of intervening
opportunities (paper density) between tile i to j.
Model performance is assessed with metrics: R2,
RMSE, Spearman, and Pearson correlations.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Results</title>
      <sec id="sec-3-1">
        <title>3.1. The spatial characteristics of trajectories of citation mobility</title>
        <p>We start by visualizing the individual papers’ citation
trajectories on the epistemic landscape. In Fig. 2c,
paper points are clustered and semantically
distributed, depicting the knowledge structure. After
mapping citation dynamics (Fig. 2a) of papers onto
the epistemic landscape, we find citations are not
homogeneous, as they span different knowledge
distances (Fig. 2b). However, the visualization in Fig.
2d intuitively shows one’s trajectory is locally
distributed.</p>
        <p>We quantify spatiotemporal characteristics with
two indicators. The citing epistemic distance ∆r is
more approximated by an exponential function, than
power-law (Fig. 3a). It indicates that papers are likely
to receive massive short-distanced citations and a few
longer-distanced ones. Then, the radius of gyration rg
approximates lognormal distribution, suggesting the
narrower impact of most papers and the broader
impact of a few papers (Fig. 3b). These findings
indicate that both citing distance and overall impact
scope follow the typical scale variation in citation
mobility, in contrast to the fat-tailed spatial scale
displayed by human mobility in the biological
world[26,27,30].</p>
        <p>Furthermore, we note the more citations papers
receive, the wider their impact scope (Fig. 3d).
However, exponentially distributed citing distance
and lognormal-distributed citation concentration are
independent of the number of citations (Fig. 3c&amp;d). In
a word, we observe constrained mobility of citations
in the knowledge space.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. The Gravity and Radiation modeling in citation mobility</title>
        <p>To further delineate the observed narrow movements,
we use the classic Gravity model and Radiation model
to fit the aggregated flow of citation mobility. After
discretizing the Physics epistemic landscape to a
spatial tessellation, we aggregate individual
trajectories into origin-destination citation flows.
Most citation flows are intra-flows and only
interflows between two different grids are used to employ
parameter fitting and flow generation.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Comparisons of high-cited, sleeping beauties, and disruptive papers</title>
        <p>
          The further question is how citation mobility differs
across papers with various types of novelty. We focus
on three attributes of papers: popularity, delayed
recognition, and disruptiveness, and measure them
with the number of citations, sleeping beauty
coefficient[
          <xref ref-type="bibr" rid="ref13">13</xref>
          ], and disruption index[
          <xref ref-type="bibr" rid="ref17">31</xref>
          ], respectively.
The top 10% of papers by each metric are identified
as highly cited, sleeping beauties, and disruptive
papers (Fig. 5a).
        </p>
        <p>
          We observe that these three representative novel
papers with a low degree of overlap (Fig. 5a), have
above-average impact scopes, with disruptive papers
standing out in particular (Fig. 5b). The finding that
sleeping beauties with a broader impact is in line with
their interdisciplinary nature [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ].
        </p>
        <p>We further examine the citing distance in the first
year post-publication. The consistent patterns
observed in Fig. 5c reinforce our previous findings. It
suggests that compared with the influential high-cited
papers, sleeping beauties and high-disruptive papers
promptly attract attention from more distant
knowledge communities once published.</p>
      </sec>
      <sec id="sec-3-4">
        <title>3.4. Evolution of citation mobility</title>
        <p>Finally, we group focal papers into different decades
according to their publication year to investigate how
citation mobility evolved over decades.</p>
        <p>The first finding is that papers nowadays make
more restricted mobility than those in the early years,
as shown in Fig. 6a. To rule out the possibility that this
result is due to semantic differences between papers
from different decades, we analyze the citing distance
of citing pairs with one year gap. In Fig. 6b, the
observed decrease in the trend of citing distance over
publication years indicates the narrowing of literature
use. These two results suggest a possible
shortersightedness for scientists’ information foraging
nowadays.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusion and discussion</title>
      <p>An empirically detailed investigation of the spatial
pattern of papers’ citation mobility in knowledge
space is indispensable for understanding knowledge
diffusion. In this study, we trace and quantify
individual papers’ citation sequences on the epistemic
landscape based on semantic proximity.</p>
      <p>We primarily examine two spatial scale
characteristics and observe the overall conserved
citation mobility independent of citation counts,
which is distinct from the fat-tail characteristics
displayed in human mobility. By applying the Gravity
model, epistemic distance and popularity are
identified as two key divers. Next, compared with
high-cited papers, disruptive and sleeping beauties
present wider citation mobile scopes. Finally, current
papers have narrower mobility than earlier papers,
reflecting more myopic information foraging in
current scientific practice.</p>
      <p>Several research extensions can be performed.
Further with a whole picture of science, citation
mobilities within and across disciplines could be
explored, gaining more comprehensive insights. The
framework could be applied to patents, open-source
software, and online searching behavior.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>This work is supported by the National Natural
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