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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Incorporating Type Information into Zero-Shot Relation Extraction</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Cedric Möller</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ricardo Usbeck</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Leuphana Universität Lüneburg, Institute for Information Systems</institution>
          ,
          <addr-line>Artificial Intelligence and Explainability</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Universität Hamburg, Department of Informatics</institution>
          ,
          <addr-line>Semantic Systems</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The task of zero-shot relation extraction focuses on the extraction of relations not seen during training time. Commonly, additional information about the relation such as the relation name or a description of the relation is utilised. In this work, we analyze whether a relation extractor can benefit from the inclusion of fine-grained type information about the involved entities. This is based on the intuition that relation descriptions might contain ontological information on the domain and range of the entity types that are usually put into relation. For that, we follow a cross-encoding setup where we encode both, the entity information and relation information, as one sequence and learn to score the representation. We examine this method on several datasets and show that the inclusion of the fine-grained type information leads to an improvement in performance.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Relation Extraction</kwd>
        <kwd>Zero-shot</kwd>
        <kwd>Entity types</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
    </sec>
    <sec id="sec-2">
      <title>2. Methodology</title>
      <sec id="sec-2-1">
        <title>2.1. Problem Definition</title>
        <p>The problem of relation extraction can be defined as follows: Given an input text , an annotated head
ℎ and tail entity , identify the correct relation  as expressed in the text. Zero-shot relation extraction
separates the set of relations encountered during training from the ones encountered during inference.
Hence, during training time, the set of available relations is train, while during test time, the set is test.
It holds that train ∩ test = ∅. Also, no annotated examples containing any relations in set test are
available during inference time. Additional information defining the relation is available. We assume
labels, descriptions and type information on entities to be available.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Method</title>
        <p>
          To study the impact of fine-grained type information, we opt to extend a simple but powerful model
introduced by Lan et al. [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. Hence, we cross-encode the information of the text and the relation
information in a single input. Diferent from their work, we do not solely rely on the relation label
but also include the relation description. Additionally, we assume the existence of fine-grained types
for both, the head and the tail relation, extracted using the P31 relation in Wikidata. We include the
relation description under the assumption that it contains valuable ontological information referring to
the fine-grained types of the considered entities. For example, for the relation shipping port, the
description is
shipping port of the vessel (if different from
"ship registry"): For civilian ships, the
primary port from which the ship operates ...
        </p>
        <p>We denote the types of the head entity by ℎ and the types of the tail entity by . Additionally, for
each type of an entity, we extract the label describing the type (e.g., human for Q5). The input  to the
model then consists of four diferent segments. The first segment describes the head entity:</p>
        <p>Head Entity : {ℎ} with Types : {ℎ}
and the second segment describes the tail entity:</p>
        <p>Tail Entity : {} with Types : {}
where □ denotes the label of the head entity ℎ or tail entity . □ is the concatenation of the labels of
the types of the head or tail entity □ = ⨁︀∈□ .</p>
        <p>The third segment gives information on the input text:</p>
        <p>Context : {}</p>
        <sec id="sec-2-2-1">
          <title>The final segment gives information on the relation:</title>
          <p>{} defined as {}
where  denotes the label of the relation  and  is the description of the relation .
All segments are then combined into a single coherent text as follows:
[CLS] Given the Head Entity : {ℎ} with
Types : {ℎ}, Tail Entity : {} with
Types : {} and Context : {}, the context
expresses the relation [SEP] {} defined
as {} [SEP]</p>
          <p>The whole text is then fed into an encoder-only model  () which returns a sequence of vectors
[] . . . [ ]. The vector [] is then taken and fed a input to a linear layer which then returns a
ifnal score.</p>
          <p>= ([])</p>
          <p>This is done for each potential relation, which gives us |test| scores. The highest score is taken as
the predicted relation. All potential relations are known beforehand. During training, the model is
optimized using cross-entropy loss. Each example contains a single positive relation. The model trains
to diferentiate it against other relations by comparing it against incorrect relations. For that,  other
relations are sampled and used as negative examples. 2</p>
          <p>An overview of the model can be found in Figure 1.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Evaluation</title>
      <p>
        We evaluate the model on two popular datasets, FewRel and Wiki-ZSL. Both datasets were annotated
on Wikipedia article texts. FewRel is originally a few-shot relation extraction dataset annotated by Han
et al. [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. The dataset was modified for zero-shot purposes by Chia et al. [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. They split the training,
validation and test examples by their relations into disjoint sets. Wiki-ZSL is a zero-shot relation
extraction dataset created by Chen et al. [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] based on the Wiki-KB [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. As the entities and relations in
both datasets are linked to Wikidata, we focus on it as the knowledge graph providing the fine-grained
entity types.
      </p>
      <p>In each dataset, the set of relations in the training and test dataset is disjoint and randomly assigned.
Three diferent settings are examined per dataset. Each setting considers a diferent number of relations
in the train, validation and test set. The number of relations in the validation/test set varies between
 = 5,  = 10 and  = 15 relations. These relations are randomly picked and the remaining relations
are assigned to the training set.</p>
      <p>To handle the considerable noise induced by the random selection of the relations, the dataset for
 = 5,  = 10 and  = 15 were randomly split into train, validation and test sets for five times. A
method is evaluated on each split and the results are averaged.</p>
      <p>As metrics, precision, recall and F1 are calculated. All metrics are computed in a macro setting which
means that for each relation the precision, recall and F1 are calculated and then averaged over all
relations.</p>
      <p>
        We compare our method, called TMC-BERT, against several methods: CIM [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] solves the task as a
textual entailment problem where the relation descriptions and the input sentence are given to a Natural
Language Inference model to classify whether the input sentence entails the relation description. This
2In our experiments we set  = 5.
is done for all potential relations and the highest scoring is taken. ZS-BERT [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] encodes the input
sentence as well as the relation descriptions into a dense vector space. An nearest neighbor search
is conducted over all the encodings of the relation descriptions given the input sentence. The closest
relation encoding is the final relation. Tran et al. (2022) [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] again encode the input sentence and relation
descriptions into a dense vector space. They additionally employ a contrastive-learning inspired loss on
the input sentence and relation encodings. The final scoring is achieved by concatenating the relation
encoding and the sentence encoding and feeding it into a linear layer. RE-Matching [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] encodes the
input sentence and relation descriptions as well but uses feature distillation to calculate a similarity
score based on more fine-grained feature interactions. RelationPrompt [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] relies on a generative model
to generate synthetic data as additional training samples. At the same time, the generative model is also
used to generate a relation given the sentence and the two entities as input. We compare against the
model with (RelationPrompt) and without (RelationPrompt NG) synthetic training data. MC-BERT [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]
models the relation extraction similar to us as a multiple-choice problem where the input sentence and
the relation label are rearranged together in a natural sentence, encoded and scored. DSP-ZRSC [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]
solves the problem via Discriminative Soft Prompting where the input text, the entities and all relation
labels are concatenated, fed into a prompt discriminative language model and each relation label is
scored. Tran et al. (2023) [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] solve it as a representation learning problem and introduce a second loss
term incorporating the degree of correlation between sentences and relations.
      </p>
      <p>BERT-base-case was used as the model to stay comparable to MC-BERT. The model was fine-tuned
on two NVIDIA A6000s with a batch size of 48 and a learning rate of 5 − 5.</p>
      <sec id="sec-3-1">
        <title>3.1. Results</title>
        <p>
          As can be seen in Table 1, the incorporation of type-related information leads to a large increase in
performance on several datasets in comparison to regular MC-BERT. On Wiki-ZSL, the performance
increases vary between 6 and nearly 8 F1 points. The type-related information has a great impact on,
both, recall and precision. On FewRel, the performance increases when considering 5 or 15 unseen
relations. However, the performance increases are less pronounced. In comparison to the current SOTA
method by Tran et al. [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ], TMC-BERT considerably surpasses its performance when confronted with 15
unseen relations. This is the most complex setting as much fewer examples and relations are available
during training while more potential relations are encountered during inference. Here, the additional
type information helps a lot. Furthermore, the inclusion of fine-grained type information is orthogonal
to the properties of the method by Tran et al. [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]. Their method could benefit from it as well.
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Ablation study</title>
        <p>To examine what changes lead to the large increase in performance, we conducted an ablation study on
the incorporation of diferent kinds of information. Here, we diferentiated between three cases:</p>
        <sec id="sec-3-2-1">
          <title>1. TMC-BERT</title>
          <p>2. TMC having the types of the subject and object entity removed (TMC-BERT w/o types)
3. TMC having the description of the relation removed (TMC-BERT w/o desc.)</p>
          <p>As can be seen in Table 2, the addition of the relation description alone was the least beneficial type
of information. Adding information on relation types leads to a larger improvement, probably as the
pre-trained model already associates specific types with certain relation labels. Finally, the ablation
study shows that the relation description and fine-grained entity type information complement each
other, as using each separately does not lead to as large a decrease in performance as using them
together.</p>
        </sec>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Entity Linking impact</title>
        <p>As it is not realistic that fine-grained type information is always available, we also evaluate the model
when identifying entity types using an entity linker (EL). For that, we train the model with known</p>
        <p>CIM</p>
        <p>ZS-BERT</p>
        <p>Tran et al. (2022)
RelationPrompt NG</p>
        <p>RelationPrompt</p>
        <p>RE-Matching</p>
        <p>DSP-ZRSC
Tran et al. (2023)</p>
        <p>MC-BERT
TMC-BERT</p>
        <p>CIM</p>
        <p>ZS-BERT</p>
        <p>Tran et al. (2022)
RelationPrompt NG</p>
        <p>RelationPrompt</p>
        <p>RE-Matching</p>
        <p>DSP-ZRSC
Tran et al. (2023)</p>
        <p>MC-BERT
TMC-BERT</p>
        <p>CIM</p>
        <p>ZS-BERT</p>
        <p>Tran et al. (2022)
RelationPrompt NG</p>
        <p>RelationPrompt</p>
        <p>RE-Matching</p>
        <p>DSP-ZRSC
Tran et al. (2023)</p>
        <p>MC-BERT</p>
        <p>TMC-BERT
Model
TMC-BERT w/o desc.</p>
        <p>TMC-BERT w/o types
TMC-BERT
TMC-BERT w/o desc.</p>
        <p>TMC-BERT w/o types
TMC-BERT
TMC-BERT w/o desc.</p>
        <p>TMC-BERT w/o types
TMC-BERT
49.63
71.54
87.48
51.78
70.66
78.19
94.1
94.50
80.28
90.11
46.54
60.51
71.59
54.87
68.51
74.39
80.0
85.43
72.81
81.21</p>
        <p>P
58.05
76.96
87.11
72.36
90.15
92.82
93.4
96.36
90.82
93.94
47.39
56.92
64.41
66.47
80.33
83.21
80.7
81.13
86.57
84.42</p>
        <p>
          P
entity types but evaluate with the entity types as retrieved by an entity linker. As an entity linker, we
use ReFinED [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. As can be seen in Table 3, the performance diminishes when using types identified
through entity linking. On Wiki-ZSL, the performance is still surpassing the existing SOTA results
at all times. On FewRel, the performance is still greater when only confronted with five relations but
decreases more when having to predict 10 or 15 relations. One reason might be that the entity linking
performance is lower on FewRel than on Wiki-ZSL.
        </p>
        <p>5
10
15</p>
      </sec>
      <sec id="sec-3-4">
        <title>3.4. Case study</title>
        <p>person’s voice type. expected values: so- main use of the subject (includes current
prano, mezzo-soprano, contralto, coun- and former usage)
tertenor, tenor, baritone, bass (and
derivatives)</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Related Work</title>
      <p>
        Commonly, relation extraction is tackled as classification problem. Usually, the input text is encoded and
a classification head is attached. To encode text, CNNs [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], RNNs [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] or transformers [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] are usually
employed. Recently, pre-trained models have been fine-tuned on the relation extraction task. Due to the
ifxed classification head, such trained models are not flexible enough to handle new relations [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. Hence,
when targeting zero-shot relation extraction other methods are necessary.
Representation-learningbased methods [
        <xref ref-type="bibr" rid="ref11 ref11 ref4 ref8 ref9">11, 8, 4, 9, 11</xref>
        ] try to embed the textual information and the relational information in
the same vector space. For that, relational information such as labels or descriptions are usually used to
get a representation of the relation. The goal is to learn representations such that the representation of
the true relation resides close to a representation of the text in the vector space while the representation
of false relations is far away. Recently, generative language models have been increasingly utilized for
the task [
        <xref ref-type="bibr" rid="ref10 ref17 ref18 ref3">17, 18, 3, 10</xref>
        ]. Here, the model is prompted with the input text as well as information on the
potential relations. The model is then fine-tuned to either generate the relation as expressed in the
input text or a full triple consisting of the two entities and relation. For example, Chen et al. [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] model
it as solving a Masked Language Modelling problem. Also, generative models were applied to generate
synthetic training data for relation extraction [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        Type information was considered in previous works focusing on relation extraction but these works
either used very broad types or did not tackle zero-shot relation extraction [
        <xref ref-type="bibr" rid="ref19 ref20 ref21">19, 20, 21</xref>
        ].
      </p>
      <p>
        Some methods model the problem as a textual entailment problem [
        <xref ref-type="bibr" rid="ref22 ref23">22, 23, 24</xref>
        ]. Here, the idea is that
a model that is pre-trained on the textual entailment task is directly applied to the relation extraction
task. The assumption is that the model can identify whether the textual information entails the relation
description.
      </p>
      <p>
        The method by Lan et al [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] models relation classification as a multiple-choice problem where the
text is encoded with relation information and a score is calculated. This is done for all relations and the
relation with the highest score is taken. We extend this approach.
      </p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion and Future Work</title>
      <p>In this work, we examined the impact of fine-grained type information on the zero-shot relation
extraction problem. Diferent from past methods, we employed fine-grained type information as
additional information and showed that combining this information with the description of the relation
leads to a synergistic efect, improving the performance overall. We believe that this is the case because
the description information provides valuable ontological information on the domain and range of a
relation. This domain and range are then compared against the fine-grained type information of the
interacting entities. Furthermore, we validated whether the increase in performance did indeed spring
from the combination of type and relation description information which is indeed the case. Finally, we
studied the impact of using an entity linker to retrieve the entity types. While it leads to a decrease, the
performance often still surpasses the current SOTA in the most complex setting considerably.</p>
      <p>In future works, we want to tackle multiple problems. First, it is not certain that one has access to
finegrained type information during inference. Therefore, we want to examine, whether the performance of
a trained entity typer is suficient to produce similar results. Secondly, the current architecture follows a
cross-encoding approach. While this is not a problem when one encounters only a few relations during
inference, in real-world use cases this is not typically the case. There are hundreds of potential diferent
relations that could be encountered during inference. Cross-encoding the text with each one leads to
a substantial computational efort. We want to examine whether the relation candidate generation
module might also benefit from fine-grained type information. Also, the training process currently
only trains the model by randomly sampling other relations. Choosing the relationships in a smarter
way might lead to additional improvement. Finally, the impact of fine-grained entity types from other
knowledge graphs needs to be evaluated.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This project was supported by the House of Computing and Data Science (HCDS) of the Hamburg
University within the Cross-Disciplinary Lab programme.
EMNLP 2021, Virtual Event / Punta Cana, Dominican Republic, 7-11 November, 2021, Association
for Computational Linguistics, 2021, pp. 1199–1212. doi:10.18653/V1/2021.EMNLP-MAIN.92.
[24] A. Obamuyide, A. Vlachos, Zero-shot relation classification as textual entailment, in: Proceedings
of the first workshop on fact extraction and VERification (FEVER), 2018, pp. 72–78.</p>
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