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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Sequent Calculus Representation of Lorenzen Dialogue Extended with Why-Because Dialogue</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ryo Takemura</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Nihon University</institution>
          ,
          <country country="JP">Japan</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2024</year>
      </pub-date>
      <fpage>90</fpage>
      <lpage>103</lpage>
      <abstract>
        <p>To apply proof theory to the investigation of dialogues, we introduce a sequent calculus representation of Lorenzen dialogue. Then, as a rst step in extending our study of Lorenzen dialogue to the study of argumentation more generally, we extend Lorenzen dialogue by introducing why-because moves. We show that a sequence of why-because moves corresponds to a successive applications of cut-rule in a sequent calculus proof. Then, by combining the correspondence between Lorenzen dialogue and sequent calculus GK, we show that our dialogue corresponds to sequent calculus GK+cut.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Lorenzen dialogue</kwd>
        <kwd>Sequent calculus</kwd>
        <kwd>Proof theory</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        In the 1950s, Lorenzen [
        <xref ref-type="bibr" rid="ref10 ref11">11, 10</xref>
        ] proposed a dialogical interpretation of logical connectives.
Lorenzen and his followers formulated the rules of logical dialogue to characterize provability
in intuitionistic/classical logic as the existence of winning strategies in the dialogue. Since then,
further researches have been developed. See [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] for a concise survey.
      </p>
      <p>
        Apart from those studies on Lorenzen dialogue as another semantics of logics than the usual
set-theoretical semantics, Lorenzen dialogue has also received attention from the viewpoint of
argumentation theory. See, for example, [
        <xref ref-type="bibr" rid="ref18 ref7">7, 18</xref>
        ]. From the viewpoint of argumentation theory,
Lorenzen dialogue has been investigated, not as a semantics for certain logic, but as a formal
dialectical system.
      </p>
      <p>
        In Lorenzen dialogue, as well as related dialogues investigated in argumentation theory, a
dialogue is de ned as a sequence of moves or locutions, such as attack and defense, and such
moves are associated with each other, for example, by reference numbers. However, such a
description of a dialogue as a sequence of moves is not suitable for structural analysis of dialogue.
From the viewpoint of logic, this is similar to the description of proofs in Hilbert-style, which is
not suited for structural analysis of proofs. Cf. [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>
        In this article, we introduce a sequent calculus representation of Lorenzen dialogue. Sequent
calculus, along with natural deduction, is the most popular formalization in logic, and it led to a
signi cant development in proof theory. Furthermore, sequent calculus provides a basis for both
automated theorem proving and logic programming. Our sequent calculus representation of
dialogues enables the application of the proof theoretical results and techniques to the study of
dialogues; investigation of typical or normal forms of dialogues and the normalization theorem,
structural analysis of dialogues, characterization of the structure of dialogues, automated
dialogue construction, and so on. Cf. [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>
        In Section 2, we review a variant of sequent calculus called Kleene’s sequent calculus GK
[
        <xref ref-type="bibr" rid="ref13 ref17">17, 13</xref>
        ]. It is well-known that GK corresponds to Lorenzen dialogue for classical logic [
        <xref ref-type="bibr" rid="ref12 ref5 ref8">8, 5, 12</xref>
        ].
In Section 3, we review Lorenzen dialogue for classical logic following [
        <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
        ]. We introduce the
sequent calculus representation GKD of Lorenzen dialogue given in [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. We show that GKD is
Lorenzen dialogue.
      </p>
      <p>
        The original Lorenzen dialogue is a dialogue for the interpretation of basic logical connectives,
and as such is inadequate for exploring general arguments that do not t within the framework of
those logical connectives. Kacprzak and Yaskorska [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] extended Lorenzen dialogue to
LorenzenHamblin Natural Dialogue LHND by integrating Lorenzen dialogue and Hamblin dialogue.
In this article, as a rst step in extending our study of Lorenzen dialogue to the study of
argumentation more generally, we introduce our sequent calculus representation to a restricted
fragment of LHND, where only why and because/since moves, as well as moves of Lorenzen
dialogue, are considered. Caminada and Podlaszewski [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] investigated essentially the same
dialogue as our why-because dialogue, without Lorenzen dialogue, to build a connection between
studies on formal dialogues and on the argumentation framework. We introduce our sequent
calculus representation GKDwb of Lorenzen dialogue extended with why-because dialogue.
We show that a sequence of why-because moves corresponds to a successive applications of
cut-rule in a sequent calculus proof. Then, by combining the correspondence between Lorenzen
dialogue and sequent calculus GK, we show that dialogues of GKDwb corresponds to proofs of
sequent calculus GK + cut.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Kleene’s sequent calculus GK</title>
      <p>Formulas are de ned inductively as usual. Formulas are denoted by A, B, C, . . . , and atoms are
denoted by Q, R, . . . . For simplicity, we consider only propositional connectives ¬ (negation)
and ^ (conjunction).</p>
      <p>
        We introduce a variant of Gentzen’s sequent calculus [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] for classical logic called Kleene’s
sequent calculus GK [
        <xref ref-type="bibr" rid="ref13 ref17">17, 13</xref>
        ]. In sequent calculus, the basic component is a sequence of formulas
called a sequent instead of a formula. A sequent has the form A1, . . . , Ak ` B1, . . . , Bl, which
corresponds to the formula A1 ^ · · · ^ Ak ! B1 _ · · · _ Bl. Although A1, . . . , Ak or B1, . . . , Bl
is normally de ned as a “sequence” of formulas, we de ne it as a “multiset” of formulas, that is,
a nite sequence, modulo the ordering of occurrences of formulas. For example, we identify
the following two sequents: A, A, B ` C, D and A, B, A ` D, C. We denote multisets of
formulas by the Greek capital letters for , , ⇧ , ⇤ , . . . . For any sequent ` , is called
the antecedent of the sequent, while is called the succedent of the sequent. See [
        <xref ref-type="bibr" rid="ref14 ref17">17, 14</xref>
        ] for
sequent calculus.
      </p>
      <p>De nition 2.1. The inference rules of GK are the following ¬l and ¬r (inferences on ¬A),
and ^ li (i = 1, 2) and ^ r (inferences on A1 ^ A2).</p>
      <p>Ai, , A1 ^ A2 `
, A1 ^ A2 `
, ¬A ` A,</p>
      <p>, ¬A `
^ li(i = 1, 2)
¬l
, A ` , ¬A
` ¬A,</p>
      <p>¬r
` A1, , A1 ^ A2 ` A2, , A1 ^ A2
` A1 ^ A2,
^ r
Any sequent of the form , Q ` Q, , where Q is an atom, is called an axiom.</p>
      <p>
        In each rule, and are collectively called the context. A proof, which is denoted by
⇡, ⇡ 1, ⇡ 2, . . . , is a nite tree constructed using inference rules, whose leaves are axioms. See
[
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] for a formal de nition.
      </p>
      <p>
        In section 4, we investigate GK + cut by adding the following rule of cut to GK, which is
known as an admissible rule in GK [
        <xref ref-type="bibr" rid="ref13 ref17">17, 13</xref>
        ].
      </p>
      <p>`
, A
, ⇧ `</p>
      <p>A, ⇧ ` ⇤
, ⇤
(A)
In the above form of cut, the two occurrences of A is called the cut-formula.</p>
      <p>cut-rule can be regarded as a generalization of modus ponens; ` A and A ` C implies ` C.
Furthermore, this rule can be interpreted as logical reasoning that uses an appropriate “lemma”
(` A), intermediate steps that may be easier to prove, to prove conclusion (` C).</p>
    </sec>
    <sec id="sec-3">
      <title>3. Sequent calculus representation of Lorenzen dialogue</title>
      <p>
        In Section 3.1, we review Lorenzen dialogue following Felscher [
        <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
        ] and Fermüller [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Then,
in Section 3.2, we introduce a sequent calculus representation GKD of Lorenzen dialogue given
in [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <sec id="sec-3-1">
        <title>3.1. Lorenzen dialogue</title>
        <p>Lorenzen dialogue is introduced as a two players’ dialogue between Proponent and Opponent.
We use X, Y (X 6= Y ) to denote P (Proponent) or O (Opponent). The rule of a dialogue is
de ned based on the following argumentation form, which describes how a composite formula
may be attacked and, how, if possible, this attack may be defended.</p>
        <p>The argumentation forms of Lorenzen dialogue for the connectives ^ and ¬ are de ned as
follows (read from bottom up). Y ’s assertion is a formula C obtained previously by Y ’s defense
on C or Y ’s attack on ¬C.</p>
        <p>^ -argumentation form
Y ’s defense by asserting Ai
X’s attack by choosing i = 1 or 2
Y ’s assertion of A1 ^ A2
¬-argumentation form
No defense is possible
X’s attack by asserting A
Y ’s assertion of ¬A</p>
        <p>We express an X’s attack upon A1 ^ A2 by choosing Ai (for i = 1, 2) as (Xa; ^ i), an X’s
attack upon ¬A by asserting A as (Xa; A), an X’s defense by asserting A as (Xd; A).</p>
        <p>An X’s move is (Xa; ^ i; j), (Xa; A; j), or (Xd; A; j), where j is a natural number called the
reference number, which denotes for what number of the move is attack/defense in a sequence
of moves. We denote moves as m, m1, m2, . . . .</p>
        <p>The attack of j-th move is said to be open at k-th move with j &lt; k, if there is no l-th move
with j &lt; l  k which carries a defense to the attack of j-th move according to the appropriate
argumentation form.</p>
        <p>De nition 3.1. A sequence of moves m1, m2, m3, . . . , where we refer k-th move by mk, is a
dialogue for a formula A if it satis es the following conditions.
(D00) The rst move m1 is (P d; A; 0), and thereafter, P ’s and O’s moves appear alternately.
(D01) If mk (k &gt; 1) is (Xa; ^ i; j), or (Xa; A; j) for j &lt; k, then mk is an X’s attack upon the
assertion in mj according to the appropriate argumentation form.
(D02) If mk (k &gt; 1) is (Xd; A; j) for j &lt; k, then mk is an X’s defense to the attack in mj
according to the appropriate argumentation form.
(D10) P may assert an atom only after it has been previously asserted by O.
(D11) If, at mk 1, there are several open attacks suitable to be defended at mk of O, then only
the latest of them may be defended at mk of O.
(D12) A P ’s attack may be defended by O at most once.
(D13) A P ’s assertion may be attacked by O at most once.</p>
        <p>A dialogue for A is won by P if it is nite, ends with P ’s move and if the rules do not permit
O to continue with another move.</p>
        <p>De nition 3.2. A strategy for A is a tree with moves as nodes, which satis es the following
conditions.</p>
        <p>1. Each branch is a dialogue for A;
2. Every O’s move has at most one successor node;
3. Every P ’s move has all successor nodes for each possible next O’s move.
A winning strategy for A is a strategy for A, where every dialogue in it is won by P .</p>
        <p>
          The above dialogue is that for classical logic. Felscher [
          <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
          ] demonstrated that a dialogue for
intuitionistic logic is obtained by imposing (D11) and (D12) not only on O’s moves but also on
P ’s moves.
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Sequent calculus representation GKD of Lorenzen dialogue</title>
        <p>
          We review the sequent calculus representation GKD of Lorenzen dialogue introduced in [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ].
We introduce d-sequents, which are a slight modi cation of the usual sequents. In a d-sequent,
we distinguish formulas to be defended using brackets [ ] from formulas to be attacked. The
introduction of d-sequents renders the reference numbers in Lorenzen dialogue unnecessary.
De nition 3.3. A d-sequent is of the form [⇧] ,
⇧ , , ⇤ , .
        </p>
        <p>` ⇤ , [] for any multiset of formulas</p>
        <p>[⇧] is formulas to be defended by O; is formulas to be attacked by P ; ⇤ is formulas to be
attacked by O; and [] is formulas to be defended by P .</p>
        <p>Although we can de ne our GKD in the same way as Lorenzen dialogue of the previous
section, we here introduce our dialogue GKD in the style of sequent calculus. From the proof
theoretical viewpoint, a winning strategy corresponds to a proof, and a dialogue in such a
winning strategy corresponds to a branch in the proof. Based on the correspondence, we de ne
the notion of a strategy prior to a dialogue. Thus, in the following de nition of moves, O’s
attack on A1 ^ A2 (denoted as Oa^ 12) is de ned including branching as it is in ^ r-rule in GK.
De nition 3.4. Moves of X’s attack on A1^ A2 (Xa^ i), X’s attack on ¬A (Xa¬), X’s defense
on A (Xd) are de ned as follows.</p>
        <p>[⇧] ,
` ⇤ , [A1, , A1 ^ A2] [⇧] ,
[⇧] ,
` A1 ^ A2, ⇤ , []</p>
        <p>` ⇤ , [A2, , A1 ^ A2]
[⇧ , Ai], , A1 ^ A2 ` ⇤ , []</p>
        <p>[⇧] , , A1 ^ A2 ` ⇤ , []
[⇧] , , A ` ⇤ , [ , ¬A]
[⇧] , ` ¬A, ⇤ , []
[⇧] , A,
[⇧ , A],
` ⇤ , []
` ⇤ , []</p>
        <p>Oa¬</p>
        <p>Od</p>
        <p>P a^ i(i = 1, 2)
[⇧] , , ¬A ` A, ⇤ , []</p>
        <p>[⇧] , , ¬A ` ⇤ , []</p>
        <p>The above moves are read from the bottom up. For Oa^ 12, when we focus one of the two
upper sequents, we refer the move by Oa^ 1 or Oa^ 2. In the given de nition of moves, if
we ignore contexts ⇧ , , , ⇤ , we nd that they correspond to the argumentation forms of
Lorenzen dialogue: X’s ¬-argumentation form corresponds to Xa¬; X’s ^ -argumentation
form corresponds to the pair of moves Xa^ i followed by Y d.</p>
        <p>De nition 3.5. A strategy for a sequent
the following conditions.</p>
        <p>`</p>
        <p>is a tree constructed using moves satisfying</p>
        <sec id="sec-3-2-1">
          <title>1. The root of the strategy is the d-sequent ` [] .</title>
          <p>2. In each branch, the rst (i.e., the bottom of the tree) is P ’s move, and thereafter, the moves
of O and P alternately appear.
3. P d on Q or P a¬ on ¬Q for an atom Q is possible only when the given d-sequent is of
the form [⇧] , ⌃ , Q ` ⇤ , [] , where Q 2 or ¬Q 2 ⌃ .</p>
          <p>Every branch in a strategy is called a dialogue. A strategy for `
and every leaf thereof is of the form ⌃ , Q ` Q, [] for an atom Q.
is winning if it is nite,
Example 3.6. The following left is a winning strategy for ¬(¬Q ^ Q) (which is equivalent to
Q _ ¬ Q) in Lorenzen dialogue, and the following right is that in GKD. Both read from bottom
to top.</p>
          <p>P a¬
Od
P a^ 1</p>
          <p>Although the original Lorenzen dialogue is de ned for a formula A, it can be regarded as our
dialogue for the sequent ` A. Condition (3) of De nition 3.5 is the same as (D10) of the original
Lorenzen dialogue.</p>
          <p>By a P ’s attack (P a^ i or P a¬), the attacked O’s assertion remains in the same position in
the upper sequent; hence, P may attack more than once for the same assertion of O, in the
same way as Lorenzen dialogue. In contrast, by an O’s attack (Oa^ i or Oa¬), the attacked P ’s
assertion (eg., A1 ^ A2 in the lower sequent [⇧] , ` A1 ^ A2, ⇤ , [] of Oa^ 12) is moved inside
[ ] which are formulas to be defended by P (eg., [⇧] , ` ⇤ , [Ai, , A1 ^ A2]). Thus, O can
attack a P ’s assertion at most once, and the condition (D13) of Lorenzen dialogue is included in
our description of moves of Oa.</p>
          <p>By an O’s defense Od, the defended formula A in the lower sequent [⇧ , A], ` ⇤ , [] is
moved to the position of O’s assertion [⇧] , A, ` ⇤ , [] . Thus, O can defend a P ’s attack
at most once, and the condition (D12) of Lorenzen dialogue is included in our Od. Although,
at rst glance, P d appears to be the same as Od, but it is not. By Oa (eg., A1 ^ A2 in the
upper sequent [⇧] , ` ⇤ , [Ai, , A1 ^ A2] of Oa^ 12), the attacked formula itself (A1 ^ A2)
is duplicated inside [ ] to be defended by P . Thus, when P d on A is applied to an O’s attack
[⇧] , ` ⇤ , A, [] , the formula A is contained in . That is, P may defend an O’s attack several
times.</p>
          <p>We nd that the restriction (D11) on O’s moves also holds in GKD as follows.
Lemma 3.7. In any strategy, the O’s move is uniquely determined.</p>
          <p>Proof. Beginning with a d-sequent of the form ` [] , P ’s possible move is P d, P a¬, or P a^ i.
(1) By P d or P a¬, we obtain a d-sequent of the form 0 ` A, [ 0]. Then, the next possible O’s
move is only an attack on A; as such, we return to a d-sequent of the form 00 ` [ 00]. (2) By
P a^ i, we obtain [A], 0 ` [ 0]. The next possible O’s move is only Od, and we return to a
d-sequent of the form 00 ` [ 00]. Thus, in a strategy, no choice of moves exists for O.</p>
          <p>In particular, Od is possible for only the latest P a; hence, (D11) holds in our GKD. Based on
the above discussion and Lemma 3.7, we show that GKD is Lorenzen dialogue.
Proposition 3.8. Every dialogue of GKD is a Lorenzen dialogue.</p>
          <p>Proof. We show that a given dialogue of GKD for ` A, i.e., a branch in a strategy for ` [A], is a
Lorenzen dialogue. The rst P ’s move P d is common; hence, (D00) holds in GKD.</p>
          <p>As for (D01), Oa^ i in GKD corresponds to the move (Oa; ^ i; k) in Lorenzen dialogue. Note
that when Oa^ i is possible in GKD, there exists P ’s assertion A1 ^ A2, that is, A1 ^ A2 is
already asserted by P before the Oa^ i. The same applies to the other attack moves of O and
P ; hence, (D01) also holds in GKD.</p>
          <p>As for (D02), Od on A in GKD corresponds to the move (Od; A; k) in Lorenzen dialogue.
Note that when Od on A is possible in GKD, A is already inside [ ] formulas to be defended by
O, and hence, A should be moved inside [ ] before the Od. The same applies to P d, and hence,
(D02) also holds in GKD.</p>
          <p>(D10)⇠ (D13) hold in GKD as discussed previously and by Lemma 3.7.</p>
          <p>
            Thus, we obtain the equivalence between our GKD and Lorenzen dialogue via the
completeness theorem of Felscher [
            <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
            ] and the correspondence between GKD and GK given in [
            <xref ref-type="bibr" rid="ref12">12</xref>
            ].
Although we do not enter into the detail here, we brie y review the correspondence. Not all
GK-proofs can be expressed as winning strategies in GKD. The reason is due to the impossibility
of the defense move in the ¬-argumentation form in Lorenzen dialogue. Together with the
restriction on O’s moves, in Lorenzen dialogue, O should attack on A immediately after a P ’s
attack on ¬A. From the viewpoint of sequent calculus, this restriction indicates that an inference
on A should be applied immediately after an application of ¬l on ¬A. However, any proof in
GK can be transformed into a proof satisfying this restriction. Thus, with such a transformation
of proofs in GK, we obtain the correspondence between GK-proofs and winning strategies of
GKD. Speci cally, ^ l and ^ r in GK correspond to the following pairs of P ’s and O’s moves in
GKD.
          </p>
          <p>Ai, A1 ^ A2,</p>
          <p>A1 ^ A2,
`
`
^ li</p>
          <p>()
` , A1 ^ A2, A1 ` , A1 ^ A2, A2
` , A1 ^ A2
^ r
()</p>
          <p>Ai, A1 ^ A2,
[Ai], A1 ^ A2,</p>
          <p>A1 ^ A2,</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Extension of Lorenzen dialogue with why-because dialogue</title>
      <p>In Section 4.1, we introduce our why- and because-moves, and discuss their counterparts in
sequent calculus. Then, in Section 4.2, we de ne our WB-dialogue, and Lorenzen dialogue
extended with WB-dialogue GKDwb. We show the correspondence between our dialogue
GKDwb and sequent calculus GK + cut.</p>
      <sec id="sec-4-1">
        <title>4.1. Why- and because-moves</title>
        <p>
          We introduce O’s why-move and P ’s because-move. On the one hand, by a why-move, O
requires grounds for a formula provided by P . On the other hand, by a because-move, P
provides grounds for a formula asked by O. Essentially the same dialogue is introduced in [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ].
Let us illustrate how our WB-dialogue (why-because dialogue) is constructed.
Example 4.1. A WB-dialogue is expressed by a sequence of d-sequents connected by
follows.
as
1. P ’s claim: A1
        </p>
        <p>Firstly, P chooses a formula A1 and claims it.
2. O’s why: ` [A1]</p>
        <p>By the why-move, O requires grounds for A1, which is expressed by the d-sequent ` [A1].</p>
        <p>By the O’s why-move, A1 becomes a formula to be defended by P .
3. P ’s because: A2, A3 ` [A1]</p>
        <p>P provides grounds A2 and A3 for A1. By the because-move, P puts A2 and A3 on the
left-hand side of the given d-sequent ` [A1] of (2). If O agrees that A2 and A3 hold, then
the dialogue ends. Otherwise, O further requires grounds for A2 or A3 by a why-move.
4. O’s why: (` [A2]) (A2, A3 ` [A1])</p>
        <p>O requires grounds for A2. By the why-move, O extends the given d-sequent A2, A3 `
[A1] of (3) by connecting another d-sequent ` [A2].
5. P ’s because: (A4 ` [A2]) (A2, A3 ` [A1])</p>
        <p>P provides ground A4 for A2.
6. O’s why: (` [A3]) (A4 ` [A2]) (A2, A3 ` [A1])</p>
        <p>O requires grounds for A3.
7. P ’s because: (A5 ` [A3]) (A4 ` [A2]) (A2, A3 ` [A1])</p>
        <p>P provides ground A5 for A3.</p>
        <p>In this way, a WB-dialogue is expressed by a sequence of d-sequents extended to the left.
Except for the rst P ’s claim, a pair of an O’s why-move and a P ’s because-move constitutes a
d-sequent of the form ` [A]. We call the above sequence of d-sequents connected with a
multi-d-sequent (md-sequent for short).</p>
        <p>From the viewpoint of sequent calculus, corresponds to cut-rule; the md-sequent (A4 `
[A2]) (A2, A3 ` [A1]) corresponds to the following application of cut.</p>
        <p>A4 ` A2 A2, A3 ` A1 (A2)</p>
        <p>A4, A3 ` A1
Thus, if O agrees that A4 and A5 hold, then the above WB-dialogue is nished, and it is
interpreted as the following successive applications of cut called a cut-string.
` A5
` A4
` A1</p>
        <p>A5 ` A3</p>
        <p>A4 ` A2 A2, A3 ` A1 (A2)</p>
        <p>A4, A3 ` A1 (A3)</p>
        <p>A5, A4 ` A1 (A4)</p>
        <p>A5 ` A1 (A5)</p>
        <p>There is agreement between O and P on A4 and A5, but not on the sequents A5 ` A3, and
A4 ` A2, and A2, A3 ` A1. Whether or not O accepts them is examined by Lorenzen dialogues
for them further. O rst chooses such a d-sequent which constitutes the given WB-dialogue, and
then P starts a Lorenzen dialogue for the d-sequent designated by O. Note that the d-sequent
` [A] designated by O is that whose validity is challenged by O. That is, O considers that A
is false even if is true. Thus, as it is in GKD, is a set of formulas (tentatively) asserted by O,
and [A] is a formula to be defended by P .</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Sequent calculus representation GKDwb of Lorenzen dialogue with</title>
        <p>why-because dialogue
We de ne our WB-dialogue, and then, by combining with our GKD, we de ne Lorenzen dialogue
with why-because dialogue GKDwb. Although the general form of a d-sequent is of the form
[⇧] , ` ⇤ , [] , it is su cient for WB-dialogue to consider a particular form ` [A], where
[⇧] and ⇤ are empty, and [] is restricted to a single formula.</p>
        <p>De nition 4.2. An md-sequent M is a sequence of d-sequents of the form
are connected by , de ned inductively as follows.
` [A], which</p>
        <sec id="sec-4-2-1">
          <title>1. Any d-sequent of the form ` [A] is an md-sequent. 2. Let ` [A] be a d-sequent, and M be an md-sequent such that A appears on the antecedent of a d-sequent that constitutes M. Then, (( ` [A]) M ) is an md-sequent.</title>
          <p>S2 S1.</p>
          <p>We call every d-sequent that constitutes an md-sequent M a component sequent of M.</p>
          <p>For appropriate d-sequents S1, . . . , Sn, an md-sequent is of the form (Sn (· · · (S3 (S2
S1)) · · · )); hence, we usually omit the parentheses of an md-sequent, and write as Sn · · ·
De nition 4.3. O’s why-move and P ’s because-move are de ned as follows.
O’s why-move: For any md-sequent M, where a component sequent A, ` [C] appears, O
extends M to the md-sequent ((` [A]) M ) by connecting the d-sequent ` [A].
In particular, when M is empty (at the beginning of a dialogue), O puts the d-sequent
` [A] for a formula A (chosen by P ).</p>
          <p>P ’s because-move: For any md-sequent M, where a component sequent ` [A] with the
empty context appears, P replaces it by ` [A] by adding any non-empty formulas to
the component sequent.</p>
          <p>To set up the end of a dialogue, we introduce a set of formulas B called the basis of a
WBdialogue, that O and P agree are true. By its nature, O cannot ask why to every formula B 2 B .
When all antecedents not asked by O of all component sequents of a WB-dialogue are belongs to
B, the dialogue ends. However, neither P nor O wins at that point, and who wins the dialogue
is determined by Lorenzen dialogues for all component d-sequents of the WB-dialogue that
follow.</p>
          <p>De nition 4.4. Let B be a given set of formulas called the basis. A WB-dialogue is a sequence
of moves satisfying the following conditions.</p>
          <p>1. P rst chooses a formula A and claims it, and thereafter, moves of O and P alternately
appear.
2. Every occurrence of a formula is asked by an O’s why-move at most once.
3. O cannot apply a why-move to any formula B 2 B .</p>
          <p>4. A dialogue ends when O cannot continue the dialogue with another why-move.
A WB-dialogue is that for A, when P ’s rst claim is A.</p>
          <p>We identify a WB-dialogue and the resulting md-sequent M.</p>
          <p>Note that the above condition (2) is de ned for occurrences of a formula. The same formula
may be provided as ground by P several times, and in such a case, O should ask why for all
occurrences of that formula, not once collectively.</p>
          <p>P may end a WB-dialogue at any time by choosing formulas of B as required grounds. We
consider the purpose of a WB-dialogue is the investigation of appropriate grounds or lemmas,
by P and O working cooperatively, to establish a given proposition.</p>
          <p>We de ne GKDwb by combining GKD and WB-dialogue.</p>
          <p>De nition 4.5. A dialogue of GKDwb for A consists of the following two stages.</p>
        </sec>
        <sec id="sec-4-2-2">
          <title>1. The rst stage consists of a WB-dialogue M for A.</title>
          <p>2. The second stage consists of dialogues of GKD for all component sequents of M chosen
by O.</p>
          <p>A dialogue of GKDwb is won by P if all dialogues of GKD at the second stage are won by P .
De nition 4.6. A strategy of GKDwb for A is a sequence of strategies of GKD for all
component sequents of a WB-dialogue M for A constructed at the rst stage of the dialogue.</p>
          <p>A strategy of GKDwb is winning if every strategy of GKD thereof is winning.</p>
          <p>Note that since we consider a set of strategies of GKD as a strategy of GKDwb, the validity
of formulas in GKDwb is reduced to that in GKD. Thus, the valid formulas are common in GKD
and GKDwb, while GKDwb has a higher expressive power than GKD.</p>
          <p>We investigate a correspondence between our dialogue GKDwb and our sequent calculus
GK + cut. We extend GK + cut by introducing non-logical axioms of the form ` B for all
B 2 B for a given basis B. We rst show that there is a one-to-one correspondence between a
WB-dialogue and a successive applications of cut called a cut-string in GK + cut.</p>
          <p>De nition 4.7. In GK + cut, a path of a proof-tree that consists only of successive applications
of cut is called a cut-string.</p>
          <p>In the following, for any multisets 1, . . . , n of formulas, by S n, we denote 1 [ · · · [ n,
where [ is the multiset union. 1 \ {A1, . . . , An} is the multiset di erence. For example,
{A, A, B} [ { A, C} = {A, A, A, B, C} and {A, A, B} \ {A} = {A, B}.</p>
          <p>De nition 4.8. In the construction of a WB-dialogue, except for the rst P ’s claim, every
successive pair of an O’s why and a P ’s because moves is called an OP -pair. Furthermore, a
sequence of OP -pairs, in the order in which they appear in the given WB-dialogue, is called an
OP -sequence.</p>
          <p>Lemma 4.9. Let any d-sequent ` [A] in GKDwb be identi ed with a sequent ` A in GK.
Then, for any OP -sequence M, there exists a cut-string consisting of all component sequents of
M.</p>
          <p>Proof. Let M be an OP -sequence ( n ` [An]) · · · ( 2 ` [A2]) ( 1 ` [A1]). We show
that M corresponds to the following cut-string by induction on the length l the number of
OP -pairs of the given OP -sequence.</p>
          <p>2 ` A2 1 ` A1 (A2)
S 2 \ { A.2} ` A1
.
.</p>
          <p>.
n ` An S n 1 \ {A2, . . . , An 1} ` A1 (An)</p>
          <p>S n \ {A2, . . . , An} ` A1
(Base step) When l = 2, the given OP -sequence is of the form ( 2 ` [A2]) ( 1 ` [A1]), and
it corresponds to the following cut.</p>
          <p>2 ` A2 1 ` A1
( 1 [ 2) \ {A2} ` A1
(A2)
(Induction step) When l &gt; 2, the given OP -sequence is of the form ( l ` [Al]) ( l 1 `
[Al 1]) · · · ( 1 ` [A1]), and it corresponds to the following cut-string, by applying the
induction hypothesis IH.
.</p>
          <p>... IH
l ` Al</p>
          <p>S l 1 \ {A2, . . . , Al 1} ` A1 (Al)</p>
          <p>S l \ {A2, . . . , Al} ` A1
Note that by the de nition of the OP -sequence, we have Al 2 S l 1 \ {A2, . . . , Al 1}; hence,
the above cut (Al) is applicable.</p>
          <p>When the given OP -sequence is a WB-dialogue, the above S n \ {A2, . . . , An} is the
formulas {B1, . . . , Bm} of the basis B. Hence, by applying cut with non-logical axioms, we
obtain the following cut-string.</p>
          <p>` Bm</p>
          <p>` A1
` B1 S n \ {A2, . . . , An} ` A1 (B1)
S n \ {A2, . . . , A.n} \ {B1} ` A1
.
.</p>
          <p>.</p>
          <p>Bm ` A1 (Bm)</p>
          <p>The converse of the lemma is shown in the same way, by induction on the length of a given
cut-string.</p>
          <p>Note that a strategy of GKDwb is de ned as a sequence of strategies of GKD. As discussed
in the end of Section 3.2, there is a correspondence between winning strategies of GKD and
sequent calculus proofs in GK. Thus, by combining the above Lemma 4.9, we obtain the following
theorem.</p>
          <p>Theorem 4.10. If there exists a winning strategy of GKDwb for A, then there exists a proof of
` A in GK + cut.</p>
          <p>
            Example 4.11. Let us illustrate the following dialogue of GKDwb, which is a modi cation of
the example given in [
            <xref ref-type="bibr" rid="ref15 ref9">15, 9</xref>
            ].
          </p>
          <p>1. P : My car is safe.
2. O: Why is your car safe?
3. P : Because my car has an airbag, and if my car does not have an airbag then it isn’t safe.
4. O: Why if your car does not have an airbag then it isn’t safe?
5. P : Because if my car does not have any airbag then I may die in an accident, and if I may
die in an accident then my car isn’t safe.</p>
          <p>Let “my car is safe” be S, “my car has an airbag” be A, and “I may die in an accident” be B.
Let the basis B be {¬A ! B, B ! ¬ S, A}. Then, the above dialogue is represented by the
following WB-dialogue.</p>
          <p>(¬A ! B, B ! ¬ S ` [¬A ! ¬ S]) (¬A ! ¬ S, A ` [S])</p>
          <p>By conducting Lorenzen dialogues further, we obtain the following dialogue of GKDwb.
Since we consider only ^ and ¬ in this article, we translate the above formulas as follows.
¬A ! B ⌘ ¬ (¬A ^ ¬ B), B ! ¬ S ⌘ ¬ (B ^ S), ¬A ! ¬ S ⌘ ¬ (¬A ^ S). In the following
dialogue, to save the space, we omit formulas duplicated in an application of a move in GKD.</p>
          <p>(P wins) (P wins) (P wins)</p>
          <p>AA, ,¬¬A(,B¬^(BS^ ) `S)A` P a¬ ¬¬AA^ ^ SS,,BB``[BB] P d SS `` [SS,,[¬¬BB]] P d
¬[(¬¬B¬AAA^],,,¬S¬¬()((B,BB¬^ ^^ASSS^)))S````[[¬¬¬[AA¬A]A]OP]OadP¬da^ ¬¬AA ^^ SS ``¬¬[(¬BBBA,,¬^^[BBSS]]),`PO¬daBA¬^^ SS¬, A`[[¬S[^B¬]`BS]][`SP,[S¬a,B¬¬]BO]dPOaaA^^(P,Alo`se[sS) ]
¬(¬¬(AB^ ^¬ SB),)¬,¬A(^B S^ `S)¬, A¬ A^¬^ BS ` P a¬ Oa^ AA `` [¬¬AA,,[SS]] POda¬ A(P`lo[Sse,sS)]
¬(¬A ^ ¬ B), ¬(B ^ S) ` ¬(¬A ^ S) Oa¬ A ` ¬A ^ S, [S]
(¬(¬A ^ ¬ B), ¬(B ^ S) ` [¬(¬A ^ S)]) P d (¬(¬A ^ S), A ` [S]) P a¬
Oa^</p>
          <p>Since P loses the dialogue for ¬(¬A ^ S), A ` [S], and there exists no winning strategy
thereof, the rst P ’s claim S (“My car is safe.”) cannot be justi ed.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Future work</title>
      <p>
        Since our investigation in this article is a rst step toward applying proof theory to the study of
argumentation, there are many possible future work. Among others, we will extend our sequent
calculus representation to the full fragment of Lorenzen-Hamblin Natural Dialogue LHND [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
We will further investigate an extension of our framework to express defeasible reasoning as
it is in [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], where Arieli and Straßer investigated defeasible reasoning by using an enhanced
sequent calculus.
      </p>
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