<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Monitoring Employee Well-Being with Process Mining</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mari A. J. Braakman</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Utrecht University</institution>
          ,
          <addr-line>Princetonplein 5, 3584 CC Utrecht</addr-line>
          ,
          <country country="NL">The Netherlands</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Employee well-being is essential for organizational productivity and profitability, as it impacts health, job satisfaction, performance, and decision-making. Traditionally, self-report surveys have been used to measure well-being, but they may not fully capture the work environment as they rely on subjective experience and capture only a snapshot of the well-being at that time. Process mining can provide an objective and continuous view of the work environment by investigating the business processes. This Ph.D. project investigates the use of process mining to identify and measure work characteristics (using the Job Demands-Resources model) and patterns that are important predictors of employee well-being. Practically, this project will focus on identifying process improvements and how process mining can be used to (self-)monitor employee well-being. This research aims to enhance the understanding of well-being across various occupational sectors, combining process mining and traditional survey methods for a comprehensive assessment using qualitative and quantitative research methods. Initial results show promising correlations between process mining variables and well-being outcomes, suggesting the potential of process mining to identify improvements for work engagement. This Ph.D. project will contribute to both business process management and work and organizational psychology, ofering practical and theoretical insights for monitoring and improving work-related well-being.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;process mining</kwd>
        <kwd>employee well-being</kwd>
        <kwd>work characteristics</kwd>
        <kwd>work patterns</kwd>
        <kwd>job demands-resources</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Employee well-being is a crucial part of organizational productivity and profitability [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Apart
from an ethical argument to care for employees’ health, upholding employees’ well-being is
essential from a business standpoint to achieve organizational success. Low employee
wellbeing can cause illness, job dissatisfaction, lower performance, and poor decision-making [2, 3].
Monitoring well-being creates the opportunity for organizations to investigate how the work
environment can be improved to support employee well-being.
      </p>
      <p>Within work and organizational psychology, self-report surveys are commonly used to
monitor well-being outcomes, such as work pressure, work stress, work engagement, and job
satisfaction [4]. Self-report measures are valuable in evaluating employees’ perceptions of
various work characteristics [5, 6]. However, they rely on employees’ subjective experiences
and, thus, show a subjective view of the work environment [6, 7]. Additionally, the results of
self-report surveys show a snapshot of the work environment at a specific moment in time and
need to be repeated often to investigate changes over time.</p>
      <p>Process mining is a set of methods that could provide additional information and
understanding of work-related well-being and work characteristics. It can be used to investigate the work
environment by analyzing data collected from various information systems organizations use.
This data will show the interaction between the employee and the information systems and,
thus, part of the employee’s behavior at work. Tang and Matzner [8] show conceptually how
process mining can be used to measure aspects of work that influence employee well-being,
such as workload and (un)fair distribution of work. The combination of process mining and
self-report surveys can provide a more complete picture of the work environment by evaluating
the employees’ experience with surveys and evaluating the as-is situation and employees’
behavior with process mining. In my PhD-project I want to answer the following questions:
• RQ1: To what extent can process mining be used to identify work characteristics that influence
employee well-being?
• RQ2: To what extent can process mining be used to measure work characteristics, and how
does this compare to validated questionnaires?
• RQ3: To what extent can process mining be used to identify improvements to increase
employee well-being?
• RQ4: How can process mining be used to continuously monitor employee well-being?
• RQ5: What are the similarities and diferences between diferent occupational sectors
regarding what work characteristics and patterns influence employee well-being?</p>
      <p>This research contributes to the business process management field by investigating how
business processes influence employee well-being and how process mining can be used to assess
and monitor employee well-being and its causes. Additionally, this research contributes to
the work and organizational psychology field by combining traditional survey research with
process mining creating a more comprehensive and objective view of employee well-being. The
results of this research will have a practical contribution by extending our understanding of
well-being and how it can be monitored and improved in diferent occupational sectors.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related Work</title>
      <sec id="sec-2-1">
        <title>2.1. Work-Related Well-Being and the Job Demands-Resources Model</title>
        <p>Employee well-being is a broad concept that includes various well-being outcomes, such as
work stress and work engagement. Within the work- and organizational psychology field, the
Job Demands-Resources model (JD-R model) is often used to explain the causes of work stress
and work engagement. The JD-R model suggests that the presence of job demands and job
resources explain employee well-being. Job demands are aspects of someone’s job that come
with physical, psychological, and physiological costs [9]. Typical job demands are workload,
time pressure, and role ambiguity. Job resources are aspects of someone’s job that provide
support to achieve one’s goals and help cope with the existing job demands [9]. Job resources
include supervisor and colleague support, autonomy, and development opportunities. Two
pathways in the model explain how job demands and resources influence employee well-being.
First, the health impairment process explains that job demands cause an increase in experienced
stress, which is related to lower well-being. Second, the motivational process explains that
job resources are directly and indirectly related to employee well-being. Job resources directly
influence employee well-being by increasing work engagement and indirectly by lessening the
efect of job demands on work stress or burnout.</p>
        <p>Previous research has shown that low job demands are not necessarily related to higher
well-being. Low job demands, in combination with low job resources, are related to feelings
of boredom [10]. Additionally, challenging demands, i.e., job demands that are appraised as
something that can promote goal achievement and development, are related to an increased
work engagement [11].</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Business Processes, Process Mining, and Employee Well-Being</title>
        <p>Business processes can be defined as the end-to-end work performed within an organization
that creates customer value [12]. This work is performed by machines or employees, who are
commonly referred to as process participants. The execution of processes or how employees
work could afect their well-being, both positively and negatively. Indeed, Reif et al. [ 13]
argue that processes are unhealthy not only when they do not create (enough) value but also if
they negatively afect employees’ well-being. Healthy processes, on the other hand, can foster
employee well-being. Similar to the JD-R model, business processes (or parts of processes, e.g.,
work practices) may influence employee well-being as a job demand or a job resource.</p>
        <p>One way to investigate the well-being of process participants may be through process mining.
Process mining is a set of methods to analyze business processes through the use of an event log,
which includes a case identifier, an activity, and a timestamp attribute [ 14]. Most process mining
studies are focused on the order of activities in a process, i.e., the control-flow perspective [ 15].
The resource or organizational perspective focuses on the resource that executes the activities.
This perspective provides more insight into the involvement of employees and how they work
[16]. The framework by Pika et al. [17] shows how process mining can be used to analyse the
resources’ behavior. Recent work by Tang and Matzner [8] suggests the use of process mining
to analyze work characteristics such as workload and job satisfaction. Burden et al. [18] show
how event logs in health organizations can be used to measure diferent types of workload, by
counting the number of times an employee opens patient charts, writes notes, and contacts
colleagues.</p>
        <p>The benefit of using process mining to evaluate employee well-being is the possible insight
into day-to-day variations of work activities. The surveys commonly used in work and
organizational psychology have set moments in time to measure the average presence of work
characteristics at that moment. Process mining can continuously observe employee behavior
and provide an evidence-based view of what the workday looks like for employees. Additionally,
process mining can be used to observe any changes or deviations in processes that might be
linked to employee well-being and monitor the implementation of improvements.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Method</title>
      <p>This section describes the intended studies for this Ph.D. project. The project will make use of
various research methods, including process mining, survey research, and interviews.
A pilot study was conducted to investigate how process mining can be used to evaluate
workrelated well-being in a small sample. Data in the form of event logs were collected from the
main information system used in two IT departments. Additionally, a survey was used to
measure the perceived presence of work characteristics and work-related well-being. The
work characteristics measured as process mining and survey variables were monotonous work,
time pressure, workload, social support, and autonomy. The work-related well-being was
measured with three well-being outcomes: boredom, burnout, and work engagement. The
process mining variables were statistically compared to the survey work characteristics and
work-related well-being.</p>
      <p>Although the study had a small sample size, it showed promising results. The process mining
variables of social support, autonomy, and workload were found to strongly correlate to work
engagement, while monotonous work was positively correlated to boredom. This indicates
that these process mining metrics can partially explain work engagement. A moderate positive
correlation was found between the process mining and survey variable of the work characteristic
monotonous work.</p>
      <sec id="sec-3-1">
        <title>3.2. Study 2 (In Progress)</title>
        <p>Study 2 consists of two parts. First, interviews are used to identify the work characteristics and
patterns present in academic personnel’s work. We focus on which work characteristics and
patterns are important for employees’ experience of work engagement. The interviews will
focus on the workday and work processes in the form of projects the employees execute. In
the interviews, we will discuss active projects and two recent workdays in more detail to find
concrete examples of work characteristics and patterns that influence their work engagement.
For instance, we will ask about workload through questions related to the number of tasks and
projects someone is working on and how long they have been working on them. Additionally,
we are interested in knowing how long these tasks usually take, if there are instances where
tasks would take longer or shorter than usual, and the possible reason why. We focus on
high-level categories of the work’s content, e.g., educational, research-related, or administrative
tasks. Other than these task types, we focus on how the participants work rather than the
content of the work.</p>
        <p>The second part of Study 2 consists of analyzing event logs collected using active window
tracking in a similar sample of academic personnel. An active window tracking tool records
the app someone uses and the title of the active screen [19]. Using the interview results and a
literature review, process mining variables of important work characteristics and patterns will
be formulated. The correlations between the process mining variables and the work engagement
measured in a survey will be investigated to identify which work characteristics and patterns
are essential for the work engagement of academic personnel. The active window tracking and
survey data were collected over the course of an academic year, creating the opportunity to
investigate changes over time. Moreover, the data will be used to identify possible improvements
that can be made to increase work engagement.
3.3. Study 3
Study 3 will be an intervention study. Based on the possible improvements identified in the
second part of Study 2, one feasible improvement is chosen and implemented in the same sample.
The same as in Study 2, data is collected using active window tracking and daily surveys after
which the efect of work characteristics and patterns on work engagement is analyzed. Using
the data from Study 2 and Study 3, we will investigate how efective the intervention was and
how process mining can be used to monitor this change.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.4. Further Studies</title>
        <p>In studies 2 and 3, data are collected from academic personnel. In further research, we intend
to investigate how process mining can be used to evaluate work-related well-being in other
contexts. One of the intended work environments we would be interested in researching is
health organizations. Health professionals cope with high work pressure and stress [20]. Finding
improvements to decrease work pressure and stress and increase work engagement is crucial.
We will investigate whether and how process mining can be used to find these improvements.
Researching how well process mining variables can evaluate work-related well-being in more
contexts will show the similarities and diferences between work environments. This can
broaden our understanding of how process mining can be used to identify improvements for
business processes regarding employee well-being in multiple work environments.</p>
        <p>Moreover, similar to Study 1, we intend to compare process mining variables with the more
traditional survey measures of work characteristics. We will investigate how well they both
explain work-related well-being and if process mining variables can be used to measure the
same constructs.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusion</title>
      <p>To conclude, this Ph.D. project aims to investigate how process mining can be used to evaluate
work-related well-being. By investigating work characteristics and patterns and their influence
on employee well-being through process mining, we can gain a more comprehensive and
objective view of the work environment. We suggest that the combination of process mining and
survey research ofers a promising approach to (self-)monitoring and improving employee
wellbeing. This research can provide practical insights for organizations looking to foster a healthier
workforce. Research in diferent work environments could provide broader applications and
improvements in employee well-being across various sectors.
[2] R. C. Kessler, The efects of stressful life events on depression, Annual Review of Psychology
48 (1997) 191–214. doi:10.1146/annurev.psych.48.1.191.
[3] S. L. McShane, M. A. Y. Von Glinow, Organizational Behavior: Emerging Knowledge,</p>
      <p>Global Reality, McGraw-Hill, 2015.
[4] P. M. Podsakof, S. B. MacKenzie, J.-Y. Lee, N. P. Podsakof, Common method biases in
behavioral research: A critical review of the literature and recommended remedies, Journal
of Applied Psychology 88 (2003) 879–903. doi:10.1037/0021-9010.88.5.879.
[5] A. B. Bakker, E. Demerouti, Job demands–resources theory: Taking stock and looking
forward, Journal of Occupational Health Psychology 22 (2017) 273–285. doi:10.1037/
ocp0000056.
[6] E. Demerouti, A. B. Bakker, Job demands-resources theory in times of crises: New
propositions, Organizational Psychology Review 13 (2023) 209–236. doi:10.1177/
20413866221135022.
[7] Y. Li, M. R. Tuckey, A. Bakker, P. Y. Chen, M. F. Dollard, Linking objective and subjective
job demands and resources in the jd-r model: A multilevel design, Work &amp; Stress 37 (2023)
27–54. doi:10.1080/02678373.2022.2028319.
[8] W. Tang, M. Matzner, Creating humanistic value with process mining for improving work
conditions – a sociotechnical perspective, in: Forty-First International Conference on
Information Systems, India 2020, 2020, pp. 1–9.
[9] E. Demerouti, A. B. Bakker, F. Nachreiner, W. B. Schaufeli, The job demands-resources
model of burnout, Journal of Applied Psychology 86 (2001) 499–512.
[10] G. Reijseger, W. B. Schaufeli, M. C. W. Peeters, T. W. Taris, I. van Beek, E. Ouweneel,
Watching the paint dry at work: Psychometric examination of the dutch boredom scale,
Anxiety, Stress and Coping 26 (2013) 508–525. doi:10.1080/10615806.2012.720676.
[11] P. Li, T. W. Taris, M. C. W. Peeters, Challenge and hindrance appraisals of job demands:
One man’s meat, another man’s poison?, Anxiety, Stress and Coping 33 (2020) 31–46.
doi:10.1080/10615806.2019.1673133.
[12] M. Hammer, What is business process management?, in: Handbook on business process
management 1: Introduction, methods, and information systems, Springer, 2014, pp. 3–16.
[13] J. A. Reif, K. G. Kugler, M. T. Stockkamp, S. S. Richter, V. M. Benning, L. A. Muschaweck,
F. C. Brodbeck, An employee-centered perspective on business processes: Measuring
“healthy business processes” and their relationships with people and performance outcomes,
Business Process Management Journal 28 (2022) 398–418.
[14] W. M. P. Van Der Aalst, Process Mining: A 360 Degree Overview, volume 448, Springer</p>
      <p>International Publishing, 2022, pp. 3–34. doi:10.1007/978-3-031-08848-3_1.
[15] A. Augusto, R. Conforti, M. Dumas, M. L. Rosa, F. M. Maggi, A. Marrella, M. Mecella,
A. Soo, Automated discovery of process models from event logs: Review and benchmark,
IEEE Transactions on Knowledge and Data Engineering 31 (2019) 686–705. doi:10.1109/
TKDE.2018.2841877.
[16] M. Arias, R. Saavedra, M. R. Marques, J. Munoz-Gama, M. Sepúlveda, Human resource
allocation in business process management and process mining: A systematic mapping
study, Management Decision 56 (2018) 376–405. doi:10.1108/MD-05-2017-0476.
[17] A. Pika, M. Leyer, M. T. Wynn, C. J. Fidge, A. H. T. Hofstede, W. M. V. D. Aalst, Mining
resource profiles from event logs, ACM Transactions on Management Information Systems
(TMIS) 8 (2017) 1–30.
[18] M. Burden, A. Keniston, J. Pell, A. Yu, L. Dyrbye, T. Kannampallil, Unlocking inpatient
workload insights with electronic health record event logs, Journal of Hospital Medicine
(2024) 1–6. doi:10.1002/jhm.13386.
[19] I. Beerepoot, D. Barenholz, S. Beekhuis, J. Gulden, S. Lee, X. Lu, S. Overbeek, I. Van
De Weerd, J. M. Van Der Werf, H. A. Reijers, A window of opportunity: Active window
tracking for mining work practices, in: 2023 5th International Conference on Process
Mining (ICPM), IEEE, 2023, pp. 57–64.
[20] L. A. Kelly, P. M. Gee, R. J. Butler, Impact of nurse burnout on organizational and position
turnover, Nursing outlook 69 (2021) 96–102.</p>
    </sec>
  </body>
  <back>
    <ref-list>
      <ref id="ref1">
        <mixed-citation>
          [1]
          <string-name>
            <surname>K. Van De Voorde</surname>
            ,
            <given-names>J.</given-names>
          </string-name>
          <string-name>
            <surname>Paauwe</surname>
            ,
            <given-names>M. Van Veldhoven</given-names>
          </string-name>
          ,
          <article-title>Employee well-being and the hrm-organizational performance relationship: A review of quantitative studies</article-title>
          ,
          <source>International Journal of Management Reviews</source>
          <volume>14</volume>
          (
          <year>2012</year>
          )
          <fpage>391</fpage>
          -
          <lpage>407</lpage>
          . doi:
          <volume>10</volume>
          .1111/j.1468-
          <fpage>2370</fpage>
          .
          <year>2011</year>
          .
          <volume>00322</volume>
          .x.
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>