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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Deep learning-based tumor resectability prediction model in patients with Ovarian Cancer: a preliminary evaluation</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Francesca Fati</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marina Rosanu</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Luigi De Vitis</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gabriella Schivardi</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giovanni Damiano Aletti</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Francesco Multinu</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Roberto Veraldi</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paolo Zafino Carlo Cosentino</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maria Francesca Spadea</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Elena De Momi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Electronics</institution>
          ,
          <addr-line>Information and Bioengineering, Politecnico di Milano, Piazza Leonardo da Vinci 32, Milan, 20133</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Experimental and Clinical Medicine, Università degli Studi Magna Graecia di Catanzaro</institution>
          ,
          <addr-line>viale Europa, Catanzaro, 88100</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Department of Gynecology, European Institute of Oncology (IEO)</institution>
          ,
          <addr-line>via Giuseppe Ripamonti 435, Milan, 20142</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Institute of Biomedical Engineering, Karlsruhe Institute of Technology (KIT)</institution>
          ,
          <addr-line>76131 Karlsruhe</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Ovarian cancer (OC) is the most lethal gynecologic malignancy worldwide, characterized by aggressive behavior, high relapse rate, and rapid progression. The cornerstone of OC treatment is cytoreductive surgery, targeting the removal of all detectable tumor lesions wherever feasible. In instances of widespread disease or significant perioperative morbidity risk, patients may initially receive neoadjuvant chemotherapy aimed at reducing the tumor's volume prior to surgical intervention. The pivotal decision between surgery and chemotherapy poses a significant therapeutic challenge in OC management. Our contribution is to develop an artificial intelligence-based model to support this critical decision by predicting Tumor Resectability (TR) from preoperative Computed Tomography (CT) images at the time of diagnosis. Our study aims to develop a 3D Convolutional Neural Network capable of predicting TR in a cohort of 650 with advanced stage epithelial patients with OC who underwent surgery at the European Institute of Oncology (IEO, Milan, Italy). The model processes preoperative CT scans of the Thorax, Abdomen, and Pelvis to deliver a binary prediction: TR=0 indicates a tumor completely resected, while TR=1 indicates the presence of residual tumor after cytoreductive surgery. We design and train our model from the ground up, achieving as preliminary results an accuracy of 65%. As far as we are aware, this is the first attempt to leverage deep learning for assessing TR in OC patients based on preoperative CT scans. Our model represents a non-invasive and preoperative tool with the potential to facilitate clinical decision making in the era of individualized and precision medicine. The work is part of the project Under-XAI: understanding ovarian cancer initiation and progression through explainable AI. Project code: PNRR-MAD-2022-12376574.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Ovarian Cancer (OC)</kwd>
        <kwd>Tumor Resecability (TR) prediction</kwd>
        <kwd>Artificial Intelligence (AI)</kwd>
        <kwd>Precision Medicine</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>3,</p>
    </sec>
    <sec id="sec-2">
      <title>1. Introduction</title>
      <sec id="sec-2-1">
        <title>Although most patients initially respond positively to</title>
        <p>
          this standard of care, it is estimated that 70% of patients
Ovarian Cancer (OC) is the most lethal gynaecologic ma- will experience a relapse. Surgical intervention aims at
lignancy worldwide, ranking as the fifth deadliest cancer achieving complete tumor resection; however, it often
among women and accounting for approximately 13000 results to be either aggressive, leading to severe
postopdeaths in 2023 in the United States [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. erative complications, or inefective, resulting in
incomAccording to guidelines, suspected OC patients firstly plete tumor removal and an associated twofold increase
undergo pelvic ultrasound, Computed Tomography of in the risk of death, with the latter scenario occurring in
the Thorax, Abdomen and Pelvis (CT TAP) and CA125 approximately 40% of cases [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ].
measurement for staging purposes. Depending on the The challenge in clinical practice is accurately predicting
CT TAP results and clinical assessment, clinicians eval- the success of cytoreductive surgery, critical due to the
uate the tumor resectability. Patients likely to achieve severe consequences of misjudgment, such as
unnecescomplete tumor resection undergo primary debulking sary invasive procedures causing significant
perioperasurgery followed by adjuvant chemotherapy. Otherwise, tive complications and emotional distress. The
complexthey receive neoadjuvant chemotherapy, followed by in- ity of predicting surgical outcomes is heightened by the
terval debulking surgery and adjuvant chemotherapy. varied and distinct presentations of OC - four clinical
cases are shown in Figure 1 - making it dificult to assess
Ital-IA 2024: 4th National Conference on Artificial Intelligence, orga- tumor resectability from diagnostic imaging.
Advance*nCizoedrrebsypCoInNdIi,nMg aayut2h9o-3r.0, 2024, Naples, Italy ments in this area are crucial to minimize unnecessary
† These authors contributed equally. surgeries and tailor treatments to patient-specific needs.
$ francesca.fati@ieo.it (F. Fati) Nowadays radiomics, a computational tool for extracting
© 2024 Copyright for this paper by its authors. Use permitted under Creative Commons License high-dimensional features from medical images, becomes
Attribution 4.0 International (CC BY 4.0).
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>2. Related Work</title>
      <p>Artificial Intelligence (AI) has been demonstrated to
enhance the efectiveness of tumor detection, classification,
and treatment monitoring in cancer imaging.The
integration of radiomics and DL enabled the extraction of image
features and information, which might be imperceptible
to the human subjective evaluations, yielding to
promising medical applications [10].</p>
      <p>In the context of OC, several noteworthy studies have
been conducted.</p>
      <p>In the domain of radiomics and ML domain, Lu et al.[11]
proposed an approach to predict two-year overall
surFigure 1: In these CT scans, 4 diferent patients with OC are vival in 364 epithelial OC patients. In this study, 657
depicted, each presenting unique diagnostic challenges. The quantitative descriptors were extracted from
preoperafirst patient’s scan identifies a discrete retroperitoneal lymph tive CT images, upon which the ML algorithm Radiomic
node measuring 8.5 mm. The second patient has a conspicuous Prognostic Vector was developed. The latter accurately
omental cake, which is considerably larger at 29.2 mm. For identified the 5% of patients with a median overall
surthe third patient, a 13.3 mm nodule is present. Lastly, the vival of less than 2 years, demonstrating significant
imfourth patient’s scan shows peritoneal thickening of 10.5 mm, provement over established prognostic methods.
Crispinraising concerns about potential peritoneal carcinomatosis. Ortuzar et al. [12] addressed the challenge of predicting
Each case demonstrates the diverse presentations of OC and neoadjuvant chemotherapy (NACT) response of 72
highthe inherent challenges in predicting TR preoperatively. grade serous OC (HGSOC) afected patients, presenting
an ensemble ML model that, integrating baseline clinical,
blood-based, and radiomic biomarkers from primary and
part of personalized oncology treatments, driven by ad- metastatic lesions, predicted changes in total disease
volvancements in Machine Learning (ML)[3]. However, ML ume. Validation on internal and external cohorts showed
requires appropriate selection among the numerous ra- that the model significantly improved prediction
accudiomic features extracted from images [4] [5]. racy compared to the clinical model, highlighting the
Deep Learning (DL) has shown promising results in au- potential of radiomics in enhancing treatment response
tomatically and directly detecting valuable features from predictions.
medical imaging [6], boosting the progress of computer On the front of DL, Jan et al.[10] developed an AI
ensemvision in the medical field [ 7] [8], and demonstrating su- ble model combing radiomics, DL and clinical features
perior performance in comparison to hand-crafted image from CT images to distinguish between benign and
mafeatures [9]. lignant OC. With 149 patients and 185 tumors, the model
In this paper, a 3D CNN was designed to perform bi- achieved 82% accuracy, 89% specificity, and 68%
sensitivnary TR classification of patients with OC. Specifically, ity. Compared to junior radiologists, the model exhibited
what emerged from literature research was the absence higher accuracy and specificity while maintaining
comof robust radiological indexes to select patients for total parable sensitivity. Wang et al.[7] proposed a DL method
surgical resection. Hence, our primary contribution was to predict 3-year recurrence in 245 high-grade serous OC
the implementation of a non-invasive and preoperative patients from preoperative CT images. The DL network,
DL model to assess whether an upfront patient could be a trained on 8917 CT images, extracts a 16-dimensional
suitable candidate for debulking surgery, when achieving DL feature used to predict the outcome probability. The
a total resection appears feasible, or the patient might model achieved AUC values of 0.772 and 0.825 for high
be recommended to undergo neoadjuvant chemotherapy and low recurrence risk, exhibiting stronger
prognosbefore proceeding to interval surgery, when a complete tic value compared to clinical characteristics. Zheng et
resection seems unlikely. Therefore, the proposed model al.[13] proposed a Vit-based DL model for predicting
might potentially assist radiologists and gynecologists to overall survival in 734 high-grade serous OC patients
assess TR and guide therapeutic strategies for patients using preoperative CT images. Analyzing 734 patients,
with OC. the dataset was split into training (n = 550) and
validation (n = 184) cohorts. The model demonstrated robust
performance with AUC = 0.822 in the training cohort of
550 patients and AUC = 0.823 in the validation cohort
of 184 women. Lei et al. [14] developed a DL model
for predicting platinum sensitivity in 93 patients with
epithelial OC using contrast-enhanced magnetic reso- Table 1
nance imaging (MRI). A pre-trained CNN were used and Inclusion and Exclusion Criteria
1,024 features were automatically extracted from MRI Inclusion Criteria
sequences to predict platinum sensitivity.The model
performed Area Under the Curve (AUC) of 0.97 and 0.98 in Epithelial OC
training and validation cohorts. Advanced stage (III-IV)
Among the 20 research papers examining OC in [15], 11 CT acquired before treatment
primarily aimed at classifying between benign, malig- Age ≥ 18 years
nant, and/or borderline tumors. Two of these studies
focused on resistance to platinum-based chemotherapy,
with one extending its analysis to diferentiate between
high and low risks of disease survival and platinum
treatment resistance [16], [17]. Additional studies targeted
various classification objectives, such as diferentiating
HGSC from non-HGSC [18], classifying epithelial OC
into type I or II [19], and identifying OC as recurrent or
nonrecurrent [20]. The majority of these studies were
single-center initiatives, with a sample size ranging from
a minimum of 6 patients to a maximum of 758 patients.</p>
      <p>However, to the best of our knowledge, this is the first
attempt to predict TR exploiting a DL-based model in
OC.</p>
    </sec>
    <sec id="sec-4">
      <title>3. Methodology</title>
      <p>3.0.1. Dataset
CT slice thickness &gt; 5 mm</p>
      <p>No consent to research</p>
      <p>No CT or data available
and therefore requires segmentation in the
preprocessing phase. To address the limitations
associated with manual segmentation, including
potential bias, time-intensive procedures, and the
scarcity of annotated data, we implement
automatic segmentation using TotalSegmentator [21].</p>
      <p>TotalSegmentator is a DL segmentation model
which automatically and robustly segments all
major anatomical structures in body CT images.</p>
      <p>Each organ is associated with a label, which
allowed to set the upper and lower bounds of the
ROI as ischiopubic rami of the pelvis and left
and right hemidiaphragm cupola, respectively.</p>
      <p>Afterwards, each image was cropped along the
z-axis according to the interval selected.</p>
      <p>The selection of the ROI derived from the fact
that, compared to other tumors, OC metastasis
occurs most frequently in the omentum or
peritoneum, reporting almost 70% of patients
with OC presented peritoneal cavity metastasis
at the time of diagnosis.</p>
      <p>TAP CT images with diferent manufacturers (GE
Medical Systems, Siemens, Philips, Toshiba, Hitachi) of 650
patients with OC treated between 2016 and 2022 were
retrospectively collected at the European Institute of
Oncology (IEO) in Milan, Italy. In this study, the TAP CT
contrast enhanced portal-venous phase acquired at the 2. Step #2: Additional standard preprocessing.
Immoment of diagnosis was considered. The CTs in our ages pixels intensity was normalized between 0
dataset were meticulously manually annotated by 5 ex- and 1. Images were resized from the original
dipert gynecologist for the purpose of classification. This mension of 512 x 512 x n, with n varying among
involved a thorough examination of elecronic medical patients, to 128 x 128 x 128, where 128 was the
records, resulting in the assignment of TR = 0 and TR = average n.
1 labels. TR=0 means complete tumor resection with no The aforementioned preprocessing steps are illustrated
residual tumor, and the TR=1 means no-complete tumor in Figure 2.
resection with residual tumor. In our dataset, clinicians
annotated 446 cases with TR=0 and 204 cases with TR=1. 3.0.3. Model architecture
During the development of the model, all data were fully
anonymized to ensure the utmost privacy and data pro- For the classification task of predicting the binary clinical
tection. outcome TR from 3D TAP CT images, we designed a 3D
The inclusion and exclusion criteria for the study are CNN model. The architecture of the model comprises two
illustrated in Table 1. fundamental components: a CNN-based Features
Extractor (FE) and a feed-forward fully connected classifier. The
3.0.2. Image pre-processing FE is composed by a sequence of 7 convolutional blocks,
each consisting of the following layers: a convolutional
We performed images preprocessing techniques in layer which increases the number of input channels,
folPython 3.11. The following steps were performed: lowed by a Rectified Linear Unit (ReLU) activation layer,
a 3D batch normalization layer, another convolutional
layer, which preserves the number of input feature maps,
and a max-pooling layer which halves the spatial
dimen1. Step #1: Segmentation and Region of Interest
(ROI) selection. Identifying the ROI most afected
by OC in CT images is a fundamental first step,
on diferent dataset splits based on the accuracy on the
validation sets. We then proceeded to retrain this model
using the best hyperparameters as found by the
crossvalidation. After retraining, we evaluated its performance
on a separate test set to confirm its efectiveness and
generalization capabilities.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Results and Discussion</title>
      <p>sions of the input. The FE takes as input preprocessed 3D
TAP CT images with spatial dimensions of 128 x 128 x 128
and number of channels of 1, and returns a final vector of 6. Conclusions
512 extracted features. The feature vector is the input of
the classifier, designed as a sequential model with linear In this paper, we delved into the power of DL models
layers interleaved with ReLU activation functions and for the classification of TR in patients with OC, utilizing
Dropout layers, each having a dropout probability of 0.3. 3D TAP CT scans. TR is a pivotal diagnostic factor
inThe overall architecture is shown in Figure 3. lfuencing clinical treatment decisions, that would highly
The model combines the 3D CNN’s ability to extract improve the management of OC patients if accurately
useful features from input 3D TAP CT images with the predicted at diagnosis. Leveraging the capabilities of DL
classifier’s power to discriminate to predict the correct in the medical domain, we extend its use to address this
class. challenge in OC. Our methodology involves employing
We designed and trained our model from scratch, for the a 3D CCN model for binary TR classification, aiming to
binary target task of TR classification in patients with aid clinical decision in OC care.</p>
      <p>OC. Previous studies have already involved and introduced
DL in the context OC, but to the best of our knowledge,
this is the first attempt to harness the potential of DL for
4. Experiment description specifically predicting TR. Indeed, one of the noteworthy
challenges in this attempt is the absence of radiological
We split our dataset into a training and validation set, indexes to inform total surgical tumor resection decisions.
with respectively 457 and 153 patients, and we evaluate Our main contribution is to address this gap, introducing
our results on an external cohort of 40 patients. a DL model as a non-invasive preoperative tool to
faciliWe configured a batch size  = 8, employing Binary tate clinical decision making.</p>
      <p>Cross Entropy (BCE) as a loss function, formulated as: In conclusion, it is important to recognize the
limita tions of our study, notably the potential for enhanced
1 ∑︁ [ · log(ˆ) + (1 − ) · log(1 − ˆm)]odel generalization and performance by expanding the
BCE(ˆ, ) = − 
=1 patient cohort, and considering alternative neural
network architectures, such as Vision Transformer based
models. We should broaden the application of our DL
approach to predict other key diagnostic factors in OC,
such as platinum sensitivity, overall survival, and surgical
complications. Finally, the integration of explainability
techniques should be essential for interpreting the model
decisions, fostering trust, and promoting wider clinical
use.
where  is the model output and ˆ is the target variable.</p>
      <p>The learning rate was set to be 0.0001, with a 0.1
multiplication every 30 epochs. Optimization was performed
using the Adam algorithm, and the maximum training
epoch was set to 200. The entire training procedure was
executed on a single NVIDIA A100 GPU with 40GB of
memory.</p>
      <p>In this study, we employed a 5-fold cross-validation
method to assess the performance of diferent model</p>
      <sec id="sec-5-1">
        <title>7.0.2. Ethical approval</title>
        <sec id="sec-5-1-1">
          <title>This work is part of the PNRR-MAD-2022-12376574</title>
          <p>project Under-XAI: understanding ovarian cancer
initiation and progression through explainable AI, being
exempted from the ethical committee approval by the
National Ministry of Health. Furthermore, the European
Institute of Oncology has implemented a broad consent
which allows to include in the study all the institute’s
patients, except those that refused explicitly to sign the
informed consent.</p>
        </sec>
        <sec id="sec-5-1-2">
          <title>Informed consent was obtained from all individual participants included in the study.</title>
        </sec>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>7. Declarations</title>
      <sec id="sec-6-1">
        <title>7.0.1. Conflict of interest</title>
        <sec id="sec-6-1-1">
          <title>The authors declare that they have no conflict of interest.</title>
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