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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <issn pub-type="ppub">1613-0073</issn>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Collective Identity, Eficacy Beliefs, Sentiment and Emotions in German Environmental Movements: A Natural Language Processing Approach</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Christina S. Barz</string-name>
          <email>christina.barz@stud.h-da.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Applied Sciences Darmstadt, Department of Social Sciences</institution>
          ,
          <addr-line>Haardtring 100, 64285 Darmstadt</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Lexicon-based approaches rooted in Natural Language Processing (NLP) were tested to explore collective identity, collective eficacy beliefs, group sentiment, and group emotions within the framework of the German environmental movement. A dataset comprising 5607 social media posts from six prominent environmental groups in Germany spanning the period from 2022 to 2024 was gathered and analyzed using both Valence Aware Dictionary and sEntiment Reasoner (VADER) and Text-Based Emotion Detection (TBED) with the ed8 dictionary. Additionally, collective identity and collective eficacy beliefs were assessed based on the prevalence of specific representative terms within the texts. To validate the sentiment and emotion scores obtained, a random subset of documents was manually reviewed for comparison. The validation revealed limitations in the reliability of sentiment analysis and TBED methodologies with lexicon-based approaches, potentially stemming from the utilization of German language and climate change-specific content, which may not align optimally with existing lexicons. To enhance the applicability of lexicon-based approaches in such contexts, the development and application of climate change domain-specific lexicons tailored for the German language are recommended for future research endeavors.</p>
      </abstract>
      <kwd-group>
        <kwd>German Environmental</kwd>
        <kwd>NLP</kwd>
        <kwd>sentiment analysis</kwd>
        <kwd>text-based emotion detection</kwd>
        <kwd>environmental movement</kwd>
        <kwd>collective identity</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>CEUR
ceur-ws.org</p>
    </sec>
    <sec id="sec-2">
      <title>1. Introduction</title>
      <p>
        In light of the pressing environmental challenges of our era, an increasing number of
individuals are joining activist groups and participating in street demonstrations on a weekly
basis, advocating for efective policy measures and climate and environmental justice [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ].
These global movements have been shown to enhance public awareness and foster engagement
with climate change issues [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Environmental movement organizations (EMOs) champion
goals such as environmental and social justice, as well as social and economic transformation
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. These objectives align with the United Nations Sustainable Development Goals (SDGs),
including SDG 10 (reduced inequalities), SDG 11 (sustainable cities and communities), SDG
12 (responsible consumption and production), and SDG 13 (climate action) [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Notably, the
onset of the COVID-19 pandemic has shifted much of the mobilization and activism to online
platforms, particularly social media.
To date, considerable research has investigated the drivers behind individuals’ participation
in environmental activism within group settings. Previous studies have underscored the
significance of three group-related factors—collective identities, collective eficacy beliefs, and
group emotions—in influencing individual engagement in collective action [
        <xref ref-type="bibr" rid="ref10 ref11 ref6 ref7 ref8 ref9">6, 7, 8, 9, 10, 11</xref>
        ].
Collective identity refers to an individual’s identification with a group, collective eficacy beliefs
pertain to an individual’s belief in the group’s capacity to achieve its objectives, and group
emotions encompass emotions experienced individually but shared within the group [
        <xref ref-type="bibr" rid="ref6 ref8">6, 8</xref>
        ]. Of
particular interest in recent years is eco-anxiety, notably climate anxiety [
        <xref ref-type="bibr" rid="ref12 ref13">12, 13</xref>
        ]. Eco-anxiety
is commonly defined as ”a chronic fear of environmental doom” [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] or ”the generalized sense
that the ecological foundations of existence are in the process of collapse” [15].
However, limited attention has been directed towards understanding collective identity,
collective eficacy beliefs, and group emotions at the group level and their potential implications
for outcomes such as engagement, political success, membership, donations, or cooperation
between collective action organizations. At the group level, collective identity encompasses
the identity projected by the group externally, arising from certain group processes leading to
shared beliefs. Collective eficacy beliefs refer to the shared belief within the group regarding
its collective capability to achieve goals. Additionally, group emotions may arise from collective
experiences or dynamics.
      </p>
      <p>This project aims to explore the potential of lexicon-based sentiment and emotion detection
methods to investigate collective identity, collective eficacy beliefs, group sentiment, and group
emotions as social psychological drivers among diferent EMOs in Germany.</p>
      <sec id="sec-2-1">
        <title>1.1. Natural Language Processing and Psychology</title>
        <p>
          Natural Language Processing (NLP) has emerged as a valuable tool in psychological and
sociological research, ofering innovative approaches to understanding human and group behavior,
cognition, and emotion through the analysis of language. In psychology, NLP techniques are
applied across various domains, including clinical psychology, social psychology, cognitive
psychology, and beyond [16, 17, 18]. Especially, social media allows access to digital footprints
constructed by diverse communities. Therefore, a major challenge in the social sciences gets
addressed, namely the extensive reliance on non-representative samples that are small, consist
of (predominantly female) students, and are disproportionately WEIRD (i.e., Western, educated,
industrialized, rich, and democratic; [19]). For example, social media data has been used to
analyze how digital media influence collective action dynamics [ 20]. Phan and Airoldi discovered
that online social activity on Twitter is positively correlated with proximity to natural disasters,
and that individuals who experience natural disasters are more likely to reinforce this form of
social interaction by, for example, forming groups on Twitter [21]. Another study examined the
usage of eficacy related terminology on the websites of environmental organizations [ 22]. Their
analysis indicates that environmental groups frequently employ linguistic cues pertaining to
eficacy and identity on their websites, ultimately increasing the mobilization potential of their
message recipients. Moreover, better-funded groups seem to utilize these cues more frequently
than groups with fewer resources [22].
1.1.1. Sentiment Analysis and Text-based Emotion Detection
NLP tools like sentiment analysis have been used frequently to examine the nature of climate
change discussion among diferent countries and over time [ 23, 24, 25]. A sentiment can be
defined as “an attitude, thought, or judgment prompted by feeling” [
          <xref ref-type="bibr" rid="ref2">26, 2</xref>
          ]. Another rapidly
growing area of NLP that aims to detect emotions expressed through text is Text-Based Emotion
Detection (TBED). Emotions expressed in user-generated online social media data are defined as
“sentiments with strong intensities that have aroused people’s inner or basic feelings“ [26, 54].
For example, one research team conducted a study on emotions related to climate change on
Twitter in the U.K. and Spain [27]. The authors used the NRC Emotion Lexicon which enables
the extraction of eight basic emotions: anger, fear, anticipation, trust, surprise, sadness, joy
and disgust [28]. Understanding the sentiments and emotions around the climate crisis, and
especially being able to monitor them in real time in order to respond with policy interventions,
can have great benefits. Moreover, in health and medicine TBED is mainly used to detect
depression, suicidal thoughts, and mental status in patients [29].
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>2. Methodology</title>
      <p>This study leveraged NLP methodologies to explore collective identity, collective eficacy
beliefs, group sentiment, and group emotions within the context of the German environmental
movement. Specifically, sentiment analysis and Text-Based Emotion Detection (TBED)
were conducted utilizing a lexicon-based approach. Data from the Facebook pages of six
prominent environmental groups in Germany spanning from 2022 to 2024 were collected via
web scraping. The organizations under study include Fridays for Future, Letzte Generation,
Extinction Rebellion, Ende Gelände, Greenpeace, and Bund für Umwelt und Naturschutz (BUND).
These entities represent diverse environmental concerns and engagement strategies within
Germany. A total of 6371 posts were gathered, providing comprehensive insights into the
discourse surrounding climate change and environmental activism in the region. Following
data preprocessing, which involved eliminating duplicates and documents lacking substantial
text (e.g., containing only images or URLs), 5653 documents remained. These comprised 1625
posts from Extinction Rebellion, 1314 from Letzte Generation, 1030 from Greenpeace, 737 from
Bund für Umwelt und Naturschutz, 615 from Fridays for Future, and 332 from Ende Gelände.
Given that organizations often share the same content across all their social media platforms, a
single platform (Facebook) was selected for analysis. Further preprocessing steps involved text
standardization by converting it to lowercase, lemmatization, and removal of URLs, stop words,
English terms, punctuation, and numerical characters.</p>
      <p>
        Valence Aware Dictionary and sEntiment Reasoner (VADER) was employed for sentiment
analysis, utilizing a lexicon and rule-based methodology tailored for assessing sentiments
prevalent in social media content. This tool considers not only word usage but also sentence
structure and modifiers that influence sentiment intensity [ 30]. Sentiment scores range from
+1 (indicating a predominantly positive text) to -1 (indicating a predominantly negative text),
with a score of 0 indicating neutrality. For TBED, the ed8 dictionary, specifically designed for
political texts, was utilized [
        <xref ref-type="bibr" rid="ref15">31</xref>
        ]. This dictionary comprises a list of words and their associations
with eight emotions: anger, fear, disgust, sadness, joy, enthusiasm, pride, and hope. Each
word in the document that appears in the emotion dictionary is assigned a value of 1 for the
corresponding emotion, with scores normalized by dividing the ed8-scores per emotion by
the document length. Emotion scores thus range from +1 (presence of emotion) to 0 (absence
of emotion). Additionally, collective identity and collective eficacy beliefs were gauged by
counting occurrences of specific words in documents, with representative words for collective
identity including ”wir,” ”uns,” ”unser,” ”unsere,” ”unseren,” ”unserem,” ”gemeinsam,” and
”zusammen” 1 and for collective eficacy beliefs, words such as ”ziel,” ”schafen,” ”erreichen,”
”erzielen,” and ”durchhalten” 2. Scores for collective identity and collective eficacy beliefs were
also normalized by dividing by the total number of words in a document. The analysis was
conducted using various R packages, including tm (version 0.7.11) [
        <xref ref-type="bibr" rid="ref16">32</xref>
        ], udpipe (version 0.8.11)
[
        <xref ref-type="bibr" rid="ref17">33</xref>
        ], ggplot2 (version 3.4.4) [
        <xref ref-type="bibr" rid="ref18">34</xref>
        ], reshape2 (version 1.4.4) [
        <xref ref-type="bibr" rid="ref19">35</xref>
        ], sentimentr (version 2.9.0) [
        <xref ref-type="bibr" rid="ref20">36</xref>
        ],
textTinyR (version 1.1.8) [
        <xref ref-type="bibr" rid="ref21">37</xref>
        ], and vader (version 0.2.1) [30].
      </p>
      <sec id="sec-3-1">
        <title>2.1. Evaluation</title>
        <p>To ensure the accuracy of the compound sentiment scores, 50 documents were randomly selected
and manually reviewed. Each document was read and labeled for sentiment, and these annotated
labels were compared with the VADER compound value. Only positive, negative, or neutral
sentiment labels were distinguished during the evaluation. Similarly, another random sample
of 50 documents was reviewed to assess emotion scores. This evaluation focused on whether a
document was assigned an emotion, without considering specific normalized emotional values.
Therefore, precision, recall and F1 were calculated. These metrics are commonly used in machine
learning classification tasks. Precision represents the ratio of accurately predicted instances to
the total predicted instances, revealing the count of false positives. Conversely, recall quantifies
the proportion of correctly predicted instances relative to the total true instances, highlighting
the number of false negatives. The F1 score, a composite measure, is calculated as the harmonic
mean of precision and recall (1).</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>3. Results</title>
      <sec id="sec-4-1">
        <title>3.1. Sentiment Analysis</title>
        <p>The sentiment trend over the entire period measured with VADER is illustrated in Figure
1. Documents labeled with positive sentiment primarily included calls to strike, reports on
previous strikes, and other related achievements. Conversely, documents expressing negative
sentiment addressed issues such as the climate crisis, political matters, and instances of police
violence. However, a notable number of discrepancies were identified during the manual
evaluation process. Out of the sampled documents, 33 exhibited consistent sentiment with the
VADER compound score, while 17 did not align. It is important to acknowledge that a majority
1(”we,” ”us,” ”our,” and ”together”)
2(”goal,” ”achieve,” ”accomplish,” ”succeed,” and ”persevere”)
of manually labeled documents were categorized as having neutral sentiment, which may
introduce inaccuracies. Precision, recall and F1 are presented in Table 1.</p>
        <p>Based on the sample drawn and the accuracy of the sentiment assignments, it can be
concluded that positive sentiment was recognized far better than negative sentiment. In
general, the manual evaluation found that the text data is mostly neutral in sentiment, as the
EMOs’ posts often lack subjectivity, which is a challenge for VADER. Despite these challenges,
there remain opportunities for enhancing sentiment analysis accuracy. Examples of documents
along with their respective VADER compound scores and manually assigned sentiment labels
are provided below.
’Das EU-Parlament hat’s verkackt und alle wissen’s! Nach der katastrophalen
Entscheidung des EU-Parlaments muss sich die Bundesregierung den anderen europäischen Ländern
anschließen, die gegen das Greenwashing von Atom &amp; Gas klagen! #NotMyTaxonomy [...]’3
[VADER compound score: neutral (0.000); manually assigned: negative]
’Yeah! Mit 35.000 Menschen inkl. Greta Thunberg haben wir bei Lützerath im
rheinländischen Kohlerevier klar gemacht: Lützi bleibt! [smiley]’4 [VADER compound score: positive
(0.296); manually assigned: positive]</p>
      </sec>
      <sec id="sec-4-2">
        <title>3.2. Text-based Emotion Detection</title>
        <p>By analyzing the language employed in the documents and comparing it with the ed8 emotion
lexicon, the emotions depicted in Figure 2 were identified. Utilizing the ed8 dictionary, all
emotions (anger, fear, disgust, sadness, pride, enthusiasm, hope, and joy) were detectable in
3’The EU Parliament screwed up and everyone knows it! After the EU Parliament’s disastrous decision, the German
government must join the other European countries that are taking legal action against the greenwashing of nuclear
&amp; gas! #NotMyTaxonomy [...]’ (translated with deepl.com)
4’Yeah! With 35,000 people including Greta Thunberg, we made it clear at Lützerath in the Rhineland coalfield: Lützi
stays! [smiley]’(translated with deepl.com)
certain documents. Table 1 presents the findings of the evaluation process. The evaluation
suggests that TBED did not consistently and reliably discern emotions from the text data. The
accuracy of the classification partly difers greatly between the diferent emotions. Thereby, the
emotion classification worked best for the emotion anger. However, the manual evaluation
indicated that EMOs frequently employ emotional language. For instance, the following
emotion scores were lexicon-based and manually assigned to these documents:
’220.000 Menschen für die Verkehrswende! [smileys] Wir haben mit @fridaysforfuture.de
für den Klimastreik aufgerufen - und ihr wart dabei. Wow! Danke, dass ihr so zahlreich erschienen
seid. Nur gemeinsam können wir etwas bewegen. Wir bleiben laut und führen den Protest weiter,
@VolkerWissing! Was brauchst du für deine gerechte Verkehrswende von der Politik? Schreib es
uns in die Kommentare. [...] ’5 [ed8 normalized emotions: joy (0.023809524), pride (0.023809524);
manually assigned emotions: enthusiasm, pride, joy]
5’220,000 people for the transport turnaround! [smileys] We called for the climate strike with @fridaysforfuture.de
- and you were there. Wow! Thank you for showing up in such large numbers. Only together can we make a
diference. We’ll stay loud and continue the protest, @VolkerWissing! What do you need from politicians for a fair
transport transition? Let us know in the comments. [...]’ (translated with deepl.com)
’Ist es nicht beängstigend, über die Welt nachzudenken, die wir künftigen Generationen
hinterlassen könnten, wenn wir jetzt nicht gemeinsam handeln? Greenpeace hat Lösungen. Aber
um diese umzusetzen, brauchen wir Menschen wie dich. Zusammen können wir es schafen.
[smileys] Wirst du uns unterstützen? Spende noch heute an Greenpeace. Wir werden zu 100 % von
Einzelpersonen wie Dir finanziert. Nur mit Deiner Unterstützung können wir dafür sorgen, dass
heute geborene Kinder saubere Luft zum Atmen, plastikfreie Meere und eine grünere, gerechtere
Welt erleben werden. [URL]’ 6 [ed8 normalized emotions: enthusiasm (0.073170732), pride
(0.048780488), hope (0.07317073); manually assigned emotions: fear, hope]
6’Isn’t it scary to think about the world we could leave for future generations if we don’t act together now? Greenpeace
has solutions. But to implement them, we need people like you. Together we can do it. [smileys] Will you support
us? Donate to Greenpeace today. We are 100 % funded by individuals like you. Only with your support can we
ensure that children born today will have clean air to breathe, plastic-free oceans and a greener, fairer world. [URL]’
(translated with deepl.com)</p>
      </sec>
      <sec id="sec-4-3">
        <title>3.3. Collective Identity and Collective Eficacy Beliefs</title>
        <p>The appendix presents the detailed results for collective identity and collective eficacy beliefs.
Through the applied word search method, indications of both collective factors were identified
in the documents. Notably, the organizations exhibited significant variations in their language
usage, interpreted here as expressions of collective identity or collective eficacy beliefs.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>4. Limitations</title>
      <p>While this study utilized NLP methods to investigate collective identity, collective eficacy
beliefs, group sentiment, and group emotions within German environmental movements, several
limitations merit consideration. Firstly, it is important to emphasize that the manual evaluation
in the study was based on a person’s subjective assessment, which may vary from person
to person and therefore has limited reproducibility. Further, existing sentiment and emotion
lexicons lack domain specificity, providing only general labels for each term despite the highly
context-dependent nature of sentiment and emotions. Moreover, it is crucial to acknowledge
that all analyses and conclusions are based solely on linguistic cues. Thus, while it can be
inferred that environmental groups’ Facebook posts may contain sentiment, emotional language,
or expressions of collective identity and collective eficacy beliefs, definitive statements about
the actual presence of these factors are constrained. Additionally, relying on publicly available
social media data may not fully capture the diverse voices within environmental movements.</p>
    </sec>
    <sec id="sec-6">
      <title>5. Conclusions and Future Work</title>
      <p>
        Future endeavors could involve comparing alternative lexicons to assess their accuracy and
exploring the annotation of more data specific to the climate change context in German. This
could enhance the performance of both lexicon-based and machine learning-based approaches
[
        <xref ref-type="bibr" rid="ref22">38</xref>
        ]. Moreover, eforts may be directed towards collecting and annotating data specifically
geared towards detecting climate/eco-anxiety in language. Additionally, future research should
consider alternative approaches beyond lexicon-based methods, with machine learning,
particularly deep learning approaches, showing promise for improved results [
        <xref ref-type="bibr" rid="ref22">38</xref>
        ]. Furthermore,
diversifying the data sources beyond Facebook posts to include social media comments and
news articles, coupled with qualitative studies, can enrich our understanding and interpretations.
Continued research in this domain holds potential for bolstering environmental advocacy and
fostering collective action towards sustainability.
      </p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgments</title>
      <p>Thanks to the valuable support of Judith Maier, Margot Madina, Damian Bednarz, Nora Cremille,
L. Antoinette Engelbrecht-Schnür and Patricia Stehl.
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    </sec>
    <sec id="sec-8">
      <title>A. Online Resources</title>
      <p>The R script is available via
• osf</p>
    </sec>
    <sec id="sec-9">
      <title>B. Figures</title>
    </sec>
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