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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Numerical Simulation of Kinetic Processes in Thin-layer Electrochemiluminescent Light Emitting Cells</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Danylo Martynov</string-name>
          <email>martynov.d.yu@gmail.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yuriy Zholudov</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mykola Slipchenko</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Olena Slipchenko</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kyryl Korobchynskyi</string-name>
          <xref ref-type="aff" rid="aff4">4</xref>
        </contrib>
        <contrib contrib-type="editor">
          <string-name>CPWErooUrckResehdoinpgs IhStSpN:/c1e6u1r3-w-0s.o7r3g</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>European Educational Scientific Technological Center, National Technical University “Kharkiv Polytechnic Institute”</institution>
          ,
          <addr-line>Kyrpychova Str. 2, Kharkiv, 61002</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Institute for Scintillation Materials of the National Academy of Sciences of Ukraine</institution>
          ,
          <addr-line>Nauky Ave. 60, Kharkiv, 61072</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Institute of Quantum Optics, Leibniz University Hannover</institution>
          ,
          <addr-line>Welfengarten 1, Hannover, 30167</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Kharkiv National University of RadioElectronics</institution>
          ,
          <addr-line>Nauky Ave. 14, Kharkiv, 61166</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff4">
          <label>4</label>
          <institution>Mathematical Modeling and Artificial Intelligence Department, National Aerospace University “Kharkiv Aviation Institute”</institution>
          ,
          <addr-line>Vadyma Manka Str. 17, Kharkiv, 61070</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This study presents a comprehensive mathematical modeling and numerical simulation of electrochemiluminescent (ECL) cells, which are the main elements of ECL sensors and light emitters. The ECL cell is designed to generate optical signal, and its efficiency is crucial for the overall performance of ECL sensors and light emitting devices. The mathematical model is based on the physical principles of electrochemiluminescence, which involve electron transfer reactions between electrochemiluminophores and electrodes. The model takes into account the diffusion of particles, recombination rates, and emission processes, resulting in a system of nonlinear partial differential equations. Two types of ECL cell designs are considered: a cell with counter diffusion of anions and cations, and a cell with a thin film of electrochemiluminophore on the anode. The numerical solutions of the model equations are presented, and the results show that the cell with a thin film of electrochemiluminophore exhibits superior efficiency and a more favorable distribution of emitters. The study also estimates the photon yield in both types of cells and compares their light emission efficiency. The results indicate that the cell with a thin film of electrochemiluminophore would have significantly higher ECL efficiency than the cell with counter diffusion of anions and cations. Overall, this study provides a fundamental understanding of the processes involved in thin-layer ECL cells and offers valuable insights into the design and optimization of thin-layer ECL sensors and light emitters.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Diffusion</kwd>
        <kwd>electrochemiluminescence</kwd>
        <kwd>mathematical modeling</kwd>
        <kwd>modified electrode</kwd>
        <kwd>recombination</kwd>
        <kwd>thinlayer electrochemical cell 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Recently, there has been a surge in global interest in the advancement of electrochemiluminescence
(ECL) light-emitting devices. This heightened attention stems from the extensive availability of
electrochemiluminophores, which possess radiative properties capable of encompassing nearly the
entire spectrum of the visible frequency range. Consequently, ECL devices exhibit remarkable
versatility, enabling a diverse array of potential applications, including (bio)chemical sensors,
lightindicators and transducers (sensors) [
        <xref ref-type="bibr" rid="ref4 ref5 ref6 ref7">4-7</xref>
        ]. However, the development of coherent devices,
specifically organic lasers with electrochemical pumping, is also known from literature and attracts
[
        <xref ref-type="bibr" rid="ref8 ref9">8-9</xref>
        ]. However, due to the limited computational capabilities of that era, precise mathematical
modeling proved challenging, hindering the device’s creation [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. By the end of the millennium,
Japanese scientists have successfully developed the ECL laser and identified potential applications
for this technology [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. It is not inferior to semiconductor lasers, but its power characteristics make
it much more favorable in application. Since these are only the initial steps in this direction, there
are still many unresolved issues (durability, efficiency of such devices, low power, thermal instability,
etc.).
      </p>
      <p>In the present work, we set the task of computer modeling of the main element of light-emitting
ECL devices, the thin-layer ECL cell, in which all processes up to radiation take place. This paper
explores the fundamental principles underlying the electrochemiluminescence phenomenon and
present three viable approaches for designing an ECL cell capable of efficient generation of light.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Physical principles of ECL</title>
      <p>
        Electrochemiluminescence is a phenomenon where light is emitted due to electrochemical reactions
occurring in an optoelectronic device upon the application of voltage. This process involves electron
transfer within the electrochemiluminophore solution and at the interface between the electrode and
the electrochemiluminophore [
        <xref ref-type="bibr" rid="ref10 ref11">10, 11</xref>
        ].
      </p>
      <p>Upon the application of voltage, with positive polarity at the anode and negative polarity at the
cathode, reduction (anode) and oxidation (cathode) reactions transpire in the vicinity of the
electrodes, leading to the formation of cation- and anion- radicals (CR, AR) A+• and A−• respectively.
These processes take place at the appropriate reduction !$"# and oxidation %$&amp; potentials for a given
substance.</p>
      <p>+  → •(,
 −  → •),
(1)
(2)
(3)
(4)
(8)</p>
      <p>As AR and CR diffuse deep into the solution, they may undergo collisions with each other if the
lifetime of these particles allows them to approach. Upon collision, the radicals recombine to possibly
form the following particles:
1. An excited singlet state 1A* and a ground singlet state:
2.
3.</p>
      <p>•( + •) → ¹∗ + ,
A triplet state 3A and a ground singlet state:</p>
      <p>•( + •) → ³ + ,
An excimeric singlet state 1∗+:</p>
      <p>•( + •) → ¹∗+, (5)
ECL quanta γECL are typically emitted by radiative deactivation of the excited singlet state 1A*:
¹∗ → ,-. + , (6)</p>
      <p>There is also emission in the longer wavelength region produced by the deactivation of the
excimeric state 1∗+:</p>
      <p>¹∗+ → ,-. + 2, (7)</p>
      <p>Emitters (excited singlet states and excimers) are sometimes formed through a triplet-triplet
annihilation (TTA) stage:
³ + ³ → ¹∗,
³ + ³ → ¹∗+.</p>
      <p>Equations (3)-(8) are schematically represented in Figure 1.</p>
    </sec>
    <sec id="sec-3">
      <title>3. ECL cells design and models</title>
      <p>
        One variant of ECL cell design is the cell proposed by Measures [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. In this cell (“Measures cell”), the
auxiliary and counter electrodes are obtained by modulating the voltage applied to the electrode, i.e.,
one electrode serves as both the cathode and anode. Modulation is performed by rectangular pulses
of varying duration and amplitude.
      </p>
      <p>For a cell of this type, the mathematical model is written by the following system of equations:
(9)
(10)
(11)
/ +/
 − / + = 0 ∙ 1 + 2 ∙ + + 3 ∙ 4,
+ ++
 − + + = (1 − 0) ∙ 3 ∙ 4 +  ∙ 1 − 2 ∙ +,
1 +1
 − 1 + = 0 ∙ 3 ∙ 4 − (0 + ) ∙ 1,
3 − 3 ++3 = −3 ∙ 4, (12)
4 − 4 ++4 = −3 ∙ 4. (13)</p>
      <p>Where, C1 - concentration of phosphor molecules in the ground state; C2 - concentration of triplet
states; C3 - concentration of excited singlet states; C4 - CR concentration; C5 - AR concentration; Di
corresponding diffusion coefficients for each of the particles participating in the
electrochemiluminescence process; kt, ks - rate constants, i.e., values inverse to the lifetimes of triplets
and singletons; β - the rate of transitions from singlet to triplet states; φS - the probability of singlet
state release at recombination.</p>
      <p>
        This model is based on a system of parabolic partial differential equations that describe diffusion
process and represent Fick’s laws of diffusion [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. The right hand side of equations represents
reactions taking place with the involved species, as was first introduced for thin layer ECL cells by
R.M Measures [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
∗
      </p>
      <p>In this system, the reduced unit concentration 5 = 5 96 of phosphor molecules in various states
is employed, significantly simplifying the system and calculations. Furthermore, instead of
coordinates and time, their reduced analogs, which are related to typical process velocities and
distances within the ECL cell, are utilized.</p>
      <p>The two other cell types of interest are as follows. The first is a closed, rectangular
parallelepipedshaped volume filled with an electrochemiluminophore solution (“Symmetric cell”). Electrodes
(cathode and anode) are applied to one pair of parallel walls. Its schematic is presented in Figure 2.</p>
      <p>In the case of such a cell, the mathematical model described above remains valid. However, it is
necessary to modify the boundary conditions in order to solve the system of equations. The initial
conditions for both types of cells are identical: at the moment of time t = 0, when there is no voltage
at the electrode(s), only particles in the ground state are present in the solution, and the
concentrations of AR, CR, triplets, and excited singlet are all zero.</p>
      <p>
        An alternative cell design involves depositing a thin organic film of electrochemiluminophore on
the anode using various technologies (“Asymmetric cell”) [
        <xref ref-type="bibr" rid="ref14 ref15 ref16 ref17 ref6 ref9">6, 9, 14-17</xref>
        ]. This approach enhances the
likelihood of interaction between the analyte and the electrochemiluminophore, as it enables the
orientation of the electrochemiluminophore molecules with their reaction surfaces facing the
solution and, consequently, the analyte. The schematic representation of this design is provided in
Figure 3.
      </p>
      <p>
        For this kind of cell, the mathematical model can be written by analogy to models introduced by
R.M Measures [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]:
/ +/
 − / + = 0 ∙ 1 + 2 ∙ +,
+ ++
 − + + =  ∙ 1 − 2 ∙ +,
1 +1
 − 1 + = −(0 + ) ∙ 1,
3 +3
 − 3 + = 0
(14)
(15)
(16)
(17)
      </p>
      <p>The system operates due to the high concentration of CRs within the plane. Their number remains
relatively constant because the AR is significantly smaller than the CRs. The boundary conditions
indicate that the electrode with a deposited thin film of electrochemiluminophore serves as a direct
source of excited-state molecules. The number of these molecules is equivalent to the number of ARs
reaching the electrode through diffusion. The recombination rate of AR and CRs far exceeds the AR
diffusion rate to the anode. Consequently, RCs are always present, ensuring a 100% probability of
recombination for ARs arriving at the electrode.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Results of numerical simulation</title>
      <p>
        The resolution of the system of equations for the “Measures cell” yields the distribution of particles
in space and time, as depicted in Figure 4. These results were computed for the time interval of 10 µs
after the electrode’s polarity change, which corresponds to essentially “equilibrated” situation [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
Since “Measures cell” is mostly discussed here for comparison reasons and to verify proper operation
of the developed models and simulation algorithms, no deeper discussion of that cell type will be
made.
      </p>
      <p>The solution of the equations system for the “Symmetric cell” is represented as a distribution of
particles in time and interelectrode space, as illustrated in Figure 5. Here “x” coordinate corresponds
to the direction of the inter electrode spacing L, while “t” coordinate allows tracing the diffusion
profiles of concentrations of corresponding species in time.</p>
      <p>Accordingly, Figure 6 shows the solution of the equations system in a form of distribution of
particles in time and space for the “Asymmetric cell”.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Comparative analysis of the obtained results</title>
      <p>
        To comprehensively assess the performance and practicality of the two types of ECL cells under
consideration, numerous simulations were conducted. The outcomes were meticulously compared
with the fundamental model proposed by Measures [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Furthermore, an in-depth analysis was
undertaken to elucidate the impact of varying cell and phosphor parameters on the generation of
ECL emitters, specifically singlet states. Notably, the primary findings obtained for both models,
characterized by identical cell dimensions and consistent phosphor parameters, are as follows.
      </p>
      <p>1. The distribution of ECL emitters in the first type of cell (cell with counter diffusion of anions
and cations) is relatively uniform along the length, and the concentration at the maximum is
significantly lower compared to the second type of cell (cell with diffusion of one of the ions and a
phosphor film on the electrode) (Figures 7 and 8).
2. During the analysis, a substantial concentration of emitters was observed near the electrodes
in the first type of cell (Figure 7). This phenomenon may result in re-ionization of the emitters
without emission, leading to a reduction in the process efficiency. Notably, under the same
parameters, this issue was not observed in the second type of cell. However, it is crucial to
acknowledge that this phenomenon is highly dependent on the specific parameters of the cell and
phosphor, particularly the lifetime of singlet states. In the context of creating a laser under stimulated
emission conditions, the singlet lifetime can be significantly reduced, effectively eliminating this
undesirable phenomenon.
3. In the second-type cell, the emitter concentration exhibits a markedly non-uniform distribution,
peaking at the interface between the film electrode and the phosphor solution. Notably, the
concentration at this peak significantly surpasses the corresponding value observed in the first-type
cell (refer to Figure 8). This concentrated distribution of emitters is more favorable for laser creation
as it enhances the likelihood of achieving an inverted population of laser levels and a positive optical
gain value. Additionally, it improves the spatial confinement of optical radiation, a crucial factor for
realizing single-mode operation. Furthermore, it enables the establishment of a four-level energy
scheme, which is advantageous for laser design and analysis. However, the pronounced
inhomogeneity in the distribution of excited molecules may result in substantial optical
inhomogeneity within the generation region. This necessitates further investigation and potentially
the implementation of additional measures to mitigate this inhomogeneity, such as employing
mixing techniques or active medium pumping.</p>
      <p>4. It is important to note that in the singlet mechanism of ECL emitter formation (in our model φs
= 0.8) in a cell of the first type, the concentration of triplet states along the entire length of the cell
exceeds the concentration of singlet states (Figure 9a), which is associated with a much longer triplet
lifetime. At the same time, in a cell with a film electrode in the near-electrode region, the
concentration of emitters exceeds the concentration of triplet states (Figure 9b). This fact is of great
importance in the case when the phosphor in the triplet state can absorb light quanta emitted by
ECL emitters with a transition to a higher energy level.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Estimation of photon yield in the cells of the considered designs</title>
      <p>A comprehensive analysis of diffusion processes involving phosphor molecules within two distinct
cell configurations has been conducted, supported by numerical calculations. The development of an
ECL laser model necessitates an accurate description of both spontaneous and stimulated emission
processes associated with the phosphor. Additionally, the propagation direction of optical radiation
must be carefully selected. The Measures model assumes that the radiation direction lies within the
electrode plane, perpendicular to the phosphor diffusion direction (x). However, this choice
significantly complicates the mathematical model of the cell due to the introduction of an additional
coordinate (z). To address this challenge, certain simplifications may be necessary to reduce the
system's dimensionality to two dimensions. This approach is feasible, for instance, when considering
solely stationary processes without accounting for transient effects at the onset of stimulated
emission.</p>
      <p>In the event that the radiation direction is selected perpendicular to the electrode plane, there are
no complications in the three-dimensional problem. Simultaneously, a challenge arises with the
emission of radiation from the cell. To address this issue, it is feasible to utilize electrodes composed
of materials that exhibit optical transparency at the wavelength of phosphor radiation, or to employ
non-continuous electrodes that possess optically transparent radiation output.</p>
      <p>During the analysis of the solutions obtained for both types of ECL cells, an attempt was made to
qualitatively and quantitatively assess the nature of spontaneous emission of the active medium,
namely luminescence. In this case, the emission in the medium is determined by the spontaneous
deactivation of singlet states of the phosphor and is characterized by the intrinsic singlet lifetime τs
(the model uses the inverse of the lifetime η ~ 1/τss). In the model equations, this is described by the
term η5c3(x,t). To estimate the spontaneous emission, we can introduce into the system of model
7

= 41 −
7
7
,
with initial condition: cf =0 at t=0.</p>
      <p>The obtained estimated radiation distributions for both types of cells are shown in Figure 10.
(18)
(19)
equations a quantity proportional to the photon density cf. It is also necessary to introduce a quantity
characterizing the lifetime of photons in the cell volume τf ~ 1/s (by analogy with the lifetime of
photons in the optical resonator of a laser), where c = 3·108 m/s is the speed of light. In contrast to
the laser optical resonator, τf ~ 1/s indicates that photons immediately leave the cell volume at a
velocity of c. The resulting equation has the form:</p>
      <p>This estimation is approximate as it excludes factors such as uniform radiation distribution,
absorption in the medium, and optical properties of electrodes. However, it provides valuable
insights into the advantages and potential of the selected ECL cell model.</p>
    </sec>
    <sec id="sec-7">
      <title>7. Conclusions</title>
      <p>In this report, we analyze the distributions of particles involved in electrochemiluminescence light
quanta emission for three distinct ECL cell designs. Our findings indicate that the cell with a thin
film of electrochemiluminophore deposited on the anode should have superior efficiency.
Conversely, the cell employing reversed voltage polarity of a working electrode exhibits significantly
lower efficiency compared to cells with two electrodes. Further verification of the developed models
and obtained results requires design and experimental study of the proposed ECL cell types under
identical conditions.</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgements</title>
      <p>This work was supported by the Ministry of Education and Science of Ukraine projects (Reg.
№ 0122U001533 and 0124U000601), National Research Foundation of Ukraine project (Reg.</p>
      <p>To calculate the total number of photons emitted by the cell at time T, we can integrate the photon
density distribution function from cf along the x coordinate. By denoting cf1 as the photon density
distribution in a cell of the first type, and cf2 as the photon density distribution in a cell of the second
type, we can compare the luminescence efficiency of both cells under equal conditions and
parameters. For the distributions shown in Figure 6, when the steady-state regime is established, the
ratio is obtained:</p>
      <p>.
∫8 7+(, )</p>
      <p>.
∫8 7/(, )</p>
      <p>≈ 19,088</p>
    </sec>
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