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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Digi-Nose Part 1: Characterization of volatile organic compounds (VOCs) emitted by European spruce trees under stress⋆</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Eva Olivia Huber</string-name>
          <email>eva.huber@fh-wels.at</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sabrina Kröhnert</string-name>
          <email>sabrina.kroehnert@fh-wels.at</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Georg Roman Schneider</string-name>
          <email>georg.schneider@fh-wels.at</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Claudia Probst</string-name>
          <email>claudia.probst@fh-wels.at</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>4th International Workshop on Camera Traps</institution>
          ,
          <addr-line>AI, and Ecology</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>FH Oberösterreich University of Applied Sciences Upper Austria</institution>
          ,
          <addr-line>Roseggerstraße 15, 4600 Wels</addr-line>
          ,
          <country country="AT">Austria</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In recent years, factors such as heat, drought, storms, and excessive rainfall, which can largely be attributed to man-made climate change, have weakened the European spruce population. Trees, especially during climate-related stress, communicate with each other by exchanging nutrients through their root system or by emitting volatile organic compounds (VOCs) via their needles, leaves, and bark. Some of these VOCs are attractive to pests, such as the bark beetle, as they indicate weakened defense mechanisms. Detection of these VOCs can be attained through gas chromatography-mass spectrometry analysis. Subsequently, a digital "nose" is planned to be developed, utilizing a combination of gas sensors, artificial intelligence, and image recognition to detect vulnerable trees early on. To achieve this, experimental trees were subjected to controlled conditions in a laboratory to simulate various stress situations, such as drought or waterlogging. Pre-filtered ambient air was drawn through ORBO32 sorbent tubes in the sampling set-up, eluted with petroleum ether, and then analyzed using gas chromatographymass spectrometry (GC-MS). Peak areas of volatile organic compounds were statistically evaluated and compared. The findings suggested that stressed spruce trees emitted higher quantities of volatile organic substances. Particularly noteworthy were alcohols, terpenes, alkanes and alkenes. This work is part of the development of a digital nose to detect tree stress funded by the Austrian Ministry for Agriculture, Forestry, Regions and Water Management.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;European Spruce</kwd>
        <kwd>VOCs</kwd>
        <kwd>GC-MS</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>R. Schneider);</p>
    </sec>
    <sec id="sec-2">
      <title>1. Introduction</title>
      <p>The following chapters discuss the European spruce, the communication between spruce trees
through volatile organic compounds (VOCs) and their detection using GC-MS.</p>
      <sec id="sec-2-1">
        <title>1.1. The European spruce</title>
        <p>
          The European spruce (Picea abies) is an evergreen, shallow-rooted conifer that can grow to a
height of around 50 meters and live for 120 years. It is monoecious, which means male and
female cones are found on the same tree. The soft, stable and resin-rich wood can be utilized in
many ways [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. Due to its shallow roots, the spruce has a limited resistance to drought and is
susceptible to windthrow, which makes it vulnerable to beetle infestations. When attacked, it
usually protects itself by increasing resin flow, however, this mechanism is hindered by a lack
of water supply. Heat, drought or heavy rainfall trigger stress in plants, which manifests itself
in the emission of volatile organic compounds (VOCs), amongst other symptoms. This is largely
due to man-made climate change, but monocultures also weaken the natural balance within the
forest and thus its defenses [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. Some of these VOCs are attractive to pests, as they indicate
weakened defense mechanisms [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. Terpenes, however, are in most cases toxic to predators [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ].
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>1.2. Communication between trees</title>
        <p>
          Forests can be understood as social communities. In addition to symbioses between plants
and fungi, from which both sides derive benefits [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], other connections are formed. It has
been shown that trees in a forest community support each other in emergencies by exchanging
nutrients, since the entire forest ecosystem benefits from healthy and strong individuals. Healthy
trees, especially those at the forest margins, protect the entire population from wind damage
[
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]. Many tree species live in symbiosis with fungi, which enables them to expand their root
network, which in turn helps with water uptake. In return, the fungus receives nutrients from
the tree. Trees also exchange signals or nutrients with each other via this extended root system
[
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]. However, a faster and more efective form of communication takes place via VOCs, i.e.
volatile organic hydrocarbons. These are emitted via the leaves or needles and the bark and are
used to transmit signals between trees or within individual specimens [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. Green leaf volatiles,
e.g.  -pinene,  -pinene, camphene and D-limonene, are mainly emitted via the needles of the
spruce [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. Spruce trees also emit the alcohols ethanol, methanol [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] and hexanol [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] as well
as acetone, isoprene, monoterpenes [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] and hexanal [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] via the wood, the bark and again via
the needles.
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>1.3. Objective</title>
        <p>The bark beetle infestations resulting from drought and heat in recent years, along with the
crucial role the spruce plays in forestry in Austria, are reasons why this tree species was chosen
for this research. The aim of this project is to establish the diferences in volatile organic
hydrocarbons emitted by healthy and stressed spruce trees, and to determine the stress level
based on the VOC composition (fingerprint). Subsequently, a mobile device will be developed
to detect stressed individuals at an early stage using chemical and optical signals.
2. Materials and Methods
20 spruce trees, 7 to 10 years old, were taken from a forest in the northern Innviertel
(Engelhartszell, Austria). The lighting conditions in the laboratory were set to 27  mol s-1 m-2 (measured
with a PAR meter CaTEC type 060501, PAR probe LI-COR Quantum Q49404) and to a day-night
rhythm of 12:12 hours using daylight lamps (SYLVANIA, LUXLINE PLUS, F18W, 865). During
the initial measurements, the laboratory maintained an average temperature of 25 °C. After
an acclimatization period of two weeks, the experiments began. 4 trees each were selected for
drought stress and waterlogging, 8 remained as an indoor control group and 4 trees were placed
outdoors not far from the laboratory. Stress was induced by either not watering the trees or
placing them in a sealed pot and watering excessively, which caused the roots to grow mold.
Measurements were taken at regular intervals to determine how prolonged stress afected the
VOC emissions of the spruce trees.</p>
      </sec>
      <sec id="sec-2-4">
        <title>2.1. Sampling method</title>
        <p>
          A display box made of acrylic glass (40 cm * 40 cm * 110 cm) with hose connections was made,
in which the spruces (including pot) were placed 15 minutes before the start of the experiment
to adjust the vapor equilibrium of the volatile substances. An activated carbon filter (self-made,
DARCO, Mesh 4-12) for adsorbing the VOCs of the room air and a commercially available
vacuum diaphragm pump (VWR, type PM204005-86.18) were placed before the display box.
Previous experiments had shown that the push/pull method, i.e. with additional purge air, is
more suitable than the simpler pull-method for measurements of this type due to the lower CO2
concentration in the display case and thus higher VOC concentrations [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. The air was drawn
at a flow rate of 6 L min -1 through inert PTFE tubes, through the display box and then through
activated carbon sorbent tubes (ORBO32, Supelco, Mesh 60-80). An identical vacuum pump
was used for this purpose. The flow rate was regulated with a variable area anemometer and
hose clamps. The pot and soil were sealed with PET roasting foil (Toppits® roasting tube, 3 m),
which was baked in advance at 120 °C for 2 h [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ], to avoid contamination.
        </p>
        <p>The sample taking set up is visualized in Figure 1 below.</p>
      </sec>
      <sec id="sec-2-5">
        <title>2.2. Sample preparation and GC-MS measurement</title>
        <p>
          After the bound VOCs were eluted from the activated carbon by elution with solvent (petroleum
ether (40-60 a.r., CHEM-LAB), this eluate was transferred to a GC vial (1,5 ml Rollrandflasche,
32x11,6 mm, Brucker Analysentechnik) [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. In the gas chromatograph (Shimadzu GC 2010 Plus),
1  L of each sample was injected in splitless mode with the autosampler (Thermo Scientific,
TriPlus RSH) at 200 °C. The temperature gradient of the column (Agilent DB 5 MS 30 m * 0.25
mm * 0.25  m) started at 40 °C and was held for 5 min. Subsequently, it was first heated to
130 °C at 6 °C min-1 and then to 240 °C at 15 °C min-1. Helium (He 5.0) was used as the mobile
phase with which the eluate was passed over the column at 3 mL min-1 purge flow and a volume
lfow of 1.51 mL min -1. The temperature in the transfer line to the mass spectrometer (Shimadzu,
GCMS-QP2020) was 200 °C and 240 °C for the ionization source. The detection masses were set
from 41 m/z to 300 m/z.
        </p>
      </sec>
      <sec id="sec-2-6">
        <title>2.3. Evaluation</title>
        <p>
          The chromatograms of the stressed spruces were compared to those of healthy spruces to
determine which peaks difered in height and area. The detection limit was set at H = 19905.
Blank samples were also included to exclude distortions caused by the sampling setting, the
adsorbent or the solvent. The values of the areas in TIC (total ion current) of the GC-MS
measurements were transferred to Microsoft Excel tables and the percentage distribution was
calculated. 18 relevant substances were determined, and the arithmetic mean values of the
peak areas were calculated over three measurement rounds with healthy spruce trees and
three measurement rounds with stressed spruce trees. The 95 % confidence interval was then
calculated according to Formula 1 [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ] and a two-sided t-test with unequal variances was carried
out to prove that the emission of VOCs during the stress tests difered significantly from the
normal state.
        </p>
        <p>=  ± 1.96 * / √.
(1)
 = arithmetic mean value
1.96 = z-value for the 95 % confidence interval
 = standard deviation
n = number of samples</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Results and Discussion</title>
      <p>First, the VOCs emitted by healthy spruce trees in their normal state were measured by
adsorption on activated carbon and subsequent elution with petroleum ether using GC-MS. In the
next step, the trees were exposed to stress situations such as drought or waterlogging. They
were examined to see whether these emitted substances difered in quantity and distribution
depending on the level of stress.</p>
      <sec id="sec-3-1">
        <title>3.1. Listing of VOC emissions</title>
        <p>18 chemical compounds were identified that are thought to be associated with stress in spruce
trees and are therefore relevant to this research. They are listed in table 1.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Emissions of stress exposed spruce trees</title>
        <p>4 spruce trees were exposed to dry stress or waterlogging by no or excessive water supply and
VOC emissions were measured in 3 rounds (n = 24). Mean, standard deviation and standard
error were calculated for all substances to determine the 95% confidence intervals and additional
t-tests were performed. The results were then compared to those of the same trees during the
initial measurements to determine whether individual substances difer in percentage. These
diferences were presented in 3 diagrams for better understanding.</p>
        <p>Figure 2 shows chemical compounds whose percentage share of VOC emissions decreased
during the stress tests. The percentages of the substances in figure 3, on the other hand, increased
slightly. The largest and most significant diferences in terms of VOC emissions can be seen
in figure 4. Figure 2 displays the diferences in VOC emissions between healthy and stressed
spruce trees for 9 of the 18 substances, along with 95% confidence intervals. The values of the
standard measurements were set at 1, and the stress results are presented in relation to these
standard measurements. The drop in the percentage share cannot be proven with certainty if
the values are within the fluctuation range.</p>
        <p>It was also possible to identify substances whose percentage share decreased.They can be
seen in Figure 3 below.</p>
        <p>The most significant diferences were found in the emissions of 1-dodecanol,
2,4-dimethyl1-heptene, 3 ethyl-3-methylheptane, 4,6-dimethyldodecane and 3,7-dimethyloctan1-ol, all of
which increased by several hundred percentage points. This can be seen in Figure 4.</p>
        <p>It was therefore possible to determine that the values of 5 out of a total of 18 substances
deviated significantly from the values of the normal measurements during the stress tests.
These were identified as the alcohols 1-dodecanol and 3,7-dimethyloctan1-ol, the alkanes
3 ethyl-3-methylheptane and 4,6-dimethyldodecane and the alkene 2,4-dimethyl-1-heptene.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Discussion</title>
        <p>
          The measurements took place between 22.05.2023 and 17.07.2023. As the temperatures both
indoors and outdoors rose continuously due to the season, the trees reacted accordingly with
increased emissions of VOCs. At the beginning of the measurement series, the temperatures
were around 20 °C, whereas they approached 30 °C over the course of the experiment. The
vapor pressure of VOCs increases with temperature [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ], which could be an explanation for
the increased emission of volatiles. To truly verify these peaks, comparisons with standards
and retention indices are sought in the future. Currently, this set of experiments is being
repeated under more controlled conditions. The trees are kept in grow tents, which are isolated,
ventilated and illuminated and the temperatures are being kept steady at 25 °C (except for the
trees under drought stress). Stress caused by drought and waterlogging can also be determined
by measuring the rate of photosynthesis. The aim of this research is to scientifically prove the
increased VOC emissions of spruce trees under stress once more. Additional information about
the gathered data (e.g. data distributions) will be generated, and a machine learning aspect will
be incorporated. The continuation of this research can be found in "Enhancing accuracy and
eficiency of a digital nose system with sensor technology for early detection of changes in the
forest" by authors Leo Biljesko, Georg Roman Schneider, Claudia Probst.
        </p>
      </sec>
    </sec>
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