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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>European Commission.
MuRS</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>End-user Algorithmic Auditing for Music Discoverability: A Research Roadmap</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lorenzo Porcaro</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Emilia Gómez</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tiziana Catarci</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer, Control and Management Engineering, Sapienza University of Rome</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Joint Research Centre</institution>
          ,
          <addr-line>European Commission</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2024</year>
      </pub-date>
      <volume>2</volume>
      <fpage>0000</fpage>
      <lpage>0003</lpage>
      <abstract>
        <p>The evolution of online platforms over the past decades has radically transformed the way people discover music, and thanks to social media and music streaming services nowadays listeners have access to an ever-increasing amount of tracks and artists. Within these platforms, one of the goals of recommender systems is to help users discover music without making them feel overwhelmed while exploring the huge catalogues available. However, these systems have come under scrutiny from the scientific community, policy-makers, and civil society due to their potential negative societal impact, notably with regard to issues of fairness, non-discrimination, inclusion and diversity. Algorithmic auditing has emerged as a tool to analyse the problematic behaviours exhibited by recommenders, and to ofer remedies that can limit their negative impact. In this position paper, we advocate for the involvement of end-users in the auditing process, which can contribute to the recognition, analysis, and mitigation of problematic behaviours which may arise while discovering music. Highlighting how recommenders, by influencing the discoverability of music, may impact listeners' exposure to culturally diverse content, we seek to address the challenges posed by music recommender systems problematic behaviours, ultimately with the goal of fostering a more inclusive and diverse environment for music discovery within the digital landscape.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Human-Computer Interaction</kwd>
        <kwd>Music Information Retrieval</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The music sector is one among the Cultural and Creative Sectors (CCSs) with the largest audience reach,
and an essential component of cultural diversity. It has the power to bring positive changes in society
and people’s well-being, whilst at the same time generating billions of revenue. Among the challenges
this sector is facing [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], the digital shift witnessed in the last decades has produced a radical change
in the way we discover music. Tellingly, today’s music consumption is enormously afected by the
widespread adoption of online platforms such as social media, video-sharing and streaming services.
      </p>
      <p>
        In these platforms, recommender systems help listeners discover new music within the huge
catalogues available. At the same time, these systems benefit the artists, who on online platforms seek a
connection with the most appropriate audience. However, the growing enthusiasm accompanying the
rise of online platforms and recommender systems has been followed by increasing concerns about
emerging problematic behaviours and their impact on society. In particular, the negative impact on the
exercise of fundamental rights, such as the right to non-discrimination and respect for cultural diversity,
is of particular relevance for the CCSs [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Under this lens, we believe that it is essential to investigate
the potential of algorithmic auditing as a means to assess the impact of online platforms’ recommender
systems on the discoverability of music content, as well as their role in promoting cultural diversity.
      </p>
      <p>In what follows, we motivate our position by briefly examining background research on related topics.
We then continue by discussing the research objectives and questions we consider as relevant, for then
describing the methodology we designed to tackle the presented challenges. Finally, we conclude by
highlighting the potential impact that such research activities could have in the future.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Background</title>
      <p>
        Our research roadmap builds upon the idea of end-user [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] (or everyday [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]) algorithmic auditing
put forth by scholars who suggest that it can serve the following purposes: 1) identify instances of
problematic behaviours resulting from normal algorithm usage, and raise awareness of such practices; 2)
generate hypotheses regarding observed behaviour and conduct tests on algorithmic systems to gather
additional evidence; and 3) facilitate change by addressing identified issues through investigations.
      </p>
      <p>
        Another pillar of our research is the concept of music discoverability, which can be defined as “[...]
its availability online and its ability to be found among a wide range of other content, particularly by
someone who was not specifically looking for it" [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Algorithmic auditing has not yet been applied to
recommender systems for investigating the link between music discoverability and the promotion of
cultural diversity, and related research is still in its infancy [
        <xref ref-type="bibr" rid="ref6 ref7 ref8">6, 7, 8</xref>
        ]. Therefore, our understanding of
this phenomenon and its possibilities and drawbacks remains significantly restricted. Under this lens,
the development of a specific algorithmic auditing framework is necessary to inform future policies
and regulations [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        In the music sector, the recent report on the impact of algorithmically driven recommendations on
music consumption and production commissioned by the UK Centre for Data Ethics and Innovation
[
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] underlines how findings are still fragmented between diferent disciplines, particularly with regard
to the literature on bias, diversity, fairness and transparency. Additionally, the report on the impact
of AI on cultural curation redacted by the Canadian Schwartz Reisman Institute [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] highlights that
medium- and long-term consequences of cultural curation and distribution unleashed by algorithmic
systems have until now largely been overlooked by researchers and policy-makers. Under this lens, the
relationship between recommender systems’ mechanisms, their role in mediating music discoverability,
and their impact on listeners’ interaction with culturally diverse content remains unclear.
      </p>
      <p>
        Nonetheless, it has been shown how users perceive diversity as a motivating factor for discovering
music in the long term [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], further proving that, with a careful design, recommender systems can
serve as agents of positive attitudinal change. Taking this perspective into account, a concept arises:
the notion of crafting recommender systems with the aim of fostering cultural citizenship [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], moving
beyond the pursuit of personalization [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] that is frequently influenced by commercial motives.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Research objectives and questions</title>
      <p>We identify three specific research objectives (ROs) and corresponding research questions (RQs) on
which the investigation should focus on:</p>
      <p>RO1. Algorithmic Auditing as a source of evidence: Initially, it is mandatory to examine
instances of recommender systems’ problematic behaviours in online platforms not limited to the music
ifeld, understanding how the lessons learned can be applied to the music sector. The related research
question (RQ1) is: What is the potential of auditing music recommender systems, and what obstacles
must be overcome? We hypothesise that through the identification of a feasible number of instances of
problematic behaviours, and by documenting the lessons learned and their applicability to the music
ifeld, we can provide evidence of how recommender systems may be audited.</p>
      <p>RO2. Towards a framework for auditing discoverability: Second, it is needed to develop a
tool for end-user auditing, focusing on the online platforms where recommender systems mediate the
discoverability of music content. The related research question (RQ2) is: How can we audit recommender
systems’ mechanisms afecting music discoverability? By evaluating the functionality and efectiveness
of the developed tool in identifying and auditing recommender system mechanisms, we plan to verify,
through testing and validation processes, its ability to accurately audit problematic behaviours.</p>
      <p>
        RO3. Facilitating the discoverability of culturally diverse music: Lastly, it should be considered
the use of audits as a tool for remediation, proposing solutions to facilitate the algorithmic-mediated
discoverability of culturally diverse music, where needed. The associated research question (RQ3) is the
following: How can we design recommender systems for promoting cultural diversity, by limiting their
problematic behaviours? We intend to verify the efectiveness of the proposed solutions by comparing
the empirical evidence gathered with the state of the art in algorithmic auditing [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] and recommender
systems evaluation [
        <xref ref-type="bibr" rid="ref16 ref17">16, 17</xref>
        ], particularly focusing on the music field and the promotion of culturally
diverse content in online platforms.
      </p>
    </sec>
    <sec id="sec-4">
      <title>4. Methodology</title>
      <p>The methodology we propose is aligned with the aforementioned research objectives and research
questions. We designed a two-phase mixed-method exploratory study using the outcomes of the initial
qualitative phase to facilitate the development of the subsequent quantitative phase. Figure 1 depicts an
overview of the proposed methodology, and the methods required to reach the aforementioned ROs are
described hereafter.</p>
      <p>RO1 will involve the gathering of evidence on how algorithmic auditing can be applied to
music recommender systems. We will start by reviewing existing cases of algorithmic auditing of
recommender systems where problematic behaviours have been reported. This review will provide
realworld scenarios that will be afterwards discussed with end-users, by means of think-aloud interviews.
During the interviews, we will discuss existing cases of problematic behaviours of recommender systems,
concerning topics such as bias, diversity, fairness and non-discrimination. Then, we will look together
with the participants for new cases, performing open-ended tasks and asking them to think aloud
to provide insights. Finally, we will invite them to look for cases of problematic behaviours in their
everyday life while discovering music on online platforms, by taking part in a diary study. They will be
asked to record such cases and provide an explanation of why they thought it would be problematic.</p>
      <p>In this qualitative phase, recruiting participants for think-aloud interviews and the diary study
might be challenging. Moreover, ensuring diverse and engaged participants is crucial for obtaining
comprehensive insights. In order to tackle these issues, we will i) clearly communicate the purpose
and benefits of participation, ii) target a diverse group of listeners, and iii) use incentives to motivate
engagement.</p>
      <p>
        RO2 will focus on the design and test of an algorithmic auditing tool for assessing the
problematic behaviours which recommender systems may present whilst discovering music.
The cases of problematic behaviour related to music discovery in online platforms submitted by
participants during the diary study will be discussed in a workshop. Participants will work together
to understand the identified cases by asking and answering questions about the reported issue. The
analysis of the workshop’s insights will serve as a basis for the next stage, wherein we will make use
of crowd-based user-centred design techniques [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ] for implementing a web-based tool for end-user
auditing of recommender systems. This tool will empower users in conducting large-scale hypothesis
testing on the problematic behaviours connected with music discoverability, and in generating audit
reports to efectively communicate their findings. The tool will be evaluated in terms of i) usability,
hence how efectively and satisfactorily it allows the users to achieve their goals, ii) user experience
(UX), so the overall quality of the interaction with the tool, and iii) acceptance, for understanding the
potential for future adoption of such tool.
      </p>
      <p>In order to conduct a productive workshop where participants collaboratively discuss and understand
identified cases of problematic behaviour, we will prepare well-structured materials, including clear
case descriptions and discussion prompts. We will facilitate the workshop efectively, encouraging open
communication, and moderating discussions to ensure productive collaboration. Moreover, evaluating
the usability, user experience, and acceptance of the auditing tool requires careful planning to capture
users’ genuine interactions and perceptions.</p>
      <p>RO3 will focus on the analysis and interpretation of the previously generated audit reports
in order to inform policy-makers about the status of the discoverability of culturally diverse
music in online platforms. Finally, we will review the audit reports generated throughout the research
by the study participants using both qualitative methods (grounded theory) and quantitative analysis
(text mining, statistical analysis). The end goal of the process will be to consolidate the accumulated
knowledge in a policy brief.</p>
      <p>Integrating qualitative methods and quantitative analysis can be complex and requires a coherent
approach. We will develop a systematic process to combine insights, considering how qualitative
ifndings can inform the formulation of quantitative research questions and vice versa. Furthermore,
creating a comprehensive policy brief that efectively communicates the accumulated knowledge might
be challenging.</p>
      <p>
        A final remark needs to be made on the recruitment of participants. Indeed, based on ongoing
empirical and theoretical analysis, it has been shown that women, LGBTQIA+ communities, and ethnic
minorities often experience more impactful negative efects from problematic algorithmic behaviours
[
        <xref ref-type="bibr" rid="ref15 ref22 ref3">3, 15, 22</xref>
        ]. In the whole research, we aim to conduct a thorough investigation into the underlying
reasons for this trend. In fact, we argue that online platforms facilitating music discovery should
proactively address this issue by ensuring better representation of marginalized communities. This will
also mean reaching out to fellow researchers of such platforms to create a dialogue in order to make
exploitable all the outcomes of the proposed research.
      </p>
      <p>During the aforementioned empirical inquiries, we will actively seek to balance the sample group
if we notice an overrepresentation of any other dominant group. While collecting data, we will only
gather information relevant to the research, even if in certain cases we may include questions to ensure
diversity and equal representation in the sample. This will prevent from relying solely on data from a
homogenous group, ensuring a more comprehensive understanding of the issues. Nevertheless, working
with a diverse group of participants may present challenges such as communication barriers, varying
levels of technological literacy, and cultural diferences. To address these, it will be pivotal to provide
clear instructions, ofer multilingual support when needed, and ensure accessibility for all participants.
Additionally, fostering cultural sensitivity and establishing guidelines for conflict resolution can help
create a respectful and inclusive environment, enabling efective collaboration among participants.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Scientific, societal and economic impacts</title>
      <p>The multifaceted impact of the planned research will extend beyond its immediate duration, fostering
positive changes in scientific discourse, policy-making, and social awareness, all while catalysing
advancements in the understanding and utilisation of algorithmic auditing. The impact, extending
beyond its immediate scope and duration, can be categorised into the following dimensions:</p>
      <p>Scientific impacts. The approach to algorithmic auditing developed in this research activities
will significantly contribute to the ongoing discourse concerning the inclusion of end-users in the
identification of problematic algorithmic behaviours and the proposition of potential solutions. While
human-centred design has long been a cornerstone in technology development, its application to address
ambiguous mechanisms behind these technologies has received limited attention. We will fill this gap,
sparking a new wave of exploration in this field. Scholars working in the fields of Human-Computer
Interaction and Recommender Systems will mostly benefit from the research outcomes.</p>
      <p>
        Economic and political impacts. The described strategies to advance the state of the art of
recommender systems’ auditing will hold particular significance within recent legislative frameworks,
e.g., the EU initiative on cultural diversity and the conditions for authors in the European music
streaming market [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ], the US Living Wage for Musicians Act [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ], the UK inquiry on the economics
of music streaming [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ], and the Uruguay regulation of remuneration for literary works, or for the
performance of musical works [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ]. By enhancing the transparency of recommender systems employed
in online platforms, the research outcomes will ofer valuable insights to policy-makers, contributing to
the creation of safer, transparent, and trustworthy online environments.
      </p>
      <p>Social and cultural impacts. The promotion of a culturally diverse landscape in the music sector
stands as a core objective for various initiatives advocated by several institutions. In this context,
the contributions made by the presented research will be instrumental in realising this goal. The
involvement of users in the critical analysis of the technology that underpins music discoverability
aligns with this objective. By showing the inner workings of recommender systems, the research will
empower users to enhance their algorithmic literacy further promoting informed digital engagement.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Final Remarks</title>
      <p>
        The research roadmap described in this position paper is part of the European Commission’s funded
project Algorithmic Auditing for Music Discovery (AA4MD), funded under the Marie
SkłodowskaCurie Actions (MSCA) (Grant agreement ID: 101148443) [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ].
      </p>
    </sec>
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