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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Estimation of horizontal flight efficiency for air traffic management system</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ivan Ostroumov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nataliia Kuzmenko</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>National Aviation University</institution>
          ,
          <addr-line>Lubomira Huzara ave., 1, Kyiv, 03058</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Optimal trajectory selection is one of the common navigation tasks. Air transportation considers horizontal and vertical flight efficiency. Different criteria of trajectory efficiency could be used in algorithms of flight planning: the shortest path, minimization of flight duration, and minimum costs. In air traffic management a portion of additional trajectory length to the shortest path is used as index of horizontal flight efficiency (HFE). In the paper, we study horizontal flight efficiency estimation based on area limited by airplane trajectory and grade circle line. HFE based on area could be useful to indicate the level of side deviation. Results of analysis indicate that a bigger area corresponds to bigger side deviations. Math models of HFE are given in the paper. Validation of considered models of HFE has been done with real trajectory data of particular flight connection, obtained by Automatic Dependent Surveillance-Broadcast technology. A flight connection with a highly inefficient trajectory due to closed airspace caused by the War in Ukraine is considered as an example.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Civil aviation</kwd>
        <kwd>efficiency</kwd>
        <kwd>navigation</kwd>
        <kwd>air traffic</kwd>
        <kwd>statistical analysis</kwd>
        <kwd>ADS-B 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Civil aviation is one of the key elements in a global transportation system. Air traffic has increased
dramatically over the last century [1]. Positive tendency is present in both cargo and passenger
traffic over the globe [2]. Today global air transportation shows a clear tendency to recover after
COVID-19 action in 2020-2021 [3]. International civil aviation community expects to reach a
prepandemic level of air transportation at least by 2025[4].</p>
      <p>Further growth of the air transportation system requires fundamental changes in airspace
structure. Evolution of air space from flight routes to Free route airspace (FRA) is ongoing globally.
FRA will significantly increase airspace capacity that gives possibility to integrate new airspace
user types with fully autonomous flight capabilities [5, 6]. FRA allows airspace users planning
airplane trajectories effectively by any specified trajectory. Many air navigation service providers
have already integrated full support of FRA in their airspaces [7].</p>
      <p>Airspace usage is planned in advance to ensure the required level of flight safety. Airspace users
have to choose the trajectory of upcoming flight as a sequence of waypoints. A set of waypoints
forms a flight plan which is submitted to the air traffic management authority. During the
validation process, each flight plan is checked to meet multiple criteria of flight safety, including
risk of mid-air collision [8]. Only approved flight plans by air traffic management authority could
be used to organize air traffic.</p>
      <p>Airlines use specific software to plan airplane trajectories based on some criteria of optimality.
Minimum flight duration and a minimum of airline cost are the most frequently used criteria for
designing a flight route trajectory. Local weather has a significant influence on effective trajectory
creation [9, 10]. The majority of flight planning software uses local weather forecasts to have
positive input from wind direction and speed. Thus, actual trajectory variation at the unique flight
connection is a result of weather action. Also, planed trajectories should avoid entering areas with
dangerous weather phenomena action [11, 12]. Accuracy of weather forecasts affects performance
of effective trajectories.</p>
      <p>Air traffic management authorities use a horizontal flight efficiency (HFE) index to analyze the
level of trajectory efficiency in comparison to the shortest trajectory. HFE is widely used to
indicate the possibility of flight routes network to provide efficient trajectory generation [13, 14].
HDE together with vertical flight efficiency index are good indicators of quality of air traffic
management in particular airspace volume (sector, area, or region). HFE could be calculated based
on flight-planed trajectory (a sequence of waypoints) or by surveillance data.</p>
      <p>Primary and secondary surveillance radars are the main localization sensors which are used for
air traffic control. Also, automatic dependent surveillance-broadcast (ADS-B) technology is used
globally to identify each airspace user location.</p>
      <p>ADS-B provides sharing airplane position measured by on-board navigation sensors with other
air traffic participants and air traffic control facilities [15, 16]. Easy access to ADS-B surveillance
data is provided by numerous commercially available services worldwide [17, 18]. Effective
trajectory data processing significantly improves the reliability and safety of airspace usage [19,</p>
      <p>In the common case, precision of ADS-B data corresponds to accuracy of the global navigation
satellite system used on board as a primary positioning sensor and configuration of the network of
ground receivers which are used to receive position reports from
airplanes [21, 22]. Also,
interference and jamming significantly affect performance of provided data [23, 24].</p>
      <p>In the paper, we study calculation of HFE index based on ADS-B data set and develop an error
model to estimate a confidence band for HFE. Proposed model is grounded on precision of position
data shared by ADS-B technology. A new model of HFE estimation based on the area closed by
airplane trajectory and the shortest path is proposed in the paper. Also, we consider the complete
trajectory data of a particular flight for HFE analysis.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Horizontal flight efficiency</title>
      <p>Optimal trajectory depends on criteria that is used for efficient flight connection between two
places. In the common case, efficiency connects with the shortest trajectory length. Criteria of
short trajectory length work perfectly for automotive and railway vehicles. In air transport, the
shortest trajectory length does not give the shortest flight time. Wind distribution along required
trajectory is used to move airplane in the most appropriate airflow to get a positive impact into lift
force formation. The speed of tailwind is added to airplane air speed and gives additional speed
input.</p>
      <p>This will result in the amount of required fuel for the whole flight and finally will reduce flight
cost. Also, headwind reduces airplane speed due to increasing resistance.</p>
      <p>Wind triangle equation is used to calculate ground speed (AGS) of airplane based on airspeed
(AS) and wind speed (WS):

= √ 2 − 2
cos( + 180 −  )+
2 ,
where H is an airplane heading; W is wind speed.</p>
      <p>
        Weather forecast services provide easy access to wind speed data at different atmospheric
layers. Flight planning software uses wind data to get maximum input from tailwinds based on (
        <xref ref-type="bibr" rid="ref1">1</xref>
        )
during the whole flight trajectory. However, during the actual flight weather data could be
different a little bit from forecasted values which introduces a bias in effective trajectory variation.
      </p>
      <p>Collaborative analysis of airplane trajectory and
wind parameters distribution along the
trajectory in post-flight mode helps to get an index of effective trajectory.</p>
      <p>In</p>
      <p>practical implementation, HFE index calculation based on weather distribution is
complicated.
is calculated based on trajectory length only.</p>
      <p>Great Circle (GC) that connects both points:</p>
      <p>Weather fluctuation does not provide a stable response to trajectory geometry. Therefore, HFE
The shortest path between two points located on a spherical surface is an arch length of the
 = D 
√
2 ( B −  A</p>
      <p>) + 
and longitude of point A;  B and  B are coordinates of point B.</p>
      <p>HFE does not consider airplane variation in vertical profile. Thus, length variation due to
climbing and descending is not used.</p>
      <p>Actual airplane trajectory fluctuates along GC line to follow flight route network configuration
and wind forecast used at the time of flight planning (Figure 1).
deviation error on the North-South side (  ) and standard deviation error in the West-East side
(  )[25]. In scenario if   and   are given for each data point, then a Taylor series expansion by
the first level of derivatives could be used to get  
:
2</p>
      <p>
        = 2NAC.
 
=
is a partial derivative from (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) in the North direction;
is a partial derivative from

where 
(
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) on the East side.
      </p>
      <p>Values of   and   are simulated by GNSS error distribution over the globe by one of the
scenarios of particular constellations.</p>
      <p>Estimation of HFE by additional trajectory length indicates only total trajectory inefficiency. An
area index could be useful to show trajectory deviation from the shortest path. An area closed by
actual airplane trajectory and the shortest path could be a good indicator of trajectory variation
along the GC line.</p>
      <p>A comparison of two trajectories variations by area index is shown in Figure 2.</p>
      <p>Significant Deviations</p>
      <p>S1</p>
      <p>The small area index indicates trajectory fluctuation closer to the shortest path. A bigger area
index means that significant deviations are present.</p>
      <p>The area could be calculated by one of the numerical methods: rectangular, trapezia or Simpson
formula. As input data for calculation, a GC line should be discretized into a set of points which are
reference points for normal from GC to each trajectory data. Coordinates of normal base could be
calculated as follows in local cartesian North-East (NE) reference frame:
  =   (  −  )2+  (  −  )2+(  −  )(  −  )(Y −  ),</p>
      <p>(  −  )2+(  −  )2
  =   + (  −  )(  −  ),</p>
      <p>− 
where   and   are coordinates of start point in NE;   and   are coordinates of the endpoint in
NE;   and   are coordinates of the i-th data point of airplane trajectory.</p>
      <p>A set of lengths between points in GC line (ℎ ) should be calculated:
Length of perpendicular line (  ) from each trajectory point to GC line is calculates as follows:
ℎ = √(  +1 −   )2 + (  +1 −   )2.
  = √(  −   )2 + (  −   )2 − ℎ2.</p>
      <p>S = 21 ∑ =−11 ℎ (  +   +1),</p>
      <p>Finally, an area could be estimated by trapezia method of numerical integration:
where n is the number of trajectory points.</p>
      <p>Trapezia method of area estimation shows good precision with increased number of iterations.
In case if input data set is not synchronized and includes multiple gaps, the data interpolation could
be used to obtain the required number of input points to calculate the area precisely [26].</p>
    </sec>
    <sec id="sec-3">
      <title>3. Trajectory data</title>
      <p>
        Trajectory data in air traffic management are obtained from a group of surveillance sensors.
Secondary and weather radars are the primary localization equipment used in civil aviation to
measure airspace users' location. Multilateration systems are used in the terminal airspace of
airports to sense airplane position. Also, the ground network of ADS-B receivers is used by air
navigation service providers to collect the position of each airplane measured onboard. Also, there
are multiple commercially available databases that process ADS-B messages all over the globe and
provide easy access to collections of historical flights based on the identification code of airplanes.
Trajectory data from radars and multilateration systems are synchronized in time. ADS-B data is
based on data transferred in a digital data channel from onboard equipment of an airplane. It
grounds on 1090MHz frequency band. Because of non-control access to the channel, some
messages could be overlapped, that causes the loss of all transferred data. Interference action is a
(
        <xref ref-type="bibr" rid="ref6">6</xref>
        )
(
        <xref ref-type="bibr" rid="ref7">7</xref>
        )
(
        <xref ref-type="bibr" rid="ref8">8</xref>
        )
(
        <xref ref-type="bibr" rid="ref9">9</xref>
        )
common problem of ADS-B which is significant in congested airspace. Broken messages cause
appearance gaps in the sequence of data. Also, a configuration of ground receivers network may be
limited by the maximum range of wireless communication, that caused long periods of data
absence.
      </p>
      <p>For example, trajectory data from airplanes over the ocean airspace could be unavailable
because of the lack of ground facilities. Thus, trajectory data available from ADS-B services is not
synchronized.</p>
      <p>Analysis of HFE requires to have a full sequence of data points in airplane trajectory. Holes in
data caused simple linear approximation between available data.</p>
      <p>The performance of HFE could be improved by using some algorithms of data recovery to fill
the gaps in the data series. In case of post-flight data processing, methods of data interpolation by
regression could be useful. Spline functions could be used as a regression function to provide
precise data fitting.</p>
      <p>A basis function of B-Spline is estimated as follows:
  , ( ) =    + +−−  +1   +1, −1( ) +   +  −−1− 
  , −1( ) ,
where  is function order;  is a knot vector.</p>
      <p>Spline functions form a basis matrix for regression:
 = [
 1, ( 1)</p>
      <p>⋮
 1, (  )
…
⋱
  , ( 1)
⋮</p>
      <p>],
…   , (  )
where m is the total number of data points available in ADS-B trajectory; n is the number of knots;
x is available data.</p>
      <p>Based on input trajectory data a sequence of control points (C) could be calculated as follows:
where X is available trajectory data by one flight realization.</p>
      <p>Finally, recovered trajectory data could be estimated for any required time series based on
control points (C) and basis matrix (B):</p>
      <p>C=(BTB)-1BTX,</p>
      <p>
        Y=BC.
(
        <xref ref-type="bibr" rid="ref10">10</xref>
        )
(
        <xref ref-type="bibr" rid="ref11">11</xref>
        )
(12)
(13)
      </p>
      <p>Spline function provides a good fitting of trajectory data. It also could be used to recover a fully
synchronized time series from raw ADS-B data input in pot processing mode.</p>
      <p>For the case of real-time system operation, the trajectory filters could be used for data
extrapolation. In most cases, the performance of air traffic management is analyzed in a
postprocessing mode.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Numerical demonstration</title>
      <p>A trajectory data of real air traffic is used to analyze HFE. We use trajectory data of AAL 292 flight
operated by American Airlines for flight connection between J.F. Kennedy (New York, USA, KJFK)
and Indira Gandhi (New Delhi, India, VIDP) international airports. Trajectory data was collected by
the network of ground-based ADS-B receivers.</p>
      <p>The data set includes 45 unique flight realizations between April 16 and May 31, 2024. Each
trajectory is specified as a sequence of points in geodetic coordinates of latitude, longitude, and
altitude, accompanied with a synchronized timestamp.</p>
      <p>Because of the war in Ukraine, the airspace of russian federation and Ukraine have been limited
to use [27, 28]. It caused flight AAL 292 to deviate significantly from the GC line to avoid entering
a risky airspace.</p>
      <p>Trajectory variation for 45 one-side flights of AAL 292 are presented in Figure 3. Also, airspaces
of some countries in the Middle East region are also limited due to the high risk of military action,
that also affects trajectory variation of AAL 292.</p>
      <p>
        Trajectory length variation calculated by (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) for the input sequence of trajectory data points is
shown in Figure 4.
      </p>
      <p>Mean value of total trajectory length is 13.2×103 km. Additional trajectory length variation in
comparison to GC length is shown in Figure 5.</p>
      <p>Due to significant variation in total trajectory length, a standard deviation in total time of flight
is only 12 min. Mean total time of flight is 12:10. Histogram of total time of flight variation is
shown in Figure 6.</p>
      <p>
        For each flight realization a HFE in length and area are calculated by (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) and (
        <xref ref-type="bibr" rid="ref8">8</xref>
        )
correspondently. Results are shown in Figure 7 and Figure 8
      </p>
      <p>In statistical data analysis we estimate a probability density function of particular distribution.
A normal probability density function (NPDF) gives average results. Results of fitting a Kernel
probability density function (KPDF) to input statistic gives better performance. Estimated
probability density functions by input data set could be useful to estimate a confidence bands of
particular parameter. A confidence band in 95 % is most frequently used in civil aviation.</p>
      <p>A longer non-stop flight with long length of total trajectory makes HFE small enough. For short
flight connections HFE is significantly bigger, due to lower length of GC line.</p>
      <p>HFE based on additional length and area could be used together to make precise description of
trajectory efficiency level. A simple correlation study of both indexes helps to classify effective
trajectory based on level of deviation from mean values for multiple realization of particular flight
connection. The correlation of HFE and area is shown in Figure 9.</p>
      <p>Deviation of values in Figure 9. from the diagonal line indicates about presence of excessive side
deviation. In the most cases it corresponds to bigger value of area and a lower value of additional
length.</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions</title>
      <p>Horizontal flight efficiency is a key indicator of effective air traffic management in particular
airspace volume. A portion of additional trajectory length to the shortest path is a good indicator of
HFE. HFE based on area of airspace limited by trajectory line and great circle line is useful to
analyze the level of side deviations. Also, a correlated analysis of both indexes is a great indicator
of airplane side deviation from the great circle line.</p>
      <p>Both models of HFE indicate the importance of their usage in the tasks of post-flight trajectory
analysis. Trajectory analysis of multiple realizations of one side flight connection with HFE helps
to identify factors affecting the trajectory deviations from the great circle line. Also, it helps to find
a decision on minimization of factors action to increase HDE for particular flight connection and
increase flight safety as well.</p>
      <p>Trajectory of AAL 292 flight has big variation during considered period from April 16 - May 31,
2024 which result in significant total length variation. Well-planned trajectory based on positive
weather input gives minimization of total flight time at the point of 12:10 with a standard deviation
of 12 min only. Trajectory analysis in the post-flight mode based on ADS-B data set could be useful
for air traffic authorities to increase efficiency of airspace usage.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgment</title>
      <p>
        This project has received funding through the EURIZON project, which is funded by the European
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