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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Model predictive control for the blowing regime of the steelmaking process</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yurii I. Mariiash</string-name>
          <email>y.mariiash@kpi.ua</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Oleksandr V. Stepanets</string-name>
          <email>o.stepanets@kpi.ua</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andrii P. Safonyk</string-name>
          <email>a.p.safonyk@nuwm.edu.ua</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          ,
          <addr-line>37, Prospect Beresteiskyi, Kyiv, 03056</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>National University of Water and Environmental Engineering</institution>
          ,
          <addr-line>11, Soborna St, Rivne, 33028</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The study sought to lower the production costs of basic oxygen furnace steel by increasing the amount of scrap metal used. This was accomplished by improving the conversion of CO to CO2 during afterburning in the furnace chamber through optimal model predictive control of the blowing regime parameters. This system enabled simultaneous control of the blowing intensity and the lance position while dynamically adjusting the oxygen consumption and CO2 content setpoint. The result was improved control quality and energy savings during the melting process, driven by the increased afterburn degree during the CO to CO2 conversion. The proposed solution improves the quality of process control within the technological constraints of the plant compared to the combined control system using PID controllers. Simulation of the transient processes of a 20-minute blowing mode for BOF with model predictive control and a combined control system with a PID controller of CO2 content was conducted. Application of the proposed a model predictive controller result: the integral squared error was reduced, a 1.63-fold for the oxygen consumption loop and a 32.5-fold in the converter gas CO2 content control loop. Additionally, the maximum dynamic deviation of the CO2 content in the converter gases was reduced by 16.55% compared to the combined control system utilizing PID controllers.</p>
      </abstract>
      <kwd-group>
        <kwd>Prediction model</kwd>
        <kwd>control</kwd>
        <kwd>steelmaking 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Steel production is a complex process that requires the use of a combination of technological, energy,
and transport equipment, each necessitating appropriate automation. Today, the basic oxygen
furnace (BOF) is the most popular steelmaking process in the world and is becoming increasingly
widespread. According to the World Steel Association Sustainability Indicators 2023 report [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], the
global share of BOF was 72%. Ukrainian metallurgical production is extremely energy-intensive due
to the wear and tear of fixed assets and outdated technological processes. When steel is produced in
BOF, up to 30% of the metal content is scrap. The rest is liquid pig iron, which is more expensive
than scrap and requires blast furnace production. Therefore, the current problem of the BOF process
is to increase the amount of scrap in the converter steel melt. In today's metallurgical landscape, the
modern basic oxygen furnace (BOF) process stands as a pinnacle of technological advancement,
boasting automation and an array of measurement and control devices.
      </p>
      <p>
        With ongoing developments in metallurgical production, the pursuit of resource-efficient
steelmaking technologies, innovative energy-saving blowing methods, and heightened heat energy
utilization efficiency remains paramount [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Under manual control, the blowing process often
deviates from the optimal trajectory, disrupting slag formation and leading to undesirable outcomes
such as slag reversion or foaming, which can result in carryovers and emissions. Only 45-50% of
melts, and sometimes even fewer, are successfully produced on the first attempt when relying on
manual control. Key parameters governing the blowing regime encompass blowing intensity, lance
height above the calm bath level, penetration depth, pressure, and oxygen jet quantity [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The
primary objective of BOF control is to achieve metal with precise chemical composition and
temperature by the end of the blowing process. However, direct measurement of these parameters
during blowing proves challenging due to the lack of sensors capable of operating effectively in BOF
conditions [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Consequently, the application of control algorithms capable of steering the process
toward optimal conditions emerges as a pertinent solution. At present, there are several known
methods for increasing the proportion of scrap metal in the charge: preheating the scrap metal
outside the converter and converting carbon monoxide to carbon dioxide inside the converter [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
The gases exiting the converter are predominantly CO, making the conversion of CO to CO2 an
effective method that doesn't need extra equipment. Controlling blowing mode parameters like lance
position and oxygen flow rates adequately achieves the desired outcomes. Model Predictive Control
(MPC) is a modern approach for analyzing and synthesizing control systems using mathematical
optimization methods. The ideology of the Model Predictive (MP) approach is based on the following
scheme of feedback control [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]: a mathematical model of the plant is considered, with its current
state serving as initial conditions; with a given control, a forecast of the plant movement is made
over a certain finite time (prediction horizon); optimization of control is performed, aiming to
approximate the forecast of the predictive model to the corresponding desired value (setpoint) at the
control horizon; the found optimal control is implemented, and a measurement (or estimation based
on measured variables) of the actual state of the object is performed at the end of the step; the
prediction horizon is shifted forward by one step, and this algorithm is repeated. Although the
majority of controllers (about 90%) utilize Proportional-Integral-Derivative (PID) laws [
        <xref ref-type="bibr" rid="ref6 ref7">6, 7</xref>
        ] and
Fuzzy logic (FL) [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], an increasing number of researchers are implementing MPC to achieve higher
control quality. Some researchers combine MPC with other approaches to generate setpoints for
local controllers, such as fuzzy logic, artificial neural networks [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], and others. This is why Model
Predictive Control is gaining popularity in the industries due to a clear algorithm and the use of
model-based state-space and transfer function approaches.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Objective</title>
      <p>The aim of this work is to increase the scrap content by improving the degree of CO to CO2
conversion in the converter cavity through optimal control of the blowing mode parameters. In order
to achieve this objective, the following research tasks have been undertaken:
●
●
●
explore the intricacies of the technological process during the melting blowing regime;
examination of approaches for synthesizing control systems and developing a mathematical
model of the control system;
synthesizing a model predictive controller and carrying out simulations of the control system
for blowing regime.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Development of the control system</title>
      <p>Steelmaking is an intensive process, so the converter operator physically cannot process a large
volume of information, select the best mode, and intervene promptly in the course of the smelting
process.</p>
      <p>
        Key parameters of the blowing mode include the blowing intensity, lance height above the bath
level, depth of penetration, pressure, and the quantity of oxygen streams [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Various approaches are
used for building an automated control system for the BOF blowing mode: the use of static and
dynamic predictive models (recommendations for refining smelting based on intermediate
measurements and the history of "successful" smelts); control of the output parameters of smelting;
dynamic control of blowing.
      </p>
      <p>
        For example, in the article [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], the use of neural networks with backpropagation allows for the
analysis of large datasets to optimize the smelting process.
      </p>
      <p>
        Optimal dynamic control of the blowing mode using predictive models [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] enabled the authors to
improve the metal output with specific substance and temperature, contributing to enhanced steel
quality.
      </p>
      <p>However, increasing the metal temperature leads to overheating of water-cooling structures and
reduces the productivity of the unit. The use of a portion of the generated converter gas as fuel in
the converter cavity for melting scrap metal will increase the scrap content, resulting in a reduction
in the cost of BOF steel.</p>
      <p>Considering that the gases exiting the converter consist of approximately 90% CO and &lt;10% CO2,
there is significant potential for increasing the scrap ratio by enhancing the degree of CO combustion
in the converter cavity. The dynamic relationship of the change in the degree of CO to CO2 as the
lance distance from the bath level varies can be described as a controllable canonical form model in
state space (1):
  0,
x1 (t )  
x2 (t ) = − T1HCO12 ( )


 CO2 (t ) = kHCO2
</p>
      <p>1CO2
x1 (t ) 
0   ,
x2 (t )</p>
      <p>1  0 
, − T2HCO2 ( )  x1 (t )  + T1HCO12 ( )  H (t ),</p>
      <p>T H ( )  x2 (t )
(1)
where x1,2 - system states of relationship of the change in the degree of CO to CO2 as the lance
distance from the bath level varies; kHCO2 = 12,15% m - gain factor through the channel of
decarbonization rate - the degree of oxidation
T1НСО2 ( ) = 15,16  e− −23,9,47 2 +14, 21 e− −215,6,57 2 + 24,68  e− −69,0,732
of
carbon
to</p>
      <p>CO2;
first
time
constant,
s;
T2НСО2 ( ) = 7,05  e− −23,9,47 2 + 6,61 e− −215,6,57 2 +11, 48  e− −69,0,732 + 2,15 - second time constant, s;  - time
from the start of blowing, min; H - lance distance from the bath level, m;  CO2 - the degree of
− TT13uuOOCC22OO22 (( ))
1
− T1uOC2O2 ( )
 
− TT2uuOOC22O2 (( ))  xxx534 (((ttt))) +  1 </p>
      <p>10   00  u O2 (t ),
1CO2  T1uOC2O2 ( ) 


 x3 (t )
  
 CO2 (t ) = kuCOO22 0 0 x4 (t ).</p>
      <p> x5 (t )
where x3−5 - system states of relationship of the change in the degree of CO to CO2, depending
on the position of the oxygen blowing pneumatic valve; kHCO2 = −0,756 %CO2 - gain factor through
%uO2
the channel of position of the oxygen blowing pneumatic valve - the degree of oxidation of carbon
to CO2; T1uOC2O2 = 9,55 - first time constant, s; T2uOC2O2 = 14,98 - second time constant, s; T3uOC2O2 = 7, 05
second time constant, s;  - time from the start of blowing, min; u O2 - position of the oxygen
blowing pneumatic valve, %;  CO2 - the degree of oxidation of carbon to CO2, %.</p>
      <p>The synthesis of a model predictive controller using a quadratic functional was conducted, taking
into account the constraints of the BOF blowing regime.</p>
      <p>The development of the model predictive controller includes the following primary components:
constructing the predictive model, defining the functional that describes the control quality, and
solving the optimization problem to determine the optimal control strategy that minimizes the
functional.</p>
      <p>The structural diagram of the system state observer is depicted in Fig. 1. A Luenberger observer
was employed as the state observer (Fig. 2). One advantage of using the Luenberger observer is its
capability to incorporate an additional state correction loop to address discrepancies between the
model and the actual behavior of the system.</p>
      <p>The benefit of utilizing the Luenberger observer lies in its provision of an additional state
correction loop for addressing discrepancies between the model and the actual behavior of the system
[10]. The mathematical model of the Luenberger observer (3) is presented in equation form as
follows:
compensator. The design of the observer compensator depends on the desired characteristic
equation: ( s − 1 )  ( s −  2 )    ( s −  n ) = 0 .
  v (k )  
   − C  xe (k ) </p>
      <p>The observer poles must ensure rapid convergence   СО2 (k )  of the observation
error to 0. This means that the observer's estimation error should decrease 2-5 times faster than the
state of the actual system [10].</p>
      <p>The quality of control is cost function using the linear-quadratic functional (4):</p>
      <p>P 
Jk ( y, u ) = j=1 ( yk+ j − rk+ j )T R( yk+ j − rk+ j ) + ukT+ j−1Quk+ j−1 ,
(4)
;</p>
      <p>0,03 ; P = 35.</p>
      <p>where y - sensors value; r - setpoint value; u - change in control action;  and Q are positive
definite symmetric matrices, and P represents the number of prediction horizon steps. The choice
of the prediction horizon will be determined based on the process dynamics and the coefficients of
0,2 0 
R =  0 1,5
matrices R and Q, aligning with the desired quality of the system's transient response:
0,2 0 
Q = </p>
      <p> 0</p>
      <p>As a result, a control system for the blowing regime was synthesized using a model predictive
approach.</p>
      <p>The simulation procedure was conducted using Matlab Simulink for the plant and SoftPLC
CODESYS V3.5 for the controller. In Matlab Simulink, the Euler algorithm with a fixed step size of
0.1s was selected for solving equations, with absolute and relative calculation accuracies set to 0.001.
In the CODESYS V3.5 programming environment, the main task execution type was set as cyclic
with a step of 0.1s, which is suitable for the real-time process. Communication between Matlab
Simulink and CODESYS V3.5 is established through the OPC UA protocol. The transient
characteristics of the automatic control system for the blowing regime will be modeled using the
model-predictive approach.</p>
      <p>The transient response of the model-predictive control system for oxygen flow with and without
a predefined setpoint change is depicted in Figure 3, 4.</p>
      <p>In systems controlling CO2 content during the BOF process, challenges include program control
and stabilization amidst disturbances such as changes in oxygen flow rate, variations in
decarburization speed, and the introduction of bulk materials. Figure 5 and 6 illustrates the transient
response of the CO2 content with the model-predictive control system with and without predefined
setpoint change.</p>
      <p>Block diagrams of the developed model predictive and combined PID based control system are
shown in Figure 7 and 8.</p>
      <p>Also, simulation of the transient processes (Fig. 9) of a 20-minute blowing mode for BOF with
model predictive control and a combined control system (Fig. 10) with a PID controller of CO2
content. The transient processes obtained from the automatic control system of the basic oxygen
furnace blowing mode using model predictive control yielded an Integrated Squared Error (ISE) of
5577 for the oxygen flow rate loop and 43 for the CO2 content in the converter gases.</p>
      <p>Additionally, the maximum dynamic deviation of the CO2 content in the converter gases was
0.95%.</p>
      <p>The transient processes of the automatic control system for the basic oxygen furnace blowing
regime, using a combination of a PID controller and model predictive control, resulted in an
Integrated Squared Error (ISE) of 9075 for the oxygen flow rate loop and 1397 for the CO2 content in
the converter gases. Additionally, the maximum dynamic deviation of the CO2 content in the
converter gases was 17.5%.</p>
      <p>based control system</p>
      <p>The application of the model predictive controller led to an improvement in control quality for
the oxygen flow rate loop by a factor of 1.6 (9075/5577) and for the CO2 content control loop in the
converter gases by a factor of 32.5 (1397/43). Additionally, the maximum dynamic deviation of the
CO2 content in the converter gases was reduced by 17% compared to the combined control system.
These performance indicators of the automatic control system meet the specified requirements,
demonstrating the effectiveness of implementing an enhanced automatic control system using model
predictive control.
4. Conclusion</p>
      <p>The purpose of the study is to reduce the cost of oxygen-converter steel, which is a consequence
of the increase in the share of scrap metal due to the increase in the degree of post-burning of CO to
CO2 in the converter cavity, by optimal control of the parameters of the duty mode using model
predictive control. In the study, the mathematical model of the blowing regime of basic oxygen
furnace process was improved, taking into account the influence of the intensity of blasting on the
process of decarburization of the bath, which made it possible to increase the accuracy and quality
of blasting control in the conditions of changes in the oxygen consumption during purging. For the
first time, an optimal control system for the parameters of blowing regime during basic oxygen
furnace process was synthesized based on the principle of feedback with model-predictive control
using a linear-quadratic functional, which allowed simultaneous control of the blowing intensity and
the position of the lance, as well as to improve the quality of control and energy saving during
melting, due to the increase in the degree of post-burning of CO to CO2, which is a consequence of
the increase in the proportion of scrap metal.</p>
      <p>A model predictive controller has been synthesized for the blowing mode of the basic oxygen
furnace smelting process. It includes a Luenberger state observer, an algorithmically defined
linearquadratic functional, and a zero-order optimization method to solve the problem of finding optimal
control strategies. Simulation results demonstrated that the developed model predictive controller
achieved an Integrated Squared Error (ISE) of 5577 for the oxygen flow rate loop and 43 for the CO2
content in the converter gases. Furthermore, the maximum dynamic deviation of the CO2 content in
the converter gases was reduced to 0.95%.</p>
      <p>The implementation of the model predictive controller resulted in enhancing the control quality
for the oxygen flow rate loop by a factor of 1.6 and for the CO2 content regulation loop in the
converter gases by a factor of 32.5. Additionally, the maximum dynamic deviation of the CO2 content
in the converter gases was reduced by 17% compared to the combined control system. The
application of the model predictive control system, focused on enhancing energy-efficient heat
utilization, improves the accuracy and quality of control.</p>
      <p>This approach ensures increased combustion of CO to CO2 within the BOF cavity by optimizing
the position of the lance above the calm bath level and adjusting the oxygen flow pneumatic valve.
This will lead to an increase in the proportion of scrap metal in the charge by 2.7%, potentially
resulting in a reduction in the cost of BOF steel.</p>
      <p>Further development is associated with the use of closed control systems for the degree of
postburning of CO to CO2 and improvement of the predictive model of the blowing regime through the
synthesis of a model predictive controller taking into account the technological saturation of the
speed of movement of regulatory bodies, which allowed to improve the quality of process control in
the presence of saturation.
[10] K. E. Vinodh, J. Jovitha, S. Ayyappan, Comparison of four state observer design algorithms for</p>
      <p>MIMO system, Archives of Control Sciences (2013) 243 256. doi:10.2478/acsc-2013-0015.
[11] M. Costandin, P. Dobra, B. Gavrea, ,
Studia Universitatis Babes-Bolyai Matematica (2017) 325 329. doi:10.24193/subbmath.2017.3.05.</p>
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