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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Problematic cases of attitude annotation in diplomatic speeches</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mariia Anisimova</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Šárka Zikánová</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Charles University Faculty of Mathematics and Physics Institute of Formal and Applied Linguistics</institution>
          ,
          <addr-line>6 Malostranské náměstí 25, 118 00 Praha</addr-line>
          ,
          <country country="CZ">Czech Republic</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper provides an overview of challenges that occurred during the creation of the annotation scenario for the attitude annotation in diplomatic speeches of the UNSC. The scenario followed the attitude part of the Appraisal theory. The various challenges in annotating the speeches such as the extent of arguments, identification of attitude in verbal forms, and complex structures, were classified, and, in part, resolved. This paper would be useful for anyone considering this type of attitude analysis when working with diplomatic and political texts.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Appraisal theory</kwd>
        <kwd>attitude analysis</kwd>
        <kwd>manual annotation</kwd>
        <kwd>diplomatic discourse</kwd>
        <kwd>corpus linguistics</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        types of discourse. The prominent characteristics of these
texts are the understated tone [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and indirectness. These
The research on annotating attitudes [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] and its various pragmatic features prove to be very important to how
categories has long been an ongoing process [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. As diplomats express opinions, which are most frequently
described before, annotating attitudes is a complex pro- not of their own but of the political body they represent.
cedure not only due to elaborated annotation schemes It is also because of them, that the diplomatic attitudes
but also due to the lack of definitive criteria for the iden- form a separate group of attitude-bearing expressions
tification and categorization of attitudes and the other and require a comprehensive approach in the process of
appraisal labels. annotation.
      </p>
      <p>
        Another problematic side of this annotation type is In our previous publications, we have discussed the
that the researchers often omit the step of creating a notion of attitude in diplomatic discourse and described
formalized annotation scenario, which is why motivation our view on the most suitable annotation schemes for
and consistency of their choices are hard to follow [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. its evaluation [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], explained the annotation process and
This, in turn, causes issues with testing the consistency environment, as well as the criteria for selecting the data
of the annotations, and test-retest reliability [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. for our corpus of diplomatic speeches. We have then
      </p>
      <p>
        This study aims to present a discussion on the issues provided the outcomes of the first batch of annotation
observed while creating the discourse-specific annota- [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], which was then utilized for redefining the annotation
tion scenario suited for annotating types of attitudes and scenario based on problematic and unclear cases of
annotheir subcategories as defined by [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. We classify the tation. In the most recent addition to our project [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], we
issues and particularities observed during the creation have also presented the Corpus of Diplomatic Attitudes
of the scenario as well as the annotation process and (CoDipA 1.0), which includes a description of the selected
compare them to the issues observed by [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. We then speeches from the United Nations Security Council
annoofer our perspective on the choice of a possible solution tated with the attitude part of the Appraisal theory and
and discuss further experiments. expands on corpus and inter-annotator statistics, such as
      </p>
      <p>Diplomatic speeches form a very particular and pe- our calculations and commentary on the Cohen’s kappa
culiar group of texts that are very diferent from other which varies between 0.44 and 0.32 depending on the
selected category.</p>
      <p>The objectives of this research are to define and
exemplify the challenging parts of the annotation scenario
and ofer solutions for the observed issues to make the
annotation process reliable and stable, resulting in a
satisfactory inter-annotator agreement. The clarity and
reproducibility of the annotation process would also help
further automatize the processing of attitudes.</p>
      <p>The structure of the paper is outlined in three main
ITAT (Information technologies – Applications and Theory), Workshop
on Automata, Formal and Natural Languages 2024 (WAFNL 2024)
* Corresponding author.
$ anisimova@ufal.mf.cuni.cz (M. Anisimova);
sarka.zikanova@mf.cuni.cz (Š. Zikánová)
 https://ufal.mf.cuni.cz/mariia-anisimova (M. Anisimova);
https://ufal.mf.cuni.cz/sarka-zikanova (Š. Zikánová)</p>
      <p>0000-0002-2478-2815 (M. Anisimova); 0000-0002-7805-9649
(Š. Zikánová)</p>
      <p>© 2024 Copyright for this paper by its authors. Use permitted under Creative Commons License
CPWrEooUrckReshdoinpgs IhStpN:/c1e6u1r3-w-0s.o7r3g ACttEribUutRion W4.0oInrtekrnsahtioonpal (PCCroBYce4.0e).dings (CEUR-WS.org)
sections, namely the brief description of the annotation
scenario, the detailed description of the issues observed, a
brief outline of the future work, and the main conclusions.</p>
      <p>Sections 5 and 6 correspond to the Limitations and Ethical
considerations of the presented research.
more convenient to start with, while gradually adapting
the evaluation criteria to the task.</p>
      <sec id="sec-1-1">
        <title>2.1. On identifying attitudes and the scope of annotated fragment</title>
        <sec id="sec-1-1-1">
          <title>The pilot annotation task completed to support the sce</title>
          <p>
            2. Description of the annotation nario creation has first shown a set of challenges, which
scenario vary in nature, and dificulty and have proven to be either
general to this type of text analysis [
            <xref ref-type="bibr" rid="ref2">2</xref>
            ], or particular to
The annotation scenario was developed to annotate the the chosen text type.
attitudes [
            <xref ref-type="bibr" rid="ref1">1</xref>
            ] in the diplomatic speeches of the United The first task that the annotator should be able to do is
Nations Security Council [
            <xref ref-type="bibr" rid="ref9">9</xref>
            ]. The scenario first ofers a to find the attitudinal fragments. This task is not
straightbrief introduction to the Appraisal theory by first describ- forward and lacks direct instructions and explicit
descriping its three main subsystems: attitude, engagement, and tion in the original Appraisal theory documentation [
            <xref ref-type="bibr" rid="ref1">1</xref>
            ].
graduation. The three subsystems refer to the descrip- This has been posing a general problem for researchers
tion of our feelings and emotional reactions, sourcing of working with various discourse types [
            <xref ref-type="bibr" rid="ref2">2</xref>
            ], in diplomatic
attitudes and the play of voices around opinions in dis- discourse this issue is also of critical importance.
course, and grading the phenomena [
            <xref ref-type="bibr" rid="ref1">1</xref>
            ]. It then focuses
on the detailed description of the subsystem of attitude, 2.2. Attitude identification in diplomatic
which was selected to define emotion and subjectivity
in diplomatic speeches. Finally, a practical how-to guide texts
for setting up the annotation environment in the doc- From our empirical experience, there can be several
apcano annotation tool [
            <xref ref-type="bibr" rid="ref10">10</xref>
            ] is ofered along with a set of proaches to the process of identification of an attitude.
annotation labels and references. It is, first of all, possible to judge the presence or
ab
          </p>
          <p>The subsystem of attitude according to the Appraisal sence of an attitude based on the token’s polarity, as if
theory provides a framework for the analysis of evalua- judging each token individually by deciding if it may
tive expressions by categorizing them as being an afect signify the presence of an attitudinal expression. Such
(an emotional reaction), a judgement (an expression of an approach, however, does not allow for capturing all
ethical evaluation), or an appreciation (an evaluation of of the available attitudinal meanings. Let’s take a look at
aesthetics) and defining their polarity and explicitness. Example 1. and analyze it by first highlighting all of the
Each category is then subdivided into a separate tree of positive and negative connotations available to estimate
choices making the system a complex and informative if the available sentiment in separate tokens correlates
structure. with the identification of expressions of attitude.</p>
          <p>The dataset that is to be annotated, is also described Example 1: Even items subject to control would go to Iraq
in detail in the scenario. It consists of a corpus of 100 once there is [confidence: POS] that they would not be used
diplomatic speeches, selected according to a set of crite- to rebuild Iraq’s [[weapons: NEG] of [mass [destruction:
ria that allows for proportional representation of diver- NEG]: NEG]] or [[improve: POS] its military capabilities].
sity according to the topic of a speech, the year of the Such complex lexical structures may contain multiple
meeting, and the country the speaker represents. The layers of semantic connotations, which may lead to the
language of the data is English, and the speeches were annotator’s confusion due to the superposition of the
laeither originally presented in English, or were the ofi- bels. The annotators may be drawn to find the attitudinal
cial UN translations. The information about the original meaning of every available token conveying attitudinal
language of the speech, as well as the speaker’s afilia- polarity which often leads to viewing an annotated
fragtion and sex, the topic of the session, and its year are ment in isolation of the broader text meaning.
stored in the metadata of each text. The corpus consists Another approach to attitude identification is based
of 105592 tokens and 7296 types, and the average length on the subjective evaluation of a textual fragment under
of a sentence is 32 tokens. consideration based on the contextual boundaries of the</p>
          <p>Our initial goal was for the guidelines to be of a qual- syntactic structure that bounds it, as well as the context
ity that would allow for the full disambiguation of the of the whole text (which in the case of our study is a
task, which means the annotators would select the same speech).
text span and assign completely identical labels to it in Let us take another look at the same sentence, where
terms of attitude type and subtype, sentiment polarity, the possible locations of attitude are defined by its
suband explicitness. We therefore apply the strictest ap- jective interpretation and context of the whole structure:
proach to annotations assessment at the time as it is</p>
          <p>Even items subject to control would go to Iraq [once Let’s analyze an excerpt from one of the diplomatic
there is confidence that they would not be used to rebuild speeches provided in Example 4:
Iraq’s weapons of mass destruction or improve its military Example 4: Experts in our countries must immediately
capabilities: JUDGEMENT-INVOKED]. begin to analyse it and then draw the appropriate
conclu</p>
          <p>Here, the speaker provides an implicit evaluation of the sions.
future possible behaviour of Iraq, expressing their hope Here, there is a definite presence of positive judgement
and inclination towards Iraq not rebuilding its weapons coded by the directive ’must’. experts must begin to
analof mass destruction. This scenario is presented as a sub- yse would be our first choice to annotate. The problem
jective evaluation of the possible future behaviour, which is, such a fragment, if non-explicit, does not convey any
means that the attitude in question should be perceived attitude on its own, therefore inclusion of the whole
conas an implicit evaluation of the desired appropriate action text necessary for understanding of the chosen label is
of Iraq. advised: beginning of analysis is only good if it leads to</p>
          <p>Even though this way of finding attitudes leads us drawing appropriate conclusions.
to a somewhat more vague definition of the borders of
the annotated expression, it also provides us with more 2.3.1. On annotating articles
contextual meaning as opposed to the cumulative polarity
of separate tokens.</p>
          <p>Let us exemplify this approach again with the Example
2:</p>
          <p>Example 2: [A number of these have been under
discussion for some time in this Council: AFFECT-INVOKED], and
[if we were able to agree on this package, it would be an
important step forward in that regard as well:
JUDGEMENTINVOKED].</p>
          <p>In this example, the speaker implies their emotional
state of unsatisfaction by the amount of time that an issue
is already under discussion while providing their implicit
evaluation of the appropriate course of future actions.</p>
          <p>Our preferred approach is to judge the span of the
annotated fragment by the context and the explicitness
of the evaluation, which would lead to a clearer logic and
accountability of the annotation process.</p>
        </sec>
      </sec>
      <sec id="sec-1-2">
        <title>2.3. On identifying the borders of inscribed and invoked attitudes</title>
        <p>
          Attitude examples observed in the corpus were proven
to make use of both explicit and implicit (inscribed and
invoked) ways of expressing an attitude. The diplomatic
discourse is known for its indirectness [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] and a
particularly subtle expression of subjectivity. However, the
inscribed and invoked attitudes are not the same
regarding the additional context needed for discerning the
message’s meaning.
        </p>
        <p>The inscribed attitudes only require the explicitly
subjective tokens to be annotated, as shown in Example 3:</p>
        <p>Example 3:France [fully supports: AFFECT-INSCRIBED]
the search for a political solution.</p>
        <p>This decision would lead to a suficient increase in the
expected average length of the annotated fragment for
the invoked annotated attitudes in comparison to the
inscribed attitudes.</p>
        <p>Our main solution for annotating invoked attitudes is
to capture as much meaning as possible by annotating
as few tokens as needed.</p>
        <sec id="sec-1-2-1">
          <title>Another required decision is related to the annotation of</title>
          <p>determiners. As most of the annotated entities constitute
either an evaluative adjective or a collocation of an
evaluative adjective and an evaluative noun, it is necessary
to decide whether or not articles defining the evaluative
phrase should be included in the annotation or not.</p>
          <p>Our solution to this question is related to the overall
viewpoint on the attitude framework and depends on t</p>
          <p>If an attitude is expressed explicitly (inscribed tag)
as in ’a capable management’, ’we are happy about the
resolution’, ’the valuable lesson’, etc.) and the perceived
meaning of the adjective+noun collocation is enough to
understand it in the full, annotation of any additional
tokens should be omitted. Usually, it is enough to only
mark one token or collocation that is used for expressing
an attitude. There is no need to include any additional
tokens in the annotated fragment, for example, if an
attitude is found within a phrase [they have thought of a
wonderful solution], we would advise only marking the
evaluative adjective and omit to annotate the article that
precedes it and the noun that follows. We also advise
against article annotation when a noun that is in
collocation with the attitude-bearing adjective has no attitudinal
meaning itself (the unfortunate circumstances).</p>
          <p>However, if an attitude is a part of the superlative
form (the best) or is expressed implicitly and the broader
context is necessary for understanding the expression,
any needed number of tokens within one syntactic clause
could be considered (as in the veto today will not prevent
that).</p>
        </sec>
      </sec>
      <sec id="sec-1-3">
        <title>2.4. Overlapping attitudes</title>
        <p>Another situation that may cause confusion and
subsequent mistakes in annotation includes the cases, where
the two annotated fragments overlap. An overlap
happens if one attitude occurs within the scope of the
annotated fragment of another attitude. This may happen
in many ways, however, if there are only two attitudi- has led to a parallel annotation experiment as well as
nal elements, the overlap may look one of the following to the creation of a background for the newly-published
ways: corpus of evaluation in diplomatic speeches of the UNSC
1) The first option is for the second label to overlap (CoDipA 1.0).
with the first one as in (a(b)); We are specifically interested in investigating the
atti2) The second option is for the first element to overlap tude development processes throughout the selected time
with the second one as in ((a)b); frame and in comparing the findings on an inter-conflict
3) The third option is the inclusion of an element (b) scale. Another expected development is the practical
in the middle of the first element (a) following a scheme application of the acquired data on a fine-tuned large
lan(a(b)a) as in Example 5: guage model (such as Bert or GPT 4) to establish whether</p>
        <p>Example 5: There is no doubt that we all want there is a potential for expanding the analysis to a bigger
[Afect-inclination] to resolve this problem [Judgement- scale.
tenacity]. The results of both quantitative and qualitative
eval</p>
        <p>Here, the whole sentence is an invoked judgement with uation of the annotation outcomes are expected to be
an inclusion of an inscribed afect (in bold) corresponding published as well.
to the expression of the speaker’s desire.</p>
        <p>
          To technically deliver this solution it is necessary to
allow for overlapping annotation in doccano [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] when 4. Conclusions
creating a project.
        </p>
      </sec>
      <sec id="sec-1-4">
        <title>2.5. Interrupted attitudes</title>
        <p>The issue of interrupted annotation refers to a situation,
where a span of attitudinal text includes a sequence of
non-attitudinal tokens. Annotating unnecessary tokens
may lead to a decrease in the quality and reliability of the
future corpus. As per our observations, such an
annotation scenario occurs solely with the explicitly formulated
attitudes, therefore deciding on this type of label is
advised as a first step.</p>
        <p>Here is an example of an interrupted attitude
(Example 6), an excerpt from another diplomatic speech. An
invoked judgment of the previous lack of actions of the
Security Council is interrupted by a referral to one of
the resolutions, which does not add any additional
attitudinal meaning to the annotated fragment and should
therefore be excluded from it.</p>
        <p>Example 6: Unfortunately, in the past hundred days, the
very [limited suspension of the sanctions:
JUDGEMENTINVOKED-PART1] established by the Security Council
resolution 943 (1994) [has also not been entirely fulfilled:
JUDGEMENT-INVOKED-PART2].</p>
        <p>Our solution to resolving it is purely technical and
includes the creation of an additional label [none] that is
to be assigned to the tokens excluded from the annotated
fragment.</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>3. Related ongoing and future work</title>
      <sec id="sec-2-1">
        <title>The acquired annotation scenario has helped us further define our approach to the category of attitude as it is understood by the Appraisal theory [1] and adapt it to the needs of the diplomatic discourse analysis, which</title>
      </sec>
      <sec id="sec-2-2">
        <title>In this research paper, we have outlined some of the</title>
        <p>
          challenging parts of annotating attitudes according to the
Appraisal theory scheme [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] in the diplomatic speeches
and provided our viewpoint on their resolution, as well
as technical comments on how to implement this type of
annotation in practice.
        </p>
        <p>The first problem that an annotator would encounter
if they would seek attitude in diplomatic speeches, would
be attitude identification and deciding on the textual
borders of an attitudinal fragment. We have outlined
these processes and provided examples from our corpus.</p>
        <p>In the next sections, we have ofered an overview of the
technically challenging parts of the attitude annotation
process, such as overlapping and interrupted types of
attitudes, as well as their solution.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Limitations</title>
      <p>This paper presents an up-to-date analysis of the
ongoing research based on the annotation project, including
the development of a discourse-specific annotation
scenario. The findings from the presented annotation
scenario should not yet be considered as final, they may
be updated in the final version of the scenario before its
publication.</p>
    </sec>
    <sec id="sec-4">
      <title>Ethics Statement</title>
      <sec id="sec-4-1">
        <title>We honour the ethical code set out in the ACL Code of Ethics and there are no special ethical issues involved during the creation of this research paper.</title>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Acknowledgements</title>
      <sec id="sec-5-1">
        <title>The research reported in this paper was supported by 207</title>
        <p>01/207PROV and the Czech Science Foundation (project
no. 24-11132S, Disagreement in Corpus Annotation and
Variation in Human Understanding of Text), and partially
supported by SVV project number 260 698; a part of the
used data comes from the project no. LM2018101 by the
Czech Ministry of Education, Youth and Sports (Digital
Research Infrastructure for Language Technologies, Arts
and Humanities).</p>
      </sec>
    </sec>
  </body>
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