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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Evaluation of Large Language Models in Multilingual Settings</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maite Heredia Arribas</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universidad del País Vasco / Euskal Herriko Unibertsitatea</institution>
          ,
          <addr-line>Barrio Sarriena, 48940 Leioa, Bizkaia</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>Evaluation is an essential step in developing NLP models, that is gaining a lot of relevance alongside the need for more sophisticated metrics to account for the growth of LLMs (Large Language Models). These models have demonstrated very competitive results in a broad range of tasks and are showing new, broader skills that were previously unthinkable. Our research focuses on evaluating the multilingual capabilities of LLMs, specially for the creation of new benchmarks. They have been reported to be able to transfer tasks among languages and have great potential for adapting the available resources for less-resourced languages. We aim to design new benchmarks for these languages to help reduce the gap between the leading languages in NLP (and specifically English) and languages that are still lacking behind in resources and research. More concrete objectives include defining essential evaluation metrics across languages lacking benchmarks, comparing benchmark creation methods (automatic translation, human translation, and creation from scratch), and evaluating multilingual LLM performance with ifne-tuning and zero-shot techniques. Initial eforts have been focused on creating benchmarks for common sense reasoning and code-switched text. Future research will expand dataset creation eforts and explore fine-tuning strategies to enhance multilingual LLM performance.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;evaluation</kwd>
        <kwd>Large Language Models</kwd>
        <kwd>multilingualism</kwd>
        <kwd>low-resource languages</kwd>
        <kwd>dataset creation</kwd>
        <kwd>crosslinguistic evaluation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Therefore, the main objective of this PhD project is to explore novel methods for the creation
of relevant benchmarks for LLMs, specifically with and for multilingual settings. Using these
benchmarks, we will be able to explore multilingual capabilities of LLMs among high- and
low-resource languages, their ability to transfer tasks to diferent languages and their potential
to devise new datasets.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Background and related work</title>
      <p>
        Large Language Models (LLMs) have recently led to a seemingly unprecedented level of
performance in Natural Language Processing (NLP)[
        <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
        ]. These models are trained on vast amounts
of text, with the goal of learning representations of language which can then be transferred to
new scenarios with a minimum amount of fine-tuning. While certain models trained by private
companies, such as ChatGPT, have perhaps had the most media coverage, academic models
(PaLM, LLaMA) have also made progress.
      </p>
      <p>
        Due to their black box nature, LLMs are dificult to interpret and understand. The knowledge
acquired by the model during training is distributed among hundreds of millions of parameters,
and therefore it is very dificult to interpret the output produced by the models, or the underlying
reasons that steer the model to generate certain text. Moreover, large scale models have shown
unexpected capabilities that have surprised the research community, as they were not specifically
designed to acquire them. These so-called "emergent abilities”, the capacity of the models to
resolve tasks for which they have not been previously trained, just by providing them with very
few training examples [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], have turned out to be one of the most important characteristics of
large neural models that allow their deployment in many NLP applications and domains.
      </p>
      <p>
        While the progress made recently is undoubtable, our understanding of what this progress
really means is limited by our evaluation methods, metrics, and benchmarks that are currently
available. Neural models have improved to the point where they can often no longer be
distinguished based on the surface-level features that older metrics rely on [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], and there is a
growing need to devise evaluation strategies that measure not only the progress of the models,
but that also help us to understand the properties of large language models, their capabilities,
limitations, and risks. This will help in turn overcoming various shortcomings of current LLM
approaches that are critical for widespread adoption and that have, so far, not been successfully
addressed or solved. We focus on a specific capability of LLMs, multilingualism.
      </p>
      <p>
        Several new benchmarks have been proposed for evaluating LLMs. To create MMLU, [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ],
for example, collect over 15,000 multiple choice questions in English – taken from American
GRE and medical licensing exam preparation courses – and divided into 57 diferent topics,
broadly grouped into STEM, Humanities, Social Sciences, and Other. [9] propose BIG-Bench
with the purpose of creating a benchmark that would be more dificult and last longer than
previous benchmarks. They take a crowd-sourcing strategy and collaboratively create 204
tasks, some of which are also available in languages other than English. [10] propose HELM
(Holistic Evaluation of Language Models), which instead takes a top-down approach, spelling
out the scenarios they evaluate on and which are currently missing. Like other proposed
benchmarks, they limit themselves to collecting already available resources for several tasks –
question answering, information retrieval, summarization, sentiment analysis, toxicity, and text
classification – but furthermore incorporate a number of evaluation metrics besides accuracy
(bias, fairness, eficiency, robustness, toxicity, and calibration).
      </p>
      <p>All the datasets described so far are only available for English. While there exist several
LLMs for many languages other than English, the evaluation benchmarks on those languages
clearly lag behind. In the Spanish State, the NEL project founded by the national government
(https://www.boe.es/diario_boe/txt.php?id=BOE-A-2022-18816 ) seeks to build a new generation
of LLMs for Iberic languages that compete in performance with English LLMs [11, 12]. The
project emphasizes the need to develop and research on methods to build benchmarks to evaluate
the capacities of LLMs for said languages, an objective that is fully aligned with this thesis work.</p>
      <p>Multilingual models are designed to handle multiple languages simultaneously, leveraging
the shared information across languages to improve performance on individual tasks. These
models, such as mBERT, XLM-R, and mT5, are trained on multilingual corpora and have
demonstrated significant improvements in understanding and generating text in various languages,
including those with limited training data [13]. The capability of multilingual LLMs to transfer
knowledge across languages makes them particularly valuable for less-resourced languages,
where annotated data is scarce. Our research aims to address these challenges by creating new
benchmarks specifically tailored for evaluating the multilingual capabilities of LLMs, thereby
contributing to the advancement of NLP for a broader range of languages.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Description of the proposed research</title>
      <sec id="sec-3-1">
        <title>3.1. Initial proposal</title>
        <p>To enable the evaluation of multilingual LLMs, we first defined the following specific objectives:
• Define a set of variables / metrics that are relevant for evaluating LLMs in languages that
do not currently have an evaluation benchmark. These could include (but are not limited
to):
– Grammatical abilities: How well does the model handle complex morpho-syntax,
correference, etc.?
– Logic abilities: Can the model reason over complex logical structures?
– Common sense: What common sense knowledge is encoded in the LLM?
– Code generation abilities: Can the model be used to generate runable code?
– Truthfulness: How likely is it that the LLM presents fabricated information as truth?
– Bias: What kinds of biases does the model have?
– Toxicity: Under what circumstances does the model produce toxic output?
– Non-standard language: How well can the model operate with text from social
media, non-standard language varieties, or code-switching?
An extensive review of the literature will allow us to more clearly define what are the
most relevant variables and metrics and find the gaps in current resources and research
to try to help in filling them.
• In order to create a benchmark, compare automatic translation of benchmarks, human
translation, and creation from scratch.
• Compare the performance of multilingual / monolingual models using diferent
finetuning and prompting techniques, and use this information to improve model weaknesses.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Current progress</title>
        <p>So far we have tackled the creation of benchmarks for common sense, specifically for the
NLI task1 [14]; and non-standard language, more specifically social media text that includes
code-switching [15]. We have centered our work around the Basque language, but we are
aiming to expand our research to more languages.</p>
        <p>Our work so far has allowed us to explore the impact of diferent methods of creating
evaluation sets [16] - machine translation, human translation, from scratch - and we have been
able to gather some initial conclusions. More specifically, we have corroborated that machine
translation is a useful resource to create datasets, more so if the goal is model comparison,
but, when available, human post-edition and even creation from scratch are preferable and can
more accurately assess the capabilities of models, which underscores the efectiveness of certain
approaches in preserving linguistic nuances and ensuring benchmark quality. Apart from
creating our datasets and making our datasets publicly available, we have also performed a first
batch of experiments to test diferent multi- and cross-lingual strategies to leverage the existing
resources in English and other high-resource languages for languages with fewer resources. In
agreement with other researches’ results [13], our experiments show that using multilingual
LLMs with strategies like zero-shot cross-lingual transfer, translate-train or zero-shot prompting
can be feasible alternatives in scenarios where there are not enough resources for more standard
approaches.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Next steps</title>
        <p>We would like to continue with our work so far by developing more datasets, using the
knowledge that we have gathered about the importance of human supervision, and testing whether
our findings hold true in diferent tasks and settings. Currently, we are also exploring the
possibility of creating datasets by making use of generative autoregressive LLMs, and would
like to continue researching cross-lingual transfer.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Methodology and proposed experiments</title>
      <p>As an overview, our proposed experiments will mainly consist on researching the most eficient
methods for creating new benchmarks, that involve the acquisition of resources and their
processing, translation and/or annotation. To assure the efectiveness of these resources, it will
be essential to perform experiments with them, that may involve fine-tuning and testing LLMs.
We will publicly release the created benchmarks, as well as an environment to evaluate LLMs
and share these with the scientific community. In this way we will provide comparable results
and we will gain insight about improvements. Although some of the ideas may not provide the
desired results, we will fulfill all the objectives and get feedback from the results. All the true
hypotheses will be shared in major peer-reviewed conferences.
1https://github.com/hitz-zentroa/xnli-eu</p>
      <sec id="sec-4-1">
        <title>4.1. Main Hypotheses</title>
        <p>Here, we present the four main hypotheses that guide our work. These hypotheses are further
elaborated and expanded as we progress in our research, incorporating new insights and
developments.</p>
      </sec>
      <sec id="sec-4-2">
        <title>H0: Transferring English benchmarks to other languages. The benchmarks and metrics</title>
        <p>that have been developed for English are not suitable to measure the performance in a lot of
other languages, especially low-resourced languages, and have to be adapted and improved.
H1: Human intervention. Human intervention is essential to create reliable benchmarks
for languages other than English, especially low-resourced ones.</p>
        <p>H2: Cultural impact. Benchmarks devised for English are culturally bounded to the
Anglosphere. Therefore, the development of resources for diferent languages should not reproduce
these cultural biases, but rather try to adapt to the culture of each language.
H3: Non-standard language. A great deal of well-known and widely used benchmarks and
metrics are not representative of real language production, but rather a standardized form of
language.</p>
      </sec>
      <sec id="sec-4-3">
        <title>4.2. Research Tasks (RT), Questions (RQ)</title>
        <p>RT0. Prepare the research scenario. The initial task involves defining the variables of interest,
ifnding metrics to correctly measure these variables, and collecting relevant datasets which are
available in English and other high-resource languages. We will perform initial experiments in
English to determine the feasibility of our metrics and tests RQ0.A) What current datasets are
available in English? RQ0.B) Which variables (performance, bias, toxicity, etc) do these datasets
measure? RQ0.C) Do the current metrics correctly capture the most important variables?
RT1. Explore the most appropriate method for creating successful LLM benchmarks for
lowresourced languages. In this task, we will compare the strengths and weaknesses of creating
new benchmarks through translation-based transfer or by creating the resources from scratch.
RQ1.A) Can automatic translation create robust benchmarks in new languages? RQ1.B) Can
human translation create robust benchmarks in new languages? RQ1.C) What culturally specific
artifacts are lost in translation? RQ1.D) How does translation-based benchmarking difer from
creating new benchmarks from scratch?
RT2. Determine the correlations between the performance of LLMs on standardized tests
as benchmarks and their performance on other tasks. RQ2.A) How does model performance
on available standardized tests correlate with performance on NLP-style tasks? RQ2.B) Does
the performance on the standardized tests or NLP tasks correlate with the ability of models to
perform useful functions, e.g. write a formal email conditioned on some information?
RT3. Compare monolingual and multilingual models, including English models. RQ3.A) What
relative strengths/weaknesses do multilingual and monolingual models have? RQ3.B) How does
the monolingual performance of these models compare to English models, such as GPT4? RQ3.C)
How does finetuning, instruction tuning, and prompt engineering change the performance of
these models?</p>
      </sec>
      <sec id="sec-4-4">
        <title>4.3. Research schedule yearly</title>
        <p>First year: In the first year we will mainly focus on tasks related to RT0. The goal is to
prepare the research scenario so we will need to define the main variables of interest and collect
available English datasets. We foresee the following tasks:
• We will gather the basic resources, such as a collection of the main datasets used to
evaluate LLMs in English, as well as any standardized tests available in Iberian languages,
which help answer RQ0.A and RQ0.B.
• We will create a taxonomy of the variables that are measured in these datasets and their
corresponding metrics, in order to answer RQ0B.
• We will design and run experiments on state-of-the-art English LLMs on the datasets
from the previous tasks to answer RQ0.C.</p>
        <p>• We aim to submit the answers of RQs to a top journal or conference.</p>
        <p>Second year: During this year we will mainly focus on tasks RT1 and RT2. For that, we
ifrst will experiment with methods to create a comprehensive benchmark for Iberian LLMs,
comparing translation methods and in-language annotation. In the second part of the year, we
will start working in parallel with the comparison of standardized testing with NLP tasks. For
this year, we foresee the following tasks:
• We will use automatic translation to transfer the available English resources to Iberian
languages and perform an analysis of the resulting translated datasets, paying attention
to what errors are introduced, what topics are included, and LLM performance. This task
will help answer RQ1.A.
• From the analysis of the previous step, we will choose a subset of data to translate
via human translators. We will perform a similar analysis of errors, topics, and LLM
performance. This task will help answer RQ1.B.
• Finally, we will perform an annotation project on a subset of the datasets used in human
translation. The goal will be to create similar datasets, but localized and annotated by
native speakers. We will compare the distribution of topics, as well as LLM performance
on this data with the translated versions. This task will allow us to answer both RQ1.C
and RQ1.D
• To answer RQ2A, we will compare LLM performance on our benchmark and available
standardized exams in Iberian languages. We will perform a regression analysis of
performance improvements on the standardized exams and other tasks to determine what
relation exists.
• For RQ2.B, we will need to determine a small set of tasks that users of LLMs would be
interested in, which we would gather via a small community survey. Once we have the
results of the survey, we can test the models on these tasks and perform a similar analysis
as we did to answer RQ2A.
• Note that due to the great number of tasks planned for the second year, we probably need
to postpone some tasks to the third year.</p>
        <p>Third year: During the third year, we will focus on tasks related to RT3. Our objective is
to compare the strengths of monolingual Iberian LLMs, multilingual Iberian LLMs, massively
multilingual LLMs, and monolingual English LLMs.</p>
        <p>• In order to answer RQ3.A, we first compare available monolingual and multilingual LLMs
on our benchmark.
• Compare these results to the results of English LLMs to answer RQ3.B.
• Given the insights from the previous experiments, propose finetuning, instruction tuning,
and prompting methods to improve the weaknesses of monolingual models (RQ3.C).
• Depending on the answers of RQ3s, we will submit our work to a top conference.
Fourth year: The most interesting conclusions obtained from previous years will be taken
and rounded of through new experiments in the first months of the year. Then the thesis will
be written and the thesis defense preparation will be done. The following tasks are planned for
this purpose:
• Finish tasks and experiments of previous years.
• Submitting related research to a top journal or conference.</p>
        <p>• Write-up of the PhD thesis.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Specific issues of research to be discussed</title>
      <p>Our research is mainly focused on the creation and evaluation of reliable benchmarks for
low-resource languages, which is undoubtedly one critical bottleneck in the development of
NLP applications. Creating new datasets is always a time-consuming task, specially when
working with models that need large amounts of training data. Most new datasets are either
opportunistic, in the sense that they are stemmed from already existing data that has been
pre-annotated for diferent purposes, or are created through crowd-sourcing, that can result in
lower quality annotations (and, sometimes, unethical work practices [17]). These can be valid
approaches to the creation of datasets, but we argue that for benchmarks to be more useful
and more accurately measure the capabilities of models, they should ideally be more carefully
designed, linguistically motivated, and annotated by professionals of diferent areas of expertise,
depending on the task. These considerations make our work slower and significantly more
challenging in diferent steps of the workflow: the design of the process, data collecting and,
most notably, annotating.</p>
      <p>On the other hand, it is worth mentioning that one of the possible lines of research of this
thesis is to evaluate ethical aspects of large language models, including biases and harmfulness.
These are sensitive topics that will be approached with the necessary care and consideration.
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