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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>N. Cecere);</journal-title>
      </journal-title-group>
      <issn pub-type="ppub">1613-0073</issn>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Embeddings of Product Reviews for Recom mendation</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Andrea Pisani</string-name>
          <email>andrea.pisani@polito.it</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nicola Cecere</string-name>
          <email>nicola.cecere@mail.polimi.it</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maurizio Ferrari Dacrema</string-name>
          <email>maurizio.ferrari@polimi.it</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paolo Cremonesi</string-name>
          <email>paolo.cremonesi@polimi.it</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Politecnico di Milano</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Italy</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Politecnico di Torino</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Italy</string-name>
        </contrib>
        <contrib contrib-type="editor">
          <string-name>Large Language Models, User Reviews, Recommendation, Text embedding</string-name>
        </contrib>
      </contrib-group>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0001</lpage>
      <abstract>
        <p>A significant amount of past literature has shown that it is dificult to leverage plain-text reviews to improve recommendation efectiveness. Since then, Large Language Models (LLMs) have shown unprecedented ability to capture natural language semantics, which has been applied to multiple domains with good results. However, re-purposing them for recommendation is not straightforward, due to their high computational cost and the risk of hallucinations. For these reasons, rather than using LLMs as models to directly generate recommendations, we investigate if LLM embeddings of plain-text reviews can be a useful input to improve the quality of traditional review-based recommendation algorithms, by adapting their architecture to process said embeddings rather than word-level ones. We structure an empirical analysis using two Amazon Review Datasets and three LLMs to produce embeddings: OpenAI, Wang's Mistral and VoyageAI. The results show that LLM embeddings can be efectively used in review-based models developed for word-level embeddings, yet one baseline model still achieves greater accuracy.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>CEUR
ceur-ws.org</p>
    </sec>
    <sec id="sec-2">
      <title>1. Introduction</title>
      <p>
        Recommender systems (RS) are widely adopted to help people navigate the vast and expanding
catalogues of digital platforms, most of which encourage users to also leave reviews for the items
they select. Despite their abundance, said reviews are underutilised by current RS [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], even
though numerous eforts have been made to extract and leverage valuable information from
reviews to enhance recommendation quality. Matching the benchmark set by state-of-the-art
Collaborative Filtering (CF) models remains a challenging goal for review-based RS.
      </p>
      <p>Nonetheless, textual reviews hold untapped potential for RS, since many users rely on them
in their browsing. It can be argued that the shortcomings of previous integration attempts
are related to Natural Language Understanding, a field in which recent advances, particularly
through Large Language Models (LLMs), have been noteworthy. LLMs are transformer-based
neural architectures with billions of trainable parameters.
nEvelop-O</p>
      <p>
        There have been several attempts to use LLMs as RS, primarily exploiting them as generative
RS. However, such attempts show a number of limitations, mostly tied to the need for extensive
refactoring of interaction data, the high computational cost of training and fine-tuning LLMs,
and model reliability problems, such as hallucinations [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>In this study, leveraging LLM-generated embeddings from plain-text product reviews, we
investigate integrating the semantic capabilities of LLMs with traditional review-based RS. We
then compare the efectiveness of existing algorithms using word-level embeddings to those
using LLM-generated embeddings.</p>
    </sec>
    <sec id="sec-3">
      <title>2. Background</title>
      <p>
        Chen et al. [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] classify review-based RS into four categories, based on their way of exploiting
reviews: text-mining models, sentiment analysis models, rating weighting models and item
profile enrichment models. Among review-based RS, we focus on three among the most efective
algorithms: Hidden Factors and Hidden Topics (HFT) [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], Neural Attentional Regression with
Review-level Explanations (NARRE) [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and Hybrid neural Recommendation with joint Deep
Representation learning of ratings and reviews (HRDR) [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        HFT is a rating weighting RS based on the combination of two techniques: a classic global
efects-aware matrix factorisation (MF) model [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], which predicts ratings according to latent
representations of users and items, and Latent Dirichlet Allocation (LDA) [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], which is used to
extract topics from review texts. A likelihood function over the extracted topics is used as a
regularization term in its squared loss function.
      </p>
      <p>
        NARRE [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] is a two-tower profile enrichment neural model. The user tower is fed with all
the reviews posted by a given user, while the item tower is fed with the reviews regarding a
given item. In both towers, the reviews are decomposed in word-level embeddings [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] and
processed by a Convolutional Neural Network. The resulting feature vectors are weighted
through an attention layer, whose output is remapped through a fully connected neural layer.
Representations are merged to the ratings-based user and item profiles, and the rating prediction
is computed as a dot product of the feature vectors.
      </p>
      <p>
        HRDR [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] is a two-tower profile enrichment neural model, very similar to NARRE in terms of
general intuition and architecture, with two main diferences. First of all, the URM is processed
through Multi-Layer Perceptrons which output one latent representation per tower. These
latent representations are multi-purposed: they are injected in the final merging of profiles
right before computing the rating predictions through global efects-aware MF, and also into
the attention layer that processes the reviews.
      </p>
    </sec>
    <sec id="sec-4">
      <title>3. Methodology</title>
      <p>We adapted NARRE and HRDR to use LLM embeddings of reviews as input to compare their
efectiveness when using word-level embeddings versus LLM embeddings. Originally, their input
would be a matrix of word embeddings representing a single review, which was aggregated into
a single vector through the use of a CNN module. As LLM-based embeddings already represent
the reviews in whole, such CNN module was eliminated in their adapted versions, which we
respectively named NARRE-LLM and HRDR-LLM. HFT was considered as a baseline model and
not adapted in its architecture, since it does not incorporate review embeddings, but instead
exploits LDA to do review topic modelling. We also slightly modified all the models, including
HFT, in their training process, in order to evaluate them on top- recommendation tasks instead
of rating prediction. For NARRE, HRDR, NARRE-LLM and HRDR-LLM, we changed the loss
function from squared loss to Bayesian Personalised Ranking (BPR). The HFT algorithm defines
a custom loss function which we did not change; however, for the top- recommendation task,
the model needs to distinguish positive user-item interactions from negative ones, i.e., those
that did not occur, associated to a rating value of 0. Thus, our version of HFT samples negative
interactions during training, with uniform probability defined by a hyperparameter.</p>
      <p>
        We use two datasets, consisting of diferent categories of the Amazon Reviews Dataset [
        <xref ref-type="bibr" rid="ref10 ref11">10, 11</xref>
        ]:
the 2014 version of the Digital Music category, and the 2012 version of the Fine Foods category.
The datasets were preprocessed by extracting their 5-core subgraph. This was done to reduce
their size, considering the high computational cost of embedding reviews using multiple LLMs.
The interactions of both datasets were split in 80% training, 10% validation and 10% test.
      </p>
      <p>The plain-text reviews contained in both datasets were embedded using multiple LLMs,
selected from the MTEB Leaderboard [12]: OpenAI’s text-embedding-ada-0021, Wang’s
e5mistral-7b-instruct [13], and VoyageAI’s voyage-lite-02-instruct2. While Wang’s and
VoyageAI’s embedders were chosen for their high position within the leaderboard, OpenAI’s
embedder was selected for its widespread use.</p>
      <p>The models were trained iteratively through stochastic gradient descent, using Bayesian
Optimization [14, 15] to optimize hyperparameters with respect to the NDCG@10 metric over
the validation set. To mitigate the risk of overfitting, we employ early-stopping, performing an
evaluation over the validation set every 5 epochs and terminating the training if NDCG@10
has not improved throughout the 5 latest evaluations. We evaluated the models on the top-
recommendation task with NDCG at cutof 10. We also report two beyond-accuracy metrics to
measure how the recommendations are distributed: Item Coverage, which measures the portion
of items in the catalogue that were recommended at least once, and Item Coverage Hit, which
represents the portion of items that were correctly recommended at least once.</p>
    </sec>
    <sec id="sec-5">
      <title>4. Results</title>
      <p>Evaluation results are shown in Table 1. For both datasets, using the LLM embeddings as
input for HRDR and NARRE resulted in visible improvements in recommendation efectiveness.
NARRE-LLM improved up to 47.2% in NDCG with respect to NARRE over the Amazon Music
Dataset, and up to 100.6% over the Amazon Fine Foods Dataset, employing embeddings from
OpenAI and Wang, respectively. Similarly, HRDR-LLM outperforms HRDR by up to 25.5% and
5.84% over the two datasets, employing embeddings from VoyageAI and OpenAI. All models
also visibly improve with respect to Item Coverage and Item Coverage Hit, over both datasets.
In particular, NARRE-LLM achieves the best Item Coverage when using Wang’s embeddings,
while HRDR-LLM’s Item Coverage improves the most when using OpenAI’s embeddings.
1https://openai.com/blog/new-and-improved-embedding-model
2https://docs.voyageai.com/docs/embeddings</p>
      <p>Nevertheless, the HFT model, when trained with implicit interaction data and negative
interaction sampling, achieved the best NDCG values. It outperforms HRDR-LLM by a margin
of 11.02% over the Amazon Music Dataset and by 4.86% over the Amazon Fine Foods Dataset.
NARRE-LLM shows the poorest recommendation accuracy, being outperformed by HFT by a
margin of 67.95% when tested on the Amazon Music Dataset, and of 136.8% over the Amazon Fine
Foods Dataset. HFT performs solidly also in terms of both Item Coverage and Item Coverage Hit.
In terms of Item Coverage, HRDR-LLM with OpenAI embeddings is the best performer over the
Music Dataset, improving HFT’s baseline by 5.33%; over the Fine Foods Dataset, HFT performs
the best, being 16.44% better than HRDR-LLM with OpenAI embeddings. In terms of Item
Coverage Hit, HFT is on top over both datasets, while HRDR-LLM with OpenAI embeddings is
second best in both cases.</p>
    </sec>
    <sec id="sec-6">
      <title>5. Conclusions</title>
      <p>
        Although LLM embeddings are indeed an improvement over the ones used by NARRE and
HRDR, exploiting reviews as means for regularization like HFT still appears the better choice.
Since HFT only exploits reviews through LDA-based topic modelling, thus not making use of
review embeddings at all, its recommendation accuracy also comes at a lower computational
cost. These findings on top-  accuracy are consistent with those of [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], which focused on rating
prediction instead. We also tested the proposed approach on non-review based models in [16].
      </p>
      <p>Possible continuations to our investigation might include the use of review embeddings for
item feature extraction or feature weighting, and the development of RS specifically engineered
to exploit LLM embeddings of textual information as input data, possibly going beyond reviews.
[12] N. Muennighof, N. Tazi, L. Magne, N. Reimers, MTEB: Massive text embedding benchmark,
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May 2-6, 2023, Association for Computational Linguistics, 2023, pp. 2006–2029. doi:10.
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[13] L. Wang, N. Yang, X. Huang, L. Yang, R. Majumder, F. Wei, Improving text embeddings with
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[14] P. I. Frazier, Bayesian Optimization, in: E. Gel, L. Ntaimo, D. Shier, H. J. Greenberg (Eds.),
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[15] M. Ferrari Dacrema, S. Boglio, P. Cremonesi, D. Jannach, A troubling analysis of
reproducibility and progress in recommender systems research, ACM Transactions on
Information Systems 39 (2021) 20:1–20:49. URL: https://doi.org/10.1145/3434185. doi:10.
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[16] N. Cecere, A. Pisani, M. Ferrari Dacrema, P. Cremonesi, Leveraging semantic embeddings
of user reviews with of-the-shelf llms for traditional recommender systems, in: E.
Maddalena, S. Mizzaro, K. Roitero, M. Viviani (Eds.), IIR2024: 14th Italian Information Retrieval
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