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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Robinson PN. The Human Phenotype
Aug</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.1055/s-0038</article-id>
      <title-group>
        <article-title>Data Harmonization through use of community standards in the Common Fund Data Ecosystem</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Michelle</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giglio</string-name>
          <email>mgiglio@som.umaryland.edu</email>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nadendla</string-name>
          <email>snadendla@som.umaryland.edu</email>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Brady</string-name>
          <email>arthur.brady@gdit.com</email>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Amanda</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Charbonneau</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
          <xref ref-type="aff" rid="aff7">7</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Czajkowski</string-name>
          <xref ref-type="aff" rid="aff11">11</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jeremy</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gillespie</string-name>
          <email>tom.h.gillespie@gmail.com</email>
          <xref ref-type="aff" rid="aff3">3</xref>
          <xref ref-type="aff" rid="aff8">8</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Philippe</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rocca-Serra</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
          <xref ref-type="aff" rid="aff9">9</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Grethe</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
          <xref ref-type="aff" rid="aff8">8</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mazumder</string-name>
          <email>mazumder@gwu.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bernard de Bono</string-name>
          <email>b.debono@auckland.ac.nz</email>
          <xref ref-type="aff" rid="aff3">3</xref>
          <xref ref-type="aff" rid="aff6">6</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jonathan Silverstein</string-name>
          <xref ref-type="aff" rid="aff10">10</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Daniel Clark</string-name>
          <email>daniel.clarke@mssm.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Musen</string-name>
          <email>musen@stanford.edu</email>
          <xref ref-type="aff" rid="aff3">3</xref>
          <xref ref-type="aff" rid="aff5">5</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>White</string-name>
          <email>owhite@som.umaryland.edu</email>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>the CFDE Ontology Working Group</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mexico</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Pharmacological Sciences, Mount Sinai Center for Bioinformatics, Icahn School of</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>George Washington University</institution>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Institute for Genome Sciences, University of Maryland School of Medicine</institution>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Medicine at Mount Sinai</institution>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff4">
          <label>4</label>
          <institution>School of Medicine, Department of Internal Medicine, Translational Informatics Division, University of New</institution>
        </aff>
        <aff id="aff5">
          <label>5</label>
          <institution>Stanford University</institution>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff6">
          <label>6</label>
          <institution>University of Auckland</institution>
          ,
          <country country="NZ">New Zealand</country>
        </aff>
        <aff id="aff7">
          <label>7</label>
          <institution>University of California</institution>
          ,
          <addr-line>Davis</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff8">
          <label>8</label>
          <institution>University of California, San Diego</institution>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff9">
          <label>9</label>
          <institution>University of Oxford</institution>
          ,
          <country country="UK">United Kingdom</country>
        </aff>
        <aff id="aff10">
          <label>10</label>
          <institution>University of Pittsburgh</institution>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff11">
          <label>11</label>
          <institution>University of Southern California, Information Sciences Institute</institution>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2018</year>
      </pub-date>
      <volume>27</volume>
      <issue>1</issue>
      <fpage>129</fpage>
      <lpage>139</lpage>
      <abstract>
        <p>The NIH Common Fund has supported multiple programs that have resulted in the creation of numerous data coordination centers (DCCs) that house diverse data and resources. In order to facilitate the ability of researchers to find information across DCCs, the Common Fund Data Ecosystem (CFDE) was formed. The CFDE provides a centralized resource managed by the CFDE Coordinating Center where metadata about DCC data assets is stored. The CFDE Portal enables search of this metadata via web-based faceted queries. The Ontology Working Group within the CFDE has established a process for choosing standards to use for the capture of this metadata from DCCs. Multiple ontologies and controlled vocabularies were chosen and are now in active use by the DCCs to submit metadata to the CFDE centralized resource. As of this writing, there are ~4.5 million file records, 2,700 subject records, and more than 1.7 million biosample records linked to ontology or controlled vocabulary terms in the CFDE resource. ontology, Common Fund, metadata harmonization, metadata integration</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The NIH Common Fund was formed in 2006
to provide a mechanism to fund initiatives that do
not fall under the purview of a single NIH institute
or center. Common Fund programs must be
transformative, catalytic, synergistic,
crosscutting, and unique
(https://commonfund.nih.gov/). Past and present
Common Fund programs have resulted in the
creation of numerous data coordination centers
(DCCs) that house the data and resources
produced by a given Common Fund program.
These DCCs generally provide tools for searching
and viewing datasets produced by the program
and often also provide analysis tools and other
resources. In order to facilitate the ability of
researchers to find information relevant to their
research that might be housed in multiple DCCs,
the Common Fund Data Ecosystem (CFDE) was
formed. As of this writing, 11 Common Fund
program DCCs participate in the CFDE. A current
full list is maintained on the CFDE Portal
(https://app.nih-cfde.org/) (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ). The CFDE
provides a centralized resource managed by the
CFDE Coordinating Center where metadata about
DCC data assets is stored. The CFDE Portal
enables search of this metadata via web-based
faceted queries that result in downloadable file
manifests that can be imported into cloud-based
analysis resources to facilitate the ability of
researchers to find and use data from Common
Fund programs (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ). This serves to help make
Common Fund data more FAIR, that is Findable,
Accessible, Interoperable, and Reusable (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ). In
order for the metadata from diverse DCCs to be
stored and effectively queried, metadata from
DCCs should be harmonized before submission to
the central repository. This was accomplished
through the use of controlled vocabularies (CVs)
and ontologies to capture many of the metadata
elements and was managed by the CFDE
Ontology Working Group (OWG). Here we
describe the process used by the OWG to choose
and implement the CVs and ontologies.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Goals and scope of harmonization effort</title>
      <p>Our overarching goal throughout our efforts to
develop a metadata capture system for the CFDE
was to take a pragmatic approach to the collection
of metadata from each DCC such that we could
facilitate cross DCC queries. We did NOT want to
attempt to unify all vocabularies or standards in
use by any DCC as this is perhaps an impossible
task and was certainly not in scope for our project.
We also did NOT want to endeavor to capture
every piece of metadata information stored at each
DCC as this would have been duplicating the
function of the individual DCCs, and that was not
our mandate. What we wanted to do was find a
way that all of the DCCs could contribute
metadata that would be useful to a large swath of
researchers at a level of granularity sufficient for
users to identify datasets of interest. To
accomplish this we had to accept that our capture
of information would be imperfect and
incomplete, keeping in mind that our goal is not
to replicate the work of the DCCs, but rather to
provide pointers and guideposts for researchers to
find the resources provided by the DCCs.</p>
    </sec>
    <sec id="sec-3">
      <title>3. The CFDE Ontology Working Group process</title>
      <p>Our process for choosing which ontologies and
CVs to use for metadata harmonization as well as
for maximizing the utility of those ontologies and
CVs for all DCCs included several steps which are
described below and in Figure 1 above.</p>
      <p>
        • Choose which metadata types to focus
on. The types of metadata associated with
datasets at each DCC are extensive.
However, as mentioned above, our goal
was not to capture everything available at
each DCC but rather to focus on metadata
elements that would provide the most
utility as search criteria for the maximum
number of researchers. Based on use
cases established for various user
profiles, we chose an initial 12 types of
metadata to capture. These are listed in
Table 1. Over time, we expect to expand
the list of metadata types included in the
CFDE.
• Survey DCCs regarding current use of
ontologies and CVs for those metadata
types. DCC representatives were asked to
fill in an online survey that asked about
their use of ontologies and CVs for the
capture of metadata. Six out of nine DCCs
(that were participating at that time, now
the number of DCCs is 11) responded to
the survey. The survey consisted of
questions asking what data types, assay
types, data formats, etc. were being
captured by each center and what, if any,
ontologies or controlled vocabularies
were being used. DCCs provided answers
as free text.
• Identify candidate ontologies and CVs
for those metadata types. There are
hundreds of ontologies being used in the
biological research community, including
many that cover the same conceptual
areas. We employed the NCBO BioPortal
tools (
        <xref ref-type="bibr" rid="ref3 ref4">3,4</xref>
        ) and the European
Bioinformatics Institute (EBI) Ontology
Lookup Service (OLS) (
        <xref ref-type="bibr" rid="ref5">5</xref>
        ) to assist in
identifying ontologies and CVs that
covered the metadata types of interest.
• Evaluate the candidate ontologies and
CVs based on our OWG criteria. We
established several criteria for assessing
the suitability of an ontology or
controlled vocabulary (CV) for use.
These overlap with the ontology
principles developed by the Open
Biological and Biomedical Ontology
•
•
•
(OBO) Foundry (
        <xref ref-type="bibr" rid="ref6">6</xref>
        ). Ideally, the ontology
or CV should:
o be stable, but not static,
o be under active development,
o have a mechanism for requesting
new terms and ontology changes
(e.g. a GitHub issue tracker),
o be responsive to requests and
      </p>
      <p>questions,
o have some level of community
buy-in as measured by BioPortal
“Acceptance Score” and GitHub
issue activity (new issues being
submitted recently),
o conform to community
conventions on ontology and
vocabulary development,
o provide mappings to other related
ontologies/vocabularies, as
relevant
Discuss and reach consensus. Candidate
ontologies were discussed in working
group meetings to reach consensus.</p>
      <p>Write and circulate a “Request For
Comments” (RFC). Once the working
group reached a decision, an RFC was
written that described the metadata type
in question, the ontology/CV that was
chosen, and any other information needed
by DCCs for correct usage. The RFC was
circulated first within the OWG and then
throughout the entire CFDE for comment
and revision before becoming a final
policy. RFCs are versioned and, as
needed, revisions to the RFCs will be
made.</p>
      <p>
        Facilitate use of the chosen ontologies
and CVs. Some DCCs had not used
ontologies or CVs for storage of metadata
or had been using different ontologies or
CVs than those chosen through the
process above. In addition, the
submission of metadata to the CFDE
central resources in the form of ontology
or CV terms was a process new to the
DCCs. Therefore, OWG members
engaged in helpdesk activities to support
DCCs as they converted (as needed) their
metadata to the OWG standards and
submitted them to the CFDE central
repository. In addition, there were
occasions when DCCs needed terms that
did not yet exist in the chosen ontologies.
In these cases, the OWG facilitated the
•
development of the needed terms by
liaising with the ontology developers,
shepherding new term requests through
the development process, and tracking
term status. In some cases, the chosen
ontology or CV did not provide updated
releases on a schedule rapid enough for
the needs of DCCs. In that case, we
employed the InterLex system to make
provisional terms with in-house ids that
can be used until new terms can be
incorporated into official releases of the
relevant ontologies or CVs (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ). InterLex
is a product of SPARC, one of the CFDE
DCCs, and provides an online interface
that allows one to create and edit new
terms that can be linked into existing
ontologies within the InterLex system.
The system also provides means of
tracking the status of terms with respect
to their incorporation into the external
ontologies. To date, 79 new terms,
primarily in the Ontology for Biomedical
Investigations (OBI) (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ), have been
developed for use in CFDE data
submissions. Another 14 provisional
terms for data types and file formats have
been created within InterLex for internal
CFDE use with the plan for their ultimate
incorporation into the official external
ontologies.
      </p>
      <p>
        Build a “slim” for the ontology or CV.
DCCs are always encouraged to use the
most granular terms that are applicable to
their metadata as this provides the most
accurate and specific information.
However, visualization of hundreds or
thousands of terms that have been used
within a dataset can present challenges.
Ontology “slims” can solve this difficulty
by providing a way to see a more
highlevel view of a set of annotations (
        <xref ref-type="bibr" rid="ref9">9</xref>
        ).
Generally, a slim is built using more
general, less specific terms from an
ontology representing broad classes
within the ontology. Granular terms can
then be mapped to the slim term under
which they have parentage. Specific
metadata term associations can then be
binned into slim-term-based categories
via those mappings. This is useful in
comparing datasets to each other, creating
visualizations of dataset annotations, and
in searching. Therefore, we also
developed CFDE specific “slims” for
most of the ontologies and CVs used by
the CFDE (Table 1). The assignment of
slim terms is done automatically via
mapping files after DCCs submit their
metadata to the central repository. With
regard to building slims, in some cases we
modified existing slims provided by the
ontology and in others we crafted the
slims based on either a bottom-up or
topdown approach using the existing CFDE
metadata records as our guide.
      </p>
    </sec>
    <sec id="sec-4">
      <title>4. Current Status of CFDE ontology and CV use</title>
      <p>The current list of ontologies and CVs that
have been adopted for metadata capture in the
CFDE are listed in Table 1. According to the
nature of the individual metadata types, some
ontologies have dozens of terms in use, while
others have thousands. Table 1 indicates how
many unique terms are being used for each
ontology as of July 2022. It also displays which
ontologies we have built CFDE-specific slims for.
For metadata type sex, a small selection consisting
of four SnoMed-CT terms have been adopted
(10). They are: ‘Indeterminate’, ‘Female’, ‘Male’,
‘Intersex’. These were chosen to reflect values
that DCCs currently have in their project
metadata. Moving forward, we realize this field
and associated vocabulary are inadequate for all
potential needs (e.g. transgender people). Thus,
we plan to revise this field and its allowed values
in light of United States Core Data for
Interoperability (USCDI)
(https://www.healthit.gov/isa/united-states-coredata-interoperability-uscdi) and Health Level
Seven (HL7) (https://www.hl7.org/) standards as
they evolve to meet community needs. To capture
race and ethnicity we will be using the Standards
for Maintaining, Collecting, and Presenting
Federal Data on Race and Ethnicity
(https://www.govinfo.gov/content/pkg/FR-199710-30/pdf/97-28653.pdf) and will strive for
continued alignment with the USCDI.</p>
      <p>The CFDE central metadata repository
captures metadata about subjects, biosamples, and
files as core entities. Currently, there are ~4.5
million file records with links to OBI assay terms,
EDAM format terms, and EDAM data terms. In
addition, there are more than 2,700 subject
records linked to Disease Ontology terms and
more than 1.7 million biosample records linked to
Uberon anatomy terms. This is just a sampling of
the large quantities of metadata currently
contained in the CFDE central repository and
accessible through the CFDE Portal
(https://app.nih-cfde.org/).</p>
      <p>Although the use of standards such as
ontologies and CVs is crucial for data
harmonization, it is not enough. Even when
multiple parties are using the same ontology, there
can still be inconsistencies in the use of terms for
specific situations. For example, we found that
even within a single DCC when looking at output
files of the same kind, with the same format, and
from the same software tool, different curators
sometimes chose different data type terms. The
problem becomes even more magnified when
looking across DCCs. Therefore, in an effort to
increase the consistent use of the standards chosen
for the CFDE central metadata repository, we are
working to identify inconsistent use of terms and
then to build term-use guidelines that will address
those inconsistencies across DCCs.</p>
      <p>In the area of ontology/CV slim development,
we will continue to revise the slims we have built
for each ontology/CV as more metadata records
are submitted to the central repository and as new
DCCs join the CFDE so as to maintain the most
useful set of general categories for each
ontology/CV as possible. We will also build a
slim for PubChem since, with more than 73,000
terms in use, a slim will be very advantageous for
summary views and comparisons. We will build
slims for additional ontologies used in CFDE as
needed.</p>
      <p>As work on the project continues, we hope to
add additional metadata types to our central
repository. We will use the above process to
identify community standards to use for those
datatypes as well.</p>
    </sec>
    <sec id="sec-5">
      <title>6. Acknowledgements</title>
      <p>We wish to acknowledge the NIH for funding
much of this work through award OT3-OD02549.
We also want to acknowledge all of the members
of the Ontology Working Group: David Chen,
Keyang Yu, Matt Roth - Baylor College of
Medicine; Jared Nedzel - Broad Institute; Allison
Heath, Deanne M Taylor, Eric Wenger, Taha M.
Ahooyi - Children's Hospital of Philadelphia;
Mano Ram Maurya - Department of
Bioengineering, University of California, San
Diego; Avi Ma'ayan, Eryk Kropiwnicki, John
Erol Evangelista, Sherry L. Jenkins, Zhuorui Xie
- Department of Pharmacological Sciences,
Mount Sinai Center for Bioinformatics, Icahn
School of Medicine at Mount Sinai; Daniel
Lyman - George Washington University; Andrew
Schroeder, Sarah Reiff - Harvard Medical School;
Ellen Quardokus, Katy Borner - Indiana
University; Robert Carter - Institute for Genome
Sciences, University of Maryland School of
Medicine; Asiyah Lin, Chris Kinsinger, Erika
Kim, George Papanicolaou, Haluk Resat, Olga
Vovk - National Institutes of Health; Brian Walsh
- Oregon Health and Science University; Diane
Eshelman, Phil Blood - Pittsburg Supercomputing
Center; Christophe Lambert, Cristian Bologa,
Jessica Binder, Vincent Metzger - School of
Medicine, Department of Internal Medicine,
Translational Informatics Division, University of
New Mexico; Soha Hassoun - Tufts University,
Medford; Bernard de Bono - University of
Auckland, New Zealand; Amanda Charbonneau,
Jeremy Walter, Saranya Canchi - University of
California, Davis; Srinivasan Ramachandran
University of California, San Diego; Jie Liu,
Yuanhao Huang - University of Michigan; Steve
Mathias - University of New Mexico;
SusannaAssunta Sansone - University of Oxford.</p>
    </sec>
    <sec id="sec-6">
      <title>7. References</title>
    </sec>
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