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				<title level="a" type="main">Automated Pipelines for Large-Scale Height-Based Vegetation Segmentation</title>
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							<persName><forename type="first">Oleksandr</forename><surname>Tsaryniuk</surname></persName>
							<email>o.tsaryniuk@ukma.edu.ua</email>
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								<orgName type="institution">National University of &quot;Kyiv-Mohyla Academy&quot;</orgName>
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									<addrLine>2 Skovorody St</addrLine>
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							<persName><forename type="first">Andriy</forename><surname>Hlybovets</surname></persName>
							<email>a.glybovets@ukma.edu.ua</email>
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								<orgName type="institution">National University of &quot;Kyiv-Mohyla Academy&quot;</orgName>
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							<persName><forename type="first">Oleksiy</forename><surname>Oletsky</surname></persName>
							<email>oletsky@ukma.edu.ua</email>
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								<orgName type="institution">National University of &quot;Kyiv-Mohyla Academy&quot;</orgName>
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									<settlement>Kyiv</settlement>
									<country key="UA">Ukraine</country>
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						<title level="a" type="main">Automated Pipelines for Large-Scale Height-Based Vegetation Segmentation</title>
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					<term>Vegetation segmentation</term>
					<term>spatial analysis</term>
					<term>hexagonal grid</term>
					<term>random points</term>
					<term>convolution filters</term>
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<div xmlns="http://www.tei-c.org/ns/1.0"><p>Height-based vector vegetation segmentation is one of the critical aspects of spatial analysis. This segmented data is used in radio propagation modeling, environmental monitoring, and vegetation mapping. Many studies on vector vegetation segmentation focus on delineating individual tree crowns, allowing detailed data sets to be obtained. However, the high level of detail results in a substantial data volume, making it impractical to use these datasets over large areas, such as an entire country. Segmentation of large vector data sets remains a significant challenge in geospatial data creation. In our study, we developed three different segmentation pipelines: hexagon segmentation, convolution segmentation, and random points. A test data fragment was processed to compare the proposed methods and accuracy and volume metrics were calculated.</p></div>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1.">Introduction</head><p>Integrating diverse datasets is a pivotal challenge in geospatial data production, particularly in vegetation analysis, where combining vector-based vegetation cover with Canopy Height Models (CHM) is essential for depth-enhanced segmentation. This study tackles such integration, aiming to segment vegetation based on height -a crucial step for comprehensive environmental and geographical analyses. Through the lens of satellite and aerial imagery, vegetation segmentation unlocks insights into vegetation distribution, health, and variety across vast areas. We introduce and assess three segmentation approaches: Hexagon Segmentation, Convolution Segmentation, and Random Points prioritizing their applicability to large-scale datasets, potentially encompassing entire countries. This comparative evaluation showcases the method's precision and practicality and advances our methodological toolkit for environmental studies.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2.">Literature review</head><p>Image segmentation is one of the most challenging tasks in image processing. Currently, there are numerous approaches and methods for image segmentation, such as the hexagon segmentation method Hofmann &amp; Tiede <ref type="bibr" target="#b0">[1]</ref> and the Point Initialization Approach Mueller &amp; Corcoran <ref type="bibr" target="#b1">[2]</ref>. Most of the research in vegetation segmentation has focused on identifying individual tree crowns. This direction has been instrumental in detailed studies of forest ecosystems, as exemplified by the works of Douss et al. <ref type="bibr" target="#b2">[3]</ref>, Li et al. <ref type="bibr" target="#b3">[4]</ref>, Lindberg et al. <ref type="bibr" target="#b4">[5]</ref>, and Jakubowski et al. <ref type="bibr" target="#b5">[6]</ref>. These studies have significantly advanced our understanding of individual tree characteristics, forest structure, and biomass distribution.</p><p>In contrast to the detailed focus on individual tree crowns, our research aims to develop methods for generalized segmentation that represent large arrays of vegetation with similar (or nearly identical) heights. These approaches are well-suited for segmenting vegetation over vast areas, such as entire countries, addressing the need for macro-level vegetation analysis. Such analysis is essential for regional and national environmental assessments, land use planning, and large-scale conservation efforts.</p><p>Our study on vegetation segmentation will leverage CHM data with a 10-meter resolution, as developed by Liu et al. <ref type="bibr" target="#b6">[7]</ref>. This CHM data is crucial for our methodology as it provides a detailed representation of vegetation height across large areas. Using a 10-meter resolution matrix allows for a fine-grained analysis of vegetation structure, making it manageable for large-scale applications like country-wide segmentation.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.">Methodology</head><p>We developed three distinct automated pipelines to address the challenge of segmenting vegetation based on height. We aimed to understand the complexity of accurately determining vegetation at different altitudes on large datasets. The methods described in the article were developed using FME (Feature Manipulation Engine). FME is a data integration platform developed by Safe Software. It is widely used for transforming, integrating, and automating spatial data workflows. A series of specific metrics were selected to assess the effectiveness and appropriateness of these approaches. These metrics serve as a foundation for evaluating each method's performance, ensuring a balanced analysis between the innovative aspects of our methodologies and their practical outcomes.</p><p>The following metrics were used for comparison:</p><p>Accuracy <ref type="bibr" target="#b0">(1)</ref>. This is the ratio of correctly identified pixels, TruePixels (2) to the total number of pixels. It is a straightforward measure of how accurately a model classifies or segments pixels.</p><formula xml:id="formula_0">𝐴𝑐𝑐𝑢𝑟𝑎𝑐𝑦 = 𝑇𝑟𝑢𝑒𝑃𝑖𝑥𝑒𝑙𝑠 𝑇𝑜𝑡𝑎𝑙𝑁𝑢𝑚𝑏𝑒𝑟𝑜𝑓𝑃𝑖𝑥𝑒𝑙𝑠<label>(1)</label></formula><p>Where: Total Number of Pixels is the sum of all pixels within all vegetation segments.</p><formula xml:id="formula_1">𝑇𝑟𝑢𝑒𝑃𝑖𝑥𝑒𝑙𝑠 = ℎ !"#$% 𝑝 − ℎ !"#$"# 𝑝 ≤ 3 (2) ! !!!</formula><p>Where: ℎ !"#$% 𝑝 is the height associated with pixel p in the input data, ℎ !"#$"# 𝑝 is the height associated with pixel p in the output data, as determined by the segmentation process.</p><p>Volume. This metric is expressed in the number of vertices after segmentation. It reflects the segmentation's complexity and detail. A more significant number of vertices usually implies a more detailed segmentation but negatively affects the display speed and processing.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.1.">Hexagon segmentation</head><p>Hexagonal grids offer several advantages over square grids, primarily due to their low perimeter-toarea ratio, which reduces sampling bias related to edge effects. Unlike circles with the lowest ratio but cannot tessellate, hexagons can form a continuous grid while being the most circular-shaped polygon. This allows hexagonal grids to more naturally represent curves in data patterns compared to square grids. Additionally, points within hexagons are closer to the centroid than points within equal-area squares or triangles, making hexagons ideal for analyses involving connectivity or movement paths. Hexagons also reduce orientation bias and distortion over large areas, and finding neighbors is simpler due to the equidistant centroids of adjacent hexagons. The Hexagon segmentation method (Figure <ref type="figure" target="#fig_0">1</ref>) involves creating a hexagonal grid with uniform hexagons (each side is 100 meters long) and generalizing the height matrix to a 3-meter interval. The vegetation vector is clipped according to the hexagon grid to form segments. Heights from the height matrix are then assigned to each segment, with the most frequent height value in the segment being selected (using the MODE function). Adjacent segments with the same height are merged.</p><p>We used Pierre's Gauthier algorithm <ref type="bibr" target="#b7">[8]</ref> to generate a hexagonal grid. This algorithm's core involves generating a grid of points that will serve as the centers of the hexagons. The primary parameter is SIDE_LENGTH, the length of a hexagon's side.</p><p>Two point grids are generated with the following parameters: the first grid is defined by hoffset(1) and voffset <ref type="bibr" target="#b1">(2)</ref>:</p><formula xml:id="formula_2">offset = SIDE_LENGTH * 3 (1) voffset = cos 30° * SIDE_LENGTH * 2 (2)</formula><p>The second grid is a copy of the first grid with shifts applied to the x and y coordinates:</p><formula xml:id="formula_3">X !"#$% = hoffset/2 Y !"#$% = voffset/2</formula><p>The last step of the algorithm involves creating circles at the generated points with a radius of SIDE_LENGTH and then simplifying these circles into six-sided polygons. The result is a grid of regular hexagons with a side length of SIDE_LENGTH. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.2.">Convolution Segmentation</head><p>The convolution function filters the pixel values in an image, which can be used for sharpening, blurring, edge detection, or other kernel-based enhancements. Filters enhance raster image quality by removing spurious data or highlighting features. These convolution filters are applied with a moving, overlapping kernel (window or neighborhood). They calculate pixel values based on the weights of neighboring pixels. In our approach, we used several iterations of convolutional filters to obtain areas with the same height. Like the first method, the Convolution Segmentation method also generalizes the height matrix to a 3-meter interval. The matrix is then generalized using a convolutional filter (kernel = 5x5). Several iterations are conducted using the "Majority" operation (4 iterations), selecting the most frequently occurring value, as in the first method. The next stage is converting the raster to a vector. RasterToPolygonCoercer(FME) and AreaGapAndOverlapCleaner(FME) are used. To make a better shape of polygons after conversion, we used a combination of generalization and smoothing: Douglas-Peucker(Generalize 7 meters) <ref type="bibr" target="#b8">[9]</ref> à NURBfit(Smooth ) <ref type="bibr" target="#b9">[10]</ref> à Douglas-Peucker(Generalize 2 meters). Such a combination of generalization and smoothing allows for eliminating pixel steps and obtaining an acceptable density of polygon vertices. The final stage combines the resulting polygons and vector vegetation layer by AreaOnAreaOverlayer(FME). </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3.3.">Random Points</head><p>The Random Points method is based on creating random points within a vegetation polygon using several steps: 1) Generation of random points across the polygon's bounding box. Two sets of coordinates are generated (X, Y). The number of random coordinates depends on the polygon`s area: larger areamore coordinates; 2) Generating points along the central line of the polygon created by CenterLineReplacer(FME); 3) Extracting the central point of the polygon: CenterPointExtractor(FME). 4) Snapper(FME) and DuplicateFilter(FME) were applied to the resulting points to avoid duplicates or nearduplicate points. Different approaches are used to generate random points due to the different shapes of the input polygons. This combination of point-generation methods allows us to get uniform point distribution over all polygons. The next step involves using the ArcGIS procedure 'Generate Subset Polygons' <ref type="bibr" target="#b10">[11]</ref> activated by Python script. This function creates a subset of polygon features from input points without gaps and overlaps. The goal is to divide the points into compact, nonoverlapping subsets, and create polygon regions around each subset of points. The minimum and maximum number of points in each subset can be controlled.</p><p>Generate Subset Polygons' function based on Thiessen polygons also known as Voronoi diagram or Voronoi polygons. <ref type="bibr" target="#b11">[12,</ref><ref type="bibr" target="#b12">13]</ref>. The methodology for assigning elevations to segments follows the approach established in previous methods. Each segment intersects with a generalized elevation matrix up to 3 meters. The elevation assigned to each segment is determined by the most frequently occurring pixel values within that intersection. This technique ensures consistency in elevation assignment across different segments, leveraging the established practices from prior methodologies for effective elevation mapping. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="4.">Evaluation of the quality of the proposed approaches</head><p>For this study, a test site covering an area of 430 square kilometers in the western Czech Republic was selected as the primary focus (Figure <ref type="figure" target="#fig_6">7</ref>). The data concerning vegetation heights was sourced from a detailed 10-meter CHM. The vegetation data itself was derived from a comprehensive vector dataset. This dataset was generated through machine learning techniques to automatically analyze high-resolution satellite imagery, a process meticulously carried out by the Visicom company. The methods discussed in this article, as well as the analysis of the results, were implemented on PC using the Feature Manipulation Engine (FME). The obtained Accuracy and Volume results are shown in Tables 1,2,3. To evaluate the segmentation's accuracy, 3-meter height ranges were selected. After testing various height range options (1m, 3m, and 5m), the 3-meter range was chosen as optimal. This selection was based on its ability to accurately reflect the vegetation's true height while minimizing the amount of "noise" from individual pixels with varying heights. This compromise ensures a balance between precision and the reduction of outliers, providing a more reliable assessment of segmentation performance.</p><p>It is worth noting that in some methods, the 42-meter height category is not represented on the histogram. This is due to the very small number of pixels in this category. The most representative heights are those between 12 and 36 meters, with a sufficient number of pixels. We did not consider the performance evaluation of the segmentation methods within the scope of this study. This decision was based on the understanding that performance assessments conducted on a limited test dataset would not yield representative results.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="5.">Conclusion</head><p>The comparative analysis reveals that each method has its merits in terms of accuracy and volume of the final segmented vector. The choice of method may depend on specific research needs, available computational resources, and the scale of the analysis. Although the hexagon method has the lowest accuracy, it differs from the simplicity of the other presented methods and can be successfully applied to large data sets. The convolutional method has the highest accuracy in representing heights but has a "bottleneck" at the raster-to-vector conversion stage. This stage requires significant computing resources and can become an obstacle in processing extensive data. Future work should focus on refining these methodologies, exploring their application in different ecological contexts, and integrating additional data sources to enhance the accuracy and utility of vegetation segmentation for environmental monitoring and management. Considering the rapid development and high efficiency of machine learning methods, future development of this research aims to incorporate AI-based approaches alongside the methods already compared. This expansion will comprehensively evaluate traditional segmentation techniques against AI-powered models, potentially setting a new benchmark in vegetation segmentation methodologies. Additionally, plans are underway to apply the described segmentation methods to large countrywide datasets. In this context, it would be prudent to analyze each method's performance speed and calculate the computational resources required for its implementation. This comprehensive evaluation will ensure the methods' scalability and efficiency when applied to extensive data sets.</p></div><figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_0"><head>Figure 1 :</head><label>1</label><figDesc>Figure 1: Hexagon segmentation workflow.</figDesc><graphic coords="3,70.94,56.74,453.18,166.90" type="bitmap" /></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_1"><head>Figure 2 :</head><label>2</label><figDesc>Figure 2: Result of the hexagon segmentation workflow.</figDesc><graphic coords="4,89.29,56.74,431.10,290.28" type="bitmap" /></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_2"><head>Figure 3 :</head><label>3</label><figDesc>Figure 3: Convolution segmentation workflow.</figDesc><graphic coords="4,85.14,478.87,436.50,185.94" type="bitmap" /></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_3"><head>Figure 4 :</head><label>4</label><figDesc>Figure 4: Result of the convolution segmentation workflow.</figDesc><graphic coords="5,89.29,108.01,431.10,290.23" type="bitmap" /></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_4"><head>Figure 5 :</head><label>5</label><figDesc>Figure 5: Random points segmentation workflow.</figDesc><graphic coords="6,85.14,56.74,436.60,207.35" type="bitmap" /></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_5"><head>Figure 6 :</head><label>6</label><figDesc>Figure 6: Result of the convolution segmentation workflow.</figDesc><graphic coords="6,89.29,383.91,431.10,305.82" type="bitmap" /></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_6"><head>Figure 7 :</head><label>7</label><figDesc>Figure 7: Research area location.The methods discussed in this article, as well as the analysis of the results, were implemented on PC using the Feature Manipulation Engine (FME). The obtained Accuracy and Volume results are shown in Tables 1,2,3.</figDesc><graphic coords="7,89.29,108.01,431.10,290.23" type="bitmap" /></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_7"><head>Figure 8 :</head><label>8</label><figDesc>Figure 8: Comparative assessment of accuracy by height categories.</figDesc><graphic coords="9,70.94,314.74,482.05,114.00" type="bitmap" /></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" type="table" xml:id="tab_0"><head>Table 1</head><label>1</label><figDesc>Hexagon method statistics</figDesc><table><row><cell>Vegetation</cell><cell></cell><cell></cell><cell></cell></row><row><cell>Height</cell><cell>Accuracy %</cell><cell>Total pixels in CHM</cell><cell>Volume</cell></row><row><cell>0</cell><cell>66.22</cell><cell>980</cell><cell></cell></row><row><cell>3</cell><cell>58.92</cell><cell>1020</cell><cell></cell></row><row><cell>6</cell><cell>87.51</cell><cell>4485</cell><cell></cell></row><row><cell>9</cell><cell>94.05</cell><cell>28114</cell><cell></cell></row><row><cell>12</cell><cell>93.19</cell><cell>80631</cell><cell></cell></row><row><cell>15</cell><cell>89.95</cell><cell>145203</cell><cell></cell></row><row><cell>18 21</cell><cell>82.01 80.75</cell><cell>219782 343390</cell><cell>558338</cell></row><row><cell>24</cell><cell>82.07</cell><cell>512259</cell><cell></cell></row><row><cell>27</cell><cell>85.62</cell><cell>749204</cell><cell></cell></row><row><cell>30</cell><cell>88.73</cell><cell>905916</cell><cell></cell></row><row><cell>33</cell><cell>90.17</cell><cell>517650</cell><cell></cell></row><row><cell>36</cell><cell>90.29</cell><cell>94701</cell><cell></cell></row><row><cell>39</cell><cell>84.83</cell><cell>3723</cell><cell></cell></row></table></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" type="table" xml:id="tab_1"><head>Table 2</head><label>2</label><figDesc></figDesc><table><row><cell cols="2">Convolution method statistics</cell><cell></cell><cell></cell></row><row><cell>Vegetation</cell><cell></cell><cell></cell><cell></cell></row><row><cell>Height</cell><cell>Accuracy %</cell><cell>Total pixels in CHM</cell><cell>Volume</cell></row><row><cell>0</cell><cell>76.29</cell><cell>949</cell><cell></cell></row><row><cell>3</cell><cell>58.6</cell><cell>1256</cell><cell></cell></row><row><cell>6</cell><cell>69.77</cell><cell>8657</cell><cell></cell></row><row><cell>9</cell><cell>79.43</cell><cell>44705</cell><cell></cell></row><row><cell>12</cell><cell>87.72</cell><cell>98143</cell><cell></cell></row><row><cell>15</cell><cell>92.41</cell><cell>156412</cell><cell></cell></row><row><cell>18 21</cell><cell>95.2 96.38</cell><cell>238215 360859</cell><cell>752412</cell></row><row><cell>24</cell><cell>97.26</cell><cell>534555</cell><cell></cell></row><row><cell>27</cell><cell>98.17</cell><cell>741339</cell><cell></cell></row><row><cell>30</cell><cell>98.92</cell><cell>836759</cell><cell></cell></row><row><cell>33</cell><cell>99.39</cell><cell>485668</cell><cell></cell></row><row><cell>36</cell><cell>99.65</cell><cell>94605</cell><cell></cell></row><row><cell>39</cell><cell>99.73</cell><cell>5176</cell><cell></cell></row><row><cell>Table 3</cell><cell></cell><cell></cell><cell></cell></row><row><cell cols="2">Random point method statistics</cell><cell></cell><cell></cell></row><row><cell>Vegetation</cell><cell></cell><cell></cell><cell></cell></row><row><cell>Height</cell><cell>Accuracy %</cell><cell>Total pixels in CHM</cell><cell>Volume</cell></row><row><cell>0</cell><cell>65.57</cell><cell>909</cell><cell></cell></row><row><cell>3</cell><cell>58.26</cell><cell>1567</cell><cell></cell></row><row><cell>6</cell><cell>83.38</cell><cell>6361</cell><cell></cell></row><row><cell>9</cell><cell>88.01</cell><cell>41188</cell><cell></cell></row><row><cell>12</cell><cell>88.55</cell><cell>87758</cell><cell></cell></row><row><cell>15</cell><cell>82.67</cell><cell>141607</cell><cell></cell></row><row><cell>18</cell><cell>82.01</cell><cell>213139</cell><cell></cell></row><row><cell>21</cell><cell>80.75</cell><cell>360787</cell><cell>737853</cell></row><row><cell>24</cell><cell>82.07</cell><cell>542611</cell><cell></cell></row><row><cell>27</cell><cell>85.62</cell><cell>780707</cell><cell></cell></row><row><cell>30</cell><cell>88.73</cell><cell>905794</cell><cell></cell></row><row><cell>33</cell><cell>90.17</cell><cell>516782</cell><cell></cell></row><row><cell>36</cell><cell>90.29</cell><cell>93784</cell><cell></cell></row><row><cell>39</cell><cell>84.83</cell><cell>4905</cell><cell></cell></row><row><cell>42</cell><cell>86.36</cell><cell>374</cell><cell></cell></row></table></figure>
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			<div type="acknowledgement">
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="6.">Authorship Contribution Statement</head><p>A. Hlybovets, O. Oletsky: Selection of metrics and assessment of the complexity of the proposed algorithms. O. Tsaryniuk: Development and implementation of segmentation pipelines.</p></div>
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