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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Univariate Statistical Analysis of a Non-Canonical Literary Genre</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Viktor J.Illmer</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dîlan Canan Çakir</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Frank Fischer</string-name>
          <email>fr.fischer@fu-berlin.d</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Carsten Millin g</string-name>
          <email>milling@uni-potsdam.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>LillyWelz</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CLS INFRA, University of Potsdam</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <fpage>1158</fpage>
      <lpage>1174</lpage>
      <abstract>
        <p>This article explores the use of metadata to analyse German-language one-act plays from 1740 to 1850, addressing the need to expand beyond canonical texts in literary studies. Utilising the Database of German-Language One-Act Plays, we examine aspects such as the number of scenes and characters as well as the role of diferent original languages on which the translated plays in the corpus are based. We find that one-act plays exhibit strong genre signals that set them apart from multi-act plays of the time. Our metadata-driven approach provides a comprehensive and statistically grounded understanding of the genre, demonstrating the potential of digital methods to enhance genre studies and overcome traditional limitations in literary scholarship.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;literary studies</kwd>
        <kwd>drama</kwd>
        <kwd>genre theory</kwd>
        <kwd>univariate statistics</kwd>
        <kwd>metadata</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>It is an early promise of the digital humanities “to look beyond the cano1n9”][. The specifics
of how this is to be achieved often remain unclear, whether due to obstacles in obtaining
approporiate material, unfamiliarity with non-canonical sources, or simply resource constraints,
but the fact that this must happen has been emphasised time and again:
“The literary scholar of the twenty-first century can no longer be content with
anecdotal evidence, with random ‘things’ gathered from a few, even
‘representative,’ texts. We must strive to understand these things we find interesting in the
context of everything else, including a mass of possibly ‘uninteresting’ texts1.”5][
At the time, Matthew Jockers, from whom the quote is taken, was aiming at full-text corpora,
which he examined using digital humanities methods such as stylometry and topic modelling.
It was clear to him and his readers that he would never have all the 19th-century
Englishlanguage novels that could potentially belong to his working corpus available in full-text
versions suitable for research.</p>
      <p>Recognising this problem, the editors of thEeuropean Literary Text Collection (ELTeC)
proposed a diferent kind of approach. Rather than aiming to collect as many full-texts as possible,
or a representative sample, they built several corpora that would only contain 100 novels from
a given language and would be balanced according to various criteria:
“In the absence of exhaustive bibliographic records of novelistic production for
most of the languages covered in ELTeC, no attempt at a randomly sampled,
statistically representative corpus can reasonably be made. Instead, the
corpuscomposition criteria aim to ensure that the breadth and variety of novels produced
during the period covered by ELTeC are well represented, while at the same time
ensuring rough comparability across collection2s.1”][</p>
      <p>The two corpus-based projects mentioned above have identified their own shortcomings,
shortcomings that we would like to partly overcome in this article. We refrain from analysing
full-text corpora and focus our attention on metadata, i.e. we use metadata to describe aspects
of literary history. In doing so, we refer to two types of metadata, “the kind of descriptive,
bibliographic metadata found in repositories such as library catalogu1e0s]” f[or one, but also
other metadata that can be systematically collected beyond bibliographic records.</p>
      <p>With help of theDatabase of German-Language One-Act Plays 1740–1850 (Einakter Database
hereafter) located at einakter.dracor.or,gwe will analyse the German-language one-act plays
that were written, performed and/or printed in the mentioned time span, and we will do this
on the basis of the aforementioned “exhaustive bibliographic records”.</p>
      <p>The assumption ofactually operating on such exhaustive bibliographic records is based on
our consultation of all researchable sources available to us in our field (encyclopaedias, theatre
programmes, bibliographies, library catalogues) for the purpose of research – what is evidently
documented is therefore included in our database. We are therefore dealing with an extensive
representative sample of German-language one-act plays from 1740 to 1850, and we can
describe core aspects of the genr1e with the means of statistics. Our analysis is guided by the
following five research questions:</p>
      <sec id="sec-1-1">
        <title>Q1 What is the proportion of subtitle-based categories among one-act plays?</title>
        <p>Q2 Is there a diference in the number of scenes per act between German one-act plays and
other German plays of the same period?
Q3 Is there a diference in the number of characters between German one-act plays and other</p>
        <p>German plays of the same period?
Q4 What is the proportion of original languages among translated plays?
Q5 Does an estimation of themean number of characters based on Pazarkaya’s sample match
the estimation based on the Einakter Database’s sample?
1We regard one-act plays as a genre in their own right; we follow the reasoning3i]n. [</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. Genre theories in literary studies</title>
      <p>
        Categorisation is one of the core tasks in literary studies; genre theories are almost as old
as literary studies themselves2[]. Yet, analyses of characteristics are often only heuristic
approximations for a genre definition. Genre characteristics are essentially summarised in three
points, which describe that a genre has both necessary and alternative characteristics, that text
features are recognised as a convention by a temporal community at a certain time and are
marked with simple genre signals1[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>Generally, these genre signals are formulated on the basis of a small group of (canonical)
texts and many paratexts and are rarely fundamentally reviewed or supplemented, usually for
pragmatic reasons.</p>
      <p>
        Economic scientific communication requires defined terms and genre characteristics, but
classical methods of literary studies rarely ofer the necessary tools or resources to describe a
genre extensively, let alone exhaustively. Although the methodological alternatives are few in
practice (especially in the pre-digital era), researchers are often criticised for the numerical
discrepancy between the number of works known to exist and the number of works actually used
for analysis 2[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. This approach of considering only a few selected works as examples regarded
as representative of the whole is a methodological shortcoming, without which, however, no
genre theories can be developed in literary studies – at least none that can be mastered by a
single person using the traditional tools of the field.
      </p>
      <p>With the help of the Einakter Database, questions of genre can be negotiated on a new,
broader and more inclusive digital and statistical bas4i]s. [Our aim is to analyse one-act plays
from the given time frame in their entirety in order to make statements about the characteristics
of the genre as a whole. Without access to full texts for the entire corpus, many questions will
have to remain unexplored for now. We will therefore focus on demonstrating that essential
literary-historical insights can also be derived from metadata.</p>
      <p>One of the last comprehensive works on one-acters in the 18th and early 19th centuries was
published about 50 years ago2[0],2 and there, too, an attempt was made to describe the genre
with statistics and counts – however, only around 200 to 300 one-act plays were considered,
whereas the Einakter Database has so far assembled 2,568 one-act plays for the same period,
a whole order of magnitude more. As the database ofers its content in a machine-readable
format, we can carry out statistical analyses to describe the generic characteristics of the genre.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Einakter Database</title>
      <p>The Einakter Database recognises one-act plays as a distinct dramatic genre in the 18th and
early 19th centuries. Currently, it contains metadata on 2,586 one-act plays from 1740 to 1850
(Figure 1). Explicit labelling of a play as a play “in one act” (in the epitext or peritext) serves
as a criterion for inclusion in the corpus. This type of marking one-act plays first emerged in
the middle of the 18th century and, up to the middle of the 19th century, was associated with
very specific features, which will be discussed below.
2According to its title, Pazarkaya’s work only refers to the 18th century, but he does include plays from the 19th
century in his corpus.</p>
      <p>By focusing on the subtitle, the corpus for the present database is precisely defined, not
merely for pragmatic reasons (for more information on inclusion criteria4,]s)e.eT[his method
precludes further classification issues, as the works themselves bear the subtitle, thereby
actively aligning themselves with a genre convention through their authors, editors, printers or
theatre directors. This does not exclude the possibility of some structural diferences between
works with the same subtitles, which may lead to some being considered formally or
thematically atypical. Following the concept of family resemblance, it is assumed that the works share
several features, though never all simultaneously. Furthermore, this does not preclude the
existence of plays that exhibit exactly the same typical features as those marked as one-act plays
but do not carry such a title. Such works are not considered in this study.</p>
      <p>As most of the plays in the corpus are non-canonical3][, only very few (114 plays, to be
precise3) are available as full text versions. Instead, we rely exclusively on metadata to analyse
the genre.</p>
      <p>The database contains, among other things, information on the period of origin, the first
performance, the number of scenes, bibliographical details, links to digital copies, names and
gender of the characters, information on the setting, links to encyclopaedias and keywords on
the content of the plays (Figure 2).</p>
    </sec>
    <sec id="sec-4">
      <title>4. Analysis</title>
      <sec id="sec-4-1">
        <title>4.1. Subtitle categorisation</title>
        <sec id="sec-4-1-1">
          <title>Q1 What is the proportion of subtitle-based categories among one-act plays?</title>
          <p>Little is known about the genre of the one-act play in the period covered by this study.
According to what is stated about them, the plays are mostly simple comedi2e0s][. This assertion
3We are referring to the plays in the German Drama Corpushattps://github.com/dracor-org/gerdraco(rrevision
94678457159dbfd8961dd954c24ee5d3ce8a6e35). In contrast to the Einakter Database, however, this database
does not contain all plays from the period under investigation, but a selection of mostly canonical t1e1x]t.s [</p>
          <p>Binomial proportion confidence intervals were calculated for these categories in an attempt
to generalise the results to one-act plays of this period not in the sample. The intervals
were calculated from the Clopper-Pearson interval (“exact” metho5d].) R[esults showcomedy
(Komödie) to be the most common category by a wide margin (C=I [53.5%, 57.3%]), followed
by Schauspiel (CI = [8.5%, 10.8%]) and farce (Posse, CI = [7.6%, 9.8%]), whose order cannot
be determined due to overlapping CIsTa(ble 1). All categories that follow (postlude, tragedy,
Drama, Schwank and prelude) exhibit no meaningful rank diferences among them.</p>
          <p>
            In terms of literary history, this is an eminent realisation: Since this result is not merely an
observation based on anecdotal knowledge from a selection of well-known (canonical) plays,
but on a probability calculation on all identifiable works of a genre, we have an entirely new
basis for argumentation in literary studies. Even without this statistical analysis, it has been
generally assumed in 18th-century theatre research that comedies were more commonly
written than tragedies [
            <xref ref-type="bibr" rid="ref15">18</xref>
            ]. This hypothesis can now be adequately supported, at least for one-act
plays. It is important to emphasise that the objective was not merely to pursue surprising
outcomes, but rather to uncover empirically verifiable metrics pertaining to a specific genre.
This approach goes beyond the scope of conventional literary studies, which often relies on
heuristic methods.
          </p>
          <p>The various subgenres not only appear with varying frequency, but also at diferent times;
the one subgenre that is relatively constantly represented is comedFyig(ure 3). For the further
analysis of the one-act genre, these moments of transition (such as a decrease iNnachspiel
around 1740 or an increase inSchwank after 1800) would have to be considered.</p>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Number of scenes</title>
        <p>Q2 Is there a diference in the number of scenes per act between German one-act plays and
other German plays of the same period?</p>
        <p>
          To answer this question, the Drama Corpora ProjectG’serDraCor corpus metadata was used
for comparison. In contrast to the database of one-act plays, however, this database does not
contain all plays from the period under investigation, but a selection of mostly canonical texts.
This data was filtered to the time period 1740–1850 and plays with 2–5 acts, both to avoid
duplicates between theEinakter and GerDraCor datasets and to avoid the inclusion of one-act
plays that do not fall under thEeinakter definition (cf. [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]). There are only few plays with
six or more acts inGerDraCor, which were therefore excluded. In addition, this number of
acts is rather atypical for the period of analysis and less significant for our genre questi4ons.
Because GerDraCor’s scene counts are dynamically derived from the underlying TEI encoding,
the relevant variable is namednumOfSegments. Nonetheless, segments may be interpreted as
scenes for this purpose5.
        </p>
        <p>
          From this data, we calculated the number of scenes per act and aggregated the results for
each number of acts, which gives themean number of scenes per act (Table 2). To calculate
confidence intervals for the mean number of scenes per act, we first checked whether the
number of scenes followed a normal distribution. A Shapiro-Wilk test for norma2l2i]tyw[as
conducted on both theEinakter and GerDraCor datasets, which yielded p-values&lt; 0.001 for
both, showing that the data is not approximately normally distributed. We therefore chose
to determine the confidence intervals via bootstrapping 8[]. For this purpose, we generated
10,000 resamples of size 10,000 per category, calculating the mean number of scenes per act for
each. The 95% confidence intervals were calculated using the bias-corrected and accelerated
(  ) method [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. Additionally, we conducted the Mann-Whitney test [16] for a pairwise
4Mentions ofGerDraCor for the purpose of comparison will henceforth refer to this filtered subset.
5We also excluded Johann Nestroy’s playZsu ebener Erde und erster Stock and Das Haus der Temperamente due to
idiosyncrasies in their encoding, which lead to incorrect segment counts for the purposes of this analysis.
scenes per act is particularly wide for two-act plays (=CI[11.23, 15.71]) and the Mann-Whitney
 test is not statistically significant at  = 0.45 . Thus, we detect no significant diference in
the number of scenes per act between one-act and two-act plays.
        </p>
        <p>All other comparisons suggest a highly significant (&lt; 0.001 ) diference between one-act
and multi-act plays. Each of these groups exhibits a lower number of scenes per act compared
to one-act plays, though rank diferences cannot be reasonably determined. As can also be
gathered from the comparisons of the distributions of the number of scenes per act for the
Einakter Database, one-act plays exhibit a much strongegrenre signal for this variable compared
to other German-language plays of the perioFdig(ure 4).</p>
        <p>This observation captures the unique dramaturgy of one-act plays in the 18th and early 19th
centuries. It suggests, for example, a rushed, hectic play on stage. This is because every change
of scene entails a change of configuration, i.e. a change of characters on stage, which means
that dialogue partners in a one-act play change more frequently than in an average act of a
ifve-act play.</p>
      </sec>
      <sec id="sec-4-3">
        <title>4.3. Number of characters</title>
        <p>Q3 Is there a diference in the number of characters between German one-act plays and other</p>
        <p>German plays of the same period?</p>
        <p>The reduced number of characters is often referenced in attempts to define the one-act play.
Some lexicons even claim that the one-act play “has only two or three character6s]”. [The
significance of the number of characters for describing this genre was already observed by
Pazarkaya, who began manually counting the number of characters in about 200 one-act plays
in 1973. We have replicated this simple count using our corpus, which is an order of magnitude
larger than Pazarkaya’s, containing 2,586 one-act plays (the database contains around 150
oneact plays for which the number of characters is unknown as there is no available full-text
version or cast list).</p>
        <p>Just like for Q2, we conducted a Shapiro-Wilk test for normality on the number of characters
across bothEinakter and GerDraCor datasets, which again yielded results with&lt; 0.001 for
both. Using sample bootstrapping with the same parameters as for Q2, we determined 95%
confidence intervals for the mean number of charactersT(able 4). Similarly, we calculated
pairwise Mann-Whitney values for theEinakter Database against each group of -act plays
in our filtered GerDraCor dataset (Table 5).</p>
        <p>We find that there is a significant diference in the number of characters between one-act
plays and each group of multi-act plays. Though confidence intervals overlap among
multiact plays, we can infer that the mean number of characters in multi-act plays is at least twice
that of one-act plays. A comparison of the number of characters in one-act and five-act plays
GerDraCor datasets. Significance levels: *  &lt; 0.05 , **  &lt; 0.01 , ***  &lt; 0.001 , ns  ≥ 0.05 .
Mann-Whitney U test results comparing the number of characters between the Einakter Database and
reveals a poetic economy1[] – one-act plays have a measurably more compact structure. The
reduced number of characters is often related to their shorter and less complex pl3o].t F[or
example, the one-act plays in the period under investigation rarely contain changes of setting
and, even more relevant in the context of the number of characters, there are fewer subplots
than in the larger five-act play, for example.</p>
        <p>The observation made insubsection 4.1 is also reflected in the number of characters: While
the one-act play is often able to develop a plot with only two, three or four characters due
to the typical comedy plot (in which, for example, a marriage with obstacles is at issue), the
ifve-act play of the time seems to present plots in which there are never fewer than three and
only rarely fewer than four characterFsig(ure 5).</p>
        <p>With this type of findings we can, for example, take a canonical one-act play, such as
Goethe’s Der Bürgergeneral from 1793, and mirror some structural metadata with hard
numbers “in the context of everything else”, to quote Matthew Jockers. Goethe’s play was both
negatively received by his contemporaries and largely disregarded by schol2a7r].s T[he play,
which was based on the characters of another popular one-act play, was written to be
practically implementable on stage. And structurally, in terms of the mean number of scenes and
characters, the play is right in the middle: 14 scenes, 7 characters.</p>
      </sec>
      <sec id="sec-4-4">
        <title>4.4. Translations</title>
        <sec id="sec-4-4-1">
          <title>Q4 What is the proportion of original languages among translated plays? We deal with the question of translations of foreign-language plays into German from the point of view of influence. A simple quantitative presentation of the data clearly shows that</title>
          <p>German-language one-act plays were mainly influenced by French theatre, whose one-act
plays were translated en masse3[]. Numerous attempts have been made to quantify and
visualise the influence of foreign-language literature on German literature. FlaischlGenra’sphische
Litteratur-Tafel (Figure 6) from 1890, a giant graph (58 × 86.5 cm) visualising German literature
since its early beginnings as a stream that absorbs various other currents, is one of the many
positivist attempts. It shows the influence of foreign literature – epochs, movements, authors,
works – on German literature12[, 14].</p>
          <p>The red tributaries to the main stream denote the influences of French literature. One-act
plays are just one of many genres, but one name stands out, that of Eugène Scribe around the
year 1830. Of all French translations contained in thEienakter Database, 58 were produced
under Scribe’s prolific (co-)authorship, who is the only author of French one-act plays mentioned
in the Litteratur-Tafel and who standspars pro toto for all the others.</p>
          <p>As early as the 18th century, there were complaints that most authors of one-act plays merely
translated from French into German3][. But how many one-act plays are proven to be
translations, and from which languages are they actually translated? Just likesuibnsection 4.1,
we aggregated all entries with a known original by the original’s language and calculated
binomial proportion confidence intervals for each original language using Clopper-Pearson’s
method (Table 6). This shows that the overwhelming majority of originals are indeed in French
(CI = [89.6%, 93.9%]). The confidence intervals for all other languages are too wide to make
any meaningful statement about their order.</p>
        </sec>
      </sec>
      <sec id="sec-4-5">
        <title>4.5. Comparison with Pazarkaya’s 1973 sample</title>
        <p>Q5 Does an estimation of themean number of characters based on Pazarkaya’s sample match
the estimation based on theEinakter Database’s sample?</p>
        <p>
          Some researchers argue that literary history may still contain undiscovered material, as only
a small proportion of historical texts have been analysed to date. Others believe that, according
to specific studies, certain tendencies in literature can be observed regardless of the size of the
corpus and that the call to consult more non-canonical literature and larger corpora may be
superfluous [
          <xref ref-type="bibr" rid="ref20">23</xref>
          ]. For a statistical analysis, however, it is sometimes necessary to use a larger
corpus, as we would like to outline briefly here. We compare the analysis of the number of
ifgures in Pazarkaya’s corpus with those in theEinakter Database.
        </p>
        <p>Applying the Mann-Whitney test to compare theEinakter Database and Pazarkaya’s
sample, we received a result of= 313403.5 ,  &lt; 0.001 , suggesting that there is a statistically highly
significant diference between the two samples. Though we know for a fact that Pazarkaya
refers to the same population of plays, the test finds strong evidence against the null
hypothesis that the distributions of the two samples are the same. Looking at the mean number of
characters as well as their confidence intervals and distributionTsa(ble 7and Figure 7), we
detect no overlap in the confidence intervals of the means. This suggests that at least one of the
datasets may not be a true random sample if they indeed originate from the same population.</p>
        <p>There is some indication that Pazarkaya’s dataset may be more ofcaonvenience sample
consisting of one-act plays available to him at the time. Pazarkaya’s work, now 50 years old, was
influenced by the circumstances of his time. Without digital tools and databases, his options
were more limited, and his corpus was significantly smaller, consisting of about 200–300
oneact plays. These often included particularly canonical and well-preserved works that were
accessible in libraries. While a similar criticism could be levelled againEstintahketer Database,
it nonetheless allows us to consider numerous first editions, including many preserved only
as single copies or manuscripts, thanks to the availability of many publicly accessible digitised
texts.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>In this paper, we demonstrate how statistical results based on the analysis of a database of
German-language one-act plays can be utilised for literary historiography. The aim was not
primarily to seek unexpected results, but to discover empirically determined metrics about a
particular genre. While it is evident that one-act plays are “short”, the question is how this
shortness can be measured. The issue arises because brevity is a relative concept – something
is only considered short in comparison to something else, and this relational aspect poses a
significant challenge in the study of one-act plays and other short forms of literature. Addressing
this issue is crucial for advancing our understanding of the genre’s formal characteristics.</p>
      <p>A subtitle analysis has drawn attention to the development of the individual subgenres of
the one-act play between 1740 and 1850 (Q1). We also show that the genre signal is strongest
for the mean number of characters, where one-act plays difer significantly from their German
multi-act counterparts of the period. Similarly, a significant diference is found for the
number of characters between one-act plays and those with three, four and five acts (Q2 and Q3).
Our empirical data confirm the dominance of French plays as the preferred models for German
translations by a wide margin, but also show the distribution for other original languages from
which translations were produced (Q4). And finally, we were able to show that the data from
an older analysis, which had a much smaller sample of one-act plays available, is not
representative of the wider data, and that the accuracy of statistical findings may be increased under
the conditions of the current digital landscape (Q5).</p>
      <p>In conclusion, this paper’s metadata-driven approach demonstrates the potential of digital
methods to provide a statistically grounded contribution to genre studies beyond the limitations
of traditional literary scholarship.</p>
      <sec id="sec-5-1">
        <title>Reproducibility</title>
        <p>To enhance transparency, the code and data for this paper is available on GitHubhatttps:
//github.com/v-ji/einakter-chr2024-stat.s We used the Nix package manager (nixos.org) to
ensure the reproducibility of our computational environment. Nix locks the exact versions of
all dependencies, including Python, the necessary libraries for executing the Jupyter notebook,
and the Einakter Database dataset. By using Nix, we can precisely recreate the Python
environment, fetch the dataset from a stable URL, and verify its integrity with a hash to ensure it
matches the version used in this contribution.</p>
        <p>
          The main libraries used are Python Polars 1.7.214[] for data manipulation, SciPy 1.14.02[
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]
for statistical analysis, as well as Matplotlib 3.91.17][ and seaborn 0.13.2 [
          <xref ref-type="bibr" rid="ref23">26</xref>
          ] for plotting.
        </p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This work was funded by the Deutsche Forschungsgemeinschaft (DFG, German Research
Foundation) under Germany’s Excellence Strategy in the context of the Cluster of
ExcelleTnecmeporal Communities: Doing Literature in a Global Perspective – EXC 2020 – Project ID 390608380.</p>
    </sec>
  </body>
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