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  <front>
    <journal-meta />
    <article-meta>
      <article-id pub-id-type="doi">10.1007/s10518-009-9146-1</article-id>
      <title-group>
        <article-title>Advanced non-linear 3D FEM modeling of masonry structures for the preservation of cultural heritage</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Luigi Salvatore Rainone</string-name>
          <email>l.rainone@phd.poliba.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vito Tateo</string-name>
          <email>vito.tateo@poliba.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Siro Casolo</string-name>
          <email>siro.casolo@polimi.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giuseppina Uva</string-name>
          <email>giuseppina.uva@poliba.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>ABC Department - Politecnico di Milano</institution>
          ,
          <addr-line>Piazza Leonardo da Vinci, 32 - 20133 Milano</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>DICATECh Department - Politecnico di Bari</institution>
          ,
          <addr-line>Via Edoardo Orabona, 4 - 70125 Bari</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2024</year>
      </pub-date>
      <volume>8</volume>
      <fpage>0000</fpage>
      <lpage>0001</lpage>
      <abstract>
        <p>The Italian building stock is largely made up of masonry structures of different ages, having high social and cultural value. Such constructions constitute a heritage to be preserved. Therefore, it is necessary to evaluate their safety level, making use of proper numerical models that should be sufficiently advanced, accurate and detailed, with a specific attention to the 3D modelling, but still computationally feasible. The development of such models presents several difficulties because of the peculiar behavior of these systems, which is very variable according to the observation scale. Therefore, the modelling and analysis of masonry structures is still an open question in the scientific world. In the literature, Concrete Damage Plasticity (CDP) is widely applied to the numerical modeling of this type of structures by means of FEM approaches. This is a material model originally developed for the analysis of concrete elements (reinforced and not). In this work, we report some applications of Concrete Damage Plasticity to problems on masonry structures at different scales.</p>
      </abstract>
      <kwd-group>
        <kwd>concrete damage plasticity</kwd>
        <kwd>masonry</kwd>
        <kwd>FEM</kwd>
        <kwd>cultural heritage1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Masonry is a building technology which has been widely used in the past, and many Italian
cities have historic masonry structures that play valuable social and urban roles.</p>
      <p>
        Analyzing the structural mechanics of masonry buildings, it can be noticed that this kind of
structures, if built according to a certain technological rigor, almost always develop only partial
collapses, thus showing a better behavior than other structures towards collapse [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ]. On the
other hand, buildings built according to other construction technologies often collapse
completely if not designed with adequate redundancy and robustness [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        However, this construction technology presents some disadvantages related to the mechanics
of the materials used and the overall structural behavior: negligible tensile strength, low
compressive strength, limited ductility [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        A fundamental difficulty in the analysis of the behavior of existing masonry structures is the
modelling of the structural element. The modelling of masonry structures is difficult both
mechanically and geometrically [
        <xref ref-type="bibr" rid="ref3">3, 4</xref>
        ]. Masonry panels, in fact, are characterized by a particular
behavior in several aspects, for example, the masonry has a strongly non-linear response with a
continuous degradation of stiffness and strength, due to the progressive development of a
consistent cracking framework (with inelastic deformations and not negligible hysteretic
dissipation) [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Furthermore, the variability of the mechanical characteristics of the material
can lead to the development of unpredictable collapse mechanisms.
      </p>
      <p>
        With regard to geometrical issues, the complexity in the modelling of masonry structures lies
in the variability of structural components used: walls, arches, vaults, domes, beams and columns
[4]. Moreover, as D'Altri et al. point out [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], the constructive details, that play a key role in the
behavior of the building and are the result of a continuous process of modification of the
structure, are often difficult to know and model. To this list, it is necessary to add that many
structures are characterized by multi-leaves masonries, with uncertain connection and
characterization of each leaf [5].
      </p>
      <p>For several years, the interest of scientific research has been oriented towards the
development of mathematical models that simulate the structural response of masonry
elements. A summary of existing strategies is reported in this paper. Among the available
modeling strategies, in this paper, a FE-model for a test masonry panel has been used, adopting
for the constitutive behavior the CDP model, which takes into account the material damage and
its evolution during the load history. First, a micro-model of a tuff masonry shear wall has been
implemented and has been considered as the benchmark model for the subsequent analysis.
Then, the CDP parameters of a homogeneous panel have been calibrated through a sensitivity
analysis. Finally, the obtained parameters have been adopted to study the seismic response of a
masonry aggregate with a FE macro model.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Modelling strategies available in literature: between micro and macro</title>
      <p>
        Different modelling strategies have been developed in the literature in order to deal with the
many peculiarities of the masonry structures, introduced in the previous section. Different
approaches have been developed for different scale of the analysis [
        <xref ref-type="bibr" rid="ref3">3, 6-11</xref>
        ]. A major distinction
can be made between micro and macro-models.
      </p>
      <p>The essential element that characterizes the micro-modeling strategy is the discretization of
the masonry wall in mortar and blocks, reproducing the wall topology and considering in this
way its influence on the elastic and post-elastic response.</p>
      <p>
        Different types of approaches belong to the micro-model family, depending on the
formulation adopted and the interaction between the different masonry components [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Some
of these approaches are: interface element-based approaches [12], contact-based approaches
[13], textured continuum-based approaches [14], block-based limit analysis approaches [15],
and extended finite element approaches [16, 17].
      </p>
      <p>
        All the micro-modelling strategies presents pros and cons. On one hand, it is easier to
characterize masonry components than the homogenous masonry; on the other hand, the
modelling and computational efforts are not negligible, especially when the analysis is conducted
to investigate the behavior of a building or of an entire aggregate. In addition, at the building or
aggregate scale, it is improbable that the exact masonry texture at any point is known [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>Macro model approaches are based on the definition of a continuum with mechanical
properties defined through a homogenization procedure in order to simulate the behavior of
masonry both for the elastic and the post-elastic response. The parameters of the material model
of the homogeneous continuum can be obtained by experimental results or multi-scale
procedures, in which the homogeneous properties are defined in each step of the analysis
considering an RVE (Representative Volume Element) micro-model [18-32].</p>
    </sec>
    <sec id="sec-3">
      <title>3. Concrete Damage Plasticity</title>
      <sec id="sec-3-1">
        <title>3.1. Introduction</title>
        <p>The Concrete Damage Plasticity is a material model based on the theory of plasticity and on
the theory of damage mechanics [33]. This model was created in 1989 by Lubliner et al. [34],
with the aim of analyzing the post-elastic behavior of concrete considering: the mechanical
nonlinearities, the degradation of stiffness and the occurrence of cracks (also quantifying them) [34].</p>
        <p>Further developments to the model were made subsequently (in 1998) by Lee and Fenves
[35]. These authors propose a modification regarding the use of two independent scalar damage
variables (one for compression and one for tensile) able to take into account both the variation
of the effective stresses [36-38] and the degradation of stiffness [35].</p>
        <p>The material model presented by Lee et al. [35] is now widely used in literature, not only for
the analysis of concrete structures (reinforced or not) but also for the analysis of problems
related to geomechanics [33] and for the analysis of masonry elements and materials with
similar frictional and brittle behavior.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. The Drucker-Prager Yield Criterion and the flow potential rule</title>
        <p>In order to understand the properties of the CDP, it is necessary to analyze the
DruckerPrager yield criterion [39], developed by D. C. Drucker and W. Prager in 1952 and involved in the
definition of this material model.</p>
        <p>The Drucker-Prager Criterion was developed in 1952 by D. C. Drucker and W. Prager, as a
generalization of the Mohr-Coulomb criterion [39]. Over time, the original criterion has been
modified and nowadays several formulations are available in the literature [40]. The original
criterion is known as “Linear Drucker-Prager”, later modified to be a nonlinear function. The
most frequently used formulations are the hyperbolic (the one implemented in CDP) and the
exponential [40]. In the hyperbolic formulation the yielding function is [40]:</p>
        <p>!( − &amp; ∙ tan )- + - =  ∙   + , (1)</p>
        <p>Where:  is the cohesion, &amp; is the hydrostatic tensile strength,  is the friction angle,  is the
Von Mises equivalent stress and  is the hydrostatic pressure.</p>
        <p>Instead, the flow potential G for the hyperbolic Drucker-Prager is defined as [40]:
 = !(::9: tan )- + - −  ∙ tan  (2)</p>
        <p>Where  is the Von Mises equivalent stress,  is the hydrostatic pressure,  is the eccentricity,
::&amp;:9: is the initial effective yield stress and  is the dilation angle.</p>
        <p>The CDP uses the exact same flow potential of the hyperbolic Drucker-Prager.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Damage parameters and yield function</title>
        <p>For multiaxial stress states, the stress–strain relationship can be governed by the scalar
damage elasticity equation [41]:
 = (1 − ): D − G,
(3)
where  is the scalar damage variable (function both of the damage scalar variable in tension
and in compression),  is the elasticity tensor referred to the initial condition (undamaged); 
is the strain tensor and  is the plastic part of the strain tensor [35].</p>
        <p>The CDP yield function is a function of the effective stresses H, which are always bigger than
the stresses  because the crack formation leads to a reduction in the load-carrying area [36-38].
Then the CDP yield function can be introduced [35]:
where:
D:, ̃LMG =</p>
        <p>1
1 −</p>
        <p>D: − 3̅ + D̃LMG〈:Rmax 〉 − 〈−:Rmax 〉G − :WDXWLMG,
(4)
•
•
•
•
•
•
̅ is the effective hydrostatic pressure,
H is the Von Mises equivalent of effective stress,
 is a function of the ratio between the initial equi-biaxial and uniaxial compressive yield
stresses Y9 and W9:
D̃LMG is a function of the effective cohesion stresses, :&amp;DX&amp;LMG and :WDXWLMG (for the
respective levels of plastic deformations XWLM) and of :
:Rmax is the maximum eigenvalue of the effective stress tensor,
 is a direct function of the [, which is defined as the ratio between the Von Mises
equivalent effective stress on the tensile meridian :\] and on the compressive meridian
:[]. The closer [ is to 1, the closer the yield surface is to a circle on the deviatoric plane.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Micro-Modelling and Macro-Modelling of a Tuff Masonry Panel Subjected to a Control Displacement Shear Test</title>
      <sec id="sec-4-1">
        <title>4.1. Models</title>
        <p>In the past, tuff has been widely used in construction in the south of Italy, both for masonry
structures and infill walls in reinforced concrete frame structures. Regardless of the role that tuff
walls play in the structural organization, it is essential to numerically model the behavior of these
masonry elements in existing buildings.</p>
        <p>In this study, for the numerical analyses, two FE models have been developed in Abaqus [41]
for the test panel, which is 1.00 x 1.00 m2 large and 0.1 m deep.</p>
        <p>The first is a micro-model with a discretization of blocks and mortar joints. Blocks’
dimensions are 0.25 x 0.19 x 0.10 m3 and mortar joints are 0.01 m thick (see Figure 1, left).</p>
        <p>The second is a macro-model that is also implemented as a 3D panel, but it is not discretized
or partitioned defining a homogeneous equivalent material (see Figure 1, center).</p>
        <p>Figure 1 (right) shows the boundary conditions applied to the panel.</p>
        <p>Each model has been subjected to two different analysis steps.</p>
        <p>During the first step, a vertical and uniform pressure with a magnitude of 0.30 MPa on the top
has been applied, instead the base of the panel is kept fixed. At the end of the first step, the
panel’s upper face is constrained not to move along the Y and Z directions.</p>
        <p>During the second step, a horizontal increasing displacement up to 0.0031 m has been applied
at the top of the panel along the X direction, keeping constant the constrains applied at the end
of the first step.</p>
        <p>Hence, the lower face is always kept fixed, while the upper face is bound to move parallel to
the lower face in the second step.</p>
        <p>For both numerical models, it is used a mesh with an approximate global size of 1.5 cm.</p>
        <p>In the micro-model, different CDP parameters have been assigned to the blocks and to the
mortar, in order to take in account their different behavior, as reported in Tables 1 and 2. In
particular, compressive response is described by a tri-linear curve, whereas tensile one is
described by a bilinear curve. The corresponding characteristic points are reported in Tables
12.</p>
        <p>The values adopted for the mechanical parameters of the macro-model are reported in Table
3. They are obtained from an accurate sensitivity analysis and not from a numerical optimization
procedure. The sensitivity analysis has been conducted as illustrated in [42].</p>
        <p>For further details about CDP Model, the reader is addressed to ABAQUS User Manual [41].</p>
        <sec id="sec-4-1-1">
          <title>Elasticiy parameters Plasticity parameters</title>
        </sec>
        <sec id="sec-4-1-2">
          <title>Compressive response</title>
        </sec>
        <sec id="sec-4-1-3">
          <title>Tensile response</title>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Results</title>
        <p>To analyze the behavior of the panel subjected to the shear displacement-controlled test, the
results are reported in terms of the tensile damage maps (Figure 2, left) and of capacity curves
which show the relationship between the horizontal reaction force measured at the bottom of
the panel and the horizontal displacement measured at the top (Figure 2, right).</p>
        <p>The damage map in Figure 2 (left) shows that the damage process involves both the mortar
and the blocks in the micro-model. The tensile damages are developing mostly along the diagonal
of the panel and this is an obvious result caused by the distribution of tensile and compressive
stresses along the principal direction. The capacity curve of the micro-model shows that the
panel has an elastic behavior initially, then it reaches a peak value of horizontal reaction force.
Between the peak and the failure, there is a softening branch.</p>
        <p>The macro-model (Figure 2, center) well reproduces the results obtained with the
micromodel (Figure 2, left). However, the damage map obtained can’t grasp the difference between
blocks and mortar in terms of damage but only can grasp the global collapse mechanism
(diagonal cracking). The capacity curve, instead, can reproduce the result obtained with the
micro-model, with a lower computational effort.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Macro-modelling of an aggregate: a case study</title>
      <p>The calibrated CDP parameters are used to study the seismic response of a structural
aggregate. More in detail, the seismic response is evaluated through a non-linear explicit
dynamic analysis conducted on a 3D FEM model of the aggregate.</p>
      <p>The structural aggregate considered is located in the historical center of the Municipality of
Foggia [43].</p>
      <p>The implemented model is composed by shell elements with a mesh of approximate global
size of 0.15 m. The model is simply supported and the seismic accelerations have been applied
at the base acting with the same intensity in the two directions of the plane that contains the
base of the model.</p>
      <p>Since the objective of this work is to verify that the constitutive model used is capable of
adequately reproducing the damage maps usually detected in post-seismic scenarios and not to
evaluate the seismic vulnerability of the aggregate, only one natural accelerogram has been used
for this first analysis. The one used is compatible with the requirements of the National Building
Code for the area and limit state considered (life-safety). It was obtained through the REXEL [44]
software, an application capable of providing accelerograms of real seismic events and available
in the ESD (European Strong-Motion Database) [45] and the ITACA (Italian Accelerometric
Archive) [46].</p>
      <p>Figure 3 shows the 3D model implemented. Figure 4-6 show the damage maps obtained from
the analysis.</p>
      <p>The analysis of Figure 4-6 shows that the model implemented is able to grasp the possible
damage of the material. In fact, the pattern produced by the analysis is typical of masonry
buildings subject to seismic actions that cyclically reverse their sign. We can also note the
similarity between the diagonal crack patterns obtained for the panel and the ones obtained for
the building. Clearly, in the latter case, there is presence of other types of collapse mechanisms
(such as sliding) that on the panel could only be reproduced by changing the boundary
conditions.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Conclusions</title>
      <p>In this work, after a brief introduction about the essential issues and the still open challenges
in the scientific world about masonry modelling, we focused on the possibility of using the
Concrete Damage Plasticity material model for tuff-masonry modeling.</p>
      <p>The procedure here proposed is based on 3 main steps. First of all, the shear response of a
single masonry panel was studied with both a micro and a macro model. Knowing from literature
the parameters for blocks and mortar the CDP parameters for the macro-model have been
calibrated. Subsequently the calibrated parameters have been adopted for the study of a
masonry aggregate.</p>
      <p>The application of the set of CDP parameters, calibrated on a micro-model with tuff elements,
to the nonlinear dynamic analysis of a structural aggregate, has allowed to obtain damage maps
with patterns that are coherent with the typical cracks detected in post-seismic scenarios on
masonry buildings. In particular, the set of calibrated parameters allowed to reproduce the
shear-sliding failure mechanisms, with horizontal, vertical or diagonal damage patterns.</p>
      <p>In the future, more detailed studies at the scale of the aggregate could help to understand how
the CDP parameters affect these collapse mechanisms.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgements</title>
      <p>The research presented in this article was partially funded by the Italian Department of Civil
Protection and Reluis Consortium in the framework of the national project DPC-ReLUIS
20242026, WP4 (cup D53C24001380001).
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