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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>V. Voloskyi);</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Method and algorithm for efficient cell balancing in the lithium-ion battery control system</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Volodymyr Voloskyi</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yurii Leshchyshyn</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nestor Romanyshyn</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andriy Palamar</string-name>
          <email>palamar.andrij@gmail.com</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Lev Tarasenko</string-name>
          <email>lev.o.tarasenko@lpnu.ua</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Lviv Polytechnic National University</institution>
          ,
          <addr-line>12, S. Bandery str., Lviv, 79013</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Ternopil Ivan Puluj National Technical University</institution>
          ,
          <addr-line>Ruska str., 56, 46001, Ternopil</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>This paper presents the development of a new combined passive balancing method for lithium-ion battery packs. The proposed algorithm integrates existing passive balancing techniques that are based on measuring the current voltage and determining the cell voltage at open-circuit voltage. The aim of the work is to reduce the energy imbalance between serially connected cells during charging to improve the accuracy and reliability of the battery pack. This research involves developing a proprietary system for monitoring and balancing lithium-ion batteries, evaluating the effectiveness of the proposed algorithm, and comparing it with existing balancing methods.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;battery management system</kwd>
        <kwd>lithium-ion battery</kwd>
        <kwd>passive balancing</kwd>
        <kwd>open-circuit voltage</kwd>
        <kwd>State of Charge</kwd>
        <kwd>voltage</kwd>
        <kwd>energy 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The active development and utilization of electrical energy alternative sources are
increasingly associated with the need for its storage, given that generating capacities operate
only at specific times depending on the availability of sun, wind, etc [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. One of the methods
of storing electrical energy is the usage of lithium-ion batteries. Battery system is a crucial
component of modern technologies, which necessitates addressing the proper utilization of
this resource. This is especially important in systems powered solely by built-in batteries, such
as electric vehicles and medical devices. Typically, this type of battery system comprises
multiple cells to achieve a high output voltage level. To ensure efficient and long-term usage,
it is essential to monitor the charging and discharging processes. These tasks are the
responsibility of the battery management system (BMS) [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        The BMS plays a critical role in ensuring the safety and performance of batteries [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
Specifically, this system monitors for overcurrent or overvoltage conditions in the batteries, as
well as overcharging or overdischarging processes, which significantly accelerate aging or
lead to serious safety issues, increasing the risk of fire or explosion [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>
        The primary tasks of the BMS include evaluating battery operational parameters, which is
crucial for analyzing battery behavior, monitoring its status, diagnosing faults, and measuring
temperature [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Furthermore, the BMS determines key battery parameters such as state of
charge (SoC), state of health, internal resistance, and other that cannot be measured directly.
These parameters are vital for managing battery operation and must be determined during its
usage through various estimation methods. The BMS also plays a significant role in the
charging process due to its direct impact on operational safety. A properly chosen charging
strategy protects batteries from damage, reduces temperature fluctuations, and extends the
lifespan of the batteries.
      </p>
      <p>
        The safest operational mode for the BMS is considered to be slow charging, as it allows
sufficient time for balancing the battery cells and monitoring each one. However, this mode
adversely affects the availability of already charged batteries. Conversely, fast charging can
lead to significant energy losses and irreversible damage to the batteries due to uneven cell
charging and temperature increases [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. One of the indicators of BMS efficiency is a battery
balancing algorithm. The challenge is in selecting an appropriate algorithm, as the most
common passive algorithms are simple but lack sufficient efficiency. Implementing complex
algorithms with high efficiency requires powerful controllers, which are expensive and not
easily accessible.
      </p>
      <p>The research aims to reduce the energy imbalance between series-connected cells during
charging by optimizing the balancing algorithm, as well as to improve the accuracy and
reliability of lithium-ion battery operation.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related works</title>
      <p>
        The primary methods of battery balancing are divided into passive and active types. Passive
balancing involves the simple dissipation of excess energy, whereas active methods include
transferring energy between cells to achieve uniform distribution [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Passive balancing
methods [7] can be classified, based on their operational principles, into algorithms that are
based on:



(a) determining the current voltage of each battery cell [8-10];
(b) determining the cell voltage at open-circuit voltage (OCV) [11];
(c) calculating the state of charge of the battery cell [12, 13].
      </p>
      <p>Algorithm (a), which is based on determining the current voltage of each battery cell, is
simple to implement [8, 9] as it does not require the pre-creation of an OCV table for each
battery cell and does not depend on the SoC. This algorithm is appropriate when it is
necessary to achieve the same voltage across the battery, even though the capacity of each cell
may vary. However, during charging with this algorithm, a significant amount of energy is
dissipated as heat in cells with higher resistance. Therefore, such an algorithm can cause
imbalance, potentially leading to a loss of more than 13% of the battery capacity [7].</p>
      <p>In algorithm (b), which is based on determining the cell voltage at open-circuit voltage, the
OCV value is estimated by calculating the internal resistance of each cell and the voltage drop
across the cell using formula [7]:</p>
      <p>OCV bat=V bat− I bat ∙ Rbat ,
(1)
where OCV bat – open-circuit voltage; V bat – cell voltage; I bat – current flowing through
the battery cell; Rbat – internal resistance of the battery cell.</p>
      <p>Thus, the voltage of each individual cell can be balanced. However, this algorithm is
imperfect since, due to the aging of the battery, the capacity and resistance of each cell change
differently, leading to energy losses and accelerated battery aging. The imbalance for this
algorithm at the beginning of operation may be insignificant, but over time it reaches 8% [7].</p>
      <p>Algorithm (c), which is based on evaluating the SoC value, is the most technically complex
balancing algorithm [12]. It relies on information about the SoC history of each cell and the
calculation of the time required to balance each cell. Since the process of measuring current
and voltage is not perfect, it can lead to inaccuracies in energy calculation. Thus, it is
necessary to periodically adjust the balancing time of each element and rewrite the maximum
battery capacity at the end of charging. As a result of using this algorithm, the cell imbalance
of the battery can be reduced to 1.6%, though it is complex to implement [7]. This algorithm
also shows promising results under controlled conditions. Variable temperatures and loads
can further complicate its implementation [14].</p>
      <p>A similarly low imbalance of battery cells for algorithm (c) can be achieved by combining
algorithm (a), based on the current voltage of each battery cell, and algorithm (b), based on the
cell voltage at open-circuit voltage (OCV).</p>
    </sec>
    <sec id="sec-3">
      <title>3. Structure of the proposed battery management system</title>
      <p>Since implementing the modified cell balancing algorithm on standard equipment is not
feasible, a BMS with hardware support for such an algorithm was designed. The developed
BMS features galvanically isolated current/voltage sensors, a STM32F407 microcontroller, and
specialized circuits for measuring voltage and balancing each battery cell, implemented on
LTC6810-type specialized chips. These chips ensure that the voltage measurement and cell
balancing circuits are independent. The structural diagram of the proposed BMS is shown in
Figure 1.</p>
      <p>The developed BMS performs the following functions:
1. Protecting batteries from overcharging, overdischarging, and overheating.
2. Creating OCV tables for each battery cell.
3. Determining the internal resistance of battery cells.
4. Calculating and storing the energy of each battery cell.
5. Calculating the accumulated energy of the battery and each cell.</p>
      <p>6. Balancing battery cells.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Proposed balancing method</title>
      <p>The battery protection function is ensured by the BMS algorithm, which involves measuring
the voltage of the battery cells and subsequently determining the residual capacity of the cells
according to the OCV tables or capacity tables saved during the previous system shutdown.
Based on these measurements, the system checks for critical states (overdischarging,
overcharging, overheating). If the battery is not in a critical state, the BMS activates the
protective relays.</p>
      <p>The ongoing operation of the BMS includes continuous monitoring for critical states, as
well as processing battery parameters and calculating the current energy of the cells. These
parameters will be saved for the next startup instead of the OCV parameters, if the system is
shut down correctly.</p>
      <p>The creation of OCV tables for each battery cell is performed according to the technical
descriptions provided by the lithium-ion battery manufacturer. These tables are stored in the
non-volatile memory of the controller [15].</p>
      <p>The determination of the battery cells internal resistance is conducted in accordance with
IEC 61951-1:2017 standard [16], and detailed in [17]. Specifically, the BMS algorithm stipulates
that if the difference in internal resistances of the cells exceeds the permissible value, such a
battery is deemed to have critically uneven degradation and cannot be balanced.
Consequently, the BMS issues a message to replace the cell and ceases operation.</p>
      <p>The calculation of the energy accumulated in the battery is determined as the sum of the
energies accumulated by the battery for each second of charging. When calculating this
energy (2), losses due to the internal resistance of the battery and the energy expended by the
balancer, which is converted into heat, are taken into account.</p>
      <p>2
Ecell=( I cell∗U cell )−( I cell ∗Rcell )−( Rbalans 2 ) ,
t t t∗U cell
(2)
where I cell – the average value of the current through the cell for a time of 1s; U cell – the
average value of the voltage across the cell for a period of 1s; Rcell – the internal resistance of
the cell determined by the resistance determination algorithm; I cell∗U cell – the energy
t
entering or leaving the cell for 1s without taking into account internal resistance losses and
2
energy dissipated during balancing; I cell ∗Rcell – the energy loss due to the internal
t
resistance of the battery; Rbalans – the resistance of the balancer; Rbalans 2 – energy losses for
t∗U cell
balancing, if there was no balancing, then for this second this value is; t – time for calculating
power per hour, the time constant is 3600 s.</p>
      <p>Cell balancing of the battery pack occurs only during the charging process, as passive
balancing during discharge is an inefficient use of energy. The proposed cell balancing
algorithm is derived by combining algorithm (a), based on the current voltage of each battery
cell, and algorithm (b), based on the open-circuit voltage (OCV) of the cell. To determine
which cells need to be balanced, the cell with the lowest voltage (Ucell_min) is identified from the
voltage values obtained in the last second. Then, all cells with a voltage difference greater
than ΔU (set to 0.003V for testing) are selected for balancing (Figure 2).</p>
      <p>According to the proposed algorithm, balancing occurs for 800 ms, followed by 200 ms of
voltage measurement for all battery cells, which determines which cells need to be balanced
for the next 800 ms. Thus, cell balancing takes 80% of the charging time [18]. At the end of the
charging process, this algorithm switches to OCV-based balancing. This transition is possible
because charging at low currents allows an accurate prediction of the cell capacity at a given
voltage. In this mode, it is checked whether the energy of a cell (Ecell) has reached the
theoretical capacity (Eocv) within an error margin (ΔE, set to 0.05W for testing, approximately
1% of the battery's charge at the end of charging). If a cell's capacity reaches Eocv, its charging
is stopped; otherwise, all cells that have not reached the required capacity continue to be
balanced. This type of balancing is feasible if the BMS can dissipate almost all the energy
entering the cell.</p>
      <p>The proposed algorithm involves the integration of balancing methods based on current
cell voltage and OCV balancing, which improves capacity estimation accuracy and process
efficiency while reducing energy losses. The flow chart for the proposed balancing algorithm
is shown in Figure 2.</p>
      <p>Figure 2: The flow chart for the proposed balancing algorithm.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Results and discussions</title>
      <p>The testing of the algorithm and BMS was conducted on a battery pack with cells having
approximately equal internal resistances and capacity characteristics, with a total energy
capacity of 120W. During the initial test discharge, 90% of the total energy was extracted from
the battery, which amounts to 108W (Figure 3).</p>
      <p>As shown in the discharge graph of the test battery, cell 11 discharged the fastest, causing
the BMS to shut down and preventing the discharge of all other cells. Consequently, for all
subsequent tests of the balancing algorithm, cell 11 was replaced. After replacing the cell, it
was possible to extract 96% of the battery's capacity during discharge, amounting to 115.2W.</p>
      <p>The next test involved charging and balancing the battery. Figure 4 illustrates the charging
graph with balancing. The graph indicates a noticeable slowing down of the charging rate of
the battery cells as their voltages increase.</p>
      <p>In the first half an hour of charging the battery, the charging current was maximum and
the balancing process was imperceptible. After cell 9 reached an energy of more than 87%, the
first peak on the graph which is approximately fifteen minutes of charging, of the total cell
capacity, the BMS slowed down the charging. After that, starting from the fifteenth minute to
the third hour, the charging was accelerated again, as a result of which the voltage and
capacity imbalance of the cells was reduced with the help of the balancer. At the moment, the
actual capacity of the most charged cell 2 is 93%, and cells 11 and 3 with the lowest charge are
88% of the maximum, and the imbalance between the cells is 5% of the capacity. The total
battery capacity is approximately 91% of the total capacity. After that, the charge was slowed
down again by the BMS command. From the third hour to the fifth hour, smooth charging
with balancing took place, which reduced the energy imbalance between cells to 3%. The last
stage of charging for the last thirty minutes was a slow charging that allowed balancing to a
difference in energy of up to 1.8%.</p>
      <p>As a result of this charging test, the battery was balanced to 4.13V and 97.3% of  capacity
on the most charged cell and 4.12V and 95.8% capacity according to OCV. The energy that was
actually accumulated was 115.92W, which is 96.6% of the full battery capacity according to
OCV. After repeating the battery charging test several times, it was determined that the
average percentage of the battery was 96.3% of its nominal capacity according to OCV.</p>
      <p>As shown in Figure 5, the proposed algorithm (d) demonstrates superior energy
accumulation efficiency in the battery, relative to its nominal capacity, compared to the
opencircuit voltage based balancing algorithm (b) by 5.2%, and by 9.8% relative to the current
voltage-based algorithm (a). However, it performs 3% worse compared to the SoC-based
algorithm (c).</p>
      <p>The developed cell balancing algorithm integrates algorithm (a), which is based on the
current voltage of each battery cell with algorithm (b), which is based on the open-circuit
voltage of the cell. The proposed algorithm achieves a 9.8% improvement in battery balancing
efficiency over algorithm (a) and a 5.2% improvement over algorithm (b). Nevertheless, it is 3%
less effective compared to algorithm (c), which is based on the state of charge of the cells.
However, the complexity of the proposed balancing algorithm is lower compared to
algorithm (c).</p>
    </sec>
    <sec id="sec-6">
      <title>6. Conclusions</title>
      <p>The article analyses existing passive battery cell balancing algorithms and proposed a new
algorithm based on these methods. The combined balancing algorithm, which integrates the
advantages of methods based on current cell voltage and open-circuit voltage, demonstrated
high effectiveness. Testing results revealed that this algorithm significantly reduces energy
imbalance between cells, achieving a discrepancy of only 1.8% at the end of charging, ensuring
high accuracy and reliability in battery operation.</p>
      <p>Throughout the charging process, the algorithm effectively reduced the energy imbalance
from an initial 5% to a final 1.8%, resulting in an average battery charge level of 96.3% of its
nominal capacity. Utilizing a BMS with this algorithm optimizes the charging process,
minimizes energy losses, and enhances battery longevity.</p>
      <p>The proposed algorithm ensures more efficient energy accumulation in the battery,
improving results by 9.8% compared to the current voltage-based balancing algorithm and by
5.2% compared to the OCV-based algorithm. Although the efficiency of this algorithm is 3%
lower compared to the SoC-based algorithm, its implementation is less complex.</p>
      <p>Future research will focus on improving the cell balancing algorithm and BMS operation
by tracking the internal resistance of cells and determining the actual battery capacity to
assess battery.
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