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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Take CARE of your patient data. Clinical And Registry Entries (CARE) Semantic Model</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Pablo Alarcón-Moreno</string-name>
          <email>pabloalarconmoreno@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Denis Wilkinson</string-name>
          <email>mark.wilkisnon@upm.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Departamento de Biotecnología-Biología Vegetal, Escuela Técnica Superior de Ingeniería Agronómica</institution>
          ,
          <addr-line>Alimentaria y de</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>de Alarcón (Madrid)</institution>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2024</year>
      </pub-date>
      <fpage>26</fpage>
      <lpage>29</lpage>
      <abstract>
        <p>The Clinical And Registry Entries Semantic Model (CARE-SM) is designed to represent healthcare information stored in patient data registries through the use of Semantic Web technologies, with the objective of facilitating reasoning over federated data sources. Evolving from its origins as the Common Data Element Semantic Model (CDE-SM), CARE-SM improves on this prior art by the standardization and homogenization of its core structure, and also by the addition of a contextual metadata layer with temporal and event-based information. Consistency between data elements' representations allows several implementation improvements, including simplified data transformation and improved data discoverability.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>The “Big Data” era provides unprecedented opportunities to undertake large-scale analytics
over combined clinical and molecular data. To achieve this, however, there is a need for
standardized and interoperable healthcare data models such that federated exploration and
analysis can be more easily achieved. There is an increasing number of sensitive registered
patient data sources that are intended to be used for research purposes, but the lack of
interoperability between data repositories thwarts this goal, causing researchers to invest
valuable time finding, preparing, filtering, and combining datasets. [1,</p>
      <p>
        The FAIR Data Principles[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] call for data to be findable, accessible, interoperable, and reusable
(FAIR), such that the value of data can be fully realized. Many of the FAIR objectives are realized
through a combination of Web and Semantic Web technologies. For example, globally unique
identifiers, such as URLs, are a requirement of FAIR, and the use of shared vocabularies (i.e.
ontologies) and machine-readable syntaxes such as Resource Description Framework (RDF)
[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] are hallmarks of most Semantic Web data architectures. CARE-SM [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] is intended to assist
nEvelop-O
LGOBE https://github.com/pabloalarconm (P.
      </p>
      <p>Alarcón-Moreno); https://github.com/markwilkinson (M. D. Wilkinson)</p>
      <p>
        © 2024 Copyright for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0).
domain experts in achieving “FAIRness” by providing a pre-defined, generic data model that is
inherently FAIR, and leverages the more complex features of the Semantic Web such as upper
ontologies - specifically, the SemanticScience Integrated Ontology (SIO) [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] - which will help
ensure that federated data can be used for logical reasoning.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. The Genesis of CARE-SM</title>
      <p>
        CARE-SM is an expanded and enriched representation of a prior model, which was primarily
drafted to be capable of representing the Common Data Elements (CDE) for Rare Disease
Registration [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] from the European Commission. Since that earlier work, the project was faced
with the need to expand the number and variety of data elements that should be modeled in
a FAIR manner. This included modeling treatments and interventions, imaging, and Patient
Reported Outcomes (PROs) [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], and to keep a longitudinal history of patient events. These
had a level of complexity that did not exist in the CDEs, and thus necessitated an extensive
re-consideration and revision of the earlier CDE semantic model. Nevertheless, the requirement
to be able to support semantic reasoning in the future remained, and thus we retained the use
of SIO as the “semantic backbone” for CARE-SM.
      </p>
      <p>
        SIO has a well-defined set of design patterns [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] for modeling scholarly data, which guides
the entity-relationships that can exist in a SIO-based data representation. For the CDE model,
the core design pattern was: an Identifier identified a Role; a Person played the Role; that
Role was materialized in a Process; the Process had an Output; that Output was (generally)
the measurement of an Attribute; the Attribute was an attribute of the Person. This core set
of entity-relationships needed to be expanded to suit the broader range of observational and
molecular data that needed to be modeled by CARE-SM. A full description of these extensions
and revisions follows in the next section.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. CARE-SM Overview</title>
      <sec id="sec-3-1">
        <title>3.1. Core structure</title>
        <p>Compared to the CDE-SM, there was a need to expand the core set of entity-relationships that
were captured. Of particular relevance were the following additions to the core model: The
process (e.g. a clinical procedure) is now related to several additional entities beyond the process
output, including inputs, agents, routes, protocols and targets (see Figure 1). The output in the
CDE model is now enhanced with a unit of measurement. Various kinds of observations will
use diferent combinations of these new elements depending on the data element being modeled.</p>
        <p>
          CARE-SM is built upon the Open Biological and Biomedical Ontology (OBO) Foundry [
          <xref ref-type="bibr" rid="ref9">9, 10</xref>
          ]
to describe domain-specific ontological classes for every data element. The dual combination
of SIO and OBO terms have been standardized compared with the previous CDE-SM where
the prior used an arbitrary number of ontological classes to annotate each data element
subcomponent. This standardization increases the data model consistency for transformation
and querying. Non-OBO ontologies such as Orphanet Rare Disease Ontology (ORDO) [11] are
also present in the CARE-SM to annotate clinical conditions.
        </p>
        <p>Figure 2 provides an example of the application of the core semantic model to a specific
type of data - in this case, a tumor resection surgery of a patient: A person that has the
role of a patient, denoted by a patient identifier, is participating in a tumor resection process.
Several entities are associated with this process, such as the intervention protocol and anatomic
structure that targets the surgery (defined as lung tissue in this example). Furthermore, the
administration of a drug during the intervention (denoted by a drug identifier), followed by its
route of administration. Intervention comments can be also added to the clinical process to
enrich the contextual information in a human-readable way.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. An added layer of metadata</title>
        <p>One of the most consequential changes to the overall model when comparing CARE-SM to its
predecessor is the introduction of a metadata layer that imparts context on each data element.
Semantically, the contextual metadata layer groups every instance, class or property used to
describe each data element. As shown in Figure 3, temporal information, in the form of time
points or time intervals, is an example of the use of this layer, allowing the definition of a
timeline of patient clinical encounters. The use of an encounter identifier can be added to the
model to further relate several of these data elements under the same clinical episode or event,
for example, a treatment regimine.</p>
        <p>As is typical for RDF data, context is modeled using RDF-Quads [12] - that is, a fourth URI
element accompanies every RDF triple. This context URI can then be used as the subject for
additional triples in order to, for example, add temporal or administrative information about
that data element, or to group sets of triples into other higher-level structures.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. CARE-SM in Action</title>
      <sec id="sec-4-1">
        <title>4.1. The CARE-SM implementation</title>
        <p>
          Although CARE-SM only specifies a generic data model, we have generated a set of tools and
guidelines to assist with the implementation of this model over patient data. The European
Joint Project on Rare Diseases (EJP-RD) [13] has implemented an automated workflow
for transforming tabular data into an RDF representation, which has been adapted to the
requirements of the CARE-SM models in a variety of ways since its initial use with the
CDE-SM. The CDE-SM workflow consumed data-element-specific CSV tables, where the CSV
columns were referenced in data-element-specific templates structured using the YARRRML
specification [ 14]. These YARRRML templates were transformed into the RML mapping
language [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] by a YARRRML parser, and this mapping was applied to the CSV to generate the
ifnal RDF representation. This same “backbone” still remains in the CARE-SM implementation.
However, since all data elements now conform to a single overarching model, every data type
can now be represented using a common CSV template, with a common YARRRML. The
only remaining data-element specificity is the set of columns that are required/optional for
each data type, and these requirements are documented on the project’s GitHub [15]. The
lfexibility of allowing more optional data facets necessitated the addition of some additional
complexity in the transformation templates - in particular, the use of “conditionals” (if/then)
within the YARRRML to decide when an RDF statement should be generated. In addition,
the transition from RDF Triples to RDF Quads required the addition of a new element
(”graph”) in the YARRRML templates. Finally, a toolkit has been created in order to perform
quality control, data manipulations, and other pre-processing steps to reduce the burden of
accurate CSV generation by the users. This toolkit reorganizes the user-provided CSV template
into its final form, compatible with the YARRRML template, prior to the RDF transformation step.
        </p>
        <p>All of these components have been linked into a larger data transformation and publication
workflow called FAIR-in-a-Box (FiaB) [ 16], which utilizes a custom daemon to sequentially
execute each transformation step within the confines of a docker network, minimizing the
exposure of any individual component to the internet, and finally loads the CARE-SM data into
a GraphDB-based Triplestore. Thus, the users of CARE-SM within FiaB need only generate a
CSV file in order to become FAIR data publishers.</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Mapping activities using CARE-SM</title>
        <p>CARE-SM, and its predecessor, have been used in mapping activities against other standardized
data models in the clinical data semantic community. Early initiatives had the objective of
schema integration and harmonization between CDE-SM and both RDF and non-RDF-based
schemas. One of these initiatives, in collaboration with the Critical Path Institute, led to
the creation of common SPARQL [17] queries that could map both CDE-SM and Critical
Path Institute’s semantic schema by leveraging a “Rosetta Stone” of shared Biolink schema
concepts [18]. Other initiatives are currently under development, such as the creation of
Extract, Transform, Load (ETL) workflow from CARE-SM to Observational Medical Outcomes
Partnership (OMOP) Common Data Model (CDM) v5.3 [19], which we hope will prove capable
of transforming any encounter-based data representation represented in CARE-SM, to an
equivalent Observational Health Data Sciences and Informatics (OHDSI) [20] representation.</p>
        <p>Other initiatives focus on the creation of federated query tools. A Beacon-v2-compatible
API [21] has been created for data discoverability and federation, parsing JSON-based Beacon
requests into SPARQL queries executed over Triplestores. The generic adaptation of CARE-SM
to the Beacon API was possible due to having a common, predictable semantic data pattern for
every Beacon data filter.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions</title>
      <p>Compared with its predecessor, CARE-SM simplifies many aspects of FAIR Data publishing and
reuse in the clinical space. Having a single CSV template means the data provider does not have
to create multiple export routines for each data element, reducing the time required to generate
the data extraction layer. Moreover, this allowed the consolidation of the numerous CDE-SM
YARRRML templates into a single template, enabling easier maintenance and evolution. The
data model consistency achieved by reusing a single design pattern simplifies query, where
the primary diference between data elements are the ontological classes that define the
various sub-elements of a data type. Thus through minor adjustments to an overall SPARQL
query template, any of the CARE-SM data elements can be explored in the same way. This
harmonization assists the creation of toolkits and APIs around the model, for example, the
implementation of the Beacon API capable of transforming non-semantic JSON calls into a set
of templated SPARQL queries.</p>
      <p>CARE-SM allows grouping, through the “context” node of RDF-Quads, of arbitrary data
elements, producing linkages between multiple data models, for example, the multiple data
elements that arise from a single patient encounter with the healthcare system. Few resources
seem to be taking advantage (in the rare disease space) of this RDF-Quad technology, despite it
being a well-documented and oficial W3 standard for RDF representation for about a decade.
https://www.nature.com/articles/nbt1346. doi:10.1038/nbt1346, number: 11 Publisher:
Nature Publishing Group.
[10] OBO Foundry, ????. URL: https://obofoundry.org/.
[11] Orphanet Rare Disease Ontology - Summary | NCBO BioPortal, ????. URL: https://bioportal.</p>
      <p>bioontology.org/ontologies/ORDO.
[12] RDF 1.2 N-Quads, ????. URL: https://www.w3.org/TR/rdf12-n-quads/.
[13] EJP RD – European Joint Programme on Rare Diseases, ????. URL: https://www.</p>
      <p>ejprarediseases.org/.
[14] YARRRML, ????. URL: https://rml.io/yarrrml/spec/.
[15] CARE Semantic Model Implementation, 2023. URL: https://github.com/CARE-SM/</p>
      <p>CARE-SM-Implementation, original-date: 2023-10-09T15:57:30Z.
[16] FiaB: FAIR-in-a-box, 2022. URL: https://github.com/ejp-rd-vp/FiaB, original-date:
2022-1212T10:34:05Z.
[17] SPARQL 1.1 Overview, ???? URL: https://www.w3.org/TR/sparql11-overview/.
[18] P. Alarcon, I. Braun, E. Hartley, D. Olson, N. Benis, R. Cornet, M. Wilkinson, R. L. Walls,
Leveraging Biolink as a “Rosetta Stone” Between C-Path and EJP-RD Semantic Models
Provides Emergent Interoperability, Journal of the Society for Clinical Data Management
3 (2023). URL: https://www.jscdm.org/article/id/130/. doi:10.47912/jscdm.130, number:
1 Publisher: Society for Clinical Data Management.
[19] OMOP CDM v5.3, ????. URL: https://ohdsi.github.io/CommonDataModel/cdm53.html.
[20] OHDSI – Observational Health Data Sciences and Informatics, ????. URL: https://www.</p>
      <p>ohdsi.org/.
[21] J. Rambla, M. Baudis, R. Ariosa, T. Beck, L. A. Fromont, A. Navarro, R. Paloots, M. Rueda,
G. Saunders, B. Singh, J. D. Spalding, J. Törnroos, C. Vasallo, C. D. Veal, A. J. Brookes,
Beacon v2 and Beacon networks: A “lingua franca” for federated data discovery in
biomedical genomics, and beyond, Human Mutation 43 (2022) 791–799. URL: https:
//onlinelibrary.wiley.com/doi/abs/10.1002/humu.24369. doi:10.1002/humu.24369, _eprint:
https://onlinelibrary.wiley.com/doi/pdf/10.1002/humu.24369.</p>
    </sec>
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