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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>X (R. Yuzefovych);</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Analysis of the vibration signals based on PCRP representation</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Roman Yuzefovych</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ihor Javorskyj</string-name>
          <email>javor@utp.edu.pl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Oleh Lychak</string-name>
          <email>oleh.lychak2003@yahoo.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Roman Khmil</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>George</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Trokhym</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Bydgoszcz University of Sciences and Technology</institution>
          ,
          <addr-line>7 Al. prof. S. Kaliskiego, Bydgoszcz, 85796</addr-line>
          ,
          <country country="PL">Poland</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Karpenko Physico-mechanical institute of NAS of Ukraine</institution>
          ,
          <addr-line>5 Naukova Str., Lviv, 79060</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Lviv Polytechnic National University</institution>
          ,
          <addr-line>12 Bandera Str., Lviv, 79013</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2024</year>
      </pub-date>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0003</lpage>
      <abstract>
        <p>The characteristics of the methods and facilities of vibration diagnostics of rotating parts of mechanisms based on models of vibration signals in the form of periodically correlated random processes (PCRP) are given. Such models make it possible to detect and analyze the interaction of repeatability and stochasticity in vibration signal properties, which is characteristic of the appearance of defects. This approach significantly increases the efficiency of early detection of defects and establishment of their types. The main stages of statistical processing of vibration signals for the purpose of determining diagnostic features are described. .</p>
      </abstract>
      <kwd-group>
        <kwd>⋆1</kwd>
        <kwd>vibration diagnostics</kwd>
        <kwd>statistical signal processing</kwd>
        <kwd>periodically correlated random process</kwd>
        <kwd>defect</kwd>
        <kwd>bearing</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Modern systems for monitoring the condition of complex mechanisms and systems are an
important component of the process of supporting their life cycle management [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]–[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The
assessment of the technical condition of rotating mechanisms is based on a structural analysis of
the reliability of their components by means of dynamic methods of controlling changes in their
vibration parameters [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]–[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. First of during processing of the vibration signal it is divided into
regular and random parts. The analysis of the regular part is grounded on original methods for
development and selection of the hidden periodicities, developed by authors. As a rule, macro
defects of mechanical systems are associated with the regular component of vibration signals,
like imbalance, eccentricity, misalignment, beating, engagement, etc. Conclusions about the
type of fault of the rotating element are made grounding on the analysis of the phases and
amplitudes in spectrum of the regular part of signal.
      </p>
      <p>
        The random (stochastic) part of signal as a rule contains data about the non-linear properties
of rotating mechanism, which are associated, for example with inhomogeneous viscosity of
lubricants, variations in friction forces, inhomogeneous of the parameters of surface roughness,
etc. Vibration signal random part analysis, especially the periodic non-stationarity, makes it
possible to develop faults in mechanism the early stages of their development. The random parts
of vibration signal obtain its periodic non-stationarity due to modulation of the carrier
harmonics with stochastic signals. Last one causes the correlation of the harmonic components
of the spectrum [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]–[13] results a vibration signal as a periodically correlated random process
(PCRP). This correlation is one of the most sensitive signatures of the appearance and early
stage of development of defects.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Model of vibration signal</title>
      <p>The model of the vibration signal ζ ( t ) of complex mechanisms is given in the following
form</p>
      <p>ζ (t )=s (t )+η ( t ),
where s (t ) is the regular component of the vibration signal, η (t )=ζ (t )+ ε ( t ) is the random
component of the signal, where ζ ( t ) is the periodically non-stationary component, ε ( t ) is the
stationary background noise, the random processes ε ( t ) and η (t ) are uncorrelated. The regular
part s (t )is represented here as an almost periodical series</p>
      <p>M
s (t )= ∑ ck ei ωk t</p>
      <p>k=−M
where M is a number of components, ck is a complex amplitudes of each component, and
ωk is the cyclic frequency of component. The model of the non-stationary componentζ ( t ) is
the PCRP, for which the harmonic representation is valid
ζ (t )=∑ ζ k ( t ) eik ω0t</p>
      <p>k € Z
where ζ k ( t ) are, stochastically related stationary random processes that represent the
amplitude and phase stochastic modulation of the basic harmonic components of the PCRP.
Correlation and spectral characteristics of modulating processes ζ k ( t ) are carrying the data
about the fault types of rotating units. Features, used for diagnostic of mechanisms, are
developed based on parameters of modulating processes or using the appropriate characteristics
of the PCRP formed by the stationary components of ζ k ( t ).</p>
      <p>The mean function of PCRP m (t )= Eζ k ( t ) and the correlation function
b (t , u)= Eζ ( t ) ζ ( t +u ), ζ (t )=ζ (t )−m ( t ) are periodic functions in time</p>
      <p>m (t )=m (t +T ) , b (t , u)=m ( t +T , u )
and can be represented by their Fourier series:
m (t )=∑ mk eik ω0t,
k € Z
b (t , u )=∑ Bk ( u ) eik ω0t</p>
      <p>k € Z</p>
      <p>The instantaneous spectral density of the PCRP (Fourier transform of the correlation
function) also changes periodically in time:
f ( ω , t )= 1 +∫∞ b (t , u ) e−iωu du=∑ f k ( ω ) eik ω0t</p>
      <p>2 π −∞ k € Z
here
f k ( ω)=
1 +∫∞ Bk ( u ) e−iωu du
2 π −∞</p>
      <p>The quantities Bk ( u ) and f k ( ω), respectively, are called correlation and spectral
components. The zeroth components B0 ( u ) and f 0 ( ω) describe the properties of the stationary
approximation of the PCRP, i.e. the averaged correlations and the time-averaged power spectral
density of fluctuating oscillations.</p>
      <p>The Fourier coefficients of the mathematical expectation function of the PCRP mk are the
mathematical expectations of the modulating processes in signal representation (1), i.e.,
mk (t )= Eζ k ( t ) their correlation components are determined by the auto- and cross-correlation
functions and spectral components by the corresponding spectral densities of these processes
Bk (u )=∑ Rn−k ,n (u ) e¿ ω0u , f k (u)=∑ f n−k ,n ( ω−n ω )
0
n € Z n € Z
Rkl (u )= E ζ k (t ) ζ l ( t +u ) , ζ k (t )=ζ k (t )−mk , “-”is a conjugation sign, and
f k ,l ( ω)= 1 +∫∞ Rkl ( u ) e−iωu du</p>
      <p>2 π −∞</p>
      <p>From relation (2) we can see that the random process (1) is a PCRP if and only if the stochastic
processes which are modulating different harmonic components are correlated. For this, their
spectral bands should at least in part overlap.</p>
      <p>The general methodological scheme used to analyze the condition of bearing assemblies of
rotating mechanisms presented on Fig. 1.</p>
      <p>
        Original results in the field of theory and analysis of stochastic oscillations [14]–[16], in that
– methods for the detection of hidden periodicities became the theoretical basis for the
principles of building these systems, the justification of processing algorithms, and the creation
of appropriate software. Coherent [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] and component [15] methods, least squares method [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ],
linear comb and bandpass filtering are used to calculate estimates of oscillation characteristics.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Mechanism condition indicators</title>
      <p>Stochastic modulation is detecting and type of possible fault is identifying at the initial stage
of investigation using diagnostic parameters, grounded on the first and second orders of
periodic nonstationarity. To evaluate the degree of this non-stationarity, the Fourier coefficients
of the function of mathematical expectation mk and Bk ( u )correlation components were used
and the following two diagnostic parameters were considered:</p>
      <p>1 ∑N1 |mk|2 1 ∑N2 |Bk ( 0 )|❑
I 1= 2 k=1 I 2= 2 k=1</p>
      <p>B^0 ( 0 ) B^0 ( 0 )
Fig. 1. General methodological scheme to analyze the vibration signals as PCRP</p>
      <p>The first value determines the ratio of regular changes in the vibration signal power to the
whole fluctuations power, averaged over signal realization. I2 is a value of the power of
fluctuating part of fluctuations divided by the power of fluctuation, averaged over signal
realization. The introduced diagnostic parameters have the properties of a measure of the
periodic non-stationarity; they grow monotonically with an increase in the power of regular
and fluctuating vibrations of the vibration signal. In the case of a stationary centered random
signal, when mk =0 and Bk (u )=0 for all k ≠ 0 , the parameters I1 and I2 are equal to zero. It is
obvious that the faults of the mechanisms also interfere on the nature of the decay of the
correlations of the modulating stochastic processes. A third parameter is proposed to represent
this effect</p>
      <p>
which is called a measure of periodic correlation. For the stationary case, we also have
.</p>
      <p>The similar properties of vibration signals, but already in the frequency domain, are
described by the spectral coherence function
Used here normalization of spectral components makes it possible to emphasize the relation
between weak components from minor defects on the background of components that are not
relevant to the identification of the defect, but have a much more power.</p>
      <p>It would be appropriate to use also the spectral coherence function, which is defined in the
spectral band [ ω1 , ω2 ]:</p>
      <p>For the faults classification are effective features, obtained grounding on the correlation and
spectral parameters of the stationary part of the PCRP-model of vibrations, in that function of
the normalized cross-correlations:
and coherence functions</p>
    </sec>
    <sec id="sec-4">
      <title>4. Methods of hidden periodicity estimation</title>
      <p>The coherent method consists in averaging the signal readings taken over a period T :
Component estimates have a form of trigonometric polynomials
where N i i=1,2, are the numbers of the highest harmonics. Coefficients of polynomials m^k
and B^k ( u ) are determined on the basis of following statistics</p>
      <p>here θ is the duration in time of the segment of vibration signal. Estimates of components are
formulated grounding on a priori data of harmonic components number, obtained from the
Fourier series for each characteristic that is calculated. They are more effective than coherent
ones, especially if correlations decay rapidly with time lag increasing.</p>
      <p>
        Least squares estimates [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] are found by minimizing the following functionals:

0
      </p>
      <p>Advantage of such estimates is the absence of seepage effects for all values of θ. The
BlackmanTukey correlogram method was used to construct statistics of spectral characteristics.
To do this, the cutting point of the correlogram is necessary set to um and the smoothing window
k(u) was used.</p>
      <p>Estimates of the instantaneous spectral density f ( ω , t ) as well as spectrum components
f k ( ω ) were calculated using the equations:</p>
      <p>
        m
where k (−u)=k (u) , k ( o )=1 , k ( u )≡ 0 at |u|≥ um. The selection of real signal processing
parameters is carried out grounding on the statistical parameters of estimates (3)–(12) and
appropriate quality criteria obtained analytically [
        <xref ref-type="bibr" rid="ref9">9, 16</xref>
        ].
      </p>
      <p>
        Presented here methods of spectral- and correlation analysis of PCRP needs previously
defined valueT of the correlation period. Mainly, for rotating mechanical system the period of
excitation of can be obtained grounding on its kinematic diagram, because of rotation frequency
of the driving motor shaft is known. However, the values calculated in this way, have
insufficient accuracy and have variations in real situations. Therefore, the value of the shaft
drive period (frequency) should be found by means of processing of acquired vibration signal.
The determination of the shaft drive rotation period grounded on the PCRP model of the
structure of stochastic fluctuations. For this purpose, methods of hidden periodicities detecting
can be considered. Since the hidden periodicities properties are not always developed as the
peak values at the spectrum of vibration signal, calculated with assumption of its stationarity,
some other methods, grounded on PCRP signal model have been developed to estimate the
period. They are based on the detection of periodic temporal changes in probabilistic
characteristics [
        <xref ref-type="bibr" rid="ref9">9, 17–20</xref>
        ]. For this, functionals were used, which have the form of estimates (3)–
(9) with the difference that instead of the true value of the periodT , some trial value  was
used in them. Estimates of the period T are then found at the extremum values points of these
functionals. So, the component estimates of the period are based on the extreme values of the
functionals
      </p>
      <p>Estimates of the period determined in this way have great accuracy: the value of their bias is
of the order of O ( N−2 ), and the variance is of the order of O ( N−3 )</p>
      <p>Two methods have been developed for the extraction of modulating stationary components
of signals. The first of them consists in the frequency shift of the signal by an amount−k ω0 and
subsequent low-frequency</p>
      <p>where h ( τ ) – impulse response of a low-pass filter
The second method based on the band-pass filtering to extract the components whose spectra
are concentrated in the ranges [ k ω0− 20 , k ω0+ 20 ], and then their envelopes are founding
ω ω
using the Hilbert transformation. Such signal transformations make it possible to provide an
analysis of the probabilistic characteristics of modulations of the carrier harmonics of the PCRP,
as well as investigate cross-spectral and cross-correlation parameters of vibration signal
components.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions</title>
      <p>The use of PCRP methods opens qualitatively new opportunities for statistical analysis of
vibration signals of bearing assemblies of rotating mechanisms. Methods for identifying the
regular component in the vibration signal allow a detailed analysis of phase changes of
processes in rotating mechanisms. The developed adaptive methods for evaluating of signal
parameters minimize man-made influence on the processing process, which allows their use in
automated diagnostic systems. The methods of extracting the periodically non-stationary
component make it possible to extract that characteristic of the signal, corresponding to the
responses of defects in the mechanical system, minimizing the impact of noise. The developed
methods and means make it possible to analyze the condition of the bearing units of the rotation
mechanisms, to identify and classify their defects in the early stages of their development.
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