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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Analysis of the accuracy of simulating the human eye movement system based on Volterra models</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Vitaliy Pavlenko</string-name>
          <email>pavlenko_vitalij@ukr.net</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Denys Lukashuk</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Odesa Polytechnic National University</institution>
          ,
          <addr-line>Shevchenko Avenue 1, 65044 Odesa</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <fpage>0000</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>Integral nonlinear models are used to simulate the human eye movement system (EMS) while accounting for its nonlinear dynamics and inertial properties. Multidimensional transient characteristics (MTCs) of the EMS were identified based on experimental input-output data obtained from eye-tracking responses to visual test stimuli. These transient characteristics include first-order and diagonal cross-sections up to the second and third orders of MTCs. The study aimed to evaluate the accuracy of EMS simulation models by analyzing the calculation errors of transient characteristics using nonlinear dynamic identification methods based on Volterra integro-power series (IPS) and integro-power polynomial (IPP). Computational methods, including the least squares method (LSM), approximation, and compensation, were used to derive the models. Models developed using the LSM and approximation methods produced consistent transient characteristics when the same test signals were applied, highlighting the convergence of the Volterra series within the identified region. The findings showed that increasing the number of test signals enhanced the accuracy of the EMS models. Quadratic models were identified as the most reliable, providing a balance between precision and computational efficiency. Cubic models closely matched EMS responses but exhibited instability in their transient characteristics, making them less practical for EMS application. The compensation method, while computationally less demanding, proved unsuitable for tasks requiring high accuracy due to significant errors in the resulting models. Quadratic IPP models developed with LSM based on three response datasets are recommended for future studies, as they provide a stable and precise framework for modeling EMS dynamics and exploring psychophysiological state assessment.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;eye movement system</kwd>
        <kwd>simulation</kwd>
        <kwd>integro-power series and polynomials</kwd>
        <kwd>multidimensional transient characteristics</kwd>
        <kwd>eye-tracking</kwd>
        <kwd>accuracy of simulation</kwd>
        <kwd>a neurophysiological condition</kwd>
        <kwd>1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Eye-tracking technology [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] is widely applied in the assessment of neurophysiological conditions
[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], cognitive research, and memory studies [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], as well as in monitoring student behavior and
learning processes [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. This technology provides valuable insights into both conscious and
subconscious human actions. Understanding eye movements is crucial for expanding research in
various professional fields, ultimately enhancing the efficiency of work activities.
      </p>
      <p>Despite the advancements in eye-tracking systems, there is a growing need for new
mathematical models to accurately simulate the human eye movement system (EMS). Additionally,
specialized equipment is necessary to support experimental research involving these systems.
Eyetracking technology relies on sophisticated devices, known as eye trackers, to precisely determine
the coordinates of eye movements.</p>
      <p>
        In medical applications and experimental psychology, the ability to simulate the EMS is vital for
effective control, monitoring, and diagnostics. Developing a comprehensive mathematical model of
the EMS, which takes into account individual human variability, is essential for creating advanced
treatment methodologies [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. This includes a wide range of personalized applications, such as
medical and sports simulators, human-machine interface testing [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], secure data access [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ],
and more.
      </p>
      <p>This paper presents the findings on the accuracy of simulating the dynamic characteristics of
the human EMS. These characteristics were derived from experimental "input-output" data,
capturing responses to visual stimuli using cutting-edge eye-tracking technology (a simulation
task). The study focuses on the nonlinear and inertial properties of the EMS, which are crucial for
developing accurate and reliable models.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Problem statement</title>
      <p>
        To simulate the human eye movement system, integral nonlinear models [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] are employed,
which consider both the nonlinear and inertial properties of the system being studied. The EMS is
simulated by determining multidimensional transient characteristics (MTCs) based on
"inputenabling accurate recording of eye responses to visual stimuli. The construction of the model
involves an approximation simulation method using Volterra integro-power series (IPS) [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]
and a least squares method (LSM) [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] to create the model based on Volterra integro-power
polynomials (IPP). The simulation methods for nonlinear dynamic systems (NDS) based on IPS and
IPP vary in their computational approaches, providing distinct methodologies for NDS
simulation [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
      </p>
      <p>The aim of this research is to evaluate the accuracy of EMS simulation by examining the errors
in calculating MTCs when using nonlinear dynamic simulation methods based on IPS and IPP
models. This study also addresses the development of algorithmic and software tools for extracting
EMS dynamic characteristics from eye-tracking data and assessing the accuracy of different
simulation methods.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Theoretical background</title>
      <p>
        In this study, the approximation method [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] and compensation method [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] are employed to
develop models using Integro-Power Series, while the least squares method (LSM) [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] is utilized
for constructing models based on Integro-Power Polynomials.
      </p>
      <p>
        Approximation Identification Method. The approximation identification method for NDS (method
of linear combinations of responses) in the time domain is grounded in isolating the n-th partial
component (PC) of the NDS response by constructing linear combinations of responses to test
signals with different amplitudes. This approach is an adaptation of methods originally based on
the Volterra series. It is proved in [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] that:
      </p>
      <p>Assertion 1. Let test signals a1 (t), a2x(t) aNx(t) be sequentially applied to the input of the NDS,
where N is the degree; a1, a2 aN are different real numbers, non-zero, satisfying the condition
|aj| 1 for j=1,2,...,N; x(t) is an arbitrary function. Then, the linear combination of the system's
responses to these inputs equals the n-th PC of the response to the input signal x(t) with an
accuracy up to the discarded terms of the Integro-Power Series of order N+1 and higher:
where
yn [x(t)] = yn (t);</p>
      <p>N
c j y[a j x(t)] = yn[x(t)] + ,
j=1
(1)
if j are real coefficients such that
where</p>
      <p>A N c = b ,
(2)
A N =  aa112 aa222  aa NN2 , c = cc12 , b = bb12 ,
         
a1N a2N  aNN  cN  bN 
here bl = 1 when l = n; bl = 0 when l n, l N}.</p>
      <p>The system (2) always has a solution, and it is unique since its determinant differs from the
Vandermonde determinant only by the factor a1, a2 aN. Thus, for any real numbers aj, which are
non-zero and pairwise distinct, it is possible to find numbers cj such that the linear combination (1)
of the NDS responses equals the n-th term of the Integro-Power Series with an accuracy up to the
discarded terms of the series. By satisfying the conditions for forming the system of linear
algebraic equations (2), we obtain the relation (1).</p>
      <p>When test signals in the form of step functions (Heaviside functions t)) with amplitudes a1,
a2 aN are applied to the input of the system being identified, we obtain estimates of the diagonal
cross-sections of the NDS multidimensional transient characteristics:</p>
      <p>N
hˆn (t,...,t) = yˆn (t) = c(jn) y(a jθ(t)) = c1(n) y(t | a1 ) + c2(n) y(t | a2 ) + ... + cN(n) y(t | aN ), n =1, N, (3)
j=1
where y(t|aj) = y(aj t)) are the NDS responses to the test signal with amplitude aj .</p>
      <p>Identification of NDS using the Least Squares Method. The method of NDS identification based on
the Volterra polynomial model in the time domain relies on approximating the NDS response y(t)
to an arbitrary deterministic signal x(t) in the form of an integro-power polynomial of N-th order
(N the order of the approximation model):</p>
      <p>N N t t n
yN (t) =  yˆn (t) =  ...  wn (t − τ1,..., t − τn ) x(τi )dτi .</p>
      <p>
        n=1 n=1 0 n times0 i=1
Valid assertion [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>Assertion 2. Let test signals a1x(t), a2x(t) aLx(t) be sequentially applied to the input of the
NDS; a1, a2 aL are different real numbers satisfying the condition 0&lt;aj1 for j=1,2,...,L; x(t) is
an arbitrary deterministic signal, then</p>
      <p>N N t t n N
~yN (a j x(t)) =  yˆ n (a j x(t)) =  a nj 0 n t.i.m.es0 wn (t − τ1 ,...,t − τ n ) x(τi )dτi =  a nj yˆ n (t)
n=1 n=1 i=1 n=1
for j, j = 1, L.</p>
      <p>The partial components in the approximation model yˆn (t) are found using the least squares
method. This allows obtaining estimates for them, where the sum of squares of deviations of the
NDS responses being identified, y[a j x(t)] from the model responses ~yN [a j x(t)] , is minimal, thus
ensuring the minimum mean square criterion</p>
      <p>L L  N 2
J N =  (y(a j x(t)) − ~yN (a j x(t)))2 =   y(t | a j ) −  a nj yˆ n (t) → min .</p>
      <p>j=1 j=1 n=1 
(4)
(5)
(6)</p>
      <p>AAyˆ = A y ,
where</p>
      <p>A = aa12 aa1222  aa12NN , y =  yy((tt || aa12)), yˆ =  yyˆˆ12((tt))  .</p>
      <p>          
aL aL2  aLN   y(t | aL )  yˆ N (t)</p>
      <p>
        If the identified system is supplied with test signals in the form of step functions with
amplitudes a1, a2 aL, we obtain estimates of the transient characteristics hˆ1(N) (t) and the diagonal
cross-sections of the transient characteristics of the eye movement system hˆ(N) (t, t) , hˆ(N) (t, t, t)
2 3
hˆ(N ) (t,..., t) [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>N
or</p>
      <p>
        Responses of the investigated EMS models are generally calculated based on expressions:
~y j (t | a j ) = a j yˆ1(t) + a 2j yˆ 2 (t) + ... + a Nj yˆ N (t), j = 1, L ,
~y(t | a j ) = a j hˆ1(N) (t) + a 2j hˆ2(N) (t, t) + ... + a Nj hˆ N(N) (t,..., t), j = 1, L . (9)
Compensation Identification Method. The formalism of the method for determining the
intersections of n-th order transient characteristics of nonlinear dynamic systems is based on the
following assertion [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>Assertion 3. Let the test inputs be the sum of n step signals xk (t) = ak θ(t − τ k ) (k=1,2,...,n), shifted
in time by 1, ..., n. Then, for an NDS with a single input and a single output, the estimate of the
intersection of the n-th order transient characteristic is
hˆn (t − τ1 ,..., t − τ n ) =  n! n ak  −1 1 (−1) n+kn=1δk y(t | δ1 ,..., δ n ) .</p>
      <p> k =1  δ1,...,δn =0
where y(t | δ1,..., δn ) is the NDS response at time t when subjected to a multi-step input signal with
amplitudes ak, obtained as a result of processing experimental data based on (11). If δ k = 1 , the test
input contains a step signal shifted by k; otherwise, if δk = 0 , it does not contain it.</p>
      <p>In certain cases, we have:
for n=1</p>
      <p>Minimizing criterion (6) boils down to solving a system of normal equations Gauss, which in
vector-matrix form can be expressed as:
for n=2
or
for n=3
hˆ1(t) = y(t |a1) ;</p>
      <p>a1
hˆ2 (t,t) = 21a12 y(t |a2 ) − 2 y(t | a1) ;
hˆ2 (t,t) =</p>
      <p>1
2a1a2</p>
      <p>y(t |a3) − y(t | a1) − y(t |a2 ) ;
1
hˆ3 (t, t, t) = 6a13 y(t |a3 ) − 3y(t | a2 ) + 3y(t | a1 ).
where a1, a2 = 2a1, a3 = 3a1 are the amplitudes of test signals.
(7)
(8)
(10)
(11)
(12)
(13)
(14)</p>
      <p>The responses of the second and third-order models are calculated accordingly using the
expressions:</p>
      <p>~y(t | a j ) = a jhˆ1(t) + a 2jhˆ2 (t,t) .
~y(t | a j ) = a jhˆ1(t) + a 2jhˆ2 (t,t) + a3jhˆ3(t,t,t) , j = 1, L .
(15)
(16)</p>
    </sec>
    <sec id="sec-4">
      <title>4. Research results</title>
      <p>
        The EMS's responses to the test step signals, defined as x(t) = aj t) with amplitudes aj (j=1, 2, 3):
a1=1/3, a2=2/3, a3=1 were analyzed. These responses formed the basis in the construction of
Volterra models [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. Horizontal visual stimuli displayed at varying distances from the starting
position on a monitor were utilized as test signals, effectively simulating the application of step
signals with different amplitudes to the EMS. The responses of the EMS were recorded using
eyetracking technology, integrating both hardware and software components. In the simulation
process, when applying the approximation method, models based on IPS are identified as
M1.N/x:&lt;a1 aL&gt; (N order of approximation, x number of test signals; a1 aL amplitudes of
the test step signals). For models based on IPP, the least squares method (LSM) is used, resulting in
models designated as M2.N/x:&lt;a1 aL&gt;. Additionally, when employing the compensation method
of simulation, models are determined as M3.N/x:&lt;a1 aL&gt;.
      </p>
      <p>
        For EMS simulation in work [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], experimental "input-output" data were gathered using three
test step signals with amplitudes a1=1/3, a2=2/3 and a3=1. The Tobii Pro TX300 eye tracker was
employed to collect these experimental data (Fig. 1), from which transient characteristics were
determined for models M1.N, M2.N, and M3.N for N=1 (linear model), N=2 (quadratic model), and
N=3 (cubic model). The transient processes of EMS responses to visual stimuli with varying
amplitudes are depicted in Fig. 2.
      </p>
      <p>The software tools were developed using the Python programming environment.</p>
      <p>To evaluate the accuracy of the developed models for varying amplitudes of the test signals a1,
a2 and a3, the metric applied is the normalized root mean square error (NRMSE):
 M
 (y(tm | a j ) − ~y(tm | a j ))2 
εaj =  m=0 M y2 (tm | a j )  , j=1, 2, 3; (17)</p>
      <p>
         m=0 
where y(tm | a j ) and ~y(tm | a j ) are the responses of the EMS and the model of the EMS to the test
signal in the form of a step function with amplitude aj, measured/ computed at the time instant tm
(tm is the observation time of the EMS responses); j=1,2,3.
y(t | a1 ) or y(t | a2 ) or y(t | a3) , as shown in Fig. 3. Fig. 4 shows transient characteristics graphs of
the M2.1/2 models, which were calculated based on two responses: y(t | a1 ) and y(t | a2 ) , or
y(t | a1 ) and y(t | a3 ) , or y(t | a2 ) and y(t | a3 ) and the transient characteristic graph of the model M2.1/3.
For the M1.1 identification method does not allow to calculate the transient characteristics based
on two or three responses [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>For N=2, based on the two responses y(t|a1) and y(t|a2), or y(t|a1) and y(t|a3), or y(t|a2) and y(t|a3),
the corresponding multidimensional transient characteristics 1(t|aj,ak) and 2(t,t|aj,ak),
j, k = 1,2,3; j k were obtained. In the models M1.2/2 and M2.2/2, identical MTCs
1(t|aj,ak) and 2(t,t|aj,ak) were obtained for the same experimental data.</p>
      <p>Fig. 5 displays the primary-order transient characteristics graphs, while Fig. 6 shows the
diagonal cross-sections of the second-order MTCs for the EMS models M1.2/2 and M2.2/2. These
intersections were computed based on the responses: y(t|a1) and y(t|a2), or y(t|a1) and y(t|a3), or
y(t|a2) and y(t|a3).</p>
      <p>The transient characteristics of the EMS model M3.2/2 are illustrated in Fig. 7. The
corresponding responses for the same model are given in Fig.8.</p>
      <p>The graphs of the multidimensional transient characteristics 1(t) and 2(t,t), which were
determined based on the three responses y(t|a1), y(t|a2), y(t|a3) for the EMS model M2.2/3, are shown
in Fig. 9. The corresponding graphs comparing the M2.2/3 responses with the EMS responses to
identical test signals are presented in Fig. 10. Analogous results were obtained for the M3.2/3 and
are shown in Fig. 11 and Fig. 12.</p>
      <p>For N=3, the graph of the primary-order transient characteristic, along with the graphs of the
diagonal cross-sections of the second and third-order multidimensional transient characteristics for
the EMS model M3.3, are displayed in Fig.13. The responses of the EMS model M3.3 are shown in
Fig.14. Analogous results for the EMS models M1.3 and M2.3 are shown in Fig. 15 and Fig.16.</p>
      <p>Models
M2.2/2:a1, a2
M2.2/2:a1, a3
M2.2/2:a2,a3
M2.2/3:a1, a2, a3</p>
      <p>Models
M3.2/2: a1, a2
M3.2/3:a1,a2,a3
M3.3/3: a1,a2,a3</p>
      <p>For N=3, based on the three responses y(t|a1), y(t|a2), y(t|a3) the transient characteristics
1(t), 2(t,t), 3(t,t,t) were obtained. For the models M1.3/3 and M2.3/3, identical MTCs were
obtained, and the responses of the models practically coincide with the responses of the EMS for
the same input signals. At the same time, Figs. 13 and 15 demonstrate that the transient
characteristics of the third-order models exhibit instability.</p>
      <p>On Fig. 17, a comparative analysis diagram of errors based on the percentage NRMSE criterion
constructed using identification software tools for EMS models: M2.1/1, M2.1/2, M2.1/3, is
presented. On Fig. 18, the same analysis is provided for models M2.2/2, M3.2/2, M2.2/3, M3.2/3 and
M3.3 (based on average values). The EMS models M1.3 and M2.3 are not shown in the diagram
because they have negligible deviations from the EMS responses.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>Python-implemented tools for nonlinear dynamic identification were applied to develop
mathematical models of the human eye movement system (EMS) based on Volterra integro-power
series (IPS) and integro-power polynomials (IPP). This study aimed to evaluate the accuracy of the
developed models in the form of first-order transient characteristics and multidimensional
transient characteristics of the second and third orders, derived from eye-tracking data under the
influence of visual test stimuli (step signals of varying amplitudes). To construct models based on
empirical data, computational identification methods were employed, including the compensation
method, approximation method, and least squares method (LSM). The identification errors of EMS
models were assessed using normalized root mean square error (NRMSE), reflecting deviations
between model responses and EMS responses to identical test signals.</p>
      <p>Models obtained using the approximation and LSM methods on the same test signals exhibited
identical transient characteristics, as these characteristics coincided within the convergence region
of the Volterra series. It was found that the accuracy of models, represented by transient
characteristics, improved with an increasing number of test signals. For the linear model, the
average error decreased from 11.4% with one test signal to 7.6% with three test signals when LSM
was applied. For the quadratic model, an average error of 9.1% was observed with two test signals,
which decreased to 4.5% when three signals were used. For the cubic model, using three test signals
resulted in nearly identical responses between the model and the EMS. However, it was established
that third-order models exhibited instability in their transient characteristics, limiting their
practical applicability.</p>
      <p>The compensation method required fewer computational resources but produced models with
significant errors, rendering them unsuitable for diagnostic studies. The best result for the
quadratic model, achieved using three test signals, yielded an average error of 8.4%.</p>
      <p>This study, for the first time, analyzed the errors of EMS mathematical models in the form of
IPS and IPP derived from eye-tracking data using three test step signals of varying amplitudes. The
analysis employed compensation, approximation identification methods, and the LSM. It was
determined that the most accurate EMS model is the quadratic Volterra polynomial, identified
based on three EMS responses. Therefore, integral quadratic models are recommended for
diagnostic studies of the human psychophysiological state.</p>
    </sec>
    <sec id="sec-6">
      <title>Declaration on Generative AI</title>
      <p>The authors have not employed any Generative AI tools.
442.
doi:10.1007/978-3-031</p>
    </sec>
  </body>
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