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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Operationalizing the law through the Solid environment: opportunities and challenges</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lola Montero Santos</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>European University Institute</institution>
          ,
          <addr-line>Via Bolognese, 156, 50139 Florence</addr-line>
          ,
          <country country="IT">Italy1</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper identifies the opportunities for the Solid environment in light of the new EU mandatory data sharing obligations under the Data Act. It also outlines several misalignments of current Solid specifications and specific EU legal requirements under the GDPR and the Data Act. Reflections are put forth on the current third party pod providers identified on the Solid Website. The legal framework for data sharing in the European Union (EU) is experiencing a profound transformation. The EU Data Protection Regulation (GDPR) mandates the portability of personal data (art. 20 GDPR) in some limited conditions, but only if technically feasible. Meanwhile, the Regulation on the Free Flow of Non Personal Data (FFNPDR) sets a voluntary framework for the sharing of non-personal data. Neither of these instruments achieved the desired increase in data availability in the EU market. Therefore, the EU's current strategy for data pursues a much more compulsory approach. Mandatory (also called statutory) data sharing includes all the circumstances that trigger the compulsory access (reading and/or transfer) of data. The recently adopted Data Act (DA) sets a general framework for the applicable conditions under mandatory data sharing (Ch. 3 &amp; 4 DA) and mandates data sharing in two specific contexts: connected devices (Ch. 2 DA), and data processing services (Ch. 6 DA). The Solid environment can offer a technical solution that operationalizes these data sharing obligations. This paper pursues two goals: 1) to identify the opportunities for the Solid environment to operationalize the statutory data sharing obligations contained in the DA, and 2) to outline the shortcomings or misalignments of current Solid specifications and the EU statutory data sharing requirements. In its conclusion, this paper reflects on the Third Party Solid Providers (the Pod Providers) currently available on the Solid Website.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Mandatory data sharing</kwd>
        <kwd>Data Act</kwd>
        <kwd>Solid environment</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
    </sec>
    <sec id="sec-2">
      <title>2. The scope of the paper: Third Party Solid Pods for individuals</title>
      <p>
        Solid constitutes an environment built through technical specifications facilitating a
decentralized web in which users have control of their data, stored in pods. These are
defined as “secure web servers for data” [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. The pod owner controls the people or
applications which can access or interact with the pod. Solid pods can be self-hosted or
managed by a Pod Provider. Different legal frameworks apply if the pod owner is an
individual acting on its own behalf, a business, or a public entity. The scope of this paper is
constrained to individual pod owners (a person or data subject acting in a personal
capacity) hosted by Pod Providers. This is the most viable option for individuals lacking
programming knowledge to enter the Solid environment.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Solid and statutory data sharing</title>
      <p>
        Empirical research shows that companies do not have a distinguishable incentive to
transfer the data they hold [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Instead, the opposite occurs. If data sharing could harm a
given competitive advantage, the business, generally driven by its commercial interests [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ],
is incentivized to hinder access to such data [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Even if the company cannot currently
identify harm from sharing given datasets, the potential for future loss of a not yet identified
strategic advantage can be sufficient to exclude enabling data sharing [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. To tackle this
phenomenon, the EU is increasing statutory data sharing. The Solid environment is a
technical solution businesses can adopt to fulfil these mandatory obligations. This section
highlights the opportunities for the Solid environment in light of several new mandatory
data sharing obligations under the DA, particularly within the Internet of Things (IoT), Data
Processing Service Providers (DPSPs), and data spaces.
      </p>
      <sec id="sec-3-1">
        <title>3.1. Mandatory Data Sharing &amp; the IoTs</title>
        <p>The triggering circumstance for this mandatory data sharing is the presence of a connected
product or related service (Ch. 2 DA). These belong to the increasingly popular world of the
IoT. In the context of the IoT, product data is the “data, generated by the use of a connected
product, that the manufacturer designed to be retrievable” (art 2.15 DA), and related service
data is any recorded “data representing the digitization of user actions or events related to
the connected product […] generated during the provision of a related service” (art 2.16
DA). These terms are grouped as ‘readily available data’ when they are or can be retrieved
“without disproportionate effort going beyond a simple operation” (art 2.17 DA). Figure 1
below exemplifies the data flow. The individual using the given connected product or
related service has the right to receive or access many of these IoT data points.</p>
        <p>The individual can also choose to transfer this data from one business to a third party
(art 5 DA), i.e., a Solid App. In this context, the Pod Provider can facilitate a more granular
decision for the individual to specify the data types that should be transferred. The DA states
that this transfer needs to be conducted (1) without undue delay, (2) free of charge to the
user, and (3) where relevant and technically feasible, continuously and in real-time. The
data received by Business B must be of the same quality as the data collected by Business A
and have an easy-to-use, secure, comprehensive, structured, commonly used, and
machinereadable format (art 5.1 DA). These obligations can be incorporated within the Solid
specifications (Figure 2). This way, all these obligations are met by any apps within the Solid
ecosystem.</p>
        <p>Moreover, the granular decision-making by the individual in terms of which data is
shared creates a clearer understanding of the data flow. This clarity can simplify the
identification of unlawful data processing by Business B (art 6 DA), which would also benefit
Business A and could act as an incentive for the Solid environment to flourish.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Data Processing Service Providers (DPSPs)</title>
        <p>The DA also sets several obligations for DPSPs to facilitate switching among them (art 23
DA). DPSPs are entities delivering digital services to users, i.e. computing capabilities, such
as the manipulation, storage, structuring, organizing, and analyzing of data (art 2.8 DA). Pod
Providers are a type of DPSPs. According to the Solid technical specifications, Solid Pod
Providers already meet the interoperability requirements to facilitate switching under the
DA (art 30). Thus, if non-Solid DPSPs adopt Solid specifications, they would comply, by
definition, with this DA obligation. However, the Solid environment sets much more
stringent criteria for interoperability than mandatory DA conditions. For example, under
the DA, interoperability is compulsory only for the same type of DPSPs (not all), and only if
technically feasible (art 35 DA). Therefore, it is unlikely that businesses that want to
disincentivize customers from using their data across different DPSPs will adopt Solid
specifications. However, the gradual withdrawal of permitted switching charges, no longer
allowed from 12 January 2027 (art 29 DA), may make Solid increasingly appealing over time
for DPSPs, as Solid DPSPs would not need to devise new costly technical solutions to
facilitate switching. Moreover, in enabling the simultaneous use of more than one DPSP (art
34 DA), the Solid architecture can be advantageous (Figure 3).</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Common European Data Spaces</title>
        <p>The DA sets forth the interoperability requirements for participants in Common European
Data Spaces (art 33 DA). A solid environment can enable companies to meet these
interoperability requirements. However, this will require aligning the Solid specification to
the requirements currently being developed for the different data spaces. The Solid pod
architecture may be particularly useful for creating “cross-sectoral interoperable
frameworks” (art 33.1 DA) to preserve the individual’s choice in deciding which data can be
used for what.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Misalignments of current Solid specifications and the EU statutory data sharing requirements</title>
      <p>
        The Solid Protocol indicates that Solid pursues individuals to “maintain their autonomy,
control their data and privacy, and choose applications and services to fulfil their needs”
[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. This goal aligns with the GDPR. However, making Solid-compliant solutions does not
equate by default to EU-law-compliant solutions. Moreover, with the growing number of
sector-specific or data space-specific data sharing frameworks, different technical
specifications may be necessary for different contexts. To exemplify this issue, two specific
misalignments of the Solid technical specifications with EU legal obligations are identified
in the context of (3.1) Solid &amp; the GDPR and (3.2) Solid data sharing &amp; DA prohibitions. This
is a non-exhaustive enumeration; many more misalignments could be noted.
      </p>
      <sec id="sec-4-1">
        <title>4.1. Solid &amp; GDPR misalignments</title>
        <p>
          Solid pursues a decentralized web in which the individual controls their data. However, the
technical solution in which Solid sets a user-centric control may cause issues when applying
EU law. In the Solid environment, individuals choose the data they want to store in their
pods and the access, use or write permissions they grant to other entities, such as Solid apps.
Given the technical design of the Solid pod, Pod Providers and Solid Apps are likely to be
considered data controllers. Pods are linked to an individual’s WebID, one’s “identity in the
Solid ecosystem” [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]; thus, all the data held within one’s Pod is personal data, regulated
under the most stringent data protection regulations within the GDPR. As such, the Solid
Apps receiving an individual’s data hold legal responsibility to ensure that the data they
receive is relevant and not excessive [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]. They are not supposed to accept or store
“information [that] is not relevant with regard to the purpose of the new processing” [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ],
even if the individual decides to send this personal data to the Solid App. Similarly, Solid
Apps are legally obliged to delete any unnecessary personal data they have received “as
soon as possible” [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]. The mere hosting of excessive personal data is contrary to the GDPR.
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Solid data sharing &amp; DA prohibitions</title>
        <p>The DA creates legal grounds prohibiting specific instances of data sharing. This is the case
for gatekeepers, who cannot benefit from the DA, i.e. they cannot be data recipients (art 5.3
DA). Businesses designated as gatekeepers under the Digital Markets Act (DMA) have had,
during a relevant period and for a foreseeable duration, a “significant impact on the internal
market” and behave as a gateway for other businesses to carry out their operations (art
3.1.a DMA). This prohibition is unconditional and explicit. Therefore, the Solid technical
specifications may need to be adapted to prevent gatekeepers from receiving or requesting
data. Otherwise, the Solid specification would favor the breach of EU law.</p>
        <p>Moreover, the DA sets a wide array of reasonable and nondiscriminatory terms and
conditions that all mandatory data sharing must fulfil, as well as several assurances
regarding liability and remedies (art 8 DA). These are aspects that the Solid specifications
may need to incorporate to position themselves as abiding by EU law. The same can be said
about the technical protection measures preventing unauthorized use or disclosure of the
individual’s data set by the DA (art. 11).</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Reflection on Solid’s future</title>
      <p>The decentralized nature of the Solid environment may make the adaptation of Solid
specifications for EU legal compliance difficult because of the lack of a central authority. This
is especially true given the different data spaces that are being created in the EU, for which
diverging legal or technical requirements may be adopted. To this end, different Solid
branches may need to be created; that is, different Solid specifications, interoperable among
one another, depending on the legal bases for the specific type of data sharing.</p>
      <p>
        Nevertheless, few Pod Provider options currently exist for individuals. According to the
Solid Website, most Pod Providers for individuals are presently prototypes. Inrupt pods are
not usable, with its privacy policy stating that their pods are intended for research and that
users shall not use them to store personal data [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. The same can be said for the Solid
Community Prototype, which defines itself as “a fully functional server, but […without]”
security or stability guarantees” [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. The “teamid.live” Pod is also a prototype in an
experimental phase [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], as is the case for Redpencilo Pods [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. TrinPod may be the only
one offering a “secure decentralized Solid compliant storage” [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. However, it is based in
the US, which creates additional legal requirements when servicing EU customers. The
other pods enumerated in the Solid website (iGrant.io [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] and use.id[
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]) seem to be
designed for enterprises using Solid compliance digital services.
      </p>
      <p>
        In 2021, Solid was described as being “in its infancy” [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. This description still seems
fitting. However, now is a prime time to develop the Solid environment. Solid can facilitate
compliance with many new mandatory data sharing obligations set forth under the
European Strategy for Data. This paper exemplifies some opportunities under the DA
statutory data sharing obligations, but many more can be identified. Similarly, Solid is not a
perfect fit for EU legal obligations. The technical versus legal misalignments need to be
tackled for the adoption of Solid to flourish.
      </p>
    </sec>
  </body>
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</article>