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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Optimal algorithm of SAR raw data processing for radar cross section estimation</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Anatolii Pidhornyi Institute of Power Machines and Systems of the National Academy of Sciences of Ukraine</institution>
          ,
          <addr-line>Komunalnykiv Str., 2/10, Kharkiv, 61046</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>National Aerospace University H.E. Zhukovsky "Kharkiv Aviation Institute"</institution>
          ,
          <addr-line>Vadym Manko Str., 17, Kharkiv, 61070</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>State University "Kyiv Aviation Institute"</institution>
          ,
          <addr-line>Liubomyra Huzara Ave., 1, Kyiv, 03058</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>V.N. Karazin Kharkiv National University</institution>
          ,
          <addr-line>Svobody Sq., 4, Kharkiv, 61022</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Synthetic aperture radar (SAR) systems are pivotal in remote sensing, ofering high-resolution imaging capabilities under diverse environmental conditions. This study introduces an optimal algorithm for SAR raw data processing, addressing the stochastic nature of surface scattering. By modeling the complex scattering coeficient as a random spatial process it is propose a statistically optimized signal processing framework. A key innovation is the incorporation of a decorrelation operation, which increases statistically independent samples, mitigates speckle noise, and enhances image quality. Simulation results demonstrate superior performance over conventional methods across multiple image quality metrics. The proposed algorithm improves radar cross section estimation, ofering enhanced resolution and clarity for complex surfaces. This advancement holds significant potential for applications in Earth observation, geohazard monitoring, and structural analysis.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;synthetic aperture radar</kwd>
        <kwd>stochastic scattering</kwd>
        <kwd>decorrelation processing</kwd>
        <kwd>speckle noise reduction</kwd>
        <kwd>radar cross section</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Aerospace, navigation, and remote sensing applications require compact, high-resolution imaging
capabilities that can be provided by Synthetic Aperture Radar (SAR) systems [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1, 2, 3</xref>
        ]. Among the many
remote sensing technologies available today, SAR stands out as the most superior because it can provide
Earth surface images with resolutions better than one meter [
        <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
        ] at any time of the day or night and
in all types of weather conditions. These features make SAR critical for many uses like watching the
      </p>
      <p>
        Earth [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], tracking ships [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], finding illegal boats, making digital elevation maps, keeping an eye on
geohazards, and checking structures without causing damage.
      </p>
      <p>
        Radar imaging of various objects, surfaces, subsurface soil layers, atmospheric inhomogeneities, and
other natural media requires their mathematical, deterministic, and statistical description, along with
the justification of corresponding concepts and definitions. Correct mathematical model of radiated or
scattered electromagnetic fields is critical for optimizing the signal processing algorithm and designing
the architecture of remote sensing radar systems [
        <xref ref-type="bibr" rid="ref8">8, 9</xref>
        ].
      </p>
      <p>Solving the problem of radar imaging for surfaces with small roughness, two-scale surfaces, or
complex real-world terrains like forests, grass, or agricultural land is challenging due to the complexity
and ambiguity of analytical expressions derived from fundamental difraction principles such as the
Kirchhof theorem, Rayleigh-Sommerfeld theorem, and Stratton-Chu formulas. Accurate electrodynamic
calculations for such surfaces are often infeasible, making a phenomenological approach more practical
for determining scattered electromagnetic fields [ 10]. Typically, radar images are understood as the
spatial distribution of a surface’s complex scattering coeficient, calculated using Maxwell’s equations,
wave equations, and corresponding integral equations under specified boundary conditions. However,
defining these conditions precisely for many surfaces, especially vegetation, is nearly impossible due to
the intricate internal structure of the scattering coeficient. A phenomenological approach, combined
with stochastic modeling of electromagnetic fields, is better suited for analyzing coherent images of
real-world surfaces.</p>
      <p>Despite significant advancements in SAR technology, achieving optimal signal processing under
stochastic reflections remains challenging. A critical review of the literature reveals that many radar
imaging studies fail to account for the stochastic nature of complex reflection coeficients, favoring
deterministic models that oversimplify scattering as a function of spatial coordinates rather than
a random process influenced by surface texture, microstructure, and material composition. This
simplification limits the application of statistical optimization techniques, such as correlation-aware filter
synthesis, leaving unresolved fundamental issues like determining inverse correlation functions essential
for optimal estimators in random process theory, ultimately compromising algorithmic performance,
particularly in high-noise conditions or varying observation geometries.</p>
      <p>In this study, we propose a novel approach that justifies describing the primary coherent image
either as a complex Wiener process or as its derivative, represented by non-stationary spatial complex
white noise, with its power spectral density governed by the variation in the radar cross section. This
approach is underpinned by a statistical framework for signal processing that accounts for the stochastic
nature of surface reflections and the internal noise of the radar system. A key element of our proposal is
the introduction of a decorrelation operation, which increases the number of statistically independent
signal samples, mitigates speckle noise, and substantially improves image quality.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Concept of radar image model</title>
      <p>A radar image is a complex construct, both in terms of its structural analysis and mathematical
representation. Radar imaging can be broadly categorized into two types: coherent and incoherent. Incoherent
images are the average intensity of electromagnetic wave without retaining any phase data. On the
other hand, coherent imagery depends on the phase information of waves reflected from observed
objects. Incoherent radar images are generated by non-coherent radar systems that transmit signals
with randomized initial phases. Conversely, SAR systems produce coherent images by processing both
the amplitude and phase of received signals. As a result, SAR is classified as a coherent radar technology.</p>
      <p>Every separate point in coherent radar image has coordinate (, ) and represent one elementary
scattering area ∆ = ∆∆ on the surface. Prior to radar signal processing, wave scattering should
be analysed for a surface element of infinitesimal (but finite) area ⃗ = . These elements, treated
as diferential areas during integration, are associated with a scattering (reflection) coeficient:
̇(⃗) =
̇(⃗)
0(⃗)
(1)
̇ (⃗) =
̇(⃗)
⃗</p>
      <p>,
̇(⃗) = ̇ (⃗)⃗, ̇(⃗) = 0(⃗)̇ (⃗)⃗.</p>
      <p>In many studies [11], this ̇ (⃗) represents an idealized complex radar image that must be reconstructed
through spatiotemporal processing of ground-reflected signals. The electromagnetic field in the antenna
aperture region, generated by this specific scattering coeficient
following theoretical formulations and mathematical expressions:
1. Kirchhof’s integral theorem and scalar theory of difraction
̇ (⃗), can be characterized using the
∫︁

(∇
2 − ∇
2) =
∫︁ (︂



⃗ − 
 )︂
⃗
,
operator;
where  and  are arbitrary continuous complex functions of spatial coordinates with continuous
ifrst and second partial derivatives inside the volume V and on the closed surface  enclosing the
volume,⃗ is the outer normal to the surface , ∇ is the Hamiltonian operator, ∇
2 is the Laplace</p>
      <sec id="sec-2-1">
        <title>2. Helmholtz-Kirchhof theorem</title>
        <p>where 0(⃗) is the incident electromagnetic field, ̇(⃗) is the scattered electromagnetic field by
element of the underlying surface.</p>
        <p>In radar measurements of the surface, it is not appropriate to talk about the reflection of an infinitely
small point, therefore the concept of specific scattering coeficient is introduced
(2)
(3)
(4)
(5)
(6)
(8)
(9)</p>
        <p>̇(⃗′) =
1 ∫︁ {︃ ̇(⃗) ()
4


− ̇(⃗)

 [︂ () ]︂ }︃

⃗,

where ̇(⃗′) is the electric field strength in the antenna aperture region with coordinate
⃗′, () is the Green’s function,  = 2 is the wave number, j is the imaginary unit,
̇(⃗) = 0(⃗)̇ (⃗) are values of the field’s complex amplitudes on the surface ,  is the
distance to every point on the surface with coordinates ⃗;
3. Rayleigh-Sommerfeld theory
̇(⃗′) = () −1</p>
        <p>̇(⃗)(⃗, ⃗)
∫︁
ℎ
() ⃗,

4. Stratton-Chu formulas
where ℎ is the hole on a flat opaque screen with coordinates ⃗ ∈  ℎ;
⃗̇(⃗′) = −(4)
⃗̇ (⃗′) = −(4)
−1 0[ ()]() − [[()]()] − (())(),
(7)
−1 0[ ()]() + [[ ()]()] + ( ())(),
where ⃗̇ (⃗′) is the magnetic field strength.</p>
        <p>The fundamental difraction theories presented here are largely similar, and the choice of which
formula to apply in practice depends on experimental conditions and analytical feasibility. To unify
these principles of difraction theory, we propose a phenomenological description of the electromagnetic
ifelds [12, 13, 14]
with coordinate ⃗′.</p>
        <p>∫︁</p>
        <p>̇(⃗′) =
0(⃗)̇ (⃗)
((⃗, ⃗′))
(⃗, ⃗′)
⃗,
where (⃗, ⃗′) is a distance from point on the surface with coordinate ⃗ to the point of antenna surface
For the given deterministic complex reflection coeficient model, optimal signal processing (10) is
typically implemented through evaluation of the correlation integral</p>
        <p>() = () + ().
∫︁ 
0</p>
        <p>()̇0(, ⃗)⃗,
where T is the time of elementary surface on the ground observation.</p>
        <p>In the case of noise absence, the physical meaning of complex scattering coeficient estimation can
̂̇︀ (⃗) =
̇ (⃗1)Ψ(̇⃗ 1, ⃗)⃗1 =
Ψ(⃗ 1, ⃗)̇(⃗1),
̇
1 ∫︁
2 
(10)
(11)
(12)
(13)
be described as
where ̇0(, ⃗) is the reference signal for one elementary surface on the ground with ̇ (⃗) = 1.</p>
        <p>The received information signal combines with internal noise (). The resulting signals for
subsequent processing take the following form</p>
        <p>After processing the field in the antenna information signal in the receiver can be represented in a</p>
        <p>00
where</p>
        <p>Based on the analysis of the scattering mechanism and coherent phase-accurate processing of real
∧(⃗) is called radar cross section in radar measurements, ⟨·⟩ is the sign of statistical averaging.
radar images, we can conclude that the scattering coeficient behaves as a random spatial process with
an extremely narrow correlation function that is significantly narrower than the ambiguity function.
There is no practical value in estimating the complex scattering coeficient itself. Instead, the focus
should be on estimating its statistical property (13). The currently employed processing methods are
suboptimal, as they were derived under diferent problem conditions. Optimizing the restoration of the
function  0(⃗) will require developing a modified aperture synthesis algorithm that accounts for the
correlation properties of stochastic processes.</p>
        <p>1, ⃗) is the ambiguity function of SAR system, ˆ·is the sign of estimation.</p>
        <p>When the individual signals within these integrals represent the impulse responses of filters, the
operations (11) constitute matched filtering operations (matched to the reference signal), and the
corresponding filters are referred to as matched filters. These operations enable coherent signal
integration along the aircraft flight path and implement classical aperture synthesis, i.e. the creation of
an artificial antenna aperture along the flight trajectory.</p>
        <p>Signal processing according to (11) is optimal only in the case of deterministic model of the scattered
coeficient</p>
        <p>̇(⃗). But in real remote sensing measurements is not true. Scattering of the environment
surfaces can be described as rough surface scattering, volume scattering, double bounce scattering.</p>
        <p>Because of coherent processing and significant phase modulation of he scattered signal radar images
of the underlying surfaces have spotted structure, named speckle noise [17, 18]. Example of such image
from the radar imagery satellite Sentinel-1 is shown in the Figure 1. In this case, the image exhibits a
well-defined speckle pattern, making it unclear what should be considered the actual image content and
which elements are useful versus interference. The width of an individual speckle in the image roughly
matches the width of the SAR ambiguity function in both azimuth and range directions [19, 20, 21, 22].</p>
        <p>
          To mitigate the impact of speckle noise when estimating the complex scattering coeficient
squared modulus is computed and then smoothed using various linear and nonlinear filters [
          <xref ref-type="bibr" rid="ref9">23, 24</xref>
          ]. If
we treat the complex scattering coeficient as a random variable, then this post-processing yields its
statistical property in the form of variance
 00

∧(⃗) =
⟨ ⃒⃒ ̂̇︀ (⃗)⃒
⃒
⃒
⃒ 2⟩
=
[⟨︂ (︁
̂̇︀ (⃗)
︁) 2
        </p>
        <p>︁(
+ ̂̇︀ (⃗)
︁) 2]︂⟩
̂̇︀ (⃗), the
(14)</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Statistical optimization of radar imaging algorithm</title>
      <p>
        The optimal approach for radar imaging of the Earth’s surface will be derived using the maximum
likelihood estimation framework [
        <xref ref-type="bibr" rid="ref10 ref11 ref12">25, 26, 27</xref>
        ].
      </p>
      <p>For the case of a stochastic reflection coeficient, the correlation function of the observation equation
(10) takes the form:
(1, 2) = ⟨(1)(2)⟩ =</p>
      <p>is corelation function of ̇ (⃗),
⟨ ̇ (⃗1)̇ (⃗2)⟩ =  0(⃗1)(⃗ 1 − ⃗ 2)
⟨(1)(2)⟩ = 0, 50( 1 −  2)
is corelation function of (), 0 is the internal noise power spectral density, ̇0(, ⃗) is the complex
envelope of ̇0(, ⃗).</p>
      <p>Assuming a zero-mean Gaussian random process (), the likelihood functional for parameter  0(⃗)
takes the form</p>
      <p>[()| 0(⃗)] = [0()] − 120 0 (1) 1, 2, 0(, )(2)12,
where [ 0(⃗)] is the constant that depend on parameter  0(⃗),  [︀ 1, 2,  0(, )]︀ represents the
inverse correlation function, obtained by solving the integral equation
∫︁ 
 [︀ 1, 2,  0(⃗)]︀  [︀ 2, 3,  0(⃗)]︀ 2 = ( 1 −  3).
(15)
(16)
(17)
(18)
(19)
where
is the correlation integral of  0(⃗) estimation,
is the reference signal for  0(⃗) estimation,
is the energy of the reference signal,
⟨ ⃒⃒ ̇ (⃗)⃒⃒ 2⟩
⃒ ⃒
=
1 ∫︁ ∞
2 −∞</p>
      <p>⃒ 2
 0(⃗1) ⃒⃒⃒ Ψ ̇  (⃗, ⃗1)⃒⃒ ⃗1 + 0 (⃗),
∫︁  ∫︁   [︀ 1, 3,  0(⃗)]︀   ︀[ 3, 4,  0(⃗)]︀  [︀ 4, 2,  0(⃗)]︀ 34.</p>
      <p>0 0  0(⃗)</p>
      <sec id="sec-3-1">
        <title>The inverse correlation function has the form</title>
        <p>∫︁  ∫︁ 
0</p>
        <p>0
 [︀ 1, 2,  0(⃗)]︀ =
 [︀ 1, 3,  0(⃗)]︀  [︀ 3, 4,  0(⃗)]︀  [︀ 4, 2,  0(⃗)]︀ 34.</p>
      </sec>
      <sec id="sec-3-2">
        <title>After substituting all components, equality (19) takes the following form:</title>
        <p>The desired parameter  0(⃗) representing radar image does not appear directly in the observation
equation as in classical SAR. Rather, it is embedded within the correlation and inverse correlation
functions. Since  0(⃗) is a coordinate-dependent function ⃗, the optimization problem for maximizing the
likelihood functional (17) must be solved using variational methods. By computing the first variational
derivative of functional (17) with respect to  0(⃗) and setting it to zero, we obtain the following integral
equation:
−
0
0</p>
        <p>0(⃗)
∫︁  ∫︁    ︀[ 1, 2,  0(⃗)]︀
 [︀ 1, 2,  0(⃗)]︀ 12 =
∫︁  ∫︁ 
0
0
(1)
  ︀[ 1, 2,  0(⃗)]︀
 0(⃗)
(2)12.
∫︁ 
0
∫︁</p>
        <p>0
1 ∫︁</p>
        <p>⃒⃒ ̇0 ︀[ 3,  0(⃗)]︀ ⃒⃒ 2 3
Ψ ̇  (⃗, ⃗1) =</p>
        <p>̇0(1, ⃗)̇*0 (1, ⃗)1
is the ambiguity function of SAR system recovering  0(⃗). The left part of (22) is the optimal
spatiotemporal signal processing algorithm and the right part is physical description of radar imaging with
derived formulas.</p>
        <p>Unlike previously mentioned solutions (11) the proposed signal processing method incorporates
a decorrelation operation in the filter with pulse response  [︀ 1, 3,  0(⃗)]︀ , thereby increasing the
number of statistically independent samples in the observed response. Furthermore, the operations of
squared modulus formation and statistical averaging emerge naturally from the optimization solution
rather than being introduced empirically.</p>
        <p>The imaging process physically represents a convolution of the true image with the squared magnitude
of the system’s ambiguity function. Note that the convolution result is additionally ofset by a systematic
displacement 0 (⃗).</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Evaluation novel optimal processing algorithm</title>
      <p>To verify the functionality of the proposed algorithm, it is necessary to perform simulation modelling
of radar images. Based on the correlation function defined in equation (15), the complex scattering
coeficient in the model should be represented as white Gaussian noise. However, this process is
unrealizable in digital simulations due to its infinite variance and the need for infinitely dense sampling
over any finite interval. To overcome this contradiction, we will represent the diferential in integral (9)
as a measure of the set of the stochastic Ito integral sum
∆ ̇ (⃗) =
∫︁ ⃗+Δ⃗
⃗
̇ ()⃗.⃗
On infinitesimal intervals ⃗∆ within the neighborhood of the variable’s values ⃗ we consider discrete
samples of the coherent image as their associated stochastic measures
̇ (⃗) =
∆ ̇ (⃗)
⃗∆
=
⃗∆
1 ∫︁ ⃗+Δ⃗
⃗
̇ ()⃗⃗=
1 ∫︁ ⃗+Δ⃗
⃗∆
⃗
̇ ()⃗⃗+
1 ∫︁ ⃗+Δ⃗
⃗∆
⃗
̇ ()⃗,⃗
where ⃗∆ denotes the standard measure of the sampling interval, equivalent to its area ∆x∆y.</p>
      <p>
        Following the classical mean value theorem of mathematical analysis, these samples represent the ̇ (⃗)
average values over their respective sampling intervals ⃗∆ . The resulting random increments ∆ ̇ (⃗)
and complex numbers ̇ (⃗) will be statistically independent with zero mean, forming discretized
analogues of a true coherent image ̇ (⃗). Such sequences of independent zero-mean random variables
are conventionally referred to as discrete white Gaussian noise [
        <xref ref-type="bibr" rid="ref13 ref14">28, 29</xref>
        ].
      </p>
      <p>Variance of (28) has the following form</p>
      <p>⟨ ⃒⃒ 1 ∫︁ ⃗+Δ⃗
 2 (⃗) = ⃒⃒⃒ ⃗∆ ⃗
⃒ 2⟩
⃒
̇ ()⃗⃗ ⃒⃒
⃒
=
1</p>
      <p>∫︁ ⃗+Δ⃗ ∫︁ ⃗+Δ⃗ ⟨
(⃗∆) 2 ⃗
⃗
̇ (⃗1) ̇ * (⃗2)⟩ ⃗1⃗2 =
 0 (⃗) ,
⃗∆
(30)</p>
      <p>The variance distribution of the ideal incoherent radar image is shown in Figure 2. Figure 3
represents plots of the statistically independent components of the discrete complex reflection coeficient
Δ1⃗ ∫︀⃗⃗+Δ⃗ ̇ ()⃗⃗ Δ1⃗ ∫︀⃗⃗+Δ⃗ ̇ ()⃗⃗ . Figure 4 displays the resulting radar image
generated using algorithm (11) with following operations of squared modulus and averaging. For comparison,
Figure 5 presents the radio image obtained through the optimal radar cross section estimation algorithm
(22).</p>
      <p>
        To quantify performance, we employed standardized image quality metrics for comparison with
reference data [
        <xref ref-type="bibr" rid="ref15 ref16 ref17 ref18 ref19">30, 31, 32, 33, 34</xref>
        ]. Table 1 presents both the metric definitions and their corresponding
values, demonstrating the quality assessment of radio images produced by both conventional and our
proposed optimal methods.
      </p>
      <p>Analysis of Table 1 reveals that decorrelation processing yields superior performance across most
quality metrics. This improvement occurs because the decorrelation filter approximates the received
signal as white noise, particularly at high signal-to-noise conditions. The filter reduces speckle size in
the primary radar image while increasing speckle density within the secondary processing window. This
higher speckle count enhances averaging efectiveness, ultimately improving radar image resolution as
measured by the efective scattering surface representation.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions</title>
      <p>This study presents a novel approach to optimizing synthetic aperture radar (SAR) signal processing
by addressing the stochastic nature of surface reflections, which significantly enhances radar imaging
performance. By modeling the complex scattering coeficient as a random spatial process it is developed
a statistically optimized algorithm for azimuth and range compression processing. The proposed method
(28)
(29)
incorporates a decorrelation operation within the signal processing framework, which increases the
number of statistically independent samples, mitigates speckle noise, and improves image quality
without relying on empirical post-processing techniques.</p>
      <p>Simulation results demonstrate that the modified algorithm outperforms conventional SAR processing
methods across multiple standardized image quality metrics. The decorrelation filter approximates
the received signal as white noise under high signal-to-noise conditions, reducing speckle size and
increasing speckle density, which enhances the efectiveness of averaging and improves the resolution
of the radar cross section representation.</p>
      <p>Future work could focus on refining the algorithm for real-time implementation, exploring its
applicability to multi-polarization SAR systems, and validating its performance with diverse datasets
from operational SAR platforms. This advancement contributes to the broader field of remote sensing
by providing a more accurate and reliable method for high-resolution imaging under challenging
environmental conditions.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Acknowledgments</title>
      <p>The work has been funded by the Ministry of Education and Science of Ukraine. The state registration
number of the projects are 0123U102002 and 0123U102000.</p>
    </sec>
    <sec id="sec-7">
      <title>Declaration on Generative AI</title>
      <sec id="sec-7-1">
        <title>The author(s) have not employed any Generative AI tools.</title>
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