<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>D. Sabir, M. A. Hanif, A. Hassan, S. Rehman, M. Sha que, Weight uantization Retraining for
Sparse and Compressed Spatial Domain Correlation Filters, Electronics</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.1109/ICITEICS61368.2024.10625502</article-id>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Serhii Vladov</string-name>
          <email>serhii.vladov@univd.edu.ua</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nataliia Vladova</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Victoria Vysotska</string-name>
          <email>victoria.a.vysotska@lpnu.ua</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vasyl Lytvyn</string-name>
          <email>vasyl.v.lytvyn@lpnu.ua</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mykhailo</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Luchkevych</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kateryna Surkova</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Information Systems and Networks Department, Lviv Polytechnic National University</institution>
          ,
          <addr-line>Stepan Bandera Street 12 79013 Lviv</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Kharkiv National University of Internal A airs</institution>
          ,
          <addr-line>L. Landau Avenue 27 61080 Kharkiv</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Ukrainian State Flight Academy</institution>
          ,
          <addr-line>Chobanu Stepana Street 1 25005 Kropyvnytskyi</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2024</year>
      </pub-date>
      <volume>10</volume>
      <issue>3</issue>
      <fpage>28</fpage>
      <lpage>29</lpage>
      <abstract>
        <p>The paper presents a model for the helicopter turbosha engine gas temperature sensor thermocouple dynamics modeling based on a heat transfer physical model combination, a recurrent LSTM neural network with an attention mechanism, and an adaptive Kalman lter. The thermocouple discrete model is obtained that takes into account the heat capacity and thermal resistance, using the expansion of a nonlinear dependence in the operating point vicinity through a Taylor series. A modi ed LSTM architecture is developed that accepts engine parameters as input, transformed through an attention mechanism to extract relevant features. The neural network output is corrected by an adaptive Kalman lter, which is able to adjust the noise variance at each step and also suppresses out-of-band signal components using a bandpass lter. A computational experiment showed that the reconstructed temperature in front of the compressor turbine curve accurately reproduces the reference signal: the values do not deviate by more than 2...3 K, and the absolute error is kept within ± 1 K in the vast majority of points. To evaluate the training characteristics, two integral indicators were used: the e ciency coe cient Ke and the quality coe cient Kquality, which, in comparison with classical LSTM, GRU, and RNN, showed the adaptability and convergence best balance (Ke up to 0.991, Kquality up to 0.989). Additional analysis on the accuracy, precision, recall, and F1-score metrics con rmed the model's superiority (up to 0.993, 0.988, 0.986, and 0.987, respectively).</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;LSTM network</kwd>
        <kwd>attention mechanism</kwd>
        <kwd>adaptive Kalman lter</kwd>
        <kwd>dynamic modeling</kwd>
        <kwd>gas temperature sensor thermocouple</kwd>
        <kwd>helicopter turbosha engine 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>In modern helicopter turbosha engines (TE), accurate gas temperature measurement is a key
factor in ensuring optimal operation, reducing component wear, and increasing overall ight safety
[1–3]. Thermocouples have traditionally been used as the main sensing element [4, 5] for such
measurements, but with rapid load changes and pressure uctuations, classical signal processing
algorithms [6, 7] exhibit signi cant delays and errors. This is especially critical in helicopter ight
conditions [8, 9], where the speed and accuracy of the engine control systems e ciency and
overheating protection data are directly a ected.</p>
      <p>The research relevance is due to increased requirements for aviation equipment e ciency and
environmental friendliness, as well as the need for helicopter resource capabilities to expand in
severe and changeable weather conditions [10]. The intelligent adaptive thermocouple model's use
will reduce the risk of thermal damage to turbine blades, optimize fuel consumption, and reduce
accidents associated with the temperature conditions incorrect diagnostics. The intelligent adaptive
thermocouple model integration into on-board monitoring systems creates the prerequisites for the
predictive maintenance development and the operating helicopter TE process further automation
[11, 12].</p>
      <p>In this research, an intelligent adaptive thermocouple model is built on modern machine
learning methods [13, 14] and digital ltering [15, 16], which allows the temperature estimation
parameters automatic adjustment in real time. Due to self-adjustment to the gas ow current
dynamic characteristics, including pressure pulsations, variations in fuel composition, and
temperature gradients in the channel [17], the developed model can signi cantly reduce constant
and dynamic measurement errors. As a result, the response speed during transient engine
operation modes increases, and the thermal state control system improves stability.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related works</title>
      <p>Modern research in the helicopter TE gas temperature parameters measuring eld emphasizes the
data coming from thermocouples accuracy and critical importance [4, 5, 10]. Under the pressure
pulsations, vibrations, and high temperatures in uence, traditional signal processing methods, such
as uncontrolled noise ltering [15, 16, 18] or static calibration tables [6, 7], demonstrate signi cant
errors and delays in response time. The elimination of these errors is relevant in transient engine
operating modes, when timely adjustments are important to prevent overheating and component
wear.</p>
      <p>Machine learning methods, in particular neural networks [19–23] and Kalman lters [24–27],
are increasingly used to improve the measurements accuracy and e ciency. Thus, in [19], a
multilayer neural network with a closed dynamic compensation loop was proposed, which, a er
280 training epochs, achieved a 99.5% accuracy when integrating thermocouple signals,
signi cantly surpassing classical median-recursive [28] and recursive lters [29] in the rst and
second kinds of reducing errors. Similarly, the radial-basis neural networks used in combination
with a multidimensional Kalman lter made it possible to ensure the accuracy of the identifying
helicopter TE parameters at a 99.75% level [24].</p>
      <p>Along with neural networks, hybrid approaches to digital ltering are also being developed [30–
32]. Adaptive lters based on classical median and averaging algorithms, in combination with
digital ltering algorithms with a variable sliding window function, demonstrate better noise
suppression characteristics without signi cant dynamic response loss [33]. However, their
e ciency decreases with strong nonlinearities and sharp transient processes under conditions that
stimulate the search for new ltering structures and self-tuning algorithms in real time.</p>
      <p>Despite the successes achieved, there are still unanswered questions that require further
development of intelligent adaptive models. Balancing the onboard computers computing resources
and the model complexity remains a problem, since many methods require GPU acceleration,
which is not available in aircra controllers. At the same time, the algorithm's stability in extreme
weather conditions and sensor degradation in the eld has not been tested extensively enough.
Also, preventing issues of over tting with limited training datasets and ensuring the model's ability
to train online on ying platforms are open.</p>
      <p>Thus, there is an urgent need to develop an intelligent adaptive thermocouple model that would
combine deep learning methods (e.g., recurrent neural networks with attention mechanisms) and
digital lters (adaptive Kalman lter with frequency domain ltering), taking into account the
avionics real limitations. The developed model should provide dynamic compensation and
selftuning for changing engine operating modes, minimize response delays, and maintain high
measurement accuracy even with insu cient training data and limited processing resources.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Materials and methods</title>
      <sec id="sec-3-1">
        <title>3.1. The thermocouple dynamic model development</title>
        <p>Based on [4, 5], the thermocouple is modeled as a single-circuit heat-capacitive element with
thermal capacitance C and thermal resistance R relative to the gas as:
where TС(t) is the thermocouple junction temperature, TG is the helicopter TE gas in front of the
turbine compressor true value.</p>
        <p>
          For the explicit Euler scheme further application (
          <xref ref-type="bibr" rid="ref1">1</xref>
          ) is rewritten as:
(
          <xref ref-type="bibr" rid="ref1">1</xref>
          )
(
          <xref ref-type="bibr" rid="ref2">2</xref>
          )
(
          <xref ref-type="bibr" rid="ref3">3</xref>
          )
(
          <xref ref-type="bibr" rid="ref5">5</xref>
          )
C ∙
d T C (t ) T C (t )−T G (t )
        </p>
        <p>+
dt R</p>
        <p>=0 ,
d T C (t ) 1</p>
        <p>dt = τ ∙(T C (t )−T G (t )) ,
f (N +1) ( ξ )
( N +1) !</p>
        <p>∙ ∆ T N +1 , ξ ∈ (T 0 , T C ) .
where τ = C · R.</p>
        <p>
          Discretization (
          <xref ref-type="bibr" rid="ref2">2</xref>
          ) with a step Δt using the explicit Euler scheme has the form:
        </p>
        <p>T C [ k +1]=T C [ k ]+∆ t ∙(−τ1 ∙ (T C [ k ]−T G [ k ])).</p>
        <p>To account for small temperature deviations around the operating point T0, when high accuracy
does not require taking into account all higher orders of nonlinearity, the TC dependence local
approximation using a polynomial is used. Assuming that f(TC) = exp(−a · TC), for an arbitrary
smooth function f(TC) around the operating point T0, its Taylor series consists of the following
components:</p>
        <p>
          f (T C )=∑n=∞0 f (nn)(T! 0) ∙ (T C−T 0)n=f (T 0)+ f ' (T 0) ∙ ∆ T + f ' '2(T! 0) ∙ ( ∆ T )2+ f ' ' 3'(T! 0) ∙ ( ∆ T )3+… , (
          <xref ref-type="bibr" rid="ref4">4</xref>
          )
where ΔT = TС − T0.
        </p>
        <p>
          In (
          <xref ref-type="bibr" rid="ref4">4</xref>
          ), the zero-order term a0 = f(T0) is a constant “o set” component that sets the baseline
response level of the thermocouple. The rst-order linear term a1 · ΔT = f'(T0) · (TC − T0) gives a
proportional dependence of the output signal on the temperature deviation, which characterizes
the sensor sensitivity. The second-order quadratic term a2 ∙ ( ∆ T )2= f ' ' (T 0) ∙ (T C−T 0)2 re ects the
2 !
response curvature, since a large ∣ΔT∣ value this term begins to introduce corrections that are
asymmetric in magnitude, a ecting distortions during rapid temperature changes. Higher order
terms (n ≥ 3) an ∙ ( ∆ T )n= f ' ' (T 0) ∙ (T C−T 0)n with each increase in n their contribution at small ΔT
n !
decreases as O(ΔTn), but can become signi cant under extreme conditions. The remainder term
estimation (Lagrange form) allows us to strictly estimate how much we are mistaken by truncating
the series to the N-th order:
        </p>
        <p>Denoting the increment as ΔT = TC − T0 and the series coe cients as a1 = f′(T0), a2=
a3= f ' ' 3'(T! 0) ,… the linear term contribution to the total change f(TC) − f(T0) is equal to a1 · ΔT, and
this approximation “quality” is estimated by the relative contribution as:</p>
        <p>|a1 ∙ ∆ T| |a1 ∙ ∆ T| |f ' (T 0) ∙ ∆ T|
n=1
For small ΔT the second approximation gives
η1= ∞ ≈
∑|an ∙ ∆ T n| |a1 ∙ ∆ T|+|a2 ∙ ∆ T 2|=|f ' (T 0) ∙ ∆ T|+|f ' '2(T! 0) ∙ ( ∆ T )2|
.
,
which clearly shows how the linear term relative “strength” decreases with increasing ∣ΔT∣ and the
second derivative.</p>
        <p>Similarly, taking a1 = f′(T0), a2= f ' '2(T! 0) , a3= f ' ' 3'(T! 0) ,…, the quadratic term contribution to the
total change f(TC) − f(T0) is equal to a2 · ΔT2, and its relative “strength” is estimated as the rst two
terms sum fraction:
|a2 ∙ ∆ T 2|</p>
        <p>|a2 ∙ ∆ T 2|
η2= ∞ ≈
∑|an ∙ ∆ T n| |a1 ∙ ∆ T|+|a2 ∙ ∆ T 2|=|f ' (T 0) ∙ ∆ T|+|f ' ' (T 0)|∙|∆ T|2
n=1 2
=
|f ' ' (T 0)|∙|∆ T|2</p>
        <p>
          2
From (
          <xref ref-type="bibr" rid="ref8">8</xref>
          ) it can be seen that when
1
2 ∙|f ' (T 0)|
|f ' ' (T 0)|∙|∆ T|
+1
        </p>
        <p>.
|∆ T|≫
2 ∙|f ' (T 0)|
|f ' ' (T 0)|
f ' ' (T 0)
2 !</p>
        <p>
          ,
(
          <xref ref-type="bibr" rid="ref6">6</xref>
          )
(
          <xref ref-type="bibr" rid="ref7">7</xref>
          )
(
          <xref ref-type="bibr" rid="ref8">8</xref>
          )
(
          <xref ref-type="bibr" rid="ref9">9</xref>
          )
(
          <xref ref-type="bibr" rid="ref11">11</xref>
          )
the quadratic term begins to dominate (η2 → 1), and for small ∣ΔT∣ its in uence is negligible
(η2 → 0).
        </p>
        <p>
          For n ≥ 3, the contribution of each n-th term an ∙ ∆ T n= f (n) (T 0) ∙ (T C−T 0)n to the total change Δf
n !
can be estimated through this term relative “strength” as:
|f (n) (T 0)|∙|∆ T|n
|an ∙ ∆ T n| n !
ηn= ∞ ≈ , (
          <xref ref-type="bibr" rid="ref10">10</xref>
          )
∑ |am ∙ ∆ T m| ∑∞ |f (m) (T 0)|∙|∆ T|m
m=1 m=1 m !
where N ≥ n. For the ∣ΔT∣ small values, the rst (linear) and second (quadratic) terms will be the
main ones, and for n ≥ 3, ηn = O(∣ΔT∣n−1) order their relative contribution decreases rapidly.
        </p>
        <p>
          For the remainder term rigorous estimate a er truncating the series to order N, using the
Lagrange form (
          <xref ref-type="bibr" rid="ref5">5</xref>
          ), an upper estimate is obtained in the form:
        </p>
        <p>max f (N +1) (u )
|RN|≤ u∈ [T0,TC]
( N +1) !
∙|∆ T|n+1 .</p>
        <p>
          From (
          <xref ref-type="bibr" rid="ref11">11</xref>
          ) it is clear that for ∣ΔT∣ &lt; 1 the RN value and all higher terms decrease as O(∣ΔT∣n+1), and
it is su cient to take N = 2 or N = 3 to ensure the given accuracy.
        </p>
        <p>Thus, when expanding the thermocouple response function in a Taylor series, the zeroth order
n = 0 speci es a constant “biased” component, the rst order n = 1 ensures proportional (linear)
following of the output signal to the temperature deviation, the second order n = 2 introduces a
correction for the response curvature and thus takes into account average nonlinear e ects, and
the higher-order terms n ≥ 3 describe more subtle, high-order nonlinearities, signi cant mainly for
extreme variations in ΔT. In practice, for the helicopter TE gas temperature range, it is usually
su cient to truncate the series at n = 2 or n = 3, since the remainder term RN becomes negligibly
small.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Development of a recurrent neural network with attention mechanisms and a</title>
      </sec>
      <sec id="sec-3-3">
        <title>Kalman ilter</title>
        <p>
          It is assumed that at each k-th step the vector acts at the neural network input:
xk=[T C [ k ] , uk ] ,
(
          <xref ref-type="bibr" rid="ref12">12</xref>
          )
where uk are additional parameters ( ow rate, pressure, etc. [34]).
        </p>
        <p>In this research, the developed recurrent neural network with attention mechanisms and a
Kalman lter basis is the LSTM network (Figure 1), whose use is justi ed by the high accuracy (99%
and higher) in solving applied problems of monitoring helicopter TE [19, 25, 35].</p>
        <p>It is assumed that hk∈ Rn is a hidden state, ck is the LSTM network cell state. Then:
ik=σ (W i ∙ xk +U i ∙ hk−1+bi) , f k=σ (W f ∙ xk +U f ∙ hk−1+bf ) , ok=σ (W o ∙ xk +U o ∙ hk−1+bo) ,
~ck=tanh (W c ∙ xk +U c ∙ hk−1+bc) , ck=f k⊙ ck−1+ik⊙ ~ck , hk=ok⊙ tanh (ck ) .</p>
        <p>
          To focus on the most “important” past states {h1, …, hk−1}, an attention mechanism is introduced,
presented in the context:
(
          <xref ref-type="bibr" rid="ref13">13</xref>
          )
exp (ek , j)
ek , j=vT ∙ tanh (W 1 ∙ hk +W 2 ∙ h j) , α k , j= k−1
k−1
, ckatt=∑ α k , j ∙ h j .
        </p>
        <p>j=1
∑ exp (ek , j)
m=1
Then the “enriched” hidden state is de ned as:
Taking into account the above, the gas temperature prediction is determined as:
~hk=tanh (W h [ hk ; ckatt ]).</p>
        <p>T^G [ k ]=ωTo ∙ ~hk +bo .</p>
        <p>The adaptive Kalman lter combines the neural network output and the thermocouple dynamic
model in the linear state system form sk=[T C [ k ] , T˙ C [ k ] ]T and measurements zk=T^G [ k ], which
allows the temperature estimate recursive prediction and correction. Then the prediction is carried
out according to the expression:</p>
        <p>sk|k−1=F ∙ sk−1|k−1 , Pk|k−1= F ∙ Pk−1|k−1 ∙ FT +Qk ,
1
where F=(0 1−
∆ t
∆ t ), and the correction is according to the expression:
τ
K k=Pk|k−1 ∙ H T ∙( H ∙ Pk|k−1 ∙ H T + Rk)−1 , sk|k =sk−1|k−1+ K k ∙ ( zk− H ∙ sk|k−1) ,</p>
        <p>Pk|k =( I − K k ∙ H ) ∙ Pk|k−1 , H =[ 1 0 ] ,
where Rk is the measurement noise estimate, adaptively adjusted, according to the residuals
recurrent estimate:</p>
        <p>Rk= λ ∙ Rk−1+(1− λ ) ∙ ( zk− H ∙ sk|k−1)2 ,
1 ∙ j ∙ ω
ω0
where 0 &lt; λ &lt; 1.</p>
        <p>Taking into account the helicopter avionics limitations (passing low-frequency thermal
oscillations, damping high-frequency noise), to isolate in the thermocouple signal the frequency
range corresponding to the gas temperature change actual dynamics (from ω1 to ω2), and to
suppress noise components outside this interval, a bandpass lter is used, whose transfer function
is described by the expression:</p>
        <p>H ( j ∙ ω)=</p>
        <p>∙ exp (− j ∙ ω ∙ τ d ) ,
with a regularizer for smooth changes in Kalman coe cients.
Backpropagation takes a step along the gradient [36, 37]:
θ ← θ−η ∙ ∂ L , ∂ L =∑ 2 ∙ (~TG [ k ]−T G [ k ])∙
∂ θ ∂ θ k
.</p>
      </sec>
      <sec id="sec-3-4">
        <title>3.3. The developed model so ware implementation</title>
        <p>
          The developed model is implemented in the Matlab Simulink R2014b so ware environment (Figure
2), where the input signal TС[k] and the additional parameters uk vector are fed to the subsystem
“Thermocouple dynamic model,” implemented by the MATLAB Function block with the equation
T C [ k +1]=T C [ k ]+ ∆ t ∙(−τ1 ∙ (T C [ k ]−T G [ k ])). Normalized data in the sequence form are fed to the
LSTM cell implemented by the MATLAB Function block with the corresponding equations (
          <xref ref-type="bibr" rid="ref13">13</xref>
          ),
and then to the attention mechanism, also implemented by the MATLAB Function block with
equation (
          <xref ref-type="bibr" rid="ref14">14</xref>
          ), which forms a T^G [ k ] estimate according to (
          <xref ref-type="bibr" rid="ref16">16</xref>
          ). The obtained estimate, together with
the state vector sk=[T C [ k ] , T˙ C [ k ] ]T is fed to the Adaptive Kalman Filter subsystem, implemented as
a series-connected Discrete State-Space, MATLAB Function, and Kalman Filter blocks, which
outputs the puri ed value T G [ k ]. Then the signal T G [ k ] is ltered by frequency content through the
Digital Filter Design and BandPass Filter blocks, and the nal signal Tout[k] is output to Scope.
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Case study</title>
      <sec id="sec-4-1">
        <title>4.1. The initial data analysis and pre-processing</title>
        <p>In the computational experiment for the helicopter TE's thermal dynamics modeling in the nominal
operating mode, the TV3-117 engine [8, 9, 11, 19, 24, 35, 36] gas temperature in front of the
compressor turbine TG(t) real measurement number was used. The measurements were carried out
on board the serial Mi-8MTV helicopter using a standard sensor, which is a set of 14 dual
chromealumel thermocouples of the T-102 type [8, 9, 11, 19, 24, 35, 36]. The tests were carried out at a
2500-meter altitude above sea level under standard atmospheric conditions (air temperature ≈ 268
K, pressure ≈ 74 kPa). The signals were recorded with a Δt = 0.25 seconds periodicity (sampling
frequency 4 Hz) for 320 seconds, which yielded 1280 readings in the nal sample. The
thermocouple signals were preprocessed by the onboard controller. A two-stage algorithm was
used to lter out noise: smoothing with a sliding window of average length 11 readings (Savitzky–
Golay, third-order polynomial [38]) and removing outliers according to the “±3σ” principle,
followed by the gaps linear interpolation. When correcting for systematic errors, the
thermocouples calibration characteristic (error ≤ 1.5 K) and a correction for ow velocity (up to 20
m/s) were taken into account. A er cleaning and checking for homogeneity (Shapiro–Wilk and
Durbin–Watson [39] tests), the time series was reduced to a single scale using classical
znormalization:
z (T G)i=</p>
        <p>2 ,</p>
        <p>T (Gi)meas− N1 ∙ ∑i=N1 T (Gi)meas
1 ∙ ∑N (T (Gi)meas− N1 ∙ ∑i=N1 T (Gi)meas)
N i=1
(24)
where N = 4 · 320 = 1280.</p>
        <p>According to the data in Figure 3, the gas temperature in front of the turbine maximum absolute
temperature reached 1140 K in the exposure approximately 130...160 seconds interval; a er that, a
smooth decline to 1090 K is observed by the record end. The resulting normalized series z(t) was
then used in adaptive algorithms for estimating the heat transfer model and for constructing
correlation function parameters with the engine output parameters.</p>
        <p>To form the training dataset, the gas temperature in front of the compressor turbine normalized
values were used. This dataset fragment is presented in Table 1. The tests conducted con rmed that
the dataset complies with the Fisher-Pearson [40, 41] and Fisher-Snedecor [42, 43] homogeneity
criteria, and these tests detailed results are recorded in Table 2.</p>
        <p>It is noted that the signi cance level α = 0.01 was adopted in the research, since such a strict
threshold allows us to signi cantly reduce the error rst type probability (the null hypothesis false
rejection) and thereby increase the obtained conclusion’s reliability regarding the training dataset
homogeneity. When analyzing the helicopter TE's gas temperature, the statistically signi cant
e ect of incorrect recognition could lead to erroneous engineering solutions and emergency
operating modes, so the stricter criterion choice is justi ed by the need for strict safety control and
the results reliability. The α = 0.01 use provides su cient tests of statistical power with a 1280
readings data amount, which makes the conclusions about the gas temperature time series
behavior justi ed.</p>
        <sec id="sec-4-1-1">
          <title>The training dataset is homogeneous since the Fisher-Pearson and Fisher-Snedecor criteria calculated values are less than the critical values.</title>
          <p>To assess the training dataset's (see Table 1) representativeness, the k-means clustering
algorithm [44, 45] was used. The original data were randomly divided in a 2:1 ratio, yielding 67 %
(858 objects) for training and 33 % (422 objects) for validation. When analyzing the training part
using the k-means method, the cluster number was xed in advance at eight, which made it
possible to identify eight stable groups (classes I…VIII) and, thus, con rm the training and test
subdatasets similar internal structure (Figure 4). It is noted that the clustering quality can be
assessed, for example, through the squared distances intracluster sum:</p>
          <p>k
W k=∑ ∑ ‖x j−μi‖2 ,
i=1 xj∈ Ci
(25)
Gas temperature normalized value
where Ci is the i-th cluster, μi is its center. The clusters optimal number was chosen from the
“elbow” [46] on the diagram of Wk versus k.</p>
          <p>Thus, from the total training dataset of 1280 normalized gas temperature values, 858 (67 %) were
de ned as the main training subdataset, and 422 (33 %) as the test subdataset.</p>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. The computational experiment results</title>
        <p>The computational experiment's main result is the gas temperature in front of the compressor
turbine signal resulting diagram (Figure 5), obtained using the developed model (see Figures 2 and
3).As can be seen from Figure 5, the resulting model reproduces the gas temperature dynamics
reference curve's key characteristics: a smooth rise from the initial 1105 K to peak values of about
1140 K in the 120...160 seconds range, followed by a uniform decrease to about 1090 K by 310
seconds, while the uctuation amplitude and the oscillation frequency composition practically
coincide with the original experimental data. Deviations for each reading do not exceed 2...3 K, and
not only the general trajectory preservation but also small peaks and troughs indicate that the
model adequately takes into account the main heat exchange and dynamic processes in the
thermogasdynamic ow, which indicates high accuracy and low modeling error (Figure 6).</p>
        <p>Figure 6 shows that the approximated temperature from the “reference” gas temperature
absolute deviations at most moments do not exceed ±1 K and are concentrated in a narrow range
near zero, which indicates a small shear system. Single bursts up to +3…+3.5 K are observed around
120 seconds and at the experiment's end, and the maximum negative emissions up to –3…–4.5 K
areapproximately at 180 and 250 seconds and are probably associated with transient phenomena
and abrupt changes in heat exchange. Time intervals from 50 to 100 seconds and from 200 to 240
seconds are characterized by higher-frequency but small-scale oscillations (±1…2 K), which
indicates the ow dynamic uctuations adequately account. The average error value is close to
zero, and rare large emissions are easily compensated for by the model's local re nement.</p>
        <p>Figure 7 shows the linear term (n = 1) contribution diagram, which is the value a1 · (TC(t) − T0)
time diagram, illustrating the proportional component and its dynamics over the entire ΔT range.</p>
        <p>Figure 7 shows the parameter a1 · (TС(t) − T0) evolution, which characterizes the thermocouple
output signal relative contribution dependence on the temperature increment ΔT Taylor expansion
approximation linear term, experimental recording over 320 seconds. In the initial phase (0…100
seconds), a steady increase in the parameter a1 · (TС(t) − T0) is observed from negative values to
about +25 K peak, which corresponds to an increase in ΔT in the warm-up mode and the linear
response predominance at small deviations from the operating point. In the 100…150 seconds
region, the linear term drops sharply to negative values contribution (about –8…–12K), re ecting
the transition to stronger nonlinear e ects and the quadratic in uence and higher orders when
approaching the maximum gas temperature. In about 150 seconds, there is an instantaneous jump
in the parameter a1 · (TС(t) − T0), probably associated with the engine operating mode restructuring
or switching the ltering scheme in the Simulink model, a er which, in the 150…320 seconds
interval, the contribution of the linear term steadily decreases to –30…–35 K, which indicates the
nonlinear corrections dominance and the error accumulation at large temperature deviations from
the base point. During the entire experiment, a1 · (TС(t) − T0) (± 2…3 K) small uctuations re ect
ow pulsations and residual noise, e ectively smoothed by the Kalman lter.</p>
        <p>Figure 8 shows the parameter a1 · (TС(t) − T0) evolution, which characterizes the thermocouple
output signal relative contribution dependence on the temperature increment ΔT Taylor expansion
approximation linear term, experimental recording over 320 seconds.</p>
        <p>Figure 8 shows that the approximation a2 · (TC(t) − T0)2 changes quadratic term contribution in a
wide range from 0 to 1000 K2 depending on the operating mode: in the initial heating phase (0…50
seconds) with small temperature increments, the quadratic contribution is almost absent, then in
the 50…90 seconds range it quickly increases to ~600 K2, re ecting the increase in nonlinearity
during the transition to moderate ΔT. Upon reaching stabilization (90…140 seconds), it again
decreases to zero, to a 550 K2 peak at about 160 seconds during the second short-term accelerated
acceleration (probably associated with a change in the compressor load). During the nal intensive
run (200…300 seconds), the quadratic contribution steadily increases, reaching about 950 K2
maximum before the experiment end, which indicates that with large temperature di erences, it is
the ΔT second power that becomes the approximation error dominant source. Small-scale
uctuations (±20 K2) correspond to residual ow pulsations and sensor noise.</p>
        <p>Figure 9 shows the residual term R2(t) diagram, which is the residual term R2(t) estimate
showing where and when the higher terms become noticeable.</p>
        <p>In Figure 9, the second-order Taylor series R2(t) residual term, proportional to the gas
temperature increment ΔT3 cube, demonstrates a clear dependence on the heat ux dynamics: in
intervals relative to the steady-state regime (approximately 0…40 seconds, 100…150 seconds, 180…
240 seconds), the R2 value remains close to zero, which indicates the rst two expansion terms
dominance and the high-order nonlinear e ects negligibility. During transient processes (peaks in
the 50…80 seconds region, a sharp jump around 160 seconds, and the most pronounced rise in the
260…300 seconds range), the R2 value increases to 2…3 · 104 K3, indicating the cubic term's
signi cant contribution and the need to take into account higher orders with rapid temperature
variability. The obtained results are fully consistent with the conclusions about the adaptive
thermocouple model self-tuning, where in transient modes the model should adjust the lter and
neural network parameters to compensate for the signal nonlinear and dynamic distortions.</p>
        <p>Figure 10 shows the adaptive Kalman coe cient evolution diagram, which is the parameter Kk
time diagram for the aim of analyzing the lter adjustment to changes in noise and model during
helicopter ight.</p>
        <p>In Figure 10, the adaptive Kalman coe cients evolution, it is evident that in the initial phase
(0…≈150 seconds) and with relatively smooth temperature changes, both gain components, the
temperature K tk (solid curve) and the derivative K kd (dash-dotted curve), uctuate in an
approximately 0.1…0.15 narrow range, which provides a compromise between the trust in the
model and the sensor signal. With a sharp transition at about 150…160 seconds, both coe cients
tend to zero, which corresponds to a sharp increase in the residuals and a decrease in the noisy
measurements in uence on the adaptive estimate Rk according to (19).</p>
        <p>Figure 11 shows the di erence diagram in gas temperature approximations for N and N + 1.
Figure 11 illustrates how much adding each subsequent term in the series improves (or does not)
the model accuracy.</p>
        <p>
          The presented diagram of the di erence in the rst (N = 1) and second (N = 2) order
approximation error squares (Figure 11) shows that the quadratic term inclusion in the Taylor
expansion provides the greatest gain precisely at the sharp transient process moments, when ΔT
reaches comparatively large values: the di erence peaks up to 900…1000 K2 fall on the rapid
increase and decrease intervals in temperature (approximately 50…80 seconds, 140…155 seconds,
and 260…305 seconds). At the same time, in the smooth change phases (0…30 seconds, 110…130
seconds, 180…200 seconds), the second-order advantage tends to zero (&lt; 50 K2). This is completely
consistent with the quadratic term η2 relative contribution estimate from (
          <xref ref-type="bibr" rid="ref8">8</xref>
          )–(
          <xref ref-type="bibr" rid="ref9">9</xref>
          ): At |ΔT| &gt; 1 K, its
in uence increases sharply, and for small deviations, the linear term turns out to be su cient for
an accurate approximation.
        </p>
      </sec>
      <sec id="sec-4-3">
        <title>4.3. The results obtained the quality evaluation</title>
        <p>To evaluate the developed model with an LSTM network, an attention mechanism, and an adaptive
Kalman lter (Figure 1) e ciency, used to the helicopter TE gas temperature sensor thermocouple
model, two key indicators were selected: the e ciency coe cient and the quality coe cient [47,
48]. The e ciency coe cient (Ke ) shows how quickly and adequately the network adapts to errors
in the optimization process and is calculated as the change ratio in the loss function at the current
iteration to the change in the network parameters in the same iteration. The quality coe cient
(Kquality) evaluates the approximation accuracy and the model convergence stability, calculated as
the decrease ratio in the loss function at the current step to the previous iterations total losses.
These indicators provide the LSTM network e ciency comprehensive assessment, facilitating its
training characteristics objective analysis and the gas temperature sensor signals approximation
accuracy. The e ciency and quality coe cients are calculated as [47, 48]:
|E (θk )− E (θk−1)| , K quality= E (θk−1)− E (θk ) ,
‖θk−θk−1‖ E (θ0)−E (θk−1)
(26)
where E(θ0) is the loss function initial value, E(θk) is the loss function value at the current iteration,
E(θk–1) is the loss function value at the previous iteration, and ‖θk–1 – θk‖ is the LSTM network
parameters change rate at the current iteration.</p>
        <p>Table 3 presents a comparative analysis of the helicopter TE gas temperature in front of the
compressor turbine sensor signals approximating e ciency using the developed model with an
LSTM network, an attention mechanism, and an adaptive Kalman lter, as well as the recurrent
neural networks and other traditional architectures adapted to similar problems [8, 9, 11, 19, 24, 35,
36, 47]: a traditional LSTM network [49, 50], a traditional GRU network [51], and a traditional RNN
network [52].</p>
        <p>Comparative analysis (Table 3) showed that the developed model with LSTM network, attention
mechanism, and adaptive Kalman lter outperforms traditional recurrent network architectures in
both metrics both in the noise absence (Ke = 0.991; Kquality = 0.989) and with the white noise
addition (σ = 0.25) (Ke = 0.982; Kquality = 0.980). In turn, the traditional LSTM network demonstrated
slightly lower values (without noise: Ke = 0.982; Kquality = 0.977; with noise: Ke = 0.965; Kquality =
0.961), followed by the GRU network (Ke = 0.965, Kquality = 0.960 and Ke = 0.944, Kquality = 0.938) and
a simple RNN network (Ke = 0.943, Kquality = 0.938 and Ke = 0.929, Kquality = 0.921). Thus, the
proposed architecture provides faster adaptation to errors and more stable convergence in the
helicopter TE gas temperature signals approximating.</p>
        <p>At the developed model with an LSTM network, attention mechanism, and adaptive Kalman
lter (Figure 1), e ectiveness is evaluated in the next stage. The traditional metrics of accuracy,
precision, recall, and F1-score values are compared with the traditional LSTM network [49, 50], the
traditional GRU network [51], and the traditional RNN network [52], which are determined
according to the expressions:</p>
        <p>A ccuracy=</p>
        <p>TP+TN
TP +TN + FP+ FN
, P reci sion=
,
F 1=2 ∙ P reci sion ∙ R ecall ,</p>
        <p>P reci sion+ R ecall
(27)
where T P=|i : yi=1 ∩ ^yi=1| corresponds to the number of cases when the algorithm correctly
identi ed the anomaly in the thermocouple signal (i.e., the real temperature deviation was
detected); T N =|i : yi=0 ∩ ^yi=0| corresponds to the number of moments when the model correctly
recognized the signal as normal (there is no anomaly and the model did not detect it);
F P=|i : yi=0 ∩ ^yi=1| re ects the false alarms number, when in the real anomaly absence the
model erroneously signaled a failure; F N =|i : yi=1 ∩ ^yi=0| shows the missed errors number,
when the real temperature deviation remained undetected by the model.</p>
        <p>The results of the comparative analysis (Table 4) show that the proposed model based on the
LSTM network with an attention mechanism and an adaptive Kalman lter provides the highest
performance among the considered architectures: accuracy = 0.993, precision = 0.988, recall = 0.986,
and F1-score = 0.987. The classical LSTM network is characterized by lower metric values (0.983;
0.972; 0.971; 0.972, respectively), followed by the GRU network (0.980; 0.969; 0.965; 0.967) and the
simple RNN network (0.954; 0.950; 0.951; 0.951). These results demonstrate the developed model's
excellent ability to accurately classify normal and abnormal thermocouple signals, minimizing both
false alarms and missed real deviations.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Discussions</title>
      <p>
        The research describes the thermocouple representation as a single-loop heat-capacity element
with heat capacity C and thermal resistance R, which is formalized by di erential equation (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) and
its discretization by the explicit Euler scheme in formulas (
        <xref ref-type="bibr" rid="ref2">2</xref>
        )–(
        <xref ref-type="bibr" rid="ref3">3</xref>
        ). To take into account small
temperature deviations around the operating point T0, the f(TC) dependence local approximation is
introduced by expansion in a Taylor series (
        <xref ref-type="bibr" rid="ref4">4</xref>
        )–(
        <xref ref-type="bibr" rid="ref5">5</xref>
        ), where the linear (
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) and quadratic (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ) terms
relative contributions are analyzed, and for order n ≥ 3 terms, an estimate is given through ηn (
        <xref ref-type="bibr" rid="ref10">10</xref>
        )
and the residual term RN (
        <xref ref-type="bibr" rid="ref11">11</xref>
        ) upper limit.
      </p>
      <p>
        The proposed approach is implemented by a recurrent neural network with attention
mechanisms and a Kalman lter by modifying the LSTM architecture (Figure 1), which takes the
vector xk (
        <xref ref-type="bibr" rid="ref12">12</xref>
        ) as input, where uk are additional engine parameters. The hidden and cell states are
updated using the classic LSTM formulas (
        <xref ref-type="bibr" rid="ref13">13</xref>
        ), a er which the attention mechanism calculates the
weights using formula (
        <xref ref-type="bibr" rid="ref14">14</xref>
        ) and forms an “enriched” hidden state (
        <xref ref-type="bibr" rid="ref15">15</xref>
        ), which is used to predict the
gas temperature in the (
        <xref ref-type="bibr" rid="ref16">16</xref>
        ) form. The resulting estimate is then passed to the adaptive Kalman
lter, which performs the prediction step according to expression (
        <xref ref-type="bibr" rid="ref17">17</xref>
        ) and correction according to
formula (18), where the noise variance estimate is adapted recurrently through the residuals (19).
To suppress out-of-band noise in the signal, a bandpass lter with a transfer function (20) and a
convolution in the form (21) is used, and the model's nal tuning is performed by minimizing the
total functional with regularization according to the Kalman coe cients smoothness (22).
      </p>
      <p>
        A computational experiment performed using the discrete thermocouple model (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) and the
adaptive Kalman lter (
        <xref ref-type="bibr" rid="ref17">17</xref>
        )–(18) prediction and correction steps showed (Figure 5) that the
developed model accurately reproduces the gas temperature in front of the compressor turbine
reference dynamics: a smooth increase from 1105 K to ~1140 K in the 120…160 second interval and
a subsequent decrease to ~1090 K by 310 seconds, with instantaneous deviations between the real
and simulated signals not exceeding 2…3 K. The simulation errors diagram (Figure 6) demonstrates
that the absolute errors at most points are within ±1 K, and rare spikes up to +3…+3.5 K and –3…–
4.5 K (at about 120, 180, and 250 seconds) are due to transient phenomena, indicating the numerical
solution's high accuracy and low bias.
      </p>
      <p>The e ciency and quality coe cients used for the LSTM network with an attention mechanism
and a Kalman lter adaptability and convergence comprehensive assessment are substantiated, and
then speci c results of the comparative analysis are presented. Table 3 shows the Ke and Kquality
values, where the developed model signi cantly outperforms the classical LSTM, GRU, and RNN
architectures both without noise and with the white noise σ = 0.25 addition. Table 4 presents
traditional classi cation metrics (accuracy, precision, recall, and F1 score), con rming the
developed model's high accuracy (accuracy = 0.993; precision = 0.988; recall = 0.986; F1 score =
0.987).</p>
      <p>Table 5 presents the developed model's main limitations and corresponding directions for
further research.</p>
      <p>Computational The LSTM network with attention The lightweight architectures
complexity and adaptive Kalman lter high (ghost networks [53], weight
load makes implementation on quantization [54]) development
onboard computers di cult. and hardware-accelerated</p>
      <p>solutions.</p>
      <sec id="sec-5-1">
        <title>Training</title>
        <p>dataset
limitation</p>
        <p>The representative data lack for The transfer learning [55] and
extreme conditions (transients, synthetic data generation [56]
extreme temperatures). methods application. The
continuous online learning
organization.</p>
        <p>Sensitivity to Accuracy decreases due to the The sensor failure detection [57]
sensor
degradation
thermocouples aging or partial and signal reconstruction
failure. mechanisms integration (hybrid
neuro- lter schemes).
4
5</p>
        <p>Assumption of Truncating the approximation The adaptive choice approximation
small deviations series to a low order (N = 2…3) order research and non-regularized
in Taylor series may not take into account strong expansions implementation [58,
nonlinearities. 59] for extreme ΔT.</p>
        <p>Instability The model's resistance to sudden Conducting eld tests [60] in
under extreme pressure changes, vibration and various climatic zones and
weather humidity changes has not been adapting lters to the external
conditions su ciently tested. disturbance dynamics.</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>6. Conclusions</title>
      <p>The developed dynamic thermocouple model, based on the heat balance equation discretization and
supplemented by an LSTM network with an attention mechanism and an adaptive Kalman lter,
demonstrated the ability to take into account in detail the main heat exchange processes in a
thermogasdynamic ow. The model e ectively integrates a Taylor series expansion nonlinear
approximation with recurrent learning, providing the temperature deviations adequate estimate
even at small ∆T and cleaning the signal from out-of-band noise before feeding it to the Kalman
lter.</p>
      <p>In the computational experiment, the reconstructed gas temperature in front of the compressor
turbine signal almost completely coincided with the reference curve: an increase from 1105 to
~1140 K in 120...160 seconds and a decrease to ~1090 K by 310 seconds, while the deviations for
each reading did not exceed 2...3 K and the absolute modeling error was kept within ±1 K.</p>
      <p>To objectively evaluate the proposed architecture's adaptivity and accuracy, two integral
indicators were introduced: the e ciency coe cient (Ke ) and the quality coe cient (Kquality), and
their comparative analysis with traditional RNN architectures was performed. It is shown that the
developed LSTM network with an attention mechanism and an adaptive Kalman lter outperforms
classical LSTM, GRU, and RNN in both metrics both in a clean signal (Ke = 0.991; Kquality = 0.989)
and when adding white noise σ = 0.25 (Ke = 0.982; Kquality = 0.980).</p>
      <p>The results comparison based on the Accuracy, Precision, Recall and F1-score metrics con rmed
the developed model leading position: the 0.993; 0.988; 0.986; 0.987 values, respectively, are
signi cantly ahead of traditional LSTM (0.983; 0.972; 0.971; 0.972), GRU (0.980; 0.969; 0.965; 0.967)
and RNN (0.954; 0.950; 0.951; 0.951).</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgements</title>
      <p>The research was carried out with the grants support of the National Research Fund of Ukraine:
“Methods and means of active and passive recognition of mines based on deep neural networks”,
project registration number 273/0024 from 1/08/2024 (2023.04/0024), and "Information system
development for automatic detection of misinformation sources and inauthentic behaviour of chat
users", project registration number 187/0012 from 1/08/2024 (2023.04/0012).</p>
      <p>The research was supported by the Ministry of Internal A airs of Ukraine “Theoretical and
applied aspects of the development of the aviation sphere” under Project No. 0123U104884.</p>
    </sec>
    <sec id="sec-8">
      <title>Declaration on Generative AI</title>
      <p>The authors have not employed any Generative AI tools.
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