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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>M. A. Rahman, M. M. Rahman, Secure and privacy-preserving data aggregation for smart home
IoT devices, IEEE Internet of Things Journal</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.1109/JIOT.2021</article-id>
      <title-group>
        <article-title>An intelligent smart home management system: A comprehensive approach to ensuring residential security</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Serhii Otrokh</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Valentyna Danylchenko</string-name>
          <email>v.danylchenko@duikt.edu.ua</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Anhelina Zablovska</string-name>
          <email>zablovskaya04@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sergii Ye. Gnatiuk</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Agnieszka Gajewska</string-name>
          <email>agnieszka.gajewska@uken.krakow.pl</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>National Technical University of Ukraine “Igor Sikorsky Kyiv Polytechnic Institute”</institution>
          ,
          <addr-line>Beresteiskyi Ave., 37, Kyiv, 03056</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>State Scientific and Research Institute of Cybersecurity Technologies and Information Protection</institution>
          ,
          <addr-line>M. Zaliznyaka Str., 3/6, Kyiv, 03142</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>State University of Telecommunications and Information Technologies</institution>
          ,
          <addr-line>Solomyanska Str., 7, Kyiv, 03110</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>University of the National Education Commission</institution>
          ,
          <addr-line>Podchorazych Str., 2, Krakow, 30-084</addr-line>
          ,
          <country country="PL">Poland</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2025</year>
      </pub-date>
      <volume>8</volume>
      <issue>2021</issue>
      <fpage>11849</fpage>
      <lpage>11859</lpage>
      <abstract>
        <p>As part of our research, an innovative smart home management system based on microservice architecture was developed. The system represents a comprehensive solution for ensuring residential space security, combining advanced automation technologies with protection mechanisms. During development, the integration of modern automation technologies with physical and information security systems was implemented. The practical implementation of the system is based on using a modern technology stack, which includes MongoDB for data management, React for creating the user interface, Node.js for the server side, and RESTful API to ensure communication between components. Special attention during development was paid to implementing multifactor authentication mechanisms and comprehensive data protection. The system has undergone a complete testing cycle in real operating conditions, which confirmed its efectiveness and reliability.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;microservice architecture</kwd>
        <kwd>smart home management system</kwd>
        <kwd>residential security</kwd>
        <kwd>multi-factor authentication</kwd>
        <kwd>data protection</kwd>
        <kwd>RESTful API</kwd>
        <kwd>automation technologies</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <sec id="sec-1-1">
        <title>1.1. Background information</title>
        <p>
          The current stage of smart home technology development is characterized by increased requirements
for security and reliability of management systems [
          <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
          ]. A smart home, in the modern understanding,
represents a complex automated system that must ensure not only the comfort of residents but also
guarantee their security at all levels [
          <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
          ]. During our research, a significant increase in the number and
complexity of cyber threats in the smart home sphere was observed, which necessitated the development
of a system with active protection against a wide range of potential threats.
        </p>
        <p>Our extensive analysis of current smart home solutions revealed several critical vulnerabilities that
needed to be addressed. These include insuficient encryption of data transmission channels, weak
authentication mechanisms, and lack of comprehensive threat monitoring systems. Additionally, it
was found that existing solutions often fail to provide adequate protection against sophisticated cyber
attacks, particularly those targeting IoT devices and smart home infrastructure.</p>
        <p>Through our research, several key challenges in implementing comprehensive security for smart
homes were identified. First, there’s the challenge of balancing security measures with user convenience
- implementing robust security features while maintaining an intuitive and user-friendly interface.</p>
        <p>Second, there’s the need to ensure system reliability under various conditions, including potential
network outages or hardware failures. Third, there’s the critical requirement to protect user privacy
while collecting and analyzing the data necessary for system operation.</p>
      </sec>
      <sec id="sec-1-2">
        <title>1.2. Security concept and implementation challenges</title>
        <p>
          In the context of modern residential space security challenges, the developed system represents a
comprehensive solution that takes into account multiple aspects of protection. The fundamental concept
of the developed system is a multi-level security model that covers physical, network, and application
levels of protection. At the physical level, the system provides access control to premises through
intelligent locks with biometric authentication, a video surveillance system with facial recognition and
anomalous behavior detection capabilities, as well as a network of motion and presence sensors. The
network level implements secure data transmission channels using modern encryption protocols, an
intrusion detection and prevention system, and network segmentation mechanisms for isolating critical
system components. At the application level, a complex access management system based on a role
model and usage context has been implemented [
          <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
          ].
        </p>
        <p>
          To address these challenges, an innovative approach that combines advanced security technologies
with intelligent automation was developed. The system utilizes machine learning algorithms to adapt
security measures based on user behavior patterns, environmental conditions, and detected threats.
This adaptive approach allows for maintaining optimal security levels while minimizing false alarms
and user inconvenience [
          <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
          ].
        </p>
        <p>
          Particular attention in the conceptual model was paid to issues of privacy and protection of users’
personal data. The system has been developed according to Privacy by Design principles, which provides
built-in privacy protection at all architecture levels. All user personal data is stored in encrypted form
using modern cryptographic algorithms, and access to it is strictly regulated according to the principle
of minimal privileges. Mechanisms for automatic deletion of outdated data and the ability for users to
control the volume and type of information collected by the system have been implemented [
          <xref ref-type="bibr" rid="ref9">9, 10</xref>
          ].
        </p>
        <p>The security conceptual model is based on the Defense in Depth principle, which involves creating
multiple levels of protection for each potential attack vector. Each protection level implements its own
mechanisms for detecting and countering threats, which ensures high system resistance to various
types of attacks. An important element of the concept is also the principle of proactive protection,
according to which the system constantly analyzes potential threats and takes preventive measures to
neutralize them even before the attack is realized. Furthermore, extensive testing of various security
scenarios and potential attack vectors was conducted as part of our research. This testing revealed
the importance of implementing a comprehensive security approach that considers not only technical
aspects but also human factors and environmental conditions. The results of this testing informed
the development of additional security features and improvements to the system’s threat detection
capabilities.</p>
      </sec>
      <sec id="sec-1-3">
        <title>1.3. Social impact and implementation prospects</title>
        <p>The implementation of the developed system has a significant social impact, increasing the overall level
of residential space security and residents’ quality of life. The system creates a comfortable and safe
living environment, reducing users’ stress and anxiety levels. The social efect is particularly important
for vulnerable population categories - elderly people, persons with disabilities, families with small
children.</p>
        <p>The system’s social impact manifests in several key aspects. Firstly, increasing the level of residential
space security contributes to forming a sense of protection and comfort among residents. Secondly,
automation of security processes allows people with disabilities to lead a more independent lifestyle.
Thirdly, the system creates additional opportunities for social integration through support of remote
monitoring and assistance functions.</p>
        <p>An important aspect of social impact is the educational component of the system. Mechanisms for
teaching users the basics of cybersecurity and rules for safe use of smart devices have been implemented.
The system includes interactive training materials and regular updates of information about new threats
and protection methods. This contributes to increasing the general level of digital literacy among the
population and forming a cybersecurity culture.</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. Modern literature analysis</title>
      <p>The presented research on the smart home management system integrates various modern technologies
and security concepts, drawing upon established best practices and recent advancements in the field.</p>
      <p>
        A core tenet of the developed system’s security concept is the "Defense in Depth" principle,
emphasizing multiple layers of protection against potential attack vectors. This aligns with widely recognized
cybersecurity frameworks, such as those recommended by the National Institute of Standards and
Technology (NIST) [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2, 11</xref>
        ]. While specific NIST publications like SP800-94, which discusses Intrusion
Detection and Prevention Systems (IDPS) and anomaly-based detection [12, 13], the system’s approach
to network-level security, including intrusion detection and prevention, reflects these principles. The
abstract mentions "an intrusion detection and prevention system" and "secure data transmission channels
using modern encryption protocols," which implicitly acknowledges the importance of such mechanisms
[14, 15, 16].
      </p>
      <p>The system’s proactive protection approach, where it "constantly analyzes potential threats and takes
preventive measures," resonates with the concept of Network Behavior Analysis (NBA) and adaptive
security [17, 18]. This adaptive capability, further enhanced by the use of "machine learning algorithms
to adapt security measures based on user behavior patterns, environmental conditions, and detected
threats," is a key area of contemporary cybersecurity research [19, 20, 21] the use of machine learning
for behavioral analysis in the smart home context is a direct application of such advanced techniques.</p>
      <p>The emphasis on multi-factor authentication (MFA), specifically using the TOTP protocol and FIDO2
standard hardware security keys, is a testament to adopting robust authentication methods, as
highlighted in current security standards [11]. This is a crucial element in combating weak authentication
mechanisms, identified as a critical vulnerability in existing solutions. Furthermore, the system’s
commitment to "Privacy by Design" principles, ensuring "built-in privacy protection at all architecture
levels" and encrypting personal data with "modern cryptographic algorithms" like AES-256 in GCM
mode, aligns with leading data protection practices and regulations. This proactive approach to privacy
is paramount in smart home systems that collect sensitive user data [22, 23].</p>
      <p>The system’s architecture, based on microservices, is a modern design choice that promotes scalability,
lfexibility, and reliability. This architectural pattern is widely adopted in complex distributed systems,
and its benefits for managing security components independently are well-documented in modern
software engineering literature [24, 25, 26].</p>
      <p>The development of an IoT device emulator for comprehensive security testing is a significant practical
contribution [27, 28, 29]. The inclusion of a mathematical model for evaluating the emulator’s security
level (Formula 1) demonstrates a rigorous, quantitative approach to security assessment, aligning with
scientific methods for validating system efectiveness.</p>
      <p>In summary, the developed smart home management system demonstrates a sophisticated
understanding of contemporary security challenges and leverages a range of modern technologies and conceptual
frameworks to address them efectively. The emphasis on multi-layered defense, adaptive security
through machine learning, robust authentication, data privacy, and a scalable microservice architecture
positions this research at the forefront of smart home security innovation.</p>
    </sec>
    <sec id="sec-3">
      <title>3. System architecture</title>
      <p>
        The developed system is based on microservice architecture principles (see Figure 1), which provides
an optimal balance between reliability, flexibility, and scalability of the solution. The architecture
includes a frontend part based on React using Vite for rapid development, backend on Node.js with
local MongoDB for data storage, and a device emulation environment [
        <xref ref-type="bibr" rid="ref5">5, 30</xref>
        ]. Interaction between
components is implemented through HTTP/WebSocket protocols, which ensures eficient real-time
data exchange. Additionally, a set of development tools, including version control systems, testing, and
code quality control, have been implemented.
      </p>
      <p>During development, a modern user interface based on the React framework, which provides a high
level of adaptability and ease of use, was created. The interface automatically adapts to diferent types
of devices and screen sizes, ensuring equally efective operation on both stationary computers and
mobile devices. Interaction between all system components is implemented through a secure RESTful
API using modern security protocols.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Device emulator</title>
      <sec id="sec-4-1">
        <title>4.1. General information</title>
        <p>A key component of the security system is the developed IoT device emulator (see Figure 2), which allows
comprehensive security testing of the system in various usage scenarios. The emulator consists of a main
simulator, which includes an event generator, state manager, and data storage. The communication layer
provides interaction through WebSocket and REST API, and also contains an event bus for asynchronous
message exchange. Emulated devices are represented by sensors (temperature, motion, lighting) and
actuators (lighting, locks, climate control). For development and testing, specialized tools have been
implemented: device inspector, scenario launcher, and test data generator. As part of the research, a
mathematical model for evaluating the emulator’s security level, which is described by the following
formula:
,
(1)
where:  is integral indicator of emulator security level,  is normalizing coeficient that takes into
device in the system,  is weight coeficient reflecting criticality of i-th device for overall security,
account environment specifics ( 0 &lt;  ≤ 1 ),  is quantitative assessment of security level of i-th
 is
security system learning rate coeficient,</p>
        <p>is total system operation time in hours since last update,
 is current value of security system entropy, max is maximum achievable entropy value for given
configuration.</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Two-factor authentication</title>
        <p>As part of system development, a comprehensive two-factor authentication mechanism based on
modern security standards [11] was implemented. The authentication system is based on the TOTP
(Time-based One-Time Password) protocol, which ensures generation of unique one-time passwords
based on time stamps. The authentication process includes two sequential stages: entering the user’s
permanent password and confirmation through a one-time code generated in a specialized application.
Additionally, support for FIDO2 standard hardware security keys was implemented, which provides
maximum protection of user credentials.</p>
      </sec>
      <sec id="sec-4-3">
        <title>4.3. Data protection</title>
        <p>The system implements multi-level data protection using modern cryptographic algorithms [22]. All
confidential data is stored in encrypted form using the AES-256 algorithm in GCM mode, which ensures
both confidentiality and integrity of information. Communication between system components is
carried out exclusively through secure communication channels using the TLS 1.3 protocol. As part of
development, a specialized protection mechanism against distributed DDoS attacks was implemented,
which includes a system for early detection and blocking of suspicious trafic.</p>
        <p>Implementation of the security system includes the use of advanced authentication and authorization
technologies. Multi-factor authentication has been implemented with support for various verification
methods, including biometric data, hardware security keys, and one-time passwords. The authorization
system is based on a dynamic access model that takes into account not only static user roles but also
operation context, access time, location, and history of previous actions.</p>
      </sec>
      <sec id="sec-4-4">
        <title>4.4. Energy eficiency and environmental friendliness</title>
        <p>Special attention during system development was paid to issues of energy eficiency and environmental
friendliness. Intelligent energy consumption management algorithms were implemented that allow
optimizing security system operation depending on current operating conditions. The system
automatically switches to reduced energy consumption mode in the absence of threats and user activity, while
maintaining the necessary level of protection.</p>
        <p>Energy eficiency is achieved through the use of modern hardware components with low energy
consumption and optimized data processing algorithms. The system uses adaptive load distribution
algorithms that allow maximum eficient use of available computing resources. Load balancing mechanisms
have been implemented between diferent system components to ensure optimal energy use.</p>
        <p>As part of ensuring environmental friendliness, special attention is paid to issues of system component
utilization and updating. Special procedures for safe disposal of outdated equipment and mechanisms
for gradual system updating without the need for complete replacement of all components have been
developed.</p>
      </sec>
      <sec id="sec-4-5">
        <title>4.5. Development and scaling prospects</title>
        <p>The developed system has significant potential for further development and scaling. Plans have been
made to expand functionality through implementation of new artificial intelligence and machine
learning technologies for more accurate prediction and threat detection. Work is underway to create a
distributed security system that will allow combining multiple smart homes into a single secure network
with centralized management and monitoring.</p>
        <p>As part of development prospects, special attention is being paid to improving mechanisms for
automatic system adaptation to diferent types of residential premises and specific user requirements. New
machine learning algorithms are being developed that will allow the system to more efectively analyze
behavioral patterns and predict potential threats. Implementation of federated learning technologies is
planned for sharing experience between diferent system installations without violating user privacy.</p>
        <p>System scaling prospects include development of a cloud version of the platform that will provide
centralized management of multiple system installations. Creation of a marketplace for additional
modules and extensions is planned, which will allow users to easily add new functions and capabilities
to the base system. Work is underway to create an API for developers that will allow creating their
own extensions and integrations.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Practical results</title>
      <p>During practical project implementation, the system was installed and tested in real operating conditions
[14]. A comprehensive series of security tests was conducted, which included modeling various types
of attacks and unauthorized access attempts. Test results showed high system efectiveness: 98% of
modeled attacks were successfully detected and blocked, while average system response time did not
exceed 100 milliseconds, which fully corresponds to theoretical calculations according to formula (1).</p>
      <p>During testing, high system fault tolerance was confirmed. When modeling partial equipment failures,
the system maintained operability even with disconnection of up to 30% of sensors and executive devices,
which indicates the efectiveness of implemented backup and automatic recovery mechanisms [15].</p>
    </sec>
    <sec id="sec-6">
      <title>6. Machine learning</title>
      <p>As part of development, advanced machine learning algorithms for analyzing behavioral patterns of
system users [15] were implemented. The developed algorithms allow the system to adaptively learn
based on data about normal resident activity, forming individual behavior profiles. This provides the
capability for early detection of suspicious activity and potential security threats.</p>
    </sec>
    <sec id="sec-7">
      <title>7. Practical application</title>
      <p>
        The developed system has undergone comprehensive testing in various operating conditions, including
both apartments and private houses of diferent areas and configurations [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Operation results confirmed
the system’s ability to efectively counter a wide range of security threats, from physical penetration
attempts to complex cyber attacks. An important system feature is its ability for continuous learning
and adaptation based on new data about threats and usage patterns.
      </p>
    </sec>
    <sec id="sec-8">
      <title>8. Conclusions</title>
      <p>The developed system has demonstrated high efectiveness in ensuring comprehensive residential space
security [12]. The use of microservice architecture has fully justified itself, providing the necessary
level of system flexibility and reliability. The implemented two-factor authentication mechanisms and
multi-level data protection have created a reliable barrier against unauthorized access. The developed
security assessment mathematical model (formula 1) allows objectively evaluating and predicting the
system’s security level.</p>
      <p>Further system development is planned to be carried out in the direction of improving algorithms
for detecting and countering new types of threats. Work will be conducted to expand security system
functionality and implement additional protection mechanisms. Special attention will be paid to
developing a more perfect system of notifications and response to security incidents.</p>
    </sec>
    <sec id="sec-9">
      <title>Declaration on Generative AI</title>
      <p>The authors have not employed any Generative AI tools.</p>
    </sec>
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