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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Dataset for Joint Conversational Search and Recommendation⋆</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Marco Alessio</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff5">5</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Simone Merlo</string-name>
          <email>simone.merlo@phd.unipd.it</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tommaso Di Noia</string-name>
          <email>tommaso.dinoia@poliba.it</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Guglielmo Faggioli</string-name>
          <email>guglielmo.faggioli@unipd.it</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marco Ferrante</string-name>
          <email>ferrante@math.unipd.it</email>
          <xref ref-type="aff" rid="aff4">4</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nicola Ferro</string-name>
          <email>ferro@dei.unipd.it</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Cristina Ioana Muntean</string-name>
          <email>cristina.muntean@isti.cnr.it</email>
          <xref ref-type="aff" rid="aff5">5</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Franco Maria Nardini</string-name>
          <email>francomaria.nardini@isti.cnr.it</email>
          <xref ref-type="aff" rid="aff5">5</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fedelucio Narducci</string-name>
          <email>fedelucio.narducci@poliba.it</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rafaele Perego</string-name>
          <email>rafaele.perego@isti.cnr.it</email>
          <xref ref-type="aff" rid="aff5">5</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giuseppe Santucci</string-name>
          <email>santucci@dis.uniroma1.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nicola Viterbo</string-name>
          <email>n.viterbo@studenti.poliba.it</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science at University of Pisa</institution>
          ,
          <addr-line>Largo B. Pontecorvo, 3, 56127 Pisa</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Computer, Control, and Management Engineering at Sapienza University of Rome</institution>
          ,
          <addr-line>Piazzale A. Moro, 5, 00185 Rome</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Department of Electrical and Information Engineering at Politecnico di Bari</institution>
          ,
          <addr-line>Via E. Orabona, 4, 70125 Bari</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Department of Information Engineering at University of Padua</institution>
          ,
          <addr-line>Via G. Gradenigo, 6/b, 35131 Padua</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff4">
          <label>4</label>
          <institution>Department of Mathematics at University of Padua</institution>
          ,
          <addr-line>Via Trieste, 63, 35121 Padua</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff5">
          <label>5</label>
          <institution>Institute of Information Science and Technologies at National Research Council of Italy</institution>
          ,
          <addr-line>Via G. Moruzzi 1, 56124 Pisa</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Conversational Information Access systems have undergone widespread adoption due to the natural and seamless interactions they enable with the user. In particular, they provide an efective interaction interface for both Conversational Search (CS) and Conversational Recommendation (CR) scenarios. Despite their inherent similarities, current research frequently address CS and CR systems as distinct and isolated entities. The integration of these two capabilities would enable to address complex information access scenarios, including the exploration of unfamiliar features of recommended products, which leads to richer dialogues and enhanced user satisfaction. At current time, the evaluation of integrated by-design CS and CR systems is severely hindered by the limited availability of comprehensive datasets that jointly address both tasks. To bridge this gap, we introduce CoSRec1, the first dataset for joint Conversational Search and Recommendation (CSR) evaluation. The CoSRec test set includes 20 high-quality conversations, with human-made annotations for the quality of conversations, and manually crafted relevance judgments for products and documents. In addition, we provide auxiliary training resources, including partially annotated dialogues and raw conversations, to support diverse learning paradigms. CoSRec is the first resource to model CS and CR tasks within a unified framework, facilitating the design, development, and evaluation of systems capable of dynamically alternating between answering user queries and ofering personalized recommendations.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Conversational Search</kwd>
        <kwd>Conversational Recommendation</kwd>
        <kwd>Joint Information Retrieval and Recommendation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Conversational Agents (CAs) had a major impact on information access by enabling natural interaction.
However, CAs introduce some additional challenges since they must handle dynamic and complex
natural language conversations. Information Retrieval (IR) and Recommender Systems (RS) represent
the information access systems that benefit most from conversational interfaces. Conversational
Search (CS) systems assist users in refining their information needs through multi-turn dialogues,
while Conversational Recommendation (CR) systems guide users in exploring a catalogue of items to
identify optimal recommendations. CS and CR share significant commonalities, as both rely on iterative,
multi-turn interactions to progressively refine user needs [ 2] despite having diferent goals. The
development of Conversational Search and Recommendation (CSR) systems, which support both search
and recommendation, could improve the user satisfaction. Indeed, when seeking for a recommendation,
it is common to look for additional information about the recommended items (and the other way
around). Recent studies in the joint IR and RS field [ 3, 4, 5, 6, 7], though not yet conversational, have
demonstrated the benefits of modeling these tasks together. This suggests that integrating CS and CR
into a unified conversational framework could lead to similar improvements. Historically, CS and CR
have been treated in isolation. This approach has hindered the development of joint conversational
search and recommendation systems. The major obstacle towards the development of joint CSR systems
is the lack of publicly available resources suitable for training and evaluation. While rich datasets
exist for individual tasks, e.g., the TREC CAsT collections [8, 9, 10, 11] for search and REDIAL [12] for
recommendation, there is a notable absence of datasets tailored for joint scenarios.</p>
      <p>To facilitate the development of CSR systems, we introduce and release CoSRec, the first large-scale
dataset explicitly designed for joint CSR tasks. CoSRec comprises approximately 9,000 user-system
conversations generated by a Large Language Model (LLM) in the product search and recommendation
domain. These conversations encompass a variety of interactions, including pure search, pure
recommendation, and mixed search-and-recommendation utterances. As a result, a CSR system tested on
CoSRec must accurately interpret the user’s intent in each utterance and respond appropriately, taking
into account the context of previous interactions. To ensure the quality of the dataset, a sample of
approximately 3% of the conversations has been manually annotated to identify user intents and assess
overall quality. Additionally, for 20 high-quality conversations, we provide utterance-level
humangenerated relevance judgments for items or documents, depending on the intent of the utterance. These
annotations enable precise and efective evaluation of joint CSR systems.</p>
      <p>
        Our contributions can be summarized as follows: (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) Release of CoSRec-Raw : a dataset comprising
approximately 9,000 automatically generated conversations for joint search and recommendation
tasks. Alongside the dataset, we provide a toolkit to generate additional conversations, enabling
further research and scalability. (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) Release of CoSRec-Crowd: a subset of over 290 conversations
manually annotated for quality. Each utterance in these conversations is labeled with its intent (search,
recommendation, or joint search and recommendation), ofering valuable insights for intent recognition
and system evaluation. (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) Release of CoSRec-Curated: a high-quality subset of 20 deeply annotated
conversations. For each utterance, we include manual (personalized) annotations identifying relevant
passages or items, enabling precise and granular evaluation of CSR systems.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. The Structure of CoSRec</title>
      <p>CoSRec is a novel multi-domain conversational dataset designed to jointly address CS and CR by
leveraging product-related dialogues as a natural application domain. Following the classic Cranfield paradigm
for ofline evaluation, CoSRec includes three elements: a set of information needs, i.e., conversations,
a document corpus and item catalogue, and a set of human-made annotations. At the same time, these
elements have been adapted to fit our CSR scenario.</p>
      <sec id="sec-2-1">
        <title>2.1. Information Needs and Corpora</title>
        <p>
          In the CoSRec dataset, information needs are represented by conversations. CoSRec includes 9,249
conversations split into 3 partitions: CoSRec-Raw: 8,938 non-annotated conversations containing
71,656 utterances; CoSRec-Crowd: 291 human-annotated conversations including 2,329 utterances;
CoSRec-Curated: 20 deeply human-annotated conversations containing 150 utterances. Each
conversation is a multi-turn dialogue between a user and a system, where each turn corresponds to a user’s
utterance and a system’s response. Hence, each user’s utterance represents one or more information
needs the system must satisfy, among: (
          <xref ref-type="bibr" rid="ref1">1</xref>
          ) Search: the user asked for general information about a topic
related to the product they are discussing; (
          <xref ref-type="bibr" rid="ref2">2</xref>
          ) Recommendation: the user asks for some products to
be suggested, according to her requirements; (
          <xref ref-type="bibr" rid="ref3">3</xref>
          ) Product Detail: the user inquires about details of the
product being discussed (e.g., price, brand, size). The type of answer is the main diference between
“search” and “product detail”. A product detail question can be answered by inspecting the product’s
description. On the other hand, search intents denote open-ended questions whose answers are likely
to be found on an external corpus.
        </p>
        <p>These information needs require the system to answer with items drawn from a catalogue, i.e.,
recommendation and product detail intents, or with information retrieved from a corpus of documents,
i.e., search intent. Therefore, we need a corpus and a catalogue to serve as the foundation for the system’s
answers during evaluation. To this end, we rely on two publicly available resources: MS-MARCO
v2.1 [13] comprising over 113.5M passages for search intents and Amazon Reviews [14] with 12.3M
items for recommendation intents. Each intent is associated with a “canonical formulation” describing
the information need in isolation and a series of human-made reformulations. Every conversation in
CoSRec is associated with at least 3 user profiles. Such user profiles are composed of two elements: a
brief textual summary of the user’s interests and a set of keywords, constructed using the text of the
users’ past reviews. Hence, they can be used to personalize the CSR system’s responses.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Human Annotations: Conversations Quality Assessment and Intents Labeling</title>
        <p>
          Among the 9,249 conversations included in CoSRec, a subset of 311 (∼ 3%) are manually annotated to
assess their quality. In particular, our annotation process involved 99 semi-expert human annotators.
Each conversation was assigned to five annotators to ensure that at least three quality assessments
were available for each conversation. Such quality assessments are given on a 1 to 5 scale and concern
4 aspects [15]: (
          <xref ref-type="bibr" rid="ref1">1</xref>
          ) Fluency: a conversation is fluent when it is well organized, in regular English
grammar, easy to understand, and has a continuous flow; (
          <xref ref-type="bibr" rid="ref2">2</xref>
          ) Informativeness: a conversation is
informative when the utterances include substantial content, communicate the user’s needs, or deliver
valuable information; (
          <xref ref-type="bibr" rid="ref3">3</xref>
          ) Logicality (a.k.a., Inverse Perplexity): a conversation has a high logicality
when its utterances are organized according to a logical flow and align with common reasoning; (
          <xref ref-type="bibr" rid="ref4">4</xref>
          )
Coherence: a conversation is coherent when the user and the system follow each other without
unexpected or inappropriate utterances. Furthermore, given the specific product search setting, the
user’s final utterance must be consistent with the needs expressed during the dialogue.
        </p>
        <p>The human annotators also associated intent labels and stand-alone formulations to each utterance
of the conversations. Every utterance is annotated with zero, one, or more among “search”,
“recommendation”, and “product detail” intent labels. Additionally, for each intent, the annotator provides a
self-explanatory textual description of the information need, independent of the conversation’s context,
as it fully encapsulates it. Based on the quality assessment results, 20 high-quality conversations are
then selected and refined to form the CoSRec-Curated dataset, while the remaining 291 form the
CoSRec-Crowd partition. These annotations are released as they are for the CoSRec-Crowd partition
of the dataset. In contrast, for the 20 CoSRec-Curated conversations, the authors of this paper further
refined the labels by reviewing cases where annotators did not reach unanimity. Through discussion,
they assigned the most appropriate label. As with intent labeling, the stand-alone formulations were
carefully reviewed to correct typographic errors and ensure consistency.</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Human Annotations: Relevance Judgments</title>
        <p>The CoSRec-Curated portion of the dataset contains a total of 17,464 relevance judgments for user
intents related to search and recommendation. Each intent has between 26 and 452 judgments, with an
average of 166.3. The query-document (search) or query-product (recommendation) pairs to be assessed
have been selected by retrieving, for each query, 1000 documents or products with BM25, by re-ranking
them using SPLADE [16], TCT ColBERT [17] and Contriever [18] and by pooling the re-ranked results
with a pooling depth of 10. During the assessment, each (search intent, document) or (recommendation
intent, product) pair was evaluated to ensure at least three human relevance judgments. Assessors had
access to (i) the canonical formulation of the intent, (ii) the conversation up to the utterance from which
the intent was derived, (iii) the textual description of the user profile (only for recommendation intents),
and (iv) the document or product text. Based on this information, they assigned a relevance judgment
on a 0-2 rating scale, defined as follows: 0 – Not Relevant: the document or product is completely
unrelated to the request for the considered user; 1 – Partially Relevant: the document or product
contains some information related to the query, including partial information or details about some
particular facets of the topic, but does not provide a complete response; 2 - Highly Relevant: The
document or product is suficient to provide a complete and meaningful response.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Limitations</title>
      <p>IR experimental collections are typically created by exploiting IR systems to retrieve the documents later
annotated by human assessors. Similarly, RS collections rely on historical data logs. In the CSR domain
this is not possible as there exists no deployed system. This raises to a “chicken-and-egg” situation:
the community lacks both CSR systems to extract the data from and data to develop CSR systems.
Consequently, we were forced to build CoSRec treating and annotating search and recommendation
intents separately. Since the conversations did not occur in a real-life scenario and were generated
by an LLM, some utterances might feel unnatural to a human reader. Nevertheless, using CoSRec, the
research community can develop CSR systems whose logs can be used as future collections.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusions and Future Work</title>
      <p>In this work, we introduced CoSRec, a novel dataset designed for the CSR context, which
comprise 9.2k conversations encompassing pure search, pure recommendation, and mixed
search-andrecommendation utterances, all generated using LLMs. A subset of 311 conversations has been
humanannotated to evaluate their quality and to label user intents. Additionally, for 20 high-quality
conversations, CoSRec provides relevance judgments for each labeled intent, personalized for recommendation
scenarios. We believe that CoSRec will foster research in the area by providing a robust foundation for
developing and evaluating CSR systems. To ensure reproducibility and encourage extensions, we make
all code, scripts, prompts, and the dataset publicly available. Future work will focus on the generation
and labeling of new conversations and the improvement of personalization, by including it in the
generation process and extending it to the search intents. Furthermore, the current version of CoSRec
will allow the development of actual integrated CSR systems that can be used to collect additional data,
ground truth labels, and conversations.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgments</title>
      <p>This work has received support from CAMEO, n. 2022ZLL7MW PRIN 2022. Moreover, we
acknowledge the support of “FAIR - Future Artificial Intelligence Research” - Spoke 1 ”Human-centered AI”
(PE00000013), “Extreme Food Risk Analytics” (EFRA), GA n. 101093026, funded by the European
Commission under the NextGeneration EU programme.</p>
    </sec>
    <sec id="sec-6">
      <title>Declaration on Generative AI</title>
      <p>During the preparation of this work, the authors used Grammarly in order to: grammar and spelling
check, paraphrase, and reword. After using this tool/service, the authors reviewed and edited the
content as needed and take full responsibility for the publication’s content.
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