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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>NLP@VCU at BioASQ2025: Information Extraction on the GutBrainIE Dataset⋆</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Scott Taylor</string-name>
          <email>taylorsm9@vcu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Charlie Dil</string-name>
          <email>ndil@vcu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Aaron Shah</string-name>
          <email>shaham7@vcu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jannat</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Cyd Oldham</string-name>
          <email>oldhamc@vcu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ayush Upadhyay</string-name>
          <email>upadhyaya@vcu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Joanne Varughese</string-name>
          <email>varughesej@vcu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nicole Yazbeck</string-name>
          <email>yazbeckn@vcu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bridget T. McInnes</string-name>
          <email>btmcinnes@vcu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science, Virginia Commonwealth University</institution>
          ,
          <addr-line>401 S. Main St., Rm E4222, Richmond, VA 23284</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper we present our solutions for both main subtasks of GutbrainIE @ CLEF 2025: Named Entity Recognition and Relationship Extraction on a corpus of biomedical text related to connections between microbiota, Parkinson's Disease and mental health [1]. Our NER approach uses Gliner-biomed to extract entities from the text, serving as a base for the predictions of our relationship extraction approaches. Our first two relationship extraction approaches used a DeBERTA-CNN based framework to efectively parse complex relationship extraction. Additionally, we implemented a Knowledge Hypergraph approach to research the capacity of hypergraphs to augment or supplement current LLM based methods. Our best performing system achieved third place in the Named Entity Recognition subtask with a micro-F1 score of 0.8370.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Information Extraction</kwd>
        <kwd>Named Entity Recognition</kwd>
        <kwd>Relationship Extraction</kwd>
        <kwd>Hypergraph Neural Network</kwd>
        <kwd>HGNN</kwd>
        <kwd>Knowledge Graph Representation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>CLEF 2025 Working Notes, 9 – 12 September 2025, Madrid, Spain
⋆You can use this document as the template for preparing your publication. We recommend using the latest version of the
ceurart style.
* Corresponding author.
conclusions and outlines possible future work.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Dataset</title>
      <p>
        The dataset used in the CLEF2025 Task 6 - GutBrainIE Challenge [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] is made from a collection of
biomedical article titles and abstracts sourced from PubMed. These texts are centered on research
exploring the relationship between the gut microbiome and the brain, with an emphasis on its relevance
to neurological and psychiatric conditions. The data reflects findings from microbiology, neuroscience,
psychiatry, and gastrointestinal research, providing a broad foundation for natural language processing
tasks such as NER and RE.
      </p>
      <p>
        The datasets are categorized into 4 quality tiers reflecting varying levels of expertise in the annotation
curation. The highest quality, referred to as the platinum-standard annotations, were curated by experts
within the CLEF2025 GutBrainIE Challenge organizing group and subsequently reviewed by biomedical
specialists external to the core team. The gold-standard annotations were produced by experts as well,
but without the additional external review that characterizes the platinum tier. The silver-standard
annotations are considered intermediate quality and were generated by trained students working under
expert supervision. Finally, the bronze-standard annotations represent the lowest quality level, with
NER annotations produced automatically using a fine-tuned GLiNER[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] model and RE annotations
generated by a fine-tuned ATLOP[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] model .
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Methodology</title>
      <sec id="sec-3-1">
        <title>3.1. Named Entity Recognition</title>
        <p>
          All of our NER models use a version of Gliner Biomed[6], a variant of Gliner[
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] that uses a deBERTa
V3[7] backbone and is pretrained on synthetic data from the biomedical domain. We employed both
gliner-biomed-large-v1.0 and gliner-biomed-bi-large-v1.0.
        </p>
        <sec id="sec-3-1-1">
          <title>3.1.1. Loss Computation</title>
          <p>For loss computation, we employ Gliner Masking[8] with the goal of mitigating incorrect learning from
unlabeled entities in lower tiers of data. Using the library’s global_wo_threshold, spans which are labeled
as non-entities will be selectively masked during training. Specifically, the model’s probability of these
spans corresponding to an entity type is calculated and suspected unlabeled entities are probabilistically
masked using Bernoulli sampling. Additionally, we employed focal loss to bias the model’s learning
towards dificult, misclassified samples. We use a mean loss reduction for all models.</p>
        </sec>
        <sec id="sec-3-1-2">
          <title>3.1.2. Postprocessing</title>
          <p>The default behavior of Gliner is to output predictions that are above a user selected certainty threshold.
Rather than select a performant threshold, we output any prediction with a certainty of .01 or higher
and learn a set of per-class certainty thresholds by maximizing model performance on the validation set
using optuna. A separate set of class thresholds is learned for each model. These thresholds are applied
as a post-processing step when doing inference on the test set, before any model’s predictions are
combined into an ensemble. During this step, we borrow additional postprocessing from the GutBrainIE
organizers[9], modifying their method of combining successive gliner predictions to concatenate
predictions of the same class that are separated by one character to find that character in the text, rather
than using a space. This slightly improved our results on the validation set.</p>
          <p>Post-processing rules were created following an error analysis of partially predicted spans on the
validation set with model 1. Of the possible rules identified, two were found to help performance
on the validation set: extending drug entities whose next word is "treatment" or "treatments", and
extending any entity type whose next word is "intervention" or "interventions". When predicting with
an ensemble, these rules are applied after the ensemble predictions are merged.</p>
        </sec>
        <sec id="sec-3-1-3">
          <title>3.1.3. Ensemble Model</title>
          <p>
            Our ensemble is a simple rule-based ensemble[10] made by combining the outputs of three separate
models. Model 1 serves as the base model, and the predictions are selectively supplemented or replaced
by those of models 2 and 3 based on heuristic rules, discussed in section 3.1.7. Following Gliner[
            <xref ref-type="bibr" rid="ref4">4</xref>
            ]
and Sainz et al.[11], we shufle entity order and randomly drop entities as a regularization method. All
models are trained using a cosine scheduler, weight decay for encoder parameters set to .1, weight
decay for other parameters set to .05, dropout set to .4, and gradient clipping with maximum L2 norm
of the gradient vector set to 10.
3.1.4. Model 1
3.1.5. Model 2
Model 1 uses gliner-biomed-large-v1.0 and is trained on the GutBrainIE platinum, gold, silver, and
bronze datasets for 20,000 steps. We set the learning rate of encoder parameters to 1e-5, and that of the
other parameters to 5e-5. For focal loss, we use a gamma of 2 and an alpha of .75.
          </p>
          <p>Model 2 uses gliner-biomed-bi-large-v1.0 and is trained in a 2 stage process, first on BC5CDR[ 12] for
15,000 steps, and then on the GutBrainIE platinum, gold, and silver datasets for 5,000 steps. The goal of
this 2 stage process was to leverage the large set of "disease" entities in the BC5CDR dataset to change
the encoder representations for entities that may be present in GutBrainIE’s largest class, "DDF". During
the initial stage, the learning rate for encoder parameters was 1e-5, and 3e-5 for other parameters,
with focal loss gamma set to 2 and alpha set to .75. For the second stage, the learning rate for other
parameters was increased to 5e-5 and alpha decreased to .5.
3.1.6. Model 3
Model 3 uses gliner-biomed-bi-large-v1.0. Training data and hyperparameters are identical to those of
Model 1, but with focal loss alpha decreased to .5.</p>
        </sec>
        <sec id="sec-3-1-4">
          <title>3.1.7. Ensemble Predictions</title>
          <p>While Model 1 had the best overall performance, Model 3 was found to have higher overall performance
on the "anatomical location", "animal", and "human" classes. We replaced Model 1’s predictions from
these classes with those of Model 3. Model 2 was found to predict "microbiome" and "statistical
technique" spans with higher overall performance than model 1, and we made the same type of
replacement. Additionally, we identified classes that model 2 predicted with a higher precision than
model 1: "DDF", "biomedical technique", and "statistical technique". For these classes, we retained model
1’s higher recall predictions, but added the predictions of model 2, overwriting any model 1 predictions
with overlapping spans.</p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Relationship Extraction</title>
        <p>3.2.1. Approach 1
This model uses the platinum, gold, and silver training datasets from the GutBrainIE 2025 task dataset.
For preprocessing, we first pull sentences with labeled relations. In the case of cross-sentence relations,
i.e. relations that span multiple sentences (not necessarily consecutively) we concatenate the sentences
which contain an entity that is in the relationship. Samples with no relation are created by sampling
sentences with entity pairs that have the entity types of a defined relation. For example, "Anatomical
Location" and "Human" can form the "Located In" relation, so we sample "Anatomical Location" and
"Human" pairs that do not have a relation. For every entity pair that is in a relation in the training data,
there is an entity pair of the same types that is not in a relation, when possible. This process is done for
platinum, gold, and silver separately, with the results of each combined.</p>
        <p>We train a Convolutional Neural Network (CNN) using deBERTa-v3-large [13] [7] contextualized
embeddings. After some preliminary analysis of the sample lengths, a maximum length of 500 was
selected. The samples are fed into the model to get contextualized embeddings, to which we apply
a 1D Convolutional Layer. The kernel size we use is 3, which projects the 768 dimensions into 256
dimensions per subword. After this, a ReLU activation function is applied. Then, to combat the potential
for the same sentences having multiple relations, we specifically extract the representations for the
two entities and concatenate them together. If the entity consists of multiple subwords, those subword
representations are averaged together. This results in a vector of length 256 * 2, which is passed into a
linear layer which maps these representations to class predictions, which is an 18-dimensional vector
where the index of the maximum logit is the prediction for the sample.</p>
        <p>We use a starting learning rate of 5e-5 and a Cosine Annealing Learning Rate Scheduler. We also use
Early Stopping based on Micro-F1
3.2.2. Approach 2
This method uses the same model architecture as the previous section with an additional preprocessing
pruning step. After creating the sample datasets as described previously, less populated relationship
types in platinum are fed into the deBERTa to get averaged vector representations of the sentences.
Then, we average those sentence vectors per relationship type to get relation type vectors. Next, cosine
similarity of gold samples that are part of the less populated relationship types in platinum and the
relation type vector it corresponds with determines whether we keep the sample. Specifically, if the
similarity is above or equal to 0.75, we add the gold sample to the platinum samples, otherwise, we
drop the sample.
3.2.3. Approach 3
Traditional RE frameworks typically treat entity pairs in isolation, learning local context
representations per sentence or span. In contrast, our hypergraph formulation explicitly models higher-order
interdependencies among entities at the type level, leveraging global co-occurrence and relational priors
across an entire corpus or abstract.</p>
        <p>Formally, we define a typed relational hypergraph as a tuple ℋ = (, , ,  ), where:
•  is the set of nodes, each corresponding to an entity type (e.g., Chemical, Anatomical</p>
        <p>Location, Microbe),
•  ∈ R| |×  is the node feature matrix, where each row is a 768-dimensional vector constructed
by mean-pooling up to 250 contextual embeddings derived from BioBERT [14, 15],
•  is the set of directed hyperedges, each representing an ordered (subject_type, object_type)
pair,
•  ∈ N|| is the relation label vector, where each  ∈ ℛ is one of 17 labeled relation types or</p>
        <p>NONE.</p>
        <p>This hypergraph structure is type-centric rather than instance-centric: it encodes generalized
interaction rules between types, abstracting away from individual mentions. While each edge is a
directed pair (subject_type, object_type) associated with a relation label, the structure facilitates
eficient parameter sharing and semantic generalization across abstracts. The resulting model is thus
better suited to infer unseen relations by leveraging structural regularities across the entire corpus.</p>
        <p>Although our edge structure is pairwise, we leverage HypergraphConv layers [16] from PyTorch
Geometric [17] to enable multi-hop propagation over this relation graph. This propagation mechanism
enriches type embeddings and allows abstract-level reasoning. This design reflects prior work in
hypergraph neural architectures [18, 19, 20] and complements traditional span-level RE pipelines.</p>
        <p>Unlike CNN-based architectures that operate over localized sentence windows, our hypergraph
allows for multi-hop difusion of information across type nodes. This enables the model to capture
patterns such as:
• “Microbes that influence chemicals often also impact symptoms.”
• “Entities of type X rarely participate in more than one relation in abstract Y.”</p>
        <p>The graph propagation mechanism is implemented using stacked HypergraphConv layers from
PyTorch Geometric [17], which have been shown to efectively model higher-order interactions in prior
work [16, 18, 19, 20]. This formulation introduces an inductive bias over the relation structure that
complements traditional span-level classifiers and allows for abstract-wide reasoning.</p>
        <p>By using global entity-type nodes rather than localized entity mentions, and performing learning
on these symbolic hypergraphs, we align with trends in literature-based discovery and type-level
generalization in biomedical NLP [21]. This approach improves both generalization to unseen documents
and robustness to annotation sparsity, particularly in low-resource biomedical relation types.</p>
        <sec id="sec-3-2-1">
          <title>3.2.4. Draft Hypergraph Construction</title>
          <p>For training, we build a supervision hypergraph by enumerating every annotated relation instance
from the gold, silver and bronze datasets. Each (subject–type, object–type, predicate) triple becomes a
positive sample; duplicates and difering labels for the same type-pair are retained as distinct examples.
We then sample an equal number of negative pairs uniformly from all remaining type-pairs (i ̸= j)
to produce a 1:1 balance. These positives and negatives form the incidence matrix inc: each pair
corresponds to an edge index, and the associated label tensor  drives a multiclass cross-entropy loss
(with “no_relation” down-weighted to 0.35) [20, 18, 16].</p>
          <p>At inference time, we construct a separate candidate hypergraph per abstract using the baseline NER
output. We load the ensemble-plus-rules predictions, canonicalize the entity labels to the 13 allowed
types, and materialize every ordered pair of distinct types as a directed edge. This dense candidate
graph, distinct from the training hypergraph, is used to enumerate all possible relation hypotheses and
ensure maximal recall before refinement [20].</p>
        </sec>
        <sec id="sec-3-2-2">
          <title>3.2.5. Hypergraph Neural Network Refinement</title>
          <p>Node features are initialized by mean-pooling up to 250 BioBERT-base contextual embeddings per entity
type, yielding a fixed 768-dimensional vector per node [ 14, 15]. The refinement model, HGPairModel,
registers these embeddings as a bufer and applies an HGStack of four residual HypergraphConv
layers (each followed by LayerNorm, ReLU and 10% dropout) to propagate information through inc
[16, 19, 17]. For each candidate edge (, ), we compute a feature vector
︀[ ℎ, ℎ, ℎ ⊙ ℎ, |ℎ − ℎ|, cos(ℎ, ℎ)︀]
∈ R4· 768+1,
which is fed into a three-layer MLP (512 → 256 → |RELATIONS|) to produce refined logits [21].</p>
          <p>We train two instances (seeds 0 and 1) for 1601 steps each using AdamW (LR = 2 × 10− 3, weight decay
= 5 × 10− 4) [22] with a CosineAnnealingLR schedule (max = 1600) and weighted cross-entropy
loss. Ensemble averaging of the two models’ softmax outputs reduces variance. At inference, we
average the two models’ softmax outputs and retain only edges whose maximum confidence exceeds
 = 0.35, replacing each placeholder label with its refined argmax. This deep, multi-hop convolutional
stack combined with rich pair features and ensemble design (hopefully) drives improvements in both
precision and recall [17, 20].</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Results &amp; Discussion</title>
      <sec id="sec-4-1">
        <title>4.1. Evaluation Metrics</title>
        <p>We report standard metrics for RE: precision (P), recall (R), and F1 score (F1), each computed in both
macro and micro variants. The macro-F1 is the unweighted mean of F1 scores computed per class,
emphasizing performance on rare classes. The micro-F1 aggregates over all relation predictions and is
sensitive to class imbalance. We use the models provided by the GutBrainIE organizers[9] for baseline
comparisons.</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Subtask 6.1 - Named Entity Recognition (NER) Results</title>
        <p>
          In Table 3, we examine the performance of our submitted ensemble, Ensemble1, on the GutBrainIE
Test data for Subtask 6.1 - Named Entity Extraction (NER), using the provided baseline system for
comparison [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ].
        </p>
        <p>We note the relatively low macro recall and macro F1 scores of our model. Training procedures
and hyperparameters were selected based on their efect in maximizing the contest’s reference metric
for the leaderboard score: Micro F1. Due to the unbalanced class representation in the dataset, we
chose to maximize this score through a greater focus on majority classes, at the partial expense of our
performance on underrepresented classes.</p>
      </sec>
      <sec id="sec-4-3">
        <title>4.3. Subtask 6.2 - Relation Extraction (RE) deBERTa CNN Results</title>
        <p>
          In Table 4, we evaluate the performance of the deBERTa CNN approaches on the GutBrainIE Test data,
using the provided baseline system for comparison [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ].
        </p>
        <p>We note that for Subtasks 6.2.1 and 6.2.2, Approach 1 (training on the Platinum, Gold, and Silver
training data) achieves a higher Micro-F1 than Approach 2 (training on the Platinum and pruned Gold
training data). Approach 1 scores 0.580 and 0.575 on Subtasks 6.2.1 and 6.2.2, whereas Approach 2
scores 0.567 and 0.556 on those Subtasks respectively. However, for Subtask 6.2.3, Approach 2 scores
higher in terms of Micro-F1 than Approach 1, scoring 0.201 as opposed to 0.187. Overall for these two
approaches, we observe a high recall and a low precision.</p>
      </sec>
      <sec id="sec-4-4">
        <title>4.4. Subtask 6.2.1 - Binary Tag-based Relation Extraction (BT-RE) Hypergraph</title>
      </sec>
      <sec id="sec-4-5">
        <title>Results</title>
        <p>We observe that the ensemble models consistently outperform single models in terms of both
macroF1 and micro-F1, validating the efectiveness of ensemble averaging for improving generalization. The
strong recall of HGmodel6 (&gt;71% macro) indicates that individual deep stacks can generalize well,
though they may overfit or miscalibrate. Ensemble models like HGensemble2 deliver more balanced
performance across precision and recall, suggesting that our ensemble averaging strategy meaningfully
compensates for variance in training outcomes. These findings reinforce the value of combining deep
hypergraph inference with robust, relation-aware pairwise features.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions and Future Work</title>
      <p>With the NER ensemble, our overall performance was hurt by poor performance on minority classes.
This could be improved by training expert models in some minority classes and either adding them to
an ensemble directly, or using them to distill a single model using KL divergence loss.</p>
      <p>In the RE with the deBERTa CNN approach, using Platinum, Gold, and Silver training data for
Approach 1 yielded higher Micro-F1 when compared to using Platinum and pruned Gold training data
for Approach 2. With both of these methods, we observed high recall and low precision, implying both
of these methods yield many false positives. In the future, we plan to apply our pruning method to the
Silver training data to determine whether increasing the number of instances improves performance
over Approach 2 while also reducing noise from Approach 1.</p>
      <p>Per our hypergraph based approaches, HGmodel6 achieved the highest macro recall and F1,
HGensemble2 achieved the best micro-F1 overall. The consistent gains across ensemble models suggest reduced
variance and improved stability. We plan to apply bootstrap resampling and McNemar’s test in future
work to establish statistical significance of observed diferences between models.</p>
    </sec>
    <sec id="sec-6">
      <title>Declaration on Generative AI</title>
      <p>The authors have not employed any Generative AI tools.
volume 35, 2021, pp. 14612–14620. URL: https://doi.org/10.1609/aaai.v35i16.17717. doi:10.1609/
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