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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Journal of Applied Remote Sensing 9(1) (2015) 095066. doi:10.1117/1.JRS.9.095066.
[19] B. Kovalenko</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.1109/IGARSS.2018.8518780</article-id>
      <title-group>
        <article-title>Smart BPG-Based Lossy Compression of Noisy Grayscale and Color Images</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Bogdan Kovalenko</string-name>
          <email>b.kovalenko@khai.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vladimir Lukin</string-name>
          <email>v.lukin@khai.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>National Aerospace University</institution>
          ,
          <addr-line>17 Vadyma Man ka Street, Kharkiv, 61070</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2018</year>
      </pub-date>
      <volume>62</volume>
      <issue>4402416</issue>
      <fpage>1</fpage>
      <lpage>16</lpage>
      <abstract>
        <p>Compression of imaging data has become a typical operation in image processing chain due to increasing size of acquired images and their number and necessity in transfer image data via communication lines and/or store them. This stimulated special interest to lossy compression techniques able to produce rather large values of compression ratio. However, in practice, a larger compression ratio results in larger distortions introduced into images. Then, a reasonable compromise should be found and provided. The situation becomes even more complex if an image subject to compression, either grayscale or color (threechannel), is noisy. Then, distortions due to lossy compression are introduced to both image content and noise, which occurs to be partly suppressed. In such a situation, one has to solve a task of setting parameter that controls compression (PCC) in a smart (adaptive) manner to reach optimum between positive phenomenon of noise removal and negative fact of information contamination. In this paper, we show how this can be done for a better portable graphics (BPG) coder, which has shown itself to be one of the best modern coders, using a new and efficient quality metrics called HaarPSI able to take into account human visual attention in images. We demonstrate that optimal operation point (OOP) might exist for compressed images according to the metric HaarPSI where probability of OOP existence depends on noise intensity and image complexity. For color images, we show the possibility of OOP existence for all three modes of the BPG coder operation, 4:4:4, 4:2:2, and 4:2:0, where the former mode provides slightly larger HaarPSI values in OOP and the latter mode produces the largest compression ratio. If OOP does not exist (this can be predicted in advance), the recommendations on PCC setting are given. Using test images of different origins and complexity, we demonstrate that the proposed approach to smart lossy compression of noisy images is quite general.</p>
      </abstract>
      <kwd-group>
        <kwd>Noisy image data</kwd>
        <kwd>lossy compression</kwd>
        <kwd>visual quality</kwd>
        <kwd>intelligent processing 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The amount of images of different origins acquired by various imaging systems rapidly increases
nowadays. The obtained images are employed in ecological monitoring, medical diagnostics,
nondestructive control, agriculture, mine detection, etc. [
        <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4">1-4</xref>
        ]. The acquired images have to be processed,
stored, often transferred via communication lines, classified and/or disseminated. In conditions of a
limited bandwidth of communication lines and/or memory for image data storage, compression has
to be applied to decrease the data size [
        <xref ref-type="bibr" rid="ref5 ref6 ref7">5-7</xref>
        ].
      </p>
      <p>
        The known methods of compression can be divided into two large groups of lossless [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ] and
lossy [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] ones. Although there are applications where lossless compression is still used, lossy
compression finds more and more applications nowadays. One reason is that lossy compression is
able to provide a considerably larger compression ratio (CR) than any lossless technique. Another
reason is that CR and quality of compressed images can be varied in wide limits depending on a
parameter that controls compression (PCC) for a given coder (e.g., quality factor (QF) for JPEG or
bits per pixel (BPP) for JPEG2000). A general tendency in compression of many images is that a larger
CR (that corresponds to smaller QF for JPEG and smaller BPP for JPEG2000) leads to larger
distortions introduced and, thus, worse quality of compressed images according to both traditional
metrics, e.g., peak signal-to-noise ratio (PSNR), or visual quality metrics, e.g., feature similarity index
measure (FSIM [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]).
      </p>
      <p>
        The aforementioned tendency is valid for noise-free images for which quality of compressed
images becomes worse if CR increases for practically all coders and the task then is to find a proper
compromise and to provide it in practice [
        <xref ref-type="bibr" rid="ref10 ref11 ref12 ref9">9-12</xref>
        ]. However, it happens quite often that acquired
images are noisy, where we mean that noise is visible. There are numerous reasons that noise can
be quite intensive: bad conditions of image acquisition [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], principle of image formation [
        <xref ref-type="bibr" rid="ref14">14-16</xref>
        ],
etc. If an image to be compressed is noisy, its lossy compression might have two specific features
[17-19]. The first feature is a specific noise filtering effect due to lossy compression observed for
different coders and different types of noise [17-19]. The second feature is possible existence of the
so-called optimal operation point (OOP) for which a compressed image is closer (according to a
certain metric or similarity measure) to the noise-free (true) image than the original (noisy,
uncompressed) image [17-19]. Then, if OOP exists, it is reasonable to compress a given noisy image
in OOP neighborhood. If OOP does not exist, a CR smaller than for potential OOP s PCC has to be
used [18, 19]. This means that the lossy image compression procedure has to be intelligent, so that
it has to take into account various factors (in particular, OOP existence) to provide the best result to
meet the user's requirements. This also means that the general approach to lossy compression of
images presumes solving a set of particular tasks: 1) What compression method to use? 2) How to
get a priori information concerning does OOP exist for a given image to be compressed or no? 3)
What PCC value to use if OOP exists, and what should be PCC if OOP does not exist? 4) What metric
should be used to characterize image quality? 5) What is the influence of noise type and
characteristics on PCC in OOP and how noise type and characteristics can be measured and taken
into account?
      </p>
      <p>Then, a complex of studies is needed to answer the aforementioned questions. Not all questions
have got answers yet. However, some important answers have been already obtained.</p>
      <p>For the case of additive white Gaussian noise (AWGN), the better portable graphics (BPG) coder
[20, 21] has recently demonstrated certain benefits compared to both JPEG and modern coders (such
as AVIF and HEIF) in the sense of providing a larger PSNR (for compressed image with respect to
the corresponding true image) for the same CR in the neighborhood of OOP [22]. The authors of this
study have also shown that the BPG coder can perform better than other coders in the situation of
complex image compression when OOP is absent; in such cases, the BPG coder produces higher
PSNR values for a wide range of CRs. Other advantages of the BPG coder for the considered
application is that OOP existence for it can be quite easily and accurately predicted [19] under
condition of a priori known noise type and characteristics. Note that methods and algorithms for
blind estimation of noise type and characteristics exist nowadays [23, 24]. This allows determining</p>
      <p>OOP for the BPG coder for the cases of AWGN and signal-dependent noise [25]. Note
that QOOP for the BPG coder can be determined without any iterative compression/decompression
needed for AVIF and HEIF coders. These facts explain our interest to the BPG coder in this paper.</p>
      <p>However, not all tasks for lossy compression of noisy images by the BPG coder are solved. The
main attention has been previously addressed by us to analysis based on the PSNR metric.
Meanwhile, it is known that PSNR is surely not the best metric in characterizing visual quality of
compressed images [26]. Visual saliency and the corresponding metrics (for example, HaarPSI) have
attracted recent attention of researchers in visual information processing [27, 28]. Thus, in this paper,
we analyze performance of the BPG coder for compressing grayscale and color images corrupted by
AWGN using the HaarPSI metric. The paper novelty deals just with employing this metric.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Image/noise model and compression performance criteria</title>
      <p>Performance characteristics of image lossy compression depend on many factors including a used
coder, image and noise properties, number of image channels (components), etc. Since performance
depends on image complexity, it is nowadays common to analyze a set of images having different
properties (complexity). Taking this into account, in our experiments, we have employed five color
images and five grayscale images obtained as intensity images of color ones. Two of them are given
in Fig. 1 in color versions. As seen, images are of different origin where the images Lena, Peppers,
and Baboon are typical optical test images whilst Frisco and Diego are remote sensing ones. The
images Peppers and Frisco are simple structure ones whilst Baboon and Diego are complex structure
images.</p>
      <p>We assume that the considered test images are corrupted by AWGN with zero mean and variance
equal to 2. If one deals with color images, noise is supposed to be independent in RGB color
components [29]. These are quite typical assumptions, although idealized.</p>
      <p>For color image lossy compression, the BPG coder has three modes: 4:4:4 (without color
component downsampling), 4:2:2 (set by default), and 4:2:0 (both with color component
downsampling). Fig. 2 presents dependencies of CR on Q for two values of 2 (64 and 196) for 4:4:4
and 4:2:0 modes. As expected, CR monotonically increases if Q increases. However, there are some
peculiarities of behavior for the considered dependencies. First, CR values are quite small if Q&lt;29 for
2=64 and if Q&lt;33 for 2=196. After this, for larger Q, CR starts to grow quickly. This phenomenon
can be explained as follows.</p>
      <p>Until the coder does not efficiently filter noise (this happens if Q&gt;29 for 2=64 and if Q&gt;33 for
2=196), a lot of bits are spent on noise preservation since the coder considers this noise to be
useful information. Another observation is that CR values can differ a lot for the same Q. In
for complex structure images by several times.</p>
      <p>It is also seen that, for Q approaching the upper limit (maximal possible Q equals to 51 for the
BPG coder), the CR values are hundreds for any complexity image and any variance of AWGN and
compression mode. They are larger for the mode 4:2:0 than for the mode 4:4:4 by a few percent. For
small Q, the difference is larger. The results for the 4:2:2 mode are intermediate between the 4:4:4
and 4:2:0 modes.</p>
      <p>Consider now the case of lossy compression of the noise-free color images where HaarPSI is
calculated between original (noise-free, ideal) and compressed images. Recall that HaarPSI for two
identical images is equal to unity and this metric becomes less if images are more dissimilar. Also,
differences in two images become visible (noticeable, also treated as just noticeable point (JND) # 1
[30
dependencie
image visual quality easily for perfect and good quality of compressed data. For Q&gt;32, the
dependencies start to diverge where, for the same Q, the visual quality of compressed complex
structure images is the worst.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Lossy compression of noisy images</title>
      <p>So, consider the dependencies HaarPSItc(Q) where the index tc relates to true and compressed. The
curves for 2=64 are presented in Fig. 4. As seen, there are global maxima of HaarPSItc(Q=31)
observed for all three modes for the image Frisco. This means that, under certain conditions, OOPs
can exist. There are also local maxima of HaarPSItc(Q=31) that take place for the test images Peppers
and Lena. For the complex structure images Baboon and Diego, the dependencies are monotonically
decreasing, i.e., OOPs do not exist. Similar phenomena depending image complexity were earlier
found for other coders [18] and other quality metrics [19].</p>
      <p>For small Q (&lt;28 for the considered 2=64), HaarPSItc(Q) practically do not change and they are
in the limits from 0.92 to 0.97 depending on image complexity (smaller for simpler structure images).
This indicates two phenomena. First, noise is less visible in the complex structure images due to the
fact that textures mask the noise. Second, quality of compressed images remains practically the same
in a wide range of Q variation since noise filtering effect is negligible and distortions introduced to
image content are negligible too. Note that similar effects have been observed in the previous Section
for noise-free images.</p>
      <p>Let us call Q for which OOP might exist for, at least, one test image as potential QOOP (later we
will show how it can be determined). From analysis of data in Fig. 3, we can state that the main
effects are observed in the potential OOP neighborhood, i.e., for QOOP- OOP+3. For Q&gt;QOOP+3,
image quality rapidly decreases with Q increasing in any case. Thus, our analysis shows that, if QOOP
exists, it is reasonable to compress this image using QOOP, otherwise, it is expedient to use smaller Q,
for example, Q=QOOP-3 (for complex structure images, this leads to maximal CR provided practically
without visual quality reduction). It is interesting that the curve behavior depends on image
complexity but not on its origin.</p>
      <p>Finally, the results for all three modes are very similar. The only difference is that, for the mode
4:2:0, the values of HaarPSItc are slightly smaller than for the modes 4:2:2 and 4:4:4.</p>
      <p>The observations and rules presented above have been based on the analysis of only one value of
noise variance. Then, let us consider the case of 2=100. The obtained dependencies are represented
in Fig. 5. OOPs are observed again, but in this case they are observed for two out of five test images
(Frisco and Lena) and QOOP shifts towards larger values. Meanwhile, QOOP is practically the same for
both test images for all three modes.</p>
      <p>Again, nothing happens for Q&lt;QOOP-3, i.e., quality of compressed images remains practically the
same. Similarly, steady degradation of visual quality takes place for Q&gt;QOOP+3. Local maxima of
HaarPSItc(Q) are possible this time they are observed for the test image Peppers. For complex
structure images, Baboon and Diego, the dependencies are still monotonously decreasing and the
reasonable practical solution is to set Q=QOOP-3 or slightly less for compressing such images.</p>
      <p>For small Q, HaarPSItc(Q) are in the limits from 0.88 to 0.92, i.e., their quality is worse than in the
previous case (since noise is more intensive and texture masking effect is less). HaarPSItc(QOOP) are
less than 0.98. This means that, even in OOP, the distortions are visible in the lossy compressed noisy
images. HaarPSItc(QOOP) for 2=100 are less than HaarPSItc(QOOP) for 2=64, i.e. worse quality of
original (noisy) image leads to worse quality of the corresponding compressed image for
approximately the same conditions of compression, e.g. for the same Q=20 or for the corresponding
potential QOOP.</p>
      <p>Let us now consider one more value of the noise variance: 2=196. The obtained results are
presented in Fig. 6. Their analysis shows the following.</p>
      <p>First, OOPs are observed for three test images (Frisco, Lena, and Peppers) for all three modes.
OOP has shifted to larger values (compared to previous two cases) and now it is observed for QOOP
The dependencies for the most complex structure images (Diego and Baboon) still do not have OOP
and are monotonically decreasing. Then, it is reasonable to compress the latter two images using Q=
QOOP-3 to avoid too large distortions.</p>
      <p>Second, for Q&lt;QOOP-3, the compressed image quality almost does not depend on Q (although CR
increases if Q increases). For Q&gt;QOOP+3, radical reduction of compressed image quality takes place
with Q increasing even if OOP exists. Then, one has to avoid noisy image compression using
Q&gt;QOOP+3.</p>
      <p>Third, original image quality is not high due to the noise, the quality of compressed images, even
if they are compressed in OOP, is such that distortions are clearly visible (HaarPSItc is smaller than
0.9). Thus, even if the image quality is improved due to lossy compression in OOP, it remains not too
high. In other words, the noise in the original image has its negative impact on quality of compressed
images. Note that the results for all three modes are, in general, quite similar, although compressed
image quality is the worst for the mode 4:2:0 (but this mode provides the largest CR). So, the mode
choice depends on priority of requirements to lossy compression is it more important to provide a
better quality or a larger CR. A user can decide what to do for each particular situation.</p>
      <p>One positive feature of the BPG-based compression of color noisy images is that, for all images
having OOP, this OOP according to the metric HaarPSI is observed for the same Q. Moreover, the
same effect was earlier observed [19] for the metrics PSNR and PSNR-HVS-M. Furthermore, the
earlier obtained formula for finding QOOP=12.9+20log10( ) is valid for the metric HaarPSI considered
in this study. This means that, knowing AWGN in advance or having its accurate estimate, one
can easily determine the potential QOOP.</p>
      <p>The presented dependencies and their properties (QOOP=12.9+20log10( )) allow formulating the
requirements to accuracy of estimation of noise variance or standard deviation if they are not known.
To get the estimate of potential QOOP in the neighborhood [QOOP-3; QOOP+3], the estimate of est should
not differ from its true value true by more than 1.4 times (20log10( est/ true 10( est/ true
est/ true 0.15). We have also analyzed the influence of noise realization on the main characteristics
of the rate/distortion curves like those in Figures 4-6. It has been established, e.g., that mean square
error of HaarPSI in QOOP is about 1×10-6 for the considered images of the size 512×512 pixels, i.e. noise
realization has a very small impact on the main characteristics of rate/distortion curves, at least, for
the studied model of AWGN.</p>
      <p>One important moment in automation of lossy compression of noisy images is prediction of OOP
existence since, if OOP exists, we recommend compressing this image in OOP whilst, if OOP does
not exist, we propose to compress the image using Q=QOOP-3. Our studies in [19] have shown that
OOP existence can be predicted in advance for PSNR and visual quality metric PSNR-HVS-M. We
compared the results for the metrics PSNR-HVS-M and HaarPSI and the conclusions is that, if OOP
exists according to PSNR-HVS-M, it also exists for HaarPSI with a very high probability. Then, it is
possible to apply the prediction procedure designed for PSNR-HVS-M to predict OOP existence for
HaarPSI. Therefore, the automatic smart procedure of lossy compression is the following: 1) estimate
AWGN variance if needed; 2) calculate QOOP; 3) predict OOP existence for this QOOP; 4) apply
compression using QOOP if, according to prediction, OOP exists or employ Q=QOOP-3, otherwise.</p>
      <p>Above, the case of AWGN is considered with identical noise variance in RGB components. In
practice, noise can be signal-dependent and/or have not identical characteristics in components of
multichannel images. In such situations, it is possible to apply proper variance stabilizing transforms
[25, 31, 32] and normalization procedures to reach the additive nature of the noise and its identical
variance in all components. Then, all recommendations on Q setting occur to be valid. The
corresponding inverse variance stabilizing transforms have to be carried out after decompression.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Lossy compression of grayscale noisy images</title>
      <p>
        In the previous Section, lossy compression of color (three-channel) noisy images has been
considered. Meanwhile, an acquired image can be single channel for example, this can be a single
channel synthetic aperture radar (SAR) image [15] or an infrared image. There are also practical
situations when several (a few percent) of component images in multispectral or hyperspectral
images that are characterized by low input PSNR [
        <xref ref-type="bibr" rid="ref14">14, 18</xref>
        ] have to be compressed component-wise
with taking into account noise properties whilst other components are compressed without taking
noise into account with, possibly, channel grouping.
      </p>
      <p>Thus, peculiarities of single-channel (grayscale) noisy image lossy compression by the
corresponding version have to be studied. Note that earlier studies have demonstrated that potential
QOOP, in this case, is approximately equal to 14.9+20log10( ) if the noise is additive white and Gaussian
with variance 2 for the single-component BPG coder available at [20] for 8-bit image representation.
The formula QOOP=14.9+20log10( ) was shown to be valid for the metrics PSNR and PSNR-HVS-M.
We desire to check whether it is valid for the considered metric HaarPSI. For this purpose, we have
used grayscale versions of the five test images used above. Some obtained dependencies are
presented in Fig. 7. As seen, similarly to three-component cases, OOP is observed only for one test
image for 2=64 (Fig. 7a) and for three test images for 2=196. Local maxima of dependencies
HaarPSItc(Q) are observed in some cases. The dependencies for complex structure images are
monotonically decreasing.</p>
      <p>If noise variance increases, QOOP shifts towards larger values, and the formula
QOOP 10( ) is valid for the metric HaarPSI. The difference for color and grayscale cases in
formulas for determination of QOOP is explained by the fact that the color system conversion from
RGB to YCbCr is carried out for the three-channel case before component-wise compression of
decorrelated data. Such a conversion changes noise variance (it is smaller in Y, Cb, and Cr
components than originally in R, G, and B components).
c
Figure 7: Dependencies of HaarPSItc on Q for grayscale images for 2=64 (a), 2=100 (b), 2=196 (c)</p>
      <p>If noise is not additive in grayscale images, variance stabilizing and normalizing transforms can
be applied before compression [25] and inverse transforms should be used after decompression. This
has been successfully tested for Poisson noise [25] but has not yet been tested for other types of
signal-dependent noise.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Some examples</title>
      <p>Let us present some examples. First of all, Fig. 8a presents the noisy color image Peppers, where
noise is clearly visible in practically all fragments of this image since its intensity is high ( 2=196).
The compressed images obtained for Q=QOOP=36 for the modes 4:4:4 (Fig. 8b), 4:2:2 (Fig. 8c) and 4:2:0
(Fig. 8d) show that the noise is suppressed considerably. The edges and details are preserved quite
well although some distortions that appear due to both noise in original image and its lossy
compression are visible as well. Visual comparison also indicates that the images compressed for the
three studied modes look quite similarly and have approximately the same visual quality.</p>
      <p>Fig. 9a represents the noisy grayscale image with the same noise variance ( 2=196). Noise is seen
well and it seems even more intensive than in color image (Fig. 8a). The image compressed in OOP
(in this case Q=QOOP=39) is presented in Fig. 9b. Again, the noise is suppressed well while details and
edges are preserved well enough. Specific (not annoying) artifacts can be noticed. This shows that
for the considered case of very intensive noise the joint impact of the noise in original image and its
lossy compression leads to certain negative outcomes. But the positive effects of noise suppression
and attaining quite large CR evidence in favor of lossy compression of noisy images in OOP. A similar
example for the image Frisco is given in Fig. 10 where Fig. 10a shows the noisy image and Fig. 10b
presents the image compressed in OOP. Good noise suppression is observed although some smearing
and artifacts are introduced.
d</p>
    </sec>
    <sec id="sec-6">
      <title>6. Conclusions and future work</title>
      <p>We have demonstrated that OOP is possible according to the visual attention metric HaarPSI for
noisy color and grayscale images compressed by the BPG coder. Obvious advantages of this coder
are the following: 1) for a given AWGN variance, OOP (if it exists) is observed for the same QOOP for
all images and all adequate metrics including HaarPSI that simplifies setting the recommended Q for
practical situations; 2) OOP existence is more probable for more intensive noise and less complex
images; OOP existence can be predicted in advance for known or accurately pre-estimated AWGN
variance; 3) this allows automatic setting of Q for a given noisy image according to the offered
recommendations and the proposed procedure; 4) CR for simpler structure images is usually
considerably larger for simpler structure images although it also depends on noise intensity; 5) the
procedures for signal-dependent noise are proposed that allow taking noise characteristics into
account; 6) the main observations are general meaning that they do not depend on origin of an image
to be compressed; for optical and remote sensing images the main dependencies are on image
complexity and noise intensity. The obtained results can be used to develop intelligent lossy
compression methods that can compute image parameters and use them to predict OOP or quality
metrics to automatically configure and adjust the PCC parameter according to the requirements.</p>
      <p>In the future, we plan to analyze the cases of spatially correlated noise and other than Poisson
types of signal-dependent noise typical for SAR and ultrasound images. The research has been
funded by National Research Foundation of Ukraine (https://nrfu.org.ua/en/, accessed on 11 July
2025) within
2025).</p>
    </sec>
    <sec id="sec-7">
      <title>Declaration on Generative AI</title>
      <p>The authors have not employed any Generative AI tools.</p>
    </sec>
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