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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>D.N. Dolha);</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>KM4ESG: BPMN and AI-powered knowledge manage- ment platform for ESG analysis and reporting</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Damaris-Naomi Dolha</string-name>
          <email>damaris.dolha@econ.ubbcluj.ro</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Cristina-Claudia Osman</string-name>
          <email>cristina.osman@econ.ubbcluj.ro</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andrei Chiș</string-name>
          <email>andrei.chis@econ.ubbcluj.ro</email>
        </contrib>
      </contrib-group>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>This paper outlines a project vision and proposal submitted to a Romanian national grant competition on sustainability. The objective is to engineer an ESG (Environmental, Social and Governance) Knowledge Management capability that leverages multi-modal knowledge representation - BPMN diagrams enriched by an ESG-specific semantic layer, converted to knowledge graphs and exposed to LLM services through a Graph RAG architecture. A proof-of-concept of technological readiness level 4 is planned to be developed, to demonstrate the streamlining of the different knowledge representation modes and to enable evaluative experimentation. The research is framed as a Design Science research project due to its artifact-building nature and practical problem orientation. The problem pertains to a need for a Knowledge Management capability identified through several regional workshops discussing ESG requirements and challenges for local small and medium enterprises. Data analytics tools and reporting templates are typically invoked in such contexts, but most are repurposed legacy tools, lacking a granular mapping on enterprise architecture layers or business operations. Such mappings are relevant because ESG injects new architecture elements (new ESG-oriented roles, processes, documents), new semantics (new task types, event types, flows), new attributes (e.g. carbon footprint) which are all in the scope of enterprise modeling - if not at architecture level, at the very least at business process management level. LLM agents must become aware of such semantics to tailor their content or recommendation generation for enterprise knowledge already available in BPMN and other types of enterprise models. However, legacy enterprise modeling methods are semantically insufficient to capture crosscutting ESG concerns, so a knowledge engineering effort is also included in this project vision, to extend BPMN with the domain-specificity of ESG and to achieve a “meet-in-the-middle” point between ESG accounting requirements and Generative AI content.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;ESG</kwd>
        <kwd>Domain-Specific Modeling</kwd>
        <kwd>Business Process Management</kwd>
        <kwd>Knowledge Graphs</kwd>
        <kwd>Large Language Models 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Participation in ESG-focused workshops organized by industry clusters in the Cluj-Napoca, Romania
[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] served as a starting point for this project proposal, developed as a 20 months work plan for a
competition launched in 2025 by the Romanian Academy of Romanian Scientists1.
      </p>
      <p>The regional workshops highlighted the growing demand for advanced ESG management tools
that go beyond the scope of data collection and reporting, towards managing the intricate
dependencies involved in ESG data provisioning through cross-cutting concerns across layers of
enterprise and business process architectures.</p>
      <p>
        ESG reporting (also known as sustainability reporting) is becoming a mandatory requirement for
companies. The reporting effort is complex, requiring the orchestration of data sources, new work
procedures, rules and multi-criterial decision-making. ESG reporting is defined at international level
(through standards and regulations such as International Accounting Standards IAS/IFRS, Directive
2014/95/EU (NFRD), Directive 2464/2022 – CSRD, the Paris Agreement, B Corp Certification, etc.)
and at national level it involves the incorporation of European ESG directives into national laws. In
Romania, this adaptation includes the Ministry of Public Finance Order no. 85 (January 12, 2024) [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ],
mandating sustainability reporting for entities with over 500 employees.
      </p>
      <p>
        This national framework triggered many regional workshops with local IT service providers
raising both awareness and requirements. In our previous reports [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], we have contrasted the dominant
data-centric products (analytics reporting tools repurposed for ESG) against the generally
unavailable Knowledge Management capabilities required to support ESG-focused roles and work systems.
      </p>
      <p>
        In the traditional practice of Business Process Management (BPM), organizations consider factors
like time, cost, efficiency and quality. However, these factors do not directly ensure sustainability –
business processes must be augmented with dedicated task types, execution roles or data object
taxonomies to serve ESG goals that are additional to the main process goal. A new dimension has been
added to BPM, leading to the emergence of Green Business Process Management (Green BPM) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]
which highlights the environmental impact of business processes. This allows for specific
improvements in the E&amp;S dimensions of ESG, recognizing that the G dimension is generally well-managed
through existing BPM methodologies.
      </p>
      <p>For technological platforms, Generative AI can play a key role in helping organizations to design
and execute a structured, content-driven ESG roadmap enabling better decision-making, enhanced
reporting, and alignment with sustainability goals [4]. Therefore, our project vision addresses the
need to integrate ESG capabilities into business process descriptions, while at the same time exposing
such enriched descriptions to Generative AI assistance - to better support process analysis, reporting
and generally process-centric Knowledge Management. There seems to be a practitioner experience
gap between ESG intentions and measurable outcomes due to fragmented knowledge, lack of
traceability, and the complexity of ESG metrics. Our project vision seeks to bridge that gap by proposing
the development of a hybrid AI platform that will leverage BPMN as a process description standard,
ESG as a semantic enrichment layer (on metamodel level) and knowledge graphs as mediators to
inform Large Language Model (LLM) services with process-centric ESG design decisions and
semantic annotations.</p>
      <p>The paper is structured as follows: this introductory unit is followed by related work comments
focusing on the BPM lifecycle integrated with LLMs. The problem statement and research
methodology are depicted in Sections 3 and 4, followed by an outline of preliminary efforts in combining
BPM and a hybrid LLM-KG approach. The research vision is presented in Section 6, making explicit
the relevance to CAiSE in Section 7, followed by conclusions.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related works</title>
      <p>ESG helps to assess how an organization manages risks and opportunities created by cross-cutting
factors along three dimensions. The Environmental dimension measures a company’s impact on
the natural ecosystem (carbon emissions, efficient resource utilization in production processes,
pollution, waste, eco-friendly efforts and sustainable services). This dimension is influenced by the
other two – Social, referring to the company's social relationships, both external (along supply
chains or activities with local communities) and internal (with employees); and Governance, which
concerns transparency and responsibility within company's operations.</p>
      <p>Given the complexity of semantic intricacies between ESG factors, organizations face significant
challenges in integrating and tracing ESG considerations into business processes. GenAI solutions
are valuable in facilitating ESG data measurement, e.g. in areas like emissions tracking or assessing
social aspects like gender diversity [4], however we advocate the use of GenAI beyond data analytics
scenarios, since it can also handle conceptual (process) analysis [5].</p>
      <p>
        The use of GenAI as a tool to assist business analysts and automation is demonstrated in [6].
Starting from diagrammatic visualizations (such as ER and BPMN diagrams), GenAI tools can provide
support throughout the software development lifecycle (SDLC). Our proposal does not focus on
SDLC, but rather on the BPM lifecycle [7]. The potential of integrating LLMs into each stage of the
BPM lifecycle was suggested by the agenda of Vidgof et al. [8]. Going beyond that call to action, this
research also employs metamodeling to enrich business process modeling with ESG aspects currently
not covered by any graphical modeling standard — consequently, a key contribution of this proposal
will be the extension of BPMN with distinctive ESG constructs. Early stage propositions are based
on the Bee-Up modeling tool2 as reported in [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>Figure 1 describes the traditional BPM lifecycle and maps it to potential contributions of LLMs in
the ESG context. In the Process identification phase, LLMs can analyze regulations and policies with
the goal of identifying business processes into which ESG factors can be integrated. Grohs et al. [9]
use LLMs in process identification and discovery from textual descriptions, their evaluation
indicating promising performance. Including LLMs in the Process discovery phase helps on mapping
ESG initiatives within existing business processes; at this phase, LLMs can be viewed as Process
Mining tools [10] focused on discovering processes based on historical data.</p>
      <p>Process analysis with the help of LLM can help with identification of ESG risks or greenwashing
[11]. Process redesign with LLM support includes ESG policy recommendations (for example,
reducing energy and water consumption in certain processes). Process implementation integrated
with LLM may include an automatic generation of ESG reporting or guiding employees in executing
manual work procedures through LLM-generated recommendations. Process monitoring with LLM
provides suggestions based on ESG data analysis, monitoring compliance with current regulations,
as well as evaluating ESG impact or generating predictions.</p>
      <p>Another converging research stream investigates how GenAI models can parse BPMN diagrams
either in graphical form or serialized through various export formats [5], which leads to our
suggestion of employing semantic graphs as mediator and interchange format between a BPMN
modeling tool and an LLM service. By extending existing standards like BPMN with ESG concepts,
we also face the challenge of how well metamodel augmentations are received by LLMs since no
training corpus is available for such narrow scope domain-specific modeling languages (DSMLs). We
aim to experiment on this challenge by informing the LLM with various RDF-based process
2 https://bee-up.omilab.org/activities/bee-up/
vocabularies extended with ESG-specific semantics – e.g. new taxonomies of tasks, events, flows,
data objects.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Problem statement and envisioned solution summary</title>
      <p>ESG evaluations must be primarily facilitated internally, providing organizations with tools for
assessing and designing their own ESG policies tightly coupled to business operations. This
motivates the objective of this research – the development of an innovative AI and BPMN-based
platform for Knowledge Management for ESG reporting. Integration with GenAI will answer
gaps such as what Minkkinen et al. highlight as a lack of responsible AI integration in ESG
investment analysis [12].</p>
      <p>
        The idea of engineering a platform that leverages BPMN and GenAI for ESG Knowledge
Management relates to the current state of widely adopted ESG tools [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Morningstar Sustainalytics
[13] and Refinitiv [14] calculate ESG scores based on data provided by companies and compare them
with other companies within the same industry sector. These tools rely on standards and frameworks
such as the Global Reporting Initiative [15], the Sustainability Accounting Standards Board [16] and
the World Economic Forum [17]. However, their ESG analysis is based on aggregating quantitative
attributes from various sources, without analyzing or ensuring the traceability of those data sources
to organizational workflows or supply chain dependencies, with no means to decompose and
granularly map the ESG concerns. Granular task-resource-data mappings can be found in the general
BPM practice for simulation purposes and we consider how this can be repurposed for ESG
accounting – not only in terms of data attributes, but also in terms semantic enrichments and process
dependencies on ESG elements.
      </p>
      <p>Therefore, our project vision aims to repurpose and extend BPMN to complement the data-centric
quantitative ESG practices with an interpretative platform based on hybrid AI interpreting
ESGenriched business process models. Identifying and managing the interplay between ESG pillars,
business processes and enterprise systems can lead to the Knowledge Management capability
targeted by this project proposal:
•
•</p>
      <p>The ESG-process dependencies are chains of relationships for which As-Is analysis and
ToBe prescriptive process redesigns are required – therefore, we use the BPMN standard as a
starting conceptual structure, to be extended with new taxonomies of tasks, events, decisions,
roles, information flows and dependencies that capture the ESG perspective;
GenAI tools are increasingly recognized as advisory services (recommendations) or for
analysis (of private content). Hybridizing LLMs and knowledge graphs to optimize an LLM for an
organization’s private content [18] can be further enhanced with diagrams inherited from
traditional BPM practices [5,19,20].</p>
      <p>By combining these two technological facets, this project proposal adopts an updated form of
“Model-driven Engineering” (MDE) - promoted as “Semantics-driven Engineering” [21] due to the
focus on knowledge streamlining between diverse knowledge processing environments. Instead of
focusing on diagrams to generate software components or automate workflows, we extend the
BPMN standard to inform GenAI assistants with metamodel-enriched process semantics that
incorporate ESG concerns in the process description vocabulary.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Project plan</title>
      <sec id="sec-4-1">
        <title>4.1. Objectives</title>
        <p>The objective of the project proposal is to develop an intelligent platform based on AI and BPMN as
support in Knowledge Management on the organization and tracing of ESG-related activities. The
targeted requirements are to facilitate the design, documentation, analysis and optimization of
business processes from the perspective of ESG concerns. The proposed innovative platform will
consist of the following components:
•
•
•
•
a graphical language (DSML) and the corresponding modeling tool that extend the BPMN
standard [22] with ESG-specific concepts, dependencies and taxonomies,
automated mechanisms for analysis, reporting and decision support through the
interoperability of the extended BPMN+ESG diagrams with GenAI services (OpenAI services to be used for
a demonstrator),
interoperability mechanisms based on RDF graphs as a mediator between the modeling tool and
the GenAI services,
an integrated operating procedure to support a managerial capability that can be evaluated
using Knowledge Management maturity standards such as APQC’s maturity model [23].</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Methodology</title>
        <p>The work methodology is tailored for an artifact-building engineering effort that involves both
"method engineering" in the sense of [24] and software development. The appropriate methodology
for this type of scientific research is Design Science Research (DSR) [25]. Considering the specific
task of extending an existing modeling language, the AMME methodology (Agile Modeling Method
Engineering) [26] is also needed and will rely on the ADOxx metamodeling platform. Therefore, the
project methodology reflects the hybridization between DSR and modeling method engineering, as
suggested in Fig. 2.</p>
      </sec>
      <sec id="sec-4-3">
        <title>4.3. Work plan</title>
        <p>The DSR methodology structures the project's approach into well-defined stages that also inform the
work plan, which is inherently iterative, allowing for the gradual expansion of the developed artifact
based on intermediate feedback. This requires two engineering-evaluation cycle iterations (WP3 and
WP4) as the core of the work plan detailed below:
•
•
•
•
•
•
•
•
•
•</p>
        <sec id="sec-4-3-1">
          <title>WP1. Survey literature and practitioner feedback</title>
          <p>WP2. Consolidate solution requirements
WP3.1. Design and development of the BPMN-ESG modeling tool
WP3.2. Design and development of the model-driven AI-based KM platform
WP3.3. Demonstration and evaluation of the integrated prototype
Milestone 1 (Month 10) – Evaluated prototype on Technological Readiness Level 3
WP4.1. Design and development of the BPMN-ESG modeling tool
WP4.2. Design and development of the model-driven AI-based KM platform
WP4.3. Demonstration and evaluation of the integrated prototype</p>
          <p>Milestone 2 (Month 20) – Working prototype on Technological Readiness Level 4</p>
        </sec>
        <sec id="sec-4-3-2">
          <title>WP5. On-going dissemination for Months 1-20.</title>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Preliminary efforts</title>
      <p>
        The formulation of this project proposal was preceded by several converging activities: As reported
in [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] ESG workshops hosted by local industry clusters in our region highlighted the need for ESG
Knowledge Management and data traceability capabilities. This motivated a survey on ESG tooling
emphasizing the limitations of data-driven ESG tools and the need for ESG traceability [27]. On the
technological level, architectural configurations that allow the hybridization of LLMs and knowledge
graphs have been identified in the GraphRAG family of patterns3, building on our previous work of
deriving such knowledge structures and RDF from diagrammatic designs [5,6,19,20]. Our earlier
results comparing ChatGPT's interpretation of BPMN models in RDF and XML formats, suggested
that RDF graphs are superior for navigating complex process dependencies and work better in an
open world assumption where additional semantic contexts can agilely expand the procedural
knowledge [5]. Another work stream investigated the representation of business process models as
vectors [20].
      </p>
    </sec>
    <sec id="sec-6">
      <title>6. Artifact components and envisioned architecture</title>
    </sec>
    <sec id="sec-7">
      <title>7. Relevance to CAiSE</title>
      <p>The KM4ESG project aligns to several topics of interest for the CAiSE community:
•
•
•
•</p>
      <p>Artificial Intelligence including generative AI and Machine Learning: i.e. the application of AI
techniques to enhance information systems;
Knowledge Graphs: the use of Knowledge Graph as mediator to improve LLM interaction
highlights the conference's interest in decision models and AI integration;
Business process modeling, analysis and improvement: focusing on traditional BPMN and later
incorporating ESG-specific elements (extending BPMN for ESG integration) ensures that
business process descriptions are the core procedural knowledge for ESG concerns;
Sustainability and social responsibility management: the integration of ESG into business process
supports decision-making aligned with sustainability goals.</p>
      <p>Additionally, the proposal connects directly to CAiSE’s call for the development and evaluation
of artifacts that advance both theory and practice in information systems engineering.
3 https://www.ontotext.com/knowledgehub/fundamentals/what-is-graph-rag/
4 https://adoxx.org/
5 https://docs.ragas.io/en/stable/</p>
    </sec>
    <sec id="sec-8">
      <title>8. Conclusions</title>
      <p>AI can play a crucial role in ESG reporting, offering significant benefits for both companies and
stakeholders [29,30]. GenAI automation not only reduces the volume of manual labor but also
ensures the accuracy of reporting in compliance with current regulations [31].</p>
      <p>This project vision proposes the development of a model-driven, process-centric, platform for
Knowledge Management and an updated view of traditional knowledge flows (e.g. Nonaka’s
conversion cycle [32]). The envisioned contributions target two areas: enriching domain-specific
modeling by integrating ESG considerations into BPMN and improving sustainability management
with the help of hybrid AI informed through a model-driven approach.</p>
    </sec>
    <sec id="sec-9">
      <title>Declaration on Generative AI</title>
      <sec id="sec-9-1">
        <title>The authors have not employed any Generative AI tools.</title>
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Multi-Modal Process Representations. In: Perspectives in Business Informatics Research. BIR
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