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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Geotourism and Geoconservation Strategies through Carrying Capacity Analysis: Case Study of Floreana Island, Galápagos</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Josué Briones-Bitar</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Luis Rocha-Endara</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paúl Carrión-Mero</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>ESPOL Polytechnic University</institution>
          ,
          <addr-line>Guayaquil</addr-line>
          ,
          <country country="EC">Ecuador</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Universidad Politécnica de Madrid</institution>
          ,
          <addr-line>Madrid</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <fpage>289</fpage>
      <lpage>297</lpage>
      <abstract>
        <p>Galápagos was declared a protected area (1959), as well as a cultural heritage site (1978) and a UNESCO biosphere reserve (1984) due to the uniqueness of the flora and fauna that inhabit the area, and as a source of inspiration for scientific advances. These factors have contributed to an increase in tourism in the region, with a total of 279,277 visitors to the Galápagos Islands in 2024 (a 4% increase compared to 2022). However, the increase in tourism can have negative impacts, such as overexploitation of resources and pollution/degradation of the site of interest (tourist or geological). This study aimed to evaluate the tourist carrying capacity of sites of geological interest (geosites) on Floreana Island (Galápagos) through the analysis of qualitative and quantitative information to propose management strategies in the areas of geotourism, geoconservation, and geoeducation. The methodology includes: i) field visits to collect information on the geosites, ii) calculation of tourist carrying capacity, and iii) development of management strategies for the three proposed areas. In assessing carrying capacity, daily visitor numbers ranging from 181 to 1,406 were identified, with Basaltic Black Beach standing out, as well as the volcanic spring "Asilo de la Paz”, the island's only source of fresh water. This analysis enabled the formulation of strategies aimed at promoting the use of geosites based on the pillars of geotourism, geoeducation, and geoconservation.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Geosite</kwd>
        <kwd>geotourism</kwd>
        <kwd>Geoconservation</kwd>
        <kwd>Geoeducation</kwd>
        <kwd>Geocommunication</kwd>
        <kwd>Sustainable tourism</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Geosites are sites of scientific interest because of their geology and geomorphology. They serve as a
source for research in conservation, education, and tourism development, where fundamental factors in
the cultural relations of the place are involved [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Geosites have been proposed as a means to contribute
to the sustainable development of urban sites by helping to strengthen the culture of an area [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. One
way to select a geosite is by examining the biodiversity and habitat protected by a conservation agency,
such as the European Directives on Special Areas of Conservation (SAC), which safeguard geosites
located in European Union member countries [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The purpose of a geosite is to enable geotourism to
occur.
      </p>
      <p>
        Geotourism is a natural form of tourism that promotes tourist access without damaging geodiversity
and encourages geoconservation. Geotourism seeks to develop strategies to increase the number of
people in the tourism sector without involving local ethnic groups. These strategies can be developed
based on quantitative data related to the maximum tourist load [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Geoconservation seeks to find
methods for the conservation of specimens and geological features in an area so that they can benefit
[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Geoconservation requires the involvement of practitioners, academics, amateurs, and volunteers to
make decisions that will last for an extended period and do not harm the geology of the area [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        Tourism plays a crucial role in island development, as it has a socioeconomic impact on the community
and geological sites with tourism potential [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Thanks to tourism, cultural exchanges can be achieved
even if the place is relatively unknown. Tourism creates many job opportunities over time, provides a
significant source of income, and can help local ethnic groups. An example of this can be found on one
of the Pacific Islands, where an ethnic group called the i-Taukei proved capable of taking on business
roles, something that was unknown before visiting the area [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
      </p>
      <p>
        Although geotourism has become popular and contributes to environmental and community
sustainability through geoconservation eforts, if left uncontrolled, it can harm the area. An excessive increase
in the number of people in an area can cause environmental damage, such as the deterioration of the
geological layers of the site and loss of vegetation. In the social sphere, the ethnic groups present in
that area can be overwhelmed by a high number of people. Sites such as Sangkulirang-Mangkalihat in
Indonesia, which has several geosites, limit the number of people to 108 per day in one of them (Bloyot
Cave). This calculation was made using the tourist carrying capacity, and therefore its importance [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        Ecuador ranks 17th globally in terms of biodiversity, boasting a wide variety of ecosystems and
species. Protected areas have been established in specific zones, such as national parks and geological
reserves (geoparks), to preserve biodiversity and geodiversity within the Convention on Biological
Diversity (CBD) [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Geoparks such as the Santa Elena Peninsula, which are classified as having a
history and being geologically attractive, have had an 89.20% satisfaction rating from their communities,
with 9.20% rating the area as peaceful and 27.20% rating the tourist services as good [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. In 2023, the
country registered 1,426,725 foreign tourists, generating more than one million US dollars [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>
        Floreana Island (also known as Santa María Island), located in the south of the Galápagos, has an area
of 173 km2 and a maximum altitude of 640 meters above sea level (m.a.s.l.) (Figure 1). It originated from
a volcanic eruption more than 2 million years ago and is considered the first island in the Galapagos to
be colonized [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. In 2017, a species of bird called the “medium tree finch” was discovered to be confined
to an area of 24 km2 [
        <xref ref-type="bibr" rid="ref14 ref15">14, 15</xref>
        ]. Its geological features have led to its nomination as a cultural heritage
site. One of the characteristics of this island is that its lava contains elements such as barium (Ba),
strontium (Sr), lead (Pb), niobium (Nb), thallium (Ta), and thorium (Th), which are unique compared to
other islands. This characteristic demonstrates that this island has a unique magmatic composition,
which influences the physical (geological) characteristics of Floreana, making it an attractive geotourism
destination [
        <xref ref-type="bibr" rid="ref16 ref17 ref18 ref19">16, 17, 18, 19</xref>
        ].
      </p>
      <p>
        Although studies on tourist carrying capacity have been conducted on the larger islands of the
Galapagos Archipelago (e.g. Santa Cruz [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]), Floreana Island remains without a specific analysis that
incorporates the vulnerability of its geosites, interactions with the associated biodiversity, and the role
of community-based tourism. The absence of these assessments limits the sustainable management
and protection of a unique geological and cultural heritage, which faces the risks of tourist overload,
environmental degradation, and loss of educational value. Consequently, there is a research gap in
defining a comprehensive tourism carrying capacity model adapted to Floreana that would harmonise
conservation, visitor experience, and local development.
      </p>
      <p>This raises the following question: What is the tourist carrying capacity of the geological sites of
interest (geosites) on Floreana Island, considering the fragility of its volcanic geosites and associated
biodiversity, and how can this assessment contribute to the sustainable management of the island’s
geological and cultural heritage? Therefore, the aim of this study was to evaluate the tourist carrying
capacity of Floreana Island, integrating geological, social, and physical criteria to propose sustainable
management strategies that balance the conservation of natural and geocultural heritage.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Materials and Methods</title>
      <p>The search for strategies to obtain the tourist carrying capacity (TCC) of geological sites is vital to
understanding how the flow of people to a geosite is managed in a study area. This study analysed
sites of geological interest (SGI) to contribute to tourism by applying TCC and its derivatives. This
study also emphasises the cultural importance of Floreana Island using sustainable strategies. The
present research was developed in three phases (Figure 2): (i) field observation and analysis of collected
information; (ii) calculation of tourist carrying capacity; and (iii) proposal of sustainable development
strategies.</p>
      <sec id="sec-2-1">
        <title>2.1. Phase I: Sites of geological interest in Floreana</title>
        <p>This phase is based on two main parts. The first is the collection of information outside the field,
where preliminary information is obtained about the study area (Floreana Island), such as iconic sites,
attractions for tourism, and the island’s geology. After identifying this area, the SGI was analysed as
the point of analysis for the article. Information is analysed and gathered, and research is conducted on
the number of tourists visiting the sites in the study area. The second part focuses on the field, where
ifeld researchers visit these sites.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Phase II: Tourist carrying capacity assessment</title>
        <p>
          A methodology was applied to obtain the tourist carrying capacity of people present in an SGI. The
assessment consists of three types: physical carrying capacity (PCC), actual carrying capacity (RCC),
and efective carrying capacity (ECC) [
          <xref ref-type="bibr" rid="ref21 ref22 ref23">21, 22, 23</xref>
          ]. This assessment seeks to correct and approximate
the number of people/tourists that an SGI can accommodate in the area. Table 1 presents a description
and the formulas for calculating the tourist carrying capacity.
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Phase III: Proposal for geotourism sustainability strategies</title>
        <p>
          The results of Phases I and II provided a diagnosis of the current state of each geosite, assessing the
efects of tourism and other human activities on it. Based on this analysis, the aim is to propose
strategies that promote sustainable tourism of geosites and facilitate orderly geotourism development
on Floreana Island. To this end, the application of the Strengths, Opportunities, Weaknesses, and Threats
(SWOT) matrix and the modified 4G model allows for the structuring of strategies in three fundamental
areas of sustainable tourism: geotourism, geoeducation, and geoconservation, and geocommunication
[
          <xref ref-type="bibr" rid="ref24 ref25 ref26">24, 25, 26</xref>
          ].
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Results and Discussion</title>
      <sec id="sec-3-1">
        <title>3.1. Inventory and description of geosites</title>
        <p>
          The inventory of geosites forms the basis for geotourism management and planning, as it allows for
the identification, classification, and description of areas of geological interest with tourism, education,
and conservation potential [
          <xref ref-type="bibr" rid="ref27 ref28">27, 28</xref>
          ]. A survey was conducted on the island that included field visits,
a literature review, and consultations with local stakeholders, which made it possible to record and
characterise four geosites according to their geological characteristics, historical and cultural value,
and photographic records (Table 2). This process not only facilitates the development of comparative
diagnoses but also provides input for defining sustainable management strategies aimed at promoting
their use for tourism without compromising the integrity of the associated natural and cultural resources
of the region.
Geological, tourist, and historical description of the inventoried geosites.
        </p>
        <p>Formation of lava tunnels, caves, and fresh- It was a refuge for pirates and settlers,
inwater springs on the eroded slopes of the cluding the Wittmer family, pioneers in the
shield volcano. Geological hiking, obser- Galapagos. The site is associated with the
vation of volcanic formations, and interior history of human survival and adaptation
landscapes are also included. to a hostile volcanic environment.</p>
        <p>A network of cracks, tunnels, and lava
cavTrail of Caves, Mag- ities is formed by the cooling and
fracturmatics, and Legends ing of lava flows. Geological exploration,
“Upper Part” adventure trails, and mystery tourism are
also popular.</p>
        <p>Associated with the enigmatic story of
Baroness Eloise Wagner de Bousquet in
the 1930s, the protagonist of the
“mysteries of Floreana.” The place reinforces the
cultural appeal linked to legends,
colonisation, and disappearances on the islands.
geological interest.
numbers).
and older adults).</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Analysis of physical, real, and efective tourism carrying capacity</title>
        <p>Tourist carrying capacity is a widely used tool in tourism management, as it determines the maximum
number of visitors that a site can sustainably receive without compromising its integrity or causing
its degradation. Table 3 presents estimate of the number of people per day who can access sites of</p>
        <p>The Black Basalt Beach recorded the highest physical carrying capacity (PCC) of 4,430 visitors/day;
however, when correction factors were considered, this was reduced to an efective carrying capacity
(ECC) of 1,406 visitors/day. This decrease is mainly explained by environmental variables such as
precipitation and solar radiation (as it is an outdoor geosite, adverse weather conditions reduce tourist</p>
        <p>Geosites such as Volcanic Waterhole “Asilo de la Paz” and Trail of Caves, Magmatics, and Legends
“Upper Part” have areas that are conducive to tourism. However, specific sectors have slopes between
10% and 20%, as well as sections with limited access for vulnerable groups (people with reduced mobility</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Analysis of physical, real, and efective tourism carrying capacity</title>
      </sec>
      <sec id="sec-3-4">
        <title>Geotourism</title>
        <p>• Design of integrated thematic routes: Map priority geosites by developing diferentiated
routes according to interest (volcanic geology, marine fauna, and historical-cultural heritage) and</p>
      </sec>
      <sec id="sec-3-5">
        <title>Geosites PCC RCC ECC</title>
      </sec>
      <sec id="sec-3-6">
        <title>Image</title>
        <sec id="sec-3-6-1">
          <title>Volcanic Waterhole “Asilo de la</title>
          <p>Paz”.
744
202
181</p>
        </sec>
        <sec id="sec-3-6-2">
          <title>Floreana Lobería Basaltic Cove. 1,016 288 260</title>
        </sec>
        <sec id="sec-3-6-3">
          <title>Black Basaltic Beach. 4,430 1,563 1,406</title>
        </sec>
        <sec id="sec-3-6-4">
          <title>Trail of Caves, Magmatics, and</title>
        </sec>
        <sec id="sec-3-6-5">
          <title>Legends “Upper Part”. 2,072 662 595</title>
          <p>establish time limits and daily visitor limits per route.</p>
        </sec>
      </sec>
      <sec id="sec-3-7">
        <title>Geoeducation</title>
        <p>Geoconservation
• Workshops and educational programs for visitors and the community: Organise
workshops on geosite and biodiversity conservation during visits by coordinating educational programs
with local schools and tour operators to promote community participation and environmental
education in geotourism.
• Load capacity control and impact management: Minimise the impact of tourism on fragile
geosites and biodiversity by implementing periodic monitoring of erosion, waste, and
alterations to the environment to conserve ecosystems and prevent irreversible deterioration of the
environment.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusions</title>
      <p>This study conducted a comprehensive assessment of the tourist carrying capacity (TCC) at four
geosites on Floreana Island (Galápagos). The results obtained constitute a key tool for the sustainable
management of these areas, providing guidelines that promote conservation and ensure the optimal
use of geotourism attractions.</p>
      <p>Black Basalt Beach had the highest efective carrying capacity (ECC), reaching 1,406 visitors per day.
Other geosites, such as Trail of Caves, Magmatics, and Legends “Upper Part” (595), Floreana Lobería
Basaltic Cove (260), and the Volcanic Waterhole “Asilo de la Paz” (181), have the potential for increased
visitor numbers. However, their ECC is reduced by factors associated with climate, accessibility, and
limited availability of tour guides.</p>
      <p>This study proposes an integrated 4G model (geotourism, geoconservation, geoeducation, and
geocommunication) as a tool for sustainable development and management of geosites. The relevance
of this approach lies in its holistic vision, which links tourist appeal to environmental and cultural
preservation. The geotourism axis highlights the need to design integrated thematic routes with an
inventory of new geosites beyond the four evaluated. The geoconservation axis emphasises load
capacity control and impact management, whereas the geocommunication axis indicates the need for
training and strengthening of the local community. Finally, the geo-education axis underscores the role
of education and communication between local populations, visitors, and authorities as key tools for
promoting sustainable geotourism practices.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>This work was supported by the research project “Registro de sitios de interés geológicos del Ecuador
para estrategias de desarrollo sostenible” (CIPAT-004-2024) of the ESPOL Polytechnic University.</p>
    </sec>
    <sec id="sec-6">
      <title>Declaration on Generative AI</title>
      <p>The authors have not employed any Generative AI tools.</p>
    </sec>
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