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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Splitting Techniques for Conditional Belief Bases for Nonmonotonic Reasoning</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lars-Phillip Spiegel</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>FernUniversität in Hagen, Faculty of Mathematics and Computer Science</institution>
          ,
          <addr-line>Knowledge-Based Systems, Hagen</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2025</year>
      </pub-date>
      <fpage>11</fpage>
      <lpage>17</lpage>
      <abstract>
        <p>In nonmonotonic reasoning with belief bases, we often ask the question wether a formula  entails a formula  in the context of a belief base Δ. We want to investigate how to answer such a query in the most eficient way, that is which elements in the belief base are actually relevant to answering the query and which are not. The research question we want to investigate is therefore "Given a belief base Δ and two formulas  and , find a suficiently small subbase Δ′ ⊆ Δ , such that  entails  in the context of Δ′ if and only if  entails  in the context of Δ".</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Motivation</title>
    </sec>
    <sec id="sec-2">
      <title>2. Formal Basics</title>
      <p>
        We consider a finitely generated propositional language ℒ over a signature Σ with atoms , , , . . .
and with formulas , , , . . . As models of formulas we will use the set Ω of possible worlds over ℒ.
We will use  both for the model and the corresponding conjunction of all positive or negated atoms.
For subsets Σ  of Σ, let ℒ(Σ ) denote the propositional language defined by Σ , with associated set of
interpretations Ω(Σ ). With  we denote the reduct of  to Σ  [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Conditionals (|) are meant to
express plausible, yet defeasible rules “If  then plausibly ”. (|) is verified by  if  |=  and
falsified by  if  |= . A conditional (|) is called self-fulfilling, or trivial, if  |= , i.e., there
is no world that falsifies it. A belief base ∆ is a finite set of conditionals, and we focus on (strongly)
consistent belief bases in the sense of [
        <xref ref-type="bibr" rid="ref1 ref8">8, 1</xref>
        ]. A semantic framework for interpreting conditionals are
ordinal conditional functions (OCFs)  : Ω → N ∪ {∞} with  −1 (0) ̸= ∅, also called ranking functions
[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Intuitively, less plausible worlds are assigned higher numbers. Formulas are assigned the rank of
their most plausible models, i.e. () := min{() |  |= } . A conditional (|) is accepted by  ,
written as  |= (|) , if () &lt; ( ). A belief base ∆ is accepted by  , written  |= ∆ , if 
accepts all its conditionals. The nonmonotonic inference relation |∼  induced by  is
 |∼   if  ≡ ⊥ or () &lt; (
).
      </p>
      <p>
        (1)
To formalize inductive inference from belief bases the notion of an inductive inference operator was
introduced [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] which is a mapping C that assigns to each belief base ∆ ⊆ (ℒ | ℒ) an inference relation
|∼ Δ on ℒ, i.e., C : ∆ ↦→ |∼ Δ, such that Direct Inference (DI): If (|) ∈ ∆ then  |∼ Δ , and Trivial
Vacuity (TV):  |∼ ∅  implies  |=  are satisfied.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. State of the Art and Related Work</title>
      <p>
        Localized reasoning has been investigated in a variety of works. The mechanism of focused inference was
introduced in [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. The idea behind this approach is to gradually increase the amount of conditionals
considered when answering a query by first taking only those closest to the query into account. Then
the set of conditionals is gradually increased by a measure of syntactic distance until the query can
be answered. Obtaining correct answers, however, crucially relies on the semi-monotonicity of the
relevant inference operator, which, from those mentioned in this paper, only System P satisfies. This
approach was generalized using an activation function [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] with the intent to model more closely
human reasoning and their understanding of relevant knowledge.
      </p>
      <p>
        A recent work on localized reasoning is due to [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] where a context-based refinement of the belief
base was introduced utilizing a refiner function and a context. Utilizing the query as a context this
approach is related to the research question posed here.
      </p>
      <p>
        A substantial amount of work has been done on syntax splitting [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] which means that the signature
splits into disjoint subsignatures. This approach has since been picked up in a variety of works (e.g.
[
        <xref ref-type="bibr" rid="ref15 ref16 ref17">15, 16, 17</xref>
        ]). A related idea of minimum irrelevance was investigated in [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]. For inductive inference from
belief bases, syntax splitting has been characterized as "syntax splitting = relevance + independence"
[
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]; this approach considers splittings over a belief bases ∆ into disjoint subbases ∆ 1 and ∆ 2 induced
by a syntax splitting over the underlying signature. As a disjoint split of the signature is rare in real
applications and thus poses a severe restriction, this notion was generalized to conditional syntax
splitting [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ], allowing the signatures to overlap on some elements.
      </p>
      <p>
        Definition 1 ([
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]). A belief base ∆ splits into subbases ∆ 1,∆ 2 conditional on Σ 3, if there are Σ 1, Σ 2 ⊆ Σ
such that ∆  = ∆ ∩ (ℒ(Σ  ∪ Σ 3) | ℒ(Σ  ∪ Σ 3)) for  = 1, 2, and {Σ 1, Σ 2, Σ 3} is a partition of Σ . This
is denoted as
∆ = ∆
∆ = ∆
1 ⋃︁ ∆ 2 | Σ 3.
      </p>
      <p>Σ1,Σ2</p>
      <p>s
1 ⋃︁ ∆ 2 | Σ 3
Σ1,Σ2</p>
      <p>We denote the intersection of the subbases ∆ 1 and ∆ 2 by ∆ 3 = ∆ 1 ∩ ∆ 2, containing all conditionals
over the language of Σ 3. As it turns out however, a purely syntactic separation is not suficient to
ensure independence between the subbases in general. Thus safe conditional syntax splittings were
introduced.</p>
      <p>
        Definition 2 ([
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]). A belief base ∆ = ∆
conditional on a subsignature Σ 3, writing
1 ⋃︀Σ1,Σ2 ∆ 2 | Σ 3 can be safely split into subbases ∆ 1, ∆ 2
(2)
(3)
(4)
if the following safety property holds for , ′ ∈ {1, 2},  ̸= ′:
for every 3 ∈ Ω Σ∪Σ3 , there is ′ ∈ Ω Σ′ s.t. 3′ ̸|=
⋁︁
( |)∈Δ′
 ∧ ¬.
      </p>
      <p>
        Safety, in essence, demands that no valuation of the signature elements of Σ 3 may force the falsification
of a conditional in ∆ . The notion of conditional syntax splitting was then formalized analogously to
postulates for syntax splitting [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] as a property for inductive inference operators via the following
postulates.
      </p>
      <p>
        Definition 3 ([
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]). For any ∆ = ∆ 1 ⋃︀sΣ1,Σ2 ∆ 2 | Σ 3, for  ∈ {1, 2}, and any ,  ∈ ℒ(Σ ),  ∈ ℒ(Σ  )
and a complete conjunction  ∈ ℒ(Σ 3), such that  ̸|∼ Δ ⊥, an inductive inference operator C satisfies
(CRel) if  |∼ Δ
(CInd) if  |∼ Δ
(CSynSplit) if it satisfies (CRel) and (CInd).
      </p>
    </sec>
    <sec id="sec-4">
      <title>4. Current Results</title>
      <p>
        Lemma 6 ([
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]). Let ∆ = ∆
conditionals.
      </p>
      <p>
        Two major works have been published as part of this research [
        <xref ref-type="bibr" rid="ref19 ref20">19, 20</xref>
        ]. The paper [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ] showed that two
diferent kinds of reasoning with c-representations satisfy conditional syntax splitting.
      </p>
      <p>
        A c-representation is a special kind of ranking function, that assigns penalty points to worlds based
c-sk obtained by
on the conditionals they falsify [
        <xref ref-type="bibr" rid="ref21 ref22">21, 22</xref>
        ]. c-Inference [
        <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
        ] is the inductive inference |∼ Δ
c-sk if  |∼   for all c-representations  of ∆.
taking all c-representations into account, i.e.  |∼ Δ
Proposition 4 ([
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]). c-Inference satisfies (CRel) and (CInd) and thus (CSynSplit).
      </p>
      <p>
        A selection strategy  assigns to each belief base a unique c-representation [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ], thus yielding an
inductive inference operator via Cc-rep : ∆ ↦→  (Δ) where |∼  (Δ) is obtained via Equation (1). In
general Cc-rep does not satisfy (CSynSplit). But in [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ] the postulate (IP-CSP) for selection strategies
was introduced, demanding that, for any ∆ = ∆ 1 ⋃︀sΣ1,Σ2 ∆ 2 | Σ 3, the selection strategy  assigns the
same impact to the conditionals of ∆  in ∆ as in ∆ .
      </p>
      <p>Δ .</p>
      <p>
        With this the following proposition was shown.
(IP-CSP) [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ] A selection strategy  is impact preserving w.r.t. safe conditional belief base splitting if,
for every safe conditional belief base splitting ∆ = ∆ 1 ⋃︀sΣ1,Σ2 ∆ 2 | Σ 3, for  ∈ {1, 2}, we have
(∆ ) = (∆)|
Proposition 5 ([
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]). Let  be a selection strategy that satisfies (IP-CSP). Then Cc-rep satisfies (CRel) and
(CInd) and thus (CSynSplit).
      </p>
      <sec id="sec-4-1">
        <title>Additionally in [19] the following result was also shown.</title>
        <p>1 ⋃︀sΣ1,Σ2 ∆ 2 | Σ 3, then ∆ 3 = ∆ 1 ∩ ∆ 2 contains only self-fulfilling</p>
        <p>
          Thus the safety condition as defined in [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ] is quite restrictive; the intersection of the two belief
bases of a safe splitting cannot contain any "meaningful" conditionals.
        </p>
        <p>
          In the work [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] the safety condition was therefore generalized, allowing more meaningful
conditionals in the intersection and thus broadening the applicability of conditional syntax splitting postulates to
more splittings and more belief bases.
        </p>
        <p>
          Definition 7 ([
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]). A belief base ∆ = ∆ 1 ⋃︀Σ1,Σ2 ∆ 2 | Σ 3 can be generalized safely split into subbases
∆ 1, ∆ 2 conditional on a subsignature Σ 3, writing
if the following generalized safety property holds for , ′ ∈ {1, 2},  ̸= ′:
for every 3 ∈ Ω Σ∪Σ3 , there is ′ ∈ Ω Σ′ s.t. 3′ ̸|=
⋁︁
( |)∈Δ′ ∖Δ3
        </p>
        <p>The deciding diference in (6) compared to (4) is that only conditionals in ∆ ′ ∖ ∆ 3 are considered for
the generalized safety property as opposed to all conditionals in ∆ ′ for the safety property. Following
this generalization of the safety property, the postulates (CRel), (CInd) and (CSynSplit) were generalized
accordingly.</p>
        <p>
          Definition 8 ([
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]). For any ∆ = ∆ 1 ⋃︀gΣs1,Σ2 ∆ 2 | Σ 3, for  ∈ {1, 2}, and any ,  ∈ ℒ(Σ ),  ∈ ℒ(Σ  )
and a complete conjunction  ∈ ℒ(Σ 3), such that  ̸|∼ Δ ⊥, an inductive inference operator C satisfies
(CRelg) if  |∼ Δ
(CIndg) if  |∼ Δ
(CSynSplitg) if it satisfies (CRel g) and (CIndg).
        </p>
        <p>
          The postulate (CSynSplitg) properly generalizes (CSynSplit) as stated in the following proposition.
Proposition 9 ([
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]). (CSynSplitg) implies (CSynSplit) but not vice versa.
        </p>
        <p>
          In [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] it was then shown that skeptical c-inference also satisfies this generalized version of conditional
syntax splitting.
        </p>
        <p>
          Proposition 10 ([
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]). c-Inference satisfies (CRel g) and (CIndg) and thus (CSynSplitg).
        </p>
        <p>
          With regard to reasoning with single c-representations the postulate (IP-CSP) for selection strategies
was also adapted for generalized safe splittings into the postulate (IP-CSPg).
(IP-CSPg) [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] A selection strategy  is impact preserving w.r.t. generalized safe conditional belief base
splitting if, for every generalized safe conditional belief base splitting ∆ = ∆ 1 ⋃︀gΣs1,Σ2 ∆ 2 | Σ 3,
for  ∈ {1, 2}, we have (∆ ) = (∆)| Δ .
        </p>
        <p>Accordingly, inference with c-representations based on a selection strategy satisfying this postulate
have been shown to satisfy (CSynSplitg).</p>
        <p>
          Proposition 11 ([
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]). Let  be a selection strategy that satisfies (IP-CSP
and (CIndg) and thus (CSynSplitg).
g). Then Cc-rep satisfies (CRel g)
        </p>
        <p>
          Additionally, in [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] another subclass of conditional syntax splittings, called genuine splittings was
identified.
        </p>
        <p>
          Definition 12 ([
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]). Let ∆ be a belief base over a signature Σ . A conditional syntax splitting ∆ =
∆ 1 ⋃︀Σ1,Σ2 ∆ 2 | Σ 3 of ∆ is called genuine, if ∆ 1 ̸⊆ ∆ 2 and ∆ 2 ̸⊆ ∆ 1.
        </p>
        <p>
          Intuitively, we call a splitting genuine if each subbase contains information that can not be found in
the other subbase. This means that non-genuine splittings cannot be exploited for inductive inference,
and the postulates (CRelg) and (CIndg) describe only trivial cases. We illustrate the importance of
identifying genuine splittings and our generalization of the safety property with an example.
Example 13 (∆ , [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]).
{(|), (|), (|), (|), (|), (|)}.
∆  is
        </p>
        <p>We</p>
        <p>consider the belief base ∆  =</p>
        <p>One of the possible conditionals syntax splittings of
∆  = {(|), (|), (|)}
{(|), (|), (|), (|), (|)} | {, }
(7)
which, however, is not safe. ∆  has a total of 37 conditional syntax splittings, out of which 32 are
generalized safe splittings, but only 16 are safe splittings. Only 5 of the 37 splittings are genuine. The
splitting (7) is both generalized safe and genuine. For the belief base ∆  all genuine splittings are
generalized safe, while no safe splitting is genuine.</p>
        <p>gs
⋃︁
{},{,}</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Future Work</title>
      <p>
        The next step in this line of research is to investigate how a fitting conditional syntax splitting for a
given query and belief base might be found. That is, given a belief base ∆ and two formulas  and ,
ifnd a conditional syntax splitting ∆ = ∆ 1 ⋃︀gΣs1,Σ2 ∆ 2 | Σ 3, such that  entails  in the context of
∆ if and only if  entails  in the context of ∆ 1 and such that ∆ is minimal with this property. An
obvious problem is that this computation might be even more expensive than simply working out the
query directly, thus it seems reasonable to develop heuristics such that ∆ 1 might not be minimal but
"suficiently small" instead. For this we plan to develop algorithms and implement them to evaluate
their benefits for implementations of inductive inference operators. Another possible direction is the
integration of conditional syntax splitting with focused inference [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] as an approximation from "both
directions": While conditional syntax splitting chiefly concerns itself with which conditionals are not
relevant, focused inference instead governs which conditionals are necessarily relevant for a query.
Integrating these frameworks could therefore lead to the construction of a sort of upper and lower
bound of conditionals relevant for a given query. Additionally, we plan to investigate the case where
both a conditional syntax splitting and a query are given. Not all queries can benefit from a given
conditional syntax splitting as the requirement is that a full conjunction over Σ 3 is part of the antecedent
of the query. Therefore, we plan to investigate how queries might be transformed or optimized to
take advantage of a given syntax splitting. Furthermore, the concept of case splittings [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ] has been
investigated where the antecedents of the conditionals are required to split into exclusive and exhaustive
sets partitioning the belief base. We intend to investigate expanding this approach to also consider
splittings into non-exclusive cases that may share some atoms in an analogous way to conditional
syntax splitting. Of all these avenues, we intend to prioritize the development of an algorithm for
ifnding appropriate conditional syntax splittings and then further refine this by investigating the other
mentioned research directions.
      </p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This work was supported by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation)
- 512363537, grant BE 1700/12-1 awarded to Christoph Beierle. Lars-Phillip Spiegel was supported by
this grant.</p>
    </sec>
    <sec id="sec-7">
      <title>Declaration on Generative AI</title>
      <sec id="sec-7-1">
        <title>The author has not employed any Generative AI tools.</title>
      </sec>
    </sec>
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