<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>SCIA-</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Conversion of Archival Documents and Improvement of Descriptions of Permanent Storage Cases⋆</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lesia Kovalska</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hryhorii Kovalskyi</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fedir Rudychenko</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tetiana Klynina</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>State University of Information and Communication Technologies</institution>
          ,
          <addr-line>Kyiv, 03110</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Ukrainian Research Institute of Archival and Document Studies</institution>
          ,
          <addr-line>Kyiv, 04107</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>University of Texas at Austin 2515</institution>
          ,
          <addr-line>TX 78712 Speedway Str., Texas</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2025</year>
      </pub-date>
      <volume>4</volume>
      <fpage>0000</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>The article substantiates the need to improve archival descriptions of permanent storage files during the conversion from printed to electronic format, which is a relevant direction in the development of archival work in the context of digital transformation and the introduction of socio-communication technologies. The process of improving the description of archival documents is traced, which involves clarifying the names of storage units/accounting units, adding the necessary reference apparatus to the description. The importance of using the latest technologies for transforming document formats, processing information, creating databases and adapting archival files to the requirements of digitalization is highlighted.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;conversion</kwd>
        <kwd>archival documents</kwd>
        <kwd>information activities</kwd>
        <kwd>sociocommunication technologies 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Improving archival descriptions of permanent storage cases during conversion from printed to
electronic format is a relevant direction of development of archival affairs in the conditions of digital
transformation. As of 2024, the state archives of Ukraine digitized 47% of the descriptions of cases of
the National Archival Fund (hereinafter referred to as the NAF), stored in the central state and
regional archives, including Kyiv. The central state archives subordinate to the State Archival Service
of Ukraine have reached 80% of the level of digitization of case descriptions [12].</p>
      <p>Modern archival institutions are faced with the need to adapt traditional methods of description to
the requirements of electronic document management and international standards of archival
information. Conversion of archival descriptions contributes to increasing the accessibility of
documents, optimizing the processes of searching and using information. An important aspect is
preserving the authenticity, structural integrity and legal significance of archival descriptions during
their digital conversion.</p>
      <p>
        A significant role in this process is played by the use of standards such as ISAD (G) and EAD,
which ensure the unification and compatibility of archival descriptions in digital systems.
Automation of the conversion process allows reducing the risks of data loss, increasing the efficiency
of archivists and creating a unified system of access to archival information. A single electronic
window has already been created in Ukraine – the Interarchival Search Portal of the Ukrainian State
Archives [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. The use of electronic descriptions and their integration into national and international
digital archival platforms contributes to the preservation of documentary heritage and its
popularization.
      </p>
      <p>At the same time, Ukrainian archivists are working on methodological recommendations for the
formation of electronic archival descriptions, their verification and support for long-term
preservation. Given the dynamic development of digital technologies, archival institutions need a
comprehensive approach to the conversion of archival descriptions, which includes standardization,
automation and development of tools for checking the quality of digital records. The introduction of
modern electronic archival information management systems will ensure not only the efficiency of
the archives, but also the possibility of prompt access for users to documentary and information
resources of a socio-historical and legal nature. Improving the process of converting archival
descriptions of permanent storage cases is a strategically important task that contributes to the
modernization of the archival industry and ensuring its compliance with modern challenges.</p>
      <p>The purpose of the study is to establish the features and identify problems of the process of
conversion of descriptions of permanent storage cases with the subsequent determination of areas
for their improvement.</p>
      <p>The research methodology is based on a combination of general scientific, special and
interdisciplinary approaches, which provided a comprehensive study of the process of conversion of
archival descriptions of permanent storage cases. These include empirical (experiment, observation,
description) and theoretical (analysis, synthesis, abstraction, generalization, induction, deduction,
explanation, classification, etc.), as well as systemic and functional.</p>
      <p>The systemic approach allowed us to analyze the archival description as a structured information
object that changes its format from paper to digital, but retains logical connections. The comparative
analysis method was used to assess the differences between printed and electronic descriptions, as
well as to study the international experience of digitizing archival descriptions. Classification and
standardization methods contribute to the development of unified requirements for electronic
archival descriptions in accordance with ISAD (G) and EAD standards.</p>
      <p>Expert assessment methods involve the analysis of practical experience of archivists in the field of
document digitization. Functional analysis allows to determine key aspects of the transformation of
archival descriptions and their role in modern information systems. The information modeling
method is used to build the optimal structure of an electronic archival description, taking into
account the requirements of long-term preservation and access. The practical implementation of the
research results involves the development of recommendations for the conversion of archival
descriptions, their verification and integration into digital platforms. Thus, the methodological
approach provides a deep understanding of the problem and contributes to the development of
effective solutions in the field of archival digitization.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Literature Review</title>
      <p>The scientific development of the study consists of scientific, practical and theoretical, scientific and
methodological achievements of Ukrainian and foreign archivists, as well as the regulatory and legal
framework of Ukraine and current international standards.</p>
      <p>Scientific publications and research topics focus on issues related to the problem of organizing the
activities and functioning of institutions for archival preservation of documents, document science
and information during the war period, which require further deepening the study of the
objectsubject component, specifying new forms of interaction and achieving the main task – satisfying
information requests of users and forming a collective whole around the national memory of the
people.</p>
      <p>Today, the issues of modernization of the activities of archival documentation institutions,
national memory, and documentary and information communication require comprehensive
coverage and design in accordance with the conditions of digitalization and digitalization requests
with the support of the world community and the Ukrainian state, which became the subject of
research in the proposed article.</p>
      <p>
        The scientific development of the research topic can be conditionally grouped into theoretical
developments of archivists, methodological developments of Ukrainian and foreign archivists, as
well as a regulatory and legal framework of appropriate quality. The theoretical justification of the
process of improving and technologizing the process of converting archival descriptions of
permanent storage cases is presented by scientists Ya. Kalakura, L. Kovalska, M. Palienko, T.
Yemelyanova and others [5; 6; 26]. Applied industry research and methodological recommendations
are presented by scientists of the Ukrainian Research Institute of Archival and Document Studies, as
well as practicing archivists of central, regional and sectoral state archives of Ukraine, who
substantiate the practical experience of archivists and summarize the information obtained in the
form of methodological recommendations for the unification of the compilation of descriptions of
permanent storage cases [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] and [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and [13]. The basis of the regulatory framework regulating the
compilation of descriptions of permanent storage cases is the Law of Ukraine On the National
Archival Fund and Archival Institutions, the Standard Provision on the Archival Unit and the Office
Management Service of the Institution, the Rules for the Organization of Office Management and
Archival Storage of Documents [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], the List of Standard Documents with an Indication of Their
Storage Periods, and other related legislative acts and regulatory documents of a regulatory nature of
Ukrainian legislation, as well as international standards in the field of regulation of archival
activities. International standards allow us to trace the latest trends in electronic archiving and
document storage, which at the same time reveal how changing formats affect the accessibility and
usability of archival documents for researchers, institutions, and the public.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Basic points statement</title>
      <p>Drawing up a description of permanent storage files is an important stage of archival work, ensuring
the orderliness and preservation of documents. This process is carried out on the basis of the
institution's file nomenclature, which is a systematized list of all documents formed in its activities.
The archival unit / responsible person conducts a thorough analysis of the existing files, determining
their value in accordance with regulatory legal acts. Then, the files are grouped by funds,
chronological principle or thematic features, which contributes to the structuring of archival storage.
Based on these data, an initial version of the description is drawn up, which is further specified and
supplemented.</p>
      <p>A description of permanent storage files is an archival document that is an integral part of the
documentation support of the activities of institutions, organizations, enterprises. Descriptions of
permanent storage files are drawn up in structural units of enterprises that are sources of the
formation of the NAF. The descriptions contain a systematized list of files that have historical,
scientific, social or cultural value and are subject to storage in the institution's archive or transfer to
the state archive. More clearly, the features of compiling a case description and their essential
elements are presented in Table 1 [11].
the basis for compiling the description, the period of coverage of documents, the features of
their grouping are indicated</p>
      <p>main part
is presented in the form of a table with such elements as the case serial number, case index by
nomenclature, case title, years of creation of documents, number of sheets in the case
notes</p>
      <p>The description is compiled by the archival department of the institution based on the
nomenclature of cases, checked and approved by the expert commission of the institution, and after
approval is used to organize the preservation of documents and their transfer to the state archive.</p>
      <p>
        After the description is formed, it must be checked for compliance with the requirements of state
archival standards. The responsibility for this lies with the expert commission of the institution,
which assesses the correctness of the naming of cases, their numbering and the general structure of
the description. The commission also checks the correctness of determining the number of sheets in
each case, the correspondence of their titles to the content of the documents [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. After approval by
the commission, the document is transferred for approval to the relevant archival institution or the
expert verification commission of the state archive. This is necessary to confirm the reliability and
correctness of the compiled description.
      </p>
      <p>
        Approval of the description of permanent storage cases is the final stage of this procedure. After
approval in the archival institution, the document is approved by the head of the institution or the
head of the expert commission. The approved description becomes an official accounting document
used to organize the storage of files in the internal archive of the institution [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. In the future, this
description serves as the basis for transferring documents to the state archive if necessary. It also
allows for effective search and use of archival materials.
      </p>
      <p>Regular updating and clarification of the description is an important aspect of archival activities.
In case of errors or changes in the composition of files, appropriate adjustments must be made. This
may be associated with the removal or revision of documents that have acquired new value or lost
relevance. The elements of the descriptive article are shown in Table 2 .</p>
      <p>A descriptive description article contains the following descriptive metadata:</p>
      <p>search and reference data
title of storage unit / accounting unit</p>
      <p>information carrier
document annotation of storage unit / accounting unit</p>
      <p>information on access conditions
availability of copies of the insurance fund and the user fund</p>
      <sec id="sec-3-1">
        <title>3.1. Standards for compiling descriptions of archival files for permanent storage, used in archival institutions around the world</title>
        <p>Archival work is an important component of document science, and the standards for its
maintenance determine the procedure for preserving historical, scientific and administrative
documents. National and international standards are used in different countries to regulate the
creation of descriptions of archival files for permanent storage. Such standards establish
requirements for the structure of the description, mandatory details, the procedure for keeping
records and classifying documents. They contribute to the unification of archival processes and
facilitate access to information.</p>
        <p>The development of digital technologies in archival affairs has led to the need to introduce
international and national standards for compiling electronic descriptions of archival cases for
permanent storage. The main goal of such standards is to provide a unified description structure that
facilitates the accounting, search and use of archival documents in a digital environment. Electronic
descriptions allow you to automate the processes of managing archival documentation, as well as
integrate archival databases into global information systems. Electronic description standards
regulate metadata formats, cataloging rules and preservation of digital archival materials
(see Table 3).</p>
        <sec id="sec-3-1-1">
          <title>General International Standard Archival Description (ISAD(G)</title>
          <p>International Standard Archival
Authority Record for Corporate
Bodies, Persons, and Families
(ISAAR (CPF))</p>
        </sec>
        <sec id="sec-3-1-2">
          <title>Encoded Archival Description (EAD)</title>
        </sec>
        <sec id="sec-3-1-3">
          <title>Describing Archives: A Content Standard (DACS)</title>
        </sec>
        <sec id="sec-3-1-4">
          <title>UK Archival Description Standard</title>
        </sec>
        <sec id="sec-3-1-5">
          <title>Regeln für die Erschließung von</title>
          <p>Nachlässen und Autographen</p>
          <p>(RNA)
Norme Générale et Internationale
de Description Archivistique
description features
general principles of describing archival documents,
providing for the creation of a multi-level system of
descriptions: case title, dates of creation, volume of
documents, their origin and access conditions
ensures unity in identifying document creators –
organizations, institutions, individuals and families
is based on the XML standard for encoding descriptive
information about archival materials and a structured
representation of archival descriptions, allowing for easy
integration of data into digital catalogs and archival systems
contains recommendations for naming archival holdings,
identifying the content of documents, and their historical
significance. DACS can be applied to all types of materials
at all levels of description, and the rules are intended to be
used by any type of descriptive output, including MARC 21,
Encoded Archival Description (EAD), and Encoded Archival</p>
          <p>Context (EAC)
a flexible document description system, for both public and
private archives, based on the principles of multi-level
description, mandatory metadata, and rules for cataloging
archival materials
establishes requirements for the description of archival
funds and personal documents
ensures writing compatible, relevant and clear descriptions,
(NGIDA)</p>
        </sec>
        <sec id="sec-3-1-6">
          <title>Metadata Encoding and Transmission Standard (METS)</title>
        </sec>
        <sec id="sec-3-1-7">
          <title>Dublin Core Metadata Initiative</title>
          <p>(DCMI)
Rules for organizing office work
and archiving documents
based on ISAD(G)
defines a format for representing and storing metadata for
digital objects. METS is used to describe traditional archival</p>
          <p>documents, digital copies, multimedia materials, and
electronic records. The METS schema is implemented using</p>
          <p>the World Wide Web Consortium's XML algorithms
creation of simple, effective metadata; contains 15 basic
elements (document title, author, creation date, format,
language characteristics, etc.); simplifies document search
across web resources and integrates them into international</p>
          <p>information platforms
structure, procedure for registration and transfer of
documents for state storage; Unified State Electronic System</p>
          <p>of Archival Information (UESESAI) centrally manages
archival funds and ensures the preservation of digital copies
of documents</p>
          <p>One of the most important international standards in this area is the General International
Standard Archival Description (ISAD (G) [18], developed by the International Council on Archives
(ICA) [19]. It contains general principles for describing archival documents, providing for the
creation of a multi-level system of descriptions - from collections to individual documents. This
standard defines such basic elements of description as the title of the case, dates of creation, volume
of documents, their origin and access conditions. The use of ISAD (G) provides a unified approach to
archival work in world practice. It is used in many countries, including public and private archives.</p>
          <p>An important standard is the International Standard Archival Authority Record for Corporate
Bodies, Persons, and Families (ISAAR (CPF)) [20], which regulates the compilation of archival
authority records. This standard is designed to ensure uniformity in the identification of document
creators - organizations, institutions, individuals and families. ISAAR (CPF) allows you to establish
links between different archival materials originating from the same source, which facilitates their
search and analysis. Its use contributes to a systematic approach to maintaining archival descriptions
on an international scale.</p>
          <p>In the countries of the European Union, Encoded Archival Description (EAD) [17] is actively
used - a standard for electronic archival description. It is based on the XML standard for encoding
descriptive information about archival materials and a structured representation of archival
descriptions, which allows easy integration of data into digital catalogs and archival systems. It
allows archival descriptions to be structured in such a way that they can be used in electronic
databases. EAD provides a multi-level description of archival funds, individual cases and documents,
which simplifies navigation and information search. Due to its flexibility, EAD supports different
methods of organizing archival materials and adapts to the needs of different archival institutions.
This ensures the integration of archival information resources between different countries and
institutions. The use of EAD facilitates automated accounting and exchange of information about
archival documents.</p>
          <p>In the United States, specific archival standards exist, including Describing Archives: A Content
Standard (DACS) [15], developed by the Society of American Archivists. DACS defines the
requirements for creating archival descriptions within the context of the American records
management system. It includes recommendations for naming archival holdings, defining the
content of documents, and their historical significance. DACS can be applied to all types of materials
at all levels of description, and the rules are designed to be used by any type of descriptive output,
including MARC 21, Encoded Archival Description (EAD), and Encoded Archival Context (EAC).
DACS is compatible with international standards such as ISAD(G) and ISAAR (CPF), allowing
American archives to integrate into the global archival accounting system.</p>
          <p>In the UK, the archival service is guided by the UK Archival Description Standard [24], which was
developed by the National Archives of the UK. It provides a flexible system of document description
that can be used for both public and private archives. The standard defines the principles of
multilevel description, mandatory metadata and rules for cataloguing archival materials. This standard is
actively used in university, government and commercial archives in the country.</p>
          <p>In Germany, there are Regeln für die Erschließung von Nachlässen und Autographen (RNA) [23],
which set out the requirements for the description of archival collections and personal documents.
The main emphasis is on the scientific processing of documents and the preservation of the context in
which they were created.</p>
          <p>In French archives, there is the Norme Générale et Internationale de Description Archivistique
(NGIDA), which is based on ISAD(G) [22] and adapted to the national characteristics of archival
work. The aim of the standard is to enable research and the exchange of information on the content
and interest of archival collections, both between archival services and for researchers, by ensuring
that compatible, relevant and clear descriptions are written, and by allowing the use of common
authoritative data to enable the integration of descriptions from different storage locations.</p>
          <p>Another important standard is the Metadata Encoding and Transmission Standard (METS) [21],
which defines a format for representing and storing metadata for digital objects. The standard is
supported by the METS Board in collaboration with the MARC Network and Standards Development
Office of the Library of Congress, and was initiated as an initiative of the Federation of Digital
Libraries. METS is used to describe not only traditional archival documents, but also digital copies,
multimedia materials, and electronic records. The METS schema is implemented using the World
Wide Web Consortium’s XML algorithms. It provides a description of the structural, administrative,
and technical characteristics of electronic archival resources, making it an effective tool for long-term
preservation and management of digital documents. METS allows for the integration of archival
databases with library and museum information systems.</p>
          <p>The Dublin Core Metadata Initiative (DCMI) standard [16] is important for the electronic
description of archival documents, and is used to create simple but effective metadata. It contains 15
basic elements, including the document title, author, creation date, format, language characteristics,
etc. This standard is widely used in digital archives to facilitate data exchange between different
institutions and ensure the compatibility of archival systems. The use of Dublin Core allows you to
simplify the search for documents through web resources and integrate them into international
information platforms.</p>
          <p>In Ukraine, the compilation of electronic descriptions of archival files is regulated by national
regulations that are harmonized with international standards. The implementation of electronic
archival accounting is carried out in accordance with the requirements of the Rules for the
Organization of Office Management and Archival Storage of Documents, approved by the Ministry of
Justice. They contain requirements for the compilation of descriptions of archival files, determining
their structure, the procedure for registration and transfer to state storage. Ukrainian archival
standards are oriented towards international experience and harmonized with European approaches
to archival description. The use of systems such as the Unified State Electronic System of Archival
Information (UESESAI) allows for centralized management of archival funds and ensuring the
preservation of digital copies of documents.</p>
          <p>The above standards for compiling descriptions of archival files for permanent storage provide a
unified approach to preserving documents on different media in different countries. The use of
international standards allows archives to more effectively manage information resources and
maintain the historical heritage of mankind. Standards for electronic description of archival files
contribute to effective information management, long-term preservation of archival materials and
their accessibility for users. They contribute to the unification of archival processes, convenient
information search and international cooperation in the field of archival science and document
studies.</p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Interarchival search portal of the Ukrainian State Archives</title>
        <p>The interarchival search portal of the Ukrainian State Archives functions as a single window of
access to the digital resources of Ukrainian archives, providing centralized search and access to
archival materials. To ensure a unified approach to the description and presentation of archival
documents in digital format, the portal uses the ARCHIUM software package. This package is based
on a single database, the structure of which corresponds to the document accounting system of the
National Archival Fund (see Figure 1 ).</p>
        <p>Platform provides tools for digitizing, systematizing, and fully storing archival documents in
Creating a digital archive</p>
        <p>digital format</p>
        <p>Archival document management
Allows you to effectively manage documents contained in an electronic archive</p>
        <p>Use of information</p>
        <p>Provides access to information stored in the archive for various purposes</p>
        <p>The ARCHIUM software package uses the General International Standard Archival Description,
which provides a unified approach to describing archival documents. The implementation of this
standard allows you to create structured descriptions that facilitate navigation in archival funds and
increase the efficiency of information search. The hierarchy of objects in ARCHIUM reflects the
traditional system of archival storage and description:</p>
        <p>fund → description → case → document</p>
        <p>This ensures consistency and logic in the presentation of archival materials, which makes it easier
for users to navigate and search for the necessary information (see Figure 2 ).</p>
        <p>In addition, ARCHIUM supports a file repository for digital copies of archival documents with the
ability to attach files at the case or document level, which contributes to the integration of digital
resources into the general accounting system. Thanks to the modular architecture, the software
complex supports a multi-level organization of archival materials, which meets international
requirements for classification and document management. This is especially important for the
integration of archival institutions of Ukraine into the European information space and the
standardization of archival description.</p>
        <p>An important aspect of ARCHIUM's work is support for the Encoded Archival Description
standard, which allows you to create XML descriptions of archival resources. This ensures
compatibility of archival data with modern digital platforms and international archival portals [17].
Thanks to the use of EAD, documents described in ARCHIUM can be integrated into global systems
for accessing archival information, which helps to expand opportunities for researchers. In addition,
the system supports automated creation of a reference apparatus, which facilitates the work of
archivists with stock materials.</p>
        <p>Also, ARCHIUM meets the requirements of the Open Archival Information System standard,
which regulates the processes of preserving digital documents in the long term. This ensures reliable
archiving of electronic materials, their integrity and authenticity over a long period of time. An
important element is the implementation of a digital preservation policy, which includes regular
verification of file integrity and the possibility of their migration to new technological platforms.
Given this, ARCHIUM is an effective tool for managing both traditional and digital archives.</p>
        <p>An additional advantage of the software package is support for Records Management, which
allows you to implement modern approaches to document management at all stages of their life
cycle. This is especially important for government agencies that work with a large amount of
information and are required to comply with regulatory requirements for accounting and preserving
documents. Automated control over storage periods, access management and electronic approval of
processes significantly increase the efficiency of archival departments.</p>
        <p>
          To ensure effective information search on the portal, a full-text search has been implemented for
the reference apparatus presented on local archive resources. This includes searching by fund names,
historical references to them, fund annotations and descriptions, case and document titles (if
available), as well as among index positions. This approach allows users to quickly find the necessary
materials using various search criteria [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ].
        </p>
        <p>The use of the ARCHIUM software complex in the Interarchive Search Portal of the Ukrainian
State Archives ensures the standardization of the processes of description and storage of electronic
archival files of permanent storage (see Figure 3). This contributes to increasing the efficiency of the
work of archival institutions, ensures the preservation of the national documentary heritage and
facilitates access to it for a wide range of users. The user aspect of archival document conversion is of
particular importance in the context of increasing the efficiency of access to information resources.
Taking into account the needs of different user groups contributes to the formation of a more
inclusive and functional digital environment of archival communication. In addition, this approach
corresponds to modern trends in the digital conversion of archival descriptions and documents, as
well as the integration of archival resources into the global information space. The introduction of
unified standards for compiling electronic descriptions of archival files of permanent storage based
on the ARCHIUM software complex in the Interarchive Search Portal of the Ukrainian State Archives
provides a unified approach to the description, storage and access to archival materials, which meets
international standards and contributes to the preservation of the national historical and cultural
heritage.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Directions for improving the process of converting archival descriptions</title>
        <p>
          The process of digital conversion of archival descriptions of permanent storage cases from printed to
electronic format is an important stage in the modernization of archival affairs. The main goal of this
process is to ensure quick access to archival documents, increase their usability and improve the
accounting system [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ].
        </p>
        <p>The term conversion of an archival document itself is used in the article as an interpretation of the
process of changing the form of its existence in order to ensure long-term preservation, ease of use
and increased accessibility, which can include both the technical conversion of a material medium
into an electronic format (digitization, scanning) and the substantive transformation of the methods
of presenting, describing and interpreting information.</p>
        <p>The conversion involves transferring descriptions to a digital format while preserving all
structural elements necessary for the identification of archival cases. An important aspect of this
process is the use of standardized formats of electronic archival descriptions, which ensures their
compatibility with international archival systems. For this, it is worth using the most common
archival formats, such as Encoded Archival Description or Metadata Encoding and Transmission
Standard (see Figure 4), which allow structuring metadata and ensuring their integration into
archival databases.</p>
        <p>Encoded Archival Description</p>
        <p>An XML standard for describing archival
collections that enables the creation of digital</p>
        <p>catalogs that contain detailed data about
documents and their context, improving the
accessibility and searchability of information in
archives. EAD provides a unified structure for
describing archival materials, facilitating their
publication and integration into online catalogs</p>
        <p>Key Aspects of EAD</p>
        <p>XML format
Structured description
Contextual information</p>
        <p>Improved access
International standard</p>
        <p>Use of EAD</p>
        <p>Digital catalogs
Information exchange</p>
        <p>Metadata Encoding and Transmission Standard</p>
        <p>a standard for encoding and transmitting
metadata about digital library objects and the
complex relationships between them. It is used
for descriptive, administrative, and structural
metadata represented in XML format</p>
        <p>Key Aspects of METS</p>
        <p>Purpose</p>
        <p>Format
XML Schema Language (W3C)</p>
        <p>Support
Developed and maintained by the Library of
Congress and the Digital Library Federation</p>
        <p>(DLF)</p>
        <p>Specialized</p>
        <p>Research
Figure 4: Application of standardized formats for conversion of electronic archival descriptions
(developed by the authors)</p>
        <p>During the conversion process, there is often a need for text recognition and automated entry of
information into electronic accounting systems.</p>
        <p>For this purpose, it is advisable to use Optical Character Recognition (OCR) technologies, which
allow for rapid digitization of printed texts (see Figure 5).</p>
        <p>However, possible errors in recognition require an additional stage of verification and editing,
which requires the participation of archival specialists (see Figure 7). In addition, it is necessary to
adapt printed archival descriptions to modern requirements. In particular, to supplement them with
new attributes, such as digital identifiers or hyperlinks to electronic copies of documents.</p>
        <p>The use of artificial intelligence and machine learning algorithms can significantly improve the
quality and speed of recognition of archival descriptions.</p>
        <p>Converting printed descriptions into a digital format requires standardization of case names,
indexing and the creation of a single data structure. To do this, archival institutions should use
authoritative files and controlled dictionaries that allow avoiding duplication and discrepancies in
the spelling of names. Case descriptions in printed catalogs may contain outdated wording or
abbreviations that need to be updated in accordance with modern requirements of electronic
document management. An important component is checking the compliance of digital descriptions
with regulatory legal acts regulating archival matters (see Figure 6).</p>
        <p>The conversion of printed archival descriptions should be accompanied by careful analysis and
unification of the data structure.</p>
        <p>Some of the challenges for OCR include (see Figure 7): blurred text distorted by shadows;
background and text colors are similar; parts of the image are cut off or completely cut off (e.g., the
bottom of “this”); faint marks on the top of some letters (e.g., “i”) can confuse OCR software into
thinking they are part of the letter rather than marks on the top; different font types and sizes can be
difficult to identify; lighting conditions when photographing or scanning a document.</p>
        <p>An important aspect of improving the conversion process is to maintain the link between archival
descriptions and the files themselves, including through the use of unique identifiers and QR codes.
This allows for a rapid transition from descriptions to digitized documents or physical archival items.
The use of geographic information systems (GIS) can help visualize the location of archival
documents in storage. The implementation of electronic archival platforms based on blockchain
technology can ensure long-term authenticity and protection of digital records from unauthorized
changes. Such new technologies significantly increase the efficiency of archival information
management.</p>
        <p>At the final stage of improving electronic archival descriptions, their integration into national and
international archival systems plays an important role. This allows expanding the possibilities of
access to archival information for scientists, historians and a wide range of users. In addition, it is
necessary to implement mechanisms for long-term preservation of digital descriptions, which
involves the use of stable data formats and regular backups. It is important to train archivists to work
with digital descriptions and new archival technologies, which will ensure effective document
management.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Our approach</title>
      <p>Improving archival descriptions of permanent storage cases during conversion from paper to
electronic format is a key task of modernizing archival records in the context of digital
transformation. The transition to an electronic format contributes to increasing the accessibility,
preservation and efficiency of archival information management. The use of international standards,
such as ISAD(G) and EAD, ensures the unification of electronic descriptions and their integration
into global archival platforms. At the same time, the issue of preserving the authenticity of archival
data and compliance with the requirements for their long-term storage remains important.</p>
      <p>The development of digital technologies allows you to automate conversion processes,
minimizing the human factor and possible errors when transferring archival descriptions to digital
format. Optimization of metadata, standardization of descriptive fields and development of
algorithms for checking the integrity of records contribute to the creation of an effective system for
managing electronic archival descriptions. It is important to introduce information systems that will
provide convenient search, navigation and access to documents, as well as maintaining their
relevance. In addition, issues of cybersecurity and protection of archival information require special
attention when developing electronic storage and accounting platforms.</p>
      <p>To address the updated methodological issues that arise during the conversion of archival
descriptions of permanent storage cases, Ukrainian archivists have introduced the ARCHIUM
software package, which integrates international archival standards and provides a high level of
automation of archival processes. Its implementation contributes to the harmonization of Ukrainian
archival affairs with international practices, improving access to documents and long-term
preservation of digital resources. The use of modern information technologies in combination with
international standards allows Ukrainian archival institutions to effectively manage their funds and
meet the requirements of the digital age.</p>
      <p>The continuous process of improving the conversion process of archival descriptions is a
necessary step to harmonize the archival industry with international requirements and ensure access
to information in the digital age. The integration of new technologies into the field of archival affairs
will contribute not only to the preservation of documentary heritage, but also to its effective use in
scientific, educational and managerial activities. Further research should be aimed at developing a
methodology for digital description, implementing automated analysis tools and further developing a
single national platform for archival information. The above directions for improving archival
descriptions of permanent storage cases during their conversion from printed to digital format
contribute to improving the accounting, preservation and accessibility of documents in the modern
digital environment.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions</title>
      <p>The description of permanent storage cases is an important document in the organization of archival
affairs to ensure proper archival storage, search and use of archival documents information and
develop the prospects for further activities of the institution and society. The challenges of the
present and the requests of users require the improvement of descriptions of permanent storage cases
created during past historical periods, which no longer meet the modern technical requirements of
information and communication activities and documentation support and the needs of users, as well
as the completeness of information in order to improve, adapt to the processes of digitalization,
decommunization and decolonization of the scientific and reference apparatus of archival
institutions.</p>
      <p>In the conditions of digitalization and the need to adapt archival services in accordance with the
needs of information consumers, it is important to transfer documents from paper to digital format,
while preserving historical and cultural heritage, to adapt archival information to the latest
conditions for processing information arrays, their search and analysis. The conversion of a
document from printed to electronic format is an important part of the process of digitization,
digitalization and creating access to archival information in the modern information environment. In
addition, it is necessary to initiate the development of a generalized methodology for ensuring the
updating of case descriptions of archival documents, which will have a significant applied emphasis
on the unification of documents in the conversion process.</p>
      <p>
        This process has both its advantages and disadvantages. The advantages of conversion include
ease of access, preservation and archiving, improved search, scalability and accessibility,
preservation of historical and cultural heritage. The group of disadvantages / challenges in
organizing conversion is represented by the high cost and duration of conversion, the need to check
the quality of OCR / technological component, legal issues (copyright and license for a digitized
document). However, the axiom here is the thesis that the conversion of printed to electronic format
is an irreversible step in the process of digitization and digitalization of information activities and
ensuring wide access to information [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Therefore, the conversion of documents on physical media
to electronic format is an important stage in the process of preservation, access and effective use of
documentary information. Scanning, OCR, metadata processing and formatting are components of
this process. Transferring documentary information from physical media to electronic format is an
important step in the process of digitization and virtualization of information activities. The
digitization process requires significant resources and attention to the quality of the results to ensure
the efficiency and accuracy of working with documents in digital format. The development of
conversion technologies allows to significantly facilitate the work with documents, preserve them in
digital form and improve the interaction of information users through various platforms and systems.
      </p>
      <p>In addition, it is necessary to initiate the development of a generalized methodology for ensuring
the updating of case descriptions of archival documents, which will have a significant applied
emphasis on the unification of documents in the conversion process.</p>
    </sec>
    <sec id="sec-6">
      <title>Declaration on Generative AI</title>
      <p>During the preparation of this work, the authors used Grammarly in order to: Grammar and spelling
check. After using these tools/services, the authors reviewed and edited the content as needed and
takes full responsibility for the publication’s content.
[11] Compilation of archival descriptions: methodical recommendations / State Archival Service of</p>
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[12] In 2023, state archives digitized 15 times more documents than in 2018 URL:
https://chytomo.com/u-2023-rotsi-derzhavni-arkhivy-otsyfruvaly-u-15-raziv-bilshedokumentiv-nizh-u-2018/?utm_source=chatgpt.com
[13] Digital fund for using documents of the National Archival Fund: creation, storage, accounting
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Research Institute of Archival and Document Studies; compiled by: L.V. Didukh, N.V. Zaletok,
T.M. Kovtanyuk. Kyiv, 2018. 131 p.
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[16] Dublin Core Metadata Initiative. URL: https://www.dublincore.org/specifications/
[17] Encoded Archival Description. URL: https://www.loc.gov/ead/
[18] General International Standard Archival Description. URL: https://surl.lt/cjwcpc
[19] International Council on Archives. URL: https://www.ica.org/
[20] International Standard Archival Authority Record for Corporate Bodies, Persons, and Families.</p>
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[21] Metadata Encoding and Transmission Standard. URL: https://www.loc.gov/standards/mets/
[22] Norme Générale et Internationale de Description Archivistique. URL: https://surl.li/mthgui
[23] Regeln für die Erschließung von Nachlässen und Autographen. URL: https://surl.li/gmxobz
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