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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Deep learning-based system for document analysis and</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>State University of Trade and Economics</institution>
          ,
          <addr-line>Kioto str. 19, 02156, Kyiv</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2025</year>
      </pub-date>
      <abstract>
        <p>In this work, an automated system of document analysis and classification based on deep learning methods has been developed. The system is able to process text data using both traditional models (BoW+LR and TF-IDF+LR) and deep learning models (LSTM, BERT). The system allows users to select a data set, perform text preprocessing, perform classification using four approaches, and receive detailed reports on the performance of the models. The main attention is paid to ocmparing the effectiveness of the methods, which is implemented through the evaluation of metrics (accuracy, completeness, F1-measure) and visualization of the results. The BERT model showed the highest accuracy. The testing confirmed the system's functionality.</p>
      </abstract>
      <kwd-group>
        <kwd>document analysis</kwd>
        <kwd>text classification</kwd>
        <kwd>deep learning</kwd>
        <kwd>neural networks</kwd>
        <kwd>automation 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>The modern world is characterized by a constant increase in the amount of information, which
requires effective methods of processing, analyzing and structuring it. This problem is especially
acute in the context of text documents, the number of which is growing exponentially due to the
development of the Internet, social networks, electronic libraries and digital archives.</p>
      <p>
        In modern information systems, document analysis and classification are fundamental processes
for effective management, processing and interpretation of information. Thanks to these processes,
organizations are able not only to store large volumes of data, but also toysstematize them, highlight
key patterns and use the results obtained to make informed decisions in business, science, education
and other industries [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>The relevance of the work lies in the fact that the development of a document analysis and
classification system based on deep learning allows to significantly increase the efficiency of
processing large volumes of text data, ensuring high accuracy and automation of processes.</p>
      <p>The purpose of the research is to develop an automated document analysis and classification
system</p>
      <p>using deep learning methods to optimize text data processing processes, improve
classification accuracy, and automate information analysis.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Literature review</title>
      <p>The rapid development of machine learning allows simplifying research in various fields of science.
The application of machine learning methods for document classification is a relevant direction,
using achievements to solve practical problems.</p>
      <p>
        The article [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] analyzes a number of machine learning methods that can be used to preserve
cultural heritage, summarizes their characteristics and areas of application, describes the advantages
of using machine learning in recognizing cultural heritage documents, reveals the mechanism of
document classification using the Random Forest algorithm as one of the most effective tools for
training the model; presents a conceptual model of a machine learning information system for
document classification.
      </p>
      <p>
        The study [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] solves the applied problem of developing an automatic system for processing
scanned/photo documents based on machine learning approaches. The ata augmentation approach
is used - this is a technique for artificially increasing the size of the training data set by creating
modified versions of images in the data set. The paper proposes to use generative-competitive neural
networks as a generator of unique instances of the training sample. The study of the effects of the
main parameters of generative-competitive networks on the quality of new instances generated by
the generator has been conducted. The results of this paper show the possibility of using the
proposed approach when developing systems of this type for artificial, programmatic expansion of
the training sample with new, unique representatives.
      </p>
      <p>
        The article [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] is devoted to the development of a system for automated analysis of medical text
using modern artificial intelligence and natural language processing technologies. Various methods
and technologies were used, such as text tokenization, natural language processing, text
classification and clustering, semantic analysis and text generation. The developed system is able to
recognize and classify symptoms, establish possible diagnoses and provide treatment
recommendations. Integration with electronic medical records ensures the relevance and
completeness of information, which is important for medical practice. The test results showed a high
level of accuracy and efficiency in the analysis of medical texts.
      </p>
      <p>
        The problem of organizing software and algorithms for neural networks for natural language
processing is considered in the work [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. A multilevel methodology is proposed that combines the
preliminary classification of text arrays, semantic clustering and the use of a bidirectional LSTM
neural network model. The practical implementation of the method was tested using an automated
text analysis application, which demonstrated a stable reduction in the loss function and acceptable
resource consumption. It was noted that the main advantages of the developed approach are the
ability to adapt to different types of text data, reducing resource consumption while maintaining
high quality of analysis, and suitability for deployment in environments with low computing power.
      </p>
      <p>
        The study [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] considered ways to classify student documents downloaded in PDF format and
required for university education. Three possible methods for solving this problem were proposed.
The first approach is based on optical character recognition (OCR) and traditional machine learning
methods. The second is based exclusively on deep learning. The third is based on a combination of
deep learning methods based on entropy. The proposed methods can classify twelve different types
of digital documents. The validity of the proposed methods was verified by the Student Affairs
Department of Kocaeli University in Turkey. The system not only improved the efficiency of online
document upload stages for students, but also reduced the human cost of document tracking. The
highest F-measure (94.45%) was obtained by the EfficientNetB3 and ExtraTree ensemble.
      </p>
      <p>The article [7] presents an approach to building a model of an intelligent document management
system using machine learning methods to ensure effective work of employees in organizations. A
number of problems were solved to optimize each of the document management subsystems, as a
result of which a model of an intelligent document management system was developed, which can
be effectively applied in enterprises, state and corporate institutions. At the same time, the paper
considers the application of thematic modeling methods and text analysis algorithms based on a
multi-agent approach, which can be used to build an intelligent document management system.</p>
      <p>The multimodal deep learning architecture TechDoc is presented in [8]. The model uses three
types of information, including natural language texts and descriptive images in documents, as well
as connections between documents. The architecture synthesizes a convolutional neural network, a
recurrent neural network and a graph neural network using an integrated learning process. The
architecture was applied to a large multimodal database of technical documents, and the model was
trained to classify documents based on the hierarchical system of the International Patent
Classification. The results show that TechDoc has higher classification accuracy than unimodal
methods and other modern benchmarks.</p>
      <p>In the work [9] an analysis and comparison of recurrent neural networks (RNN), in particular the
LSTM and GRU models, was carried out to determine the effectiveness of these models in analyzing
the sentiment of text messages. A public dataset from the Twitter social networking platform was
used to train the model. The obtained research results allow us to conclude that compared to LSTM,
the GRU model was more effective in the task of text classification.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Methodology</title>
      <p>The developed document analysis and classification system using is a software package designed for
automatic processing of texts from various domains (news, movie reviews, medical transcriptions)
and determining their category or sentiment. The main approach to classification is to use both
traditional machine learning methods Bag of Words and TF-IDF with logistic regression (BoW+LR
and TF-IDF+LR), and deep learning models, in particular the recurrent neural network LSTM and
the BERT (Bidirectional Encoder Representations from Transformers) architecture. The system
provides flexibility in choosing a data set, comparing the effectiveness of different methods, and
creating visualized reports with the results.</p>
      <p>Modern document analysis and classification systems use a variety of approaches, including
traditional machine learning methods and deep learning technologies. Traditional methods, such as
BoW+LR and TF-IDF+LR, are easy to implement and effective for small or structured data sets, but
they have limitations in detecting complex semantic relationships and processing large, diverse text
data. In contrast, deep learning methods such as recurrent neural networks (RNNs, including LSTM)
and transformers (e.g., BERT) provide significantly higher accuracy and flexibility when dealing with
texts containing nuance, context, and noise.</p>
      <p>Traditional methods (BoW+LR and TF-IDF+LR) are fast and suitable for small data sets, but they
do not take into account semantic relationships and context, which limits their effectiveness when
working with texts with complex structure or ambiguity (for example, medical terms or sarcastic
reviews). In contrast, LSTM and BERT allow modeling long text dependencies and semantic
relationships, which is crucial for accurate classification of documents in areas such as news, reviews
or medical transcriptions.</p>
      <p>It should be noted that deep learning methods face problems, especially in terms of interpreting
the obtained results.</p>
      <p>Taking into account these limitations, system architecture is presented, designed according to the
modular principle, which allows it to be easily adapted to new data sets or models (Fig. 1).</p>
      <p>With Figure 1, it can be seen that the system has a modular architecture, consisting of separate
components that are responsible for:
1. Data entry (selection and loading of the data set);
2. Text preprocessing;
3. Document classification using traditional methods (BoW+LR and TF-IDF+LR) and deep
learning models (LSTM, BERT);
4. Data analysis (visualization of category distribution);
5. Evaluation of results and comparison of models;
6. Storage of trained models.</p>
      <p>This architecture ensures its scalability and extensibility. Experimental research into the
effectiveness of the proposed document classification model is aimed at developing a methodology
for evaluating four approaches: BoW+LR and TF-IDF+LR, LSTM and BERT [10, 11].</p>
      <p>The research methodology is based on a literature review and theoretical modeling of the
document classification process using deep learning methods and classical approaches. Let us list the
main stages of the research.</p>
      <p>
        7. Data selection - to assess the adaptability of the models to different types of documents, it is
planned to use various text corpora, such as news articles, user reviews and specialized texts
(for example, news sets) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
8. Pre-processing - to prepare the data for analysis, text cleaning (removal of stop words,
punctuation marks), tokenization and normalization are provided.
9. Modeling approaches:
• BoW+LR - converting text into a word frequency vector with subsequent application
of a statistical classifier [12];
• TF-IDF+LR - vectorization based on word weights to extract key features [13]
(TfidfVectorizer);
• LSTM - context-sensitive sequence modeling using recurrent neural networks [14]
(LSTM layer);
• BERT - using transformers for bidirectional contextual text analysis [15].
10. Evaluation - comparing models by defined metrics, taking into account their theoretical
performance on different types of data [16].
      </p>
      <p>The methodology takes into account the influence of factors such as the volume of data, its
structure and stylistic features, which may affect the classification results [17]. The developed
methodology and experimental design create the basis for evaluating BoW+LR, TF-IDF+LR, LSTM
and BERT in document classification. The selected metrics (accuracy, completeness, F1-measure) will
provide a comprehensive analysis of the effectiveness [18]. The main aspects are given in Table 1.
Theoretical expectations indicate an accuracy advantage for BERT, but practical testing will refine
these assumptions [10].</p>
    </sec>
    <sec id="sec-4">
      <title>4. Results and Discussion</title>
      <p>Data preparation for deep learning models is a critical step in the document analysis and
classification system, which ensures high-quality processing of text data from three datasets - News
Category Dataset, IMDB Movie Reviews and medical transcriptions - for further use in LSTM and
BERT models in the document classification module. Data tokenization, vectorization and
optimization were performed.</p>
      <p>To demonstrate the results, the News Category Dataset [19] dataset was selected, which contains
the fields: category, title, authors, links, short description and news publication date. The
performance of four models BoW+LR, TF-IDF+LR, LSTM and BERT is compared on this corpus.</p>
      <p>The goal was not only to determine the best approach, but also to identify the strengths and
weaknesses of each model, as well as to develop recommendations for improving the system, taking
into account its practical application in real conditions. Testing included several stages: system
startup, data structure analysis, performance metrics evaluation (accuracy, completeness,
F1measure), results visualization and model performance comparison for different usage scenarios.</p>
      <p>Testing began with system initialization, which allowed us to check its basic performance and
preparation for data processing. The output data (Figure 2) is presented, which reflect the system
startup and initial configuration.</p>
      <p>The console shows the successful loading of stopwords from the /kaggle/input/nltk-stopwords
directory, GPU availability (True), which positively affects the processing speed of deep models, the
TensorFlow version (2.17.1), and the dataset selection menu. The user selected the News Category
Dataset (1).</p>
      <p>Before classification, an initial analysis of the structure of the News Category Dataset dataset was
performed to assess its complexity and identify key categories for testing. A graph (Figure 3) is
shown, which displays the distribution of categories in the dataset. The first 15 categories are
displayed.</p>
      <p>The histogram displays the frequencies of news categories in descending order. POLITICS has the
highest values, followed by WELLNESS and ENTERTAINMENT, while other categories are
characterized by significantly lower frequencies. This justifies the selection of the ten most common
categories for further processing. The analysis revealed an uneven distribution, which affected the
classification strategies.</p>
      <p>The performance testing of the models was carried out on a dataset of the top 10 categories of the
News Category Dataset. Each model was evaluated by the metrics of accuracy, completeness and
F1measure (macro/weighted), the results are presented in the form of tables, confusion matrices and
graphs. This approach allowed us to analyze in detail the effectiveness of each approach and identify
their features. Figure 4 shows the results of the BoW model on a given sample.</p>
      <p>The Figure 4 displays the number of records for each category, which is used for pre-filtering the
data before classification. Figures 5 and 6 contain the classification report of the BoW+LR and TF
IDF+LR models. Note that they were trained with class balancing, and the optimal hyperparameters
were determined using the GridSearchCV method with five-fold cross-validation.</p>
      <p>Within the study, two models - BoW+LR and TF-IDF+LR were compared. Both approaches showed
similar results (accuracy 0.765; macro-F1 0.72; weighted-F1 0.77), with TF-IDF+LR providing a small
but stable improvement in weighted F1 compared to BoW+LR.</p>
      <p>Confusion matrix analysis shows misclassification between thematically adjacent classes. The
transition from BoW+LR to TF-IDF+LR moderately increases the proportion of correct classifications
and reduces cross-over errors. In the course of the study, an LSTM neural network was built, the
architecture of which is presented in Figure 9.</p>
      <p>The figure shows that the model contains two recurrent layers, as well as additional levels for
representation formation, regularization, feature aggregation and classification.</p>
      <p>AdamW was used as the optimizer, and categorical crossentropy was used as the loss function.
During training, early stopping and speed reduction were applied to prevent overtraining; as a result,
the model was trained for 5 epochs. The graphs (Figure 10) are shown, which show the dynamics of
LSTM learning. The graphs illustrate the reduction in loss and increase in accuracy during training.</p>
      <p>A Figure 11 is provided, which contains the classification report for the LSTM model.</p>
      <p>A confusion matrix (Figure 12) is given, which shows the distribution of LSTM predictions.</p>
      <p>From Figures 11 and 12, we can conclude that compared to the BoW+LR and TF-IDF+LR models, the
LSTM demonstrates worse integral indicators: accuracy 0.713 vs. 0.765, macro-F1 0.611 vs. 0.72,
weighted-F1 0.7 vs. 0.77. The confusion matrix for the LSTM has a larger off -diagonal dispersion,
especially for less represented classes, local improvements are observed only for individual
categories. Therefore, on short texts (title + short description) TF-IDF+LR is a stronger baseline
approach, while LSTM requires more powerful features or contextual models to achieve an
advantage.</p>
      <p>In this study, the BERT model was used for the text classification task. The input sequences were
formed by the WordPiece tokenizer, and the token indices and attention mask were passed to the
model. Training was performed using fine-tuning over 6 epochs with a batch size of 16 (to limit
memory consumption). Optimization was performed using AdamW with a linear learning rate decay.
Categorical crossentropy was used as the loss function. The model architecture is shown in Figure
13.</p>
      <p>The learning curves (Figure 14) are shown, which demonstrate the BERT learning process. The
graphs show that the accuracy increases during the training process, the loss function approaches
zero.</p>
      <p>The next Figure 15 is provided, which contains the classification report of the BERT model, which
shows an overall accuracy of 0.793, with a macro-F1 of 0.740 and a weighted-F1 of 0.786.</p>
      <p>A confusion matrix (Figure 16) is presented, which illustrates BERT predictions. The matrix shows a
predominance of diagonal elements, which indicates a higher accuracy of BERT compared to the
baseline models. Errors are single and mainly fall on semantically close classes, which confirm the
better recognition ability of the contextual model on short texts.</p>
      <p>The final stage of testing involved comparing all models to determine their efficiency and practical
applicability. A histogram (Figure 17) is presented, which reflects the comparison of the accuracy of
all system models (BoW+LR, TF-IDF+LR, LSTM and BERT) for the News Category Dataset, created
by the results evaluation and model comparison module.</p>
      <p>The histogram shows that the BERT model yields the best result, with a score of 0.793. The BoW+LR
and TF-IDF+LR models give similar values (0.765-0.766), while LSTM is significantly inferior (0.713).
Testing confirmed the system's performance and its ability to classify various texts with varying
accuracy depending on the model. The recommendations aim to enhance the accuracy, speed, and
scalability of the system, making it promising for practical use in document analysis automation.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions</title>
      <p>This study covers the following stages: software architecture design, classification algorithm
development, and system testing on real data. The developed system is capable of processing text
data using both traditional methods (BoW+LR and TF-IDF+LR) and deep learning models (LSTM,
BERT).</p>
      <p>The system allows users to select a data set, perform text preprocessing, perform classification
using four approaches, and receive detailed reports on model performance. The main focus is on
comparing the effectiveness of methods, which is implemented through the evaluation of metrics
(accuracy, completeness, F1-measure) and the visualization of results.</p>
      <p>Key achievements of the developed system:</p>
      <sec id="sec-5-1">
        <title>A modular architecture has been created for easy adaptation to new data;</title>
        <p>Classification with a maximum accuracy of 0.793 (BERT) has been implemented;
Comparison of models with visualization of results is provided;
Data for deep learning models (LSTM, BERT) is prepared;</p>
        <p>Testing was carried out, which confirmed the system's operability.</p>
        <p>Thus, the created system is a practical tool for automating document classification, which can be
the basis for the further development of information systems in various industries. Its
implementation is able to optimize the processing of large volumes of text. Development prospects
include the integration of a web interface and improving models by optimizing them and using larger
computing resources.</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Declaration on Generative AI</title>
      <sec id="sec-6-1">
        <title>The authors have not employed any Generative AI tools.</title>
        <p>[7] M. Sambetbayeva, et al., Development of intelligent electronic document management system
model based on machine learning methods, Eastern-European Journal of Enterprise
Technologies 1(2) (2022) 68–76. doi:10.15587/1729-4061.2022.251689.
[8] S. Jiang, J. Hu, C.L. Magee, J. Luo. "Deep learning for technical document classification". IEEE</p>
        <p>Transactions on Engineering Management 71 (2024): 1163–1179. doi:10.1109/TEM.2022.3152216.
[9] T. Filimonova, O. Pursky, V. Babenko, A. Nechepourenko, V. Shvets, V. Gamaliy, Text sentiment
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[11] S. Leviner, Types of document classification methods. Charactell, 2023. URL:
https://www.charactell.com/resources/types-of-document-classification-methods/.
[12] D. Mwiti, Python bag of words model: A complete guide. DataCamp, 2024. URL:
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[13] TfidfVectorizer. Scikit-learn Documentation, 2025. URL:
https://scikitlearn.org/stable/modules/generated/sklearn.feature_extraction.text.TfidfVectorizer.html.
[14] LSTM layer. Keras Documentation, 2025. URL:
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[15] BERT. Hugging Face Transformers Documentation, 2025. URL:
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