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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>N. R. Chalamalla, Explainable artificial intelligence (xai) for climate hazard assessment: Enhancing
predictive accuracy and transparency in drought, flood, and landslide modeling, International
Journal of Science and Technology</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.1175/aies-d-23-0074.1</article-id>
      <title-group>
        <article-title>Explainable artificial intelligence foundations for web-based sea ice extent forecasting system</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Tetiana Hovorushchenko</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Olga Pavlova</string-name>
          <email>pavlovao@khmnu.edu.ua</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vitalii Alekseiko</string-name>
          <email>vitalii.alekseiko@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Oleg Voichur</string-name>
          <email>ovoichur@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Valeriia Shvaiko</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Artem Boyarchuk</string-name>
          <email>a.boyarchuk@taltech.ee</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Khmelnytskyi National University</institution>
          ,
          <addr-line>11, Instytuts'ka str., Khmelnytskyi, 29016</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Tallinna Tehhnikaülikool</institution>
          ,
          <addr-line>Ehitajate tee 5, Tallinn, 12616</addr-line>
          ,
          <country country="EE">Estonia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2025</year>
      </pub-date>
      <volume>16</volume>
      <issue>2025</issue>
      <fpage>24</fpage>
      <lpage>0027</lpage>
      <abstract>
        <p>The growing need to regulate AI systems, especially in high-stakes domains like climate science, makes explainability essential for fostering user trust and ensuring transparency. Forecasting climate parameters using opaque models undermines a full understanding of how predictions are made, creating a critical gap in responsible AI application. In this work, we propose the foundations for a web-based information system designed for explainable long-term forecasting of sea ice extent. Our study develops an AI solution that supports environmental sustainability by analyzing and integrating statistical methods, deep learning models, and ensemble techniques. We conduct a detailed comparison of these approaches, outlining their respective advantages and disadvantages in generating reliable long-term forecasts. The proposed system is designed to comply with the principles of Explainable AI (XAI) and the norms of current European Union legislation. By explaining the application of deep learning within ensemble models, this work establishes a framework for developing transparent, accessible, and compliant AI tools to address pressing climate change challenges.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Explainable artificial intelligence (XAI)</kwd>
        <kwd>sea ice extent</kwd>
        <kwd>forecasting</kwd>
        <kwd>climate change</kwd>
        <kwd>web-based information system</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Nowadays, there is a sharp growth in artificial intelligence (AI) tools that solve applied problems in
various areas of human life. However, quite often, AI models can be imperfect and make incorrect or
suboptimal decisions that directly afect the quality of life or cause financial or reputational damage.
Thus, users’ lack of understanding of the principles of operation of systems with implemented AI
models undermines trust in the work of the models. This problem is especially acute for deep learning
models.</p>
      <p>
        The concept of Explainable Artificial Intelligence (XAI) is focused on understanding the behavior
of an artificial intelligence model, similar to how people do it [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ]. When developing XAI systems,
it is necessary to ensure four basic principles: Explanation, Meaningful, Explanation Accuracy, and
Knowledge Limits [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        Scientists Ayodeji Olusegun Ibitoye, Makuochi Samuel Nkwo and Rita Orji note: “The discourse on
responsible AI has focused on a core set of normative principles: fairness, transparency, accountability,
privacy, security and value alignment, which are widely supported as ethical foundations for the
development and governance of artificial intelligence” [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>Thus, the development of XAI systems is extremely relevant. As part of the study, we consider
it appropriate to review the concepts and approaches to the development of XAI predictive models,
identify and describe the main directions of the development of a web-based information system for
long-term forecasting of sea ice extent using statistical and deep learning methods, explain the specifics
of the application of each of the methods in the context of the use of ensemble models, and determine
the compliance of the developed information system with the ethical and legal aspects of responsible
AI in the context of existing European Union (EU) legislation.</p>
      <p>
        Web-based sea ice extent forecasting system will be developed taking into account the approaches,
principles, and methods already tested by the authors in previous scientific works [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ]. The use
of proven solutions [
        <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
        ] will ensure methodological continuity, increase the reliability of results,
and allow the integration of best practices in explainable artificial intelligence into a new web-based
forecasting tool. This approach will contribute to both the scientific validity of the project and the
practical efectiveness of the system, which is focused on transparent explanation of forecasts and
support for decision-making in the field of ice cover monitoring.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Related works</title>
      <p>
        Previous works have considered long-term forecasting of the Land Surface Temperature using a recurrent
neural network (RNN) with Long Short-Term Memory (LSTM) architecture [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] and the analysis of
sea ice extent data using statistical methods and unsupervised learning methods to prepare data for
forecasting [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
      </p>
      <p>
        A significant problem in the development of XAI is the “black box” on which deep learning models
are based. That is, the nature of the algorithm is not transparent, which causes users to distrust
certain decisions made by the system. In order to create a counterbalance to the concept of the “black
box,” scientists have defined the key terms Transparency, Interpretability and Explainability [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. The
study [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] considers the problem of transparency of algorithms used in socially significant and ethically
significant contexts. The article [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] discusses XAI approaches in the context of climate change research,
in particular model-agnostic distillation or feature attribution methods.
      </p>
      <p>
        Researchers have shown that hybrid models that combine AI-driven forecasting with climate models
demonstrate the potential to improve the forecasting skills of extreme conditions on climatically relevant
time scales. However, the use of such approaches leaves numerous challenges in aspects such as data
curation, model uncertainty, generalizability, reproducibility of methods and workflows [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. The
research [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] demonstrates the efectiveness of an expert-driven model based on XAI in identifying
problem areas for the agricultural sector. [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] describes the importance of explanatory artificial
intelligence in climate change research, in order to better understand climate processes and identify factors
that cause changes.
      </p>
      <p>The study [17] introduces the assessment of XAI in a climate context and highlights various desirable
properties of an explanation, namely: robustness, reliability, randomization, complexity, and localization.
The article [18] presents a comprehensive review of the use of XAI technologies for forecasting droughts,
lfoods, and landslides, and describes ways to address gaps in XAI implementation, providing reliable,
transparent, and ethical approaches to assessing climate hazards in an era of rapid environmental
change. The research [19] evaluates the reliability of XAI methods applied to regression forecasts of
Arctic sea ice.</p>
      <p>Of particular relevance in the context of explanatory AI is the problem of long-term forecasting.
A number of studies are related to this problem. In particular, the article [20] considers long-term
forecasting of nutrients at the surface of the Southern Ocean using comprehensible neural networks.
The study [21] examines the Transferability and Explainability of deep learning emulators in the context
of regional climate model predictions and outlines the prospects for their future applications. The
research [22] focuses on the possibility of interpreting the learning process of AI using significance
maps.</p>
      <p>Scientists W. Li, C.-Y. Hsu and M. Tedesco note that: “In addition to quantifying uncertainty, XAI can
play a crucial role in improving scientific understanding of complex Arctic systems” [ 23]. The study [24]
examines the use of explanatory deep learning to predict daily sea ice extent. The article [25] outlines
the ethical aspects of developing AI systems for weather forecasting. Researchers pay considerable
attention to the legal and ethical issues of applying artificial intelligence and machine learning to
analyze and predict climate change [26].</p>
      <p>In general, researchers identify the pillars of XAI, such as Transparency, Accountability, and Privacy.
The developed information systems should ensure confidentiality, responsibility, and openness as
cornerstones that support the moral practice of AI in order to dispel users’ fears about AI tools [27, 28].
The analysis allowed us to highlight important aspects that should be paid attention to when developing
an information system. The problem of developing XAI for predicting the area of sea ice in the Arctic
and Antarctic regions remains relevant and requires further research.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Methodology</title>
      <p>AI-based forecasting relies on robust datasets that capture the dynamics of Time Series Data over
time. AI models which can be used for Sea Ice Extent forecasting range from traditional machine
learning algorithms to advanced deep learning techniques. It is necessary to evaluate performance
across diferent time horizons and examine model robustness during extreme conditions, such as
recordlow ice years. Also it is important to promote trust, transparency, and the efective integration of AI
technologies into global climate initiatives. Figure 1 presents the research methodology.</p>
      <p>To avoid any risks, it is necessary to ensure responsible research. In particular, use only reliable
datasets provided by international organizations such as National Aeronautics and Space Administration
(NASA), World Meteorological Organization (WMO), National Snow and Ice Data Center (NSIDC). For
the accuracy of the forecast, it is advisable to use diferent approaches, including statistical and data
mining, as well as evaluating the performance of machine learning models using known metrics. This
will avoid problems of overfitting or underfitting and will help mitigate potential risks in forecasting
anomalous values. To avoid legal and ethical risks, it is planned to use open source methodologies and
implement a data management policy to comply with ethical and legal standards.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Results</title>
      <p>The study covers a long-term forecast of sea ice extent until 2100. First, let’s consider the forecast for the
Northern Hemisphere. Figure 2 shows the SARIMA model forecast. The model preserves fluctuations
well, but has a clearly linear character, which is also observed in previous observations. This means
that the forecast of this model can be considered quite reliable. Figure 3 shows the forecast graph of the
LSTM model. Although the forecast for the first year is highly accurate and preserves fluctuations, a
rapid attenuation is observed for subsequent years. Thus, this model can only be used for short-term
forecasts. The forecast of the recurrent neural network with Bi-LSTM architecture demonstrates similar
trends to the LSTM model, but the attenuation in this case is not as rapid (Figure 4). However, this
model is also not suitable for long-term forecasting.</p>
      <p>It is obvious that in this case, the use of ensemble models with parallel training will not provide a
correct long-term forecast. Therefore, we will perform forecasting using the approach of training deep
learning models based on residuals. Figure 5 shows the long-term forecast of the SARIMA + LSTM
ensemble model, and Figure 6 shows the SARIMA + Bi-LSTM model. The forecast of both models
retains the main trends identified by SARIMA, but adjusts the values according to the hidden patterns
identified by recurrent neural networks.</p>
      <p>Forecasting the extent of sea ice in the Southern Hemisphere has some diferences. The SARIMA
model forecast (Figure 7) captures the main patterns well and shows a slight downward trend, which
becomes more pronounced for minimum values towards the end of the 21st century.</p>
      <p>Figure 8 shows the forecast of the model with LSTM architecture. The forecast shows some amplitude
lfuctuations, but unlike the forecast for the Northern Hemisphere, there is no signal attenuation over
time. The forecast of the Bi-LSTM model is shown in Figure 9. The model shows a gradual signal
attenuation. The construction of ensemble models for the Southern Hemisphere was similar to that for
the Northern Hemisphere, i.e., residual-based training was used for deep learning models. The forecast
of the SARIMA + LSTM model is shown in Figure 10, and that of the SARIMA + Bi-LSTM model is
shown in Figure 11.</p>
      <p>For implementation in the information system, models were selected that demonstrated high
shortterm forecast metrics and no long-term forecast deficiencies. Thus, the SARIMA model was selected for
the Northern Hemisphere, and the SARIMA + LSTM ensemble model was selected for the Southern
Hemisphere.</p>
      <p>A web-based information system was developed to implement the model and present it to a wide
range of users. The developed information system displays data from the beginning of sea ice area
observations, i.e. from the end of 1978, and provides a forecast until 2100. It also provides the ability to
compare data. Figure 1 shows a comparison of data in tabular form, and Figure 12 shows a graphical
comparison. For greater clarity, potential changes in coastal areas have been visualised (Figure 13).
The service is adaptive, allowing it to be used from diferent devices. The user interface is convenient,
intuitive and complies with all the principles of UI/UX design.</p>
      <p>The developed information system can be useful for scientists, researchers of the Arctic and Antarctic
regions, urban planners, to ensure sustainable development of cities and communities in both polar
regions and more remote areas, which are nevertheless coastal and therefore vulnerable to fluctuations
in the sea level. Also, the information system can be used for educational purposes for a comprehensive
understanding of the problem of melting glaciers. The developed tools for visualization of the forecast
allow to more clearly demonstrate potential problems that may arise in polar regions. The information
system also contributes to a comprehensive understanding of climate change and the key role of the
polar regions, whose climate afects the ecosystem of the entire planet.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Discussion</title>
      <p>In long-term forecasting, many sequence-to-sequence models, such as LSTM and Bi-LSTM, tend to
smooth out fluctuations. As a result, the forecast tends to shrink toward the mean or create flat, i.e.,
non-dynamic trajectories. This is due to a number of factors, including error buildup, which makes the
model cautious, training loss, which increases with deviations, so the network starts to predict average
values, and the lack of explicit seasonality, which leads to a loss of model amplitude over time. As a
result, forecasts appear to be weakened, with less variance, and flatter forecast curves compared to the
real ones.</p>
      <p>The SARIMA + DL ensemble can help avoid damping, or at least significantly mitigate it. Since the
SARIMA model is specifically designed to maintain seasonal cycles and trend amplitudes, it preserves
lfuctuations well. Thus, even if DL forecasts fade, SARIMA ensures that the forecast does not flatten
out. There are two approaches to building ensemble models: conventional (parallel) training and
residual-based (sequential) training.</p>
      <p>Conventional or parallel training trains both SARIMA and recurrent neural networks on the same
input time series. Thus, both methods produce forecasts independently, and the final forecast is a
Month
January
February
March
April
May
June
July
August
September
October
November
December
combination of the weighted average forecast of both models. The advantages of this approach are
simplicity of implementation and the ability to take into account diferent aspects, such as linear and
nonlinear trends, by each of the models. This helps to avoid the dominance of one model over the
structure. However, this approach has a number of disadvantages, including redundancy and a risk of
averaging out important dynamics if the weights have not been carefully selected.</p>
      <p>Residual-based or sequential training involves using SARIMA to predict explicit patterns, in particular
trend, seasonality, and autocorrelation. Then, the residuals are calculated based on the actual values
obtained by the SARIMA forecast. The training of a recurrent neural network with an LSTM or Bi-LSTM
architecture is performed only on the residuals. That is, the final forecast is the SARIMA forecast
and the forecast of the residuals by a deep learning model. The advantages of this approach are a
cleaner decomposition, since SARIMA processes linear (seasonal) patterns, and DL processes nonlinear
(complex) and hidden patterns. The risk of overtraining is also significantly reduced, since the RNN
only needs to model the residual noise, and not the full structure. This approach helps to avoid damping,
since SARIMA preserves amplitude and cyclicity. Some disadvantages of the residual-based training
approach are the more complex workflow that involves two-stage training. It is also necessary that
SARIMA be quite well-chosen. However, the limitations considered are insignificant, and the efect that
can be achieved is significant.</p>
      <p>The ensemble model based on residuals is built in such a way that SARIMA captures the trend
and seasonality, and the deep learning model models only the remaining nonlinear residuals, and
not the entire signal. Thus, since the LSTM is not responsible for generating full cycles, it does not
“smooth” them. The use of weighted ensembles allows you to stabilize the variance. That is, SARIMA
preserves the amplitude, and deep learning methods focus on hidden patterns and adjust the forecast.
This approach prevents the smoothing of the long-term horizon of deep learning models. Compared
to autonomous deep learning, ensemble methods help avoid decay, making long-term forecasts less
lfat and more realistic. As a result of the analysis, a sequential learning approach, i.e., residual-based
learning, was chosen for further experiments with ensemble models.</p>
      <p>The study analyzed the SARIMA method and deep learning methods: LSTM and Bi-LSTM to create a
long-term forecast of sea ice extent. Since the evaluation of the methods in the short term demonstrated
low errors and high values of the coeficient of determination for all models, with a slight advantage
of the SARIMA method for the Northern Hemisphere and the SARIMA+LSTM ensemble model for
the Southern Hemisphere, it is advisable to analyze the forecast in the long term. It should be noted
that due to the lack of observational data, it is impossible to conduct a full-fledged forecast analysis.
Observational data from NASA and NSDIC, which are freely available, are limited to the end of 1978.
Therefore, we consider it advisable to analyze the long-term forecast of the studied methods in the
context of their advantages and potential limitations. A comparison of the characteristics of the studied
models is given in Table 2.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Ethics and responsibility</title>
      <p>In the process of developing the web-based information system, the key provisions of ethical and
responsible use of artificial intelligence were taken into account in accordance with modern European
approaches. Particular attention was paid to the recommendations formulated in the EU Artificial
Intelligence Act [29], as well as in the documents of the High Level Group on AI (HLEG AI) [30] at the
European Commission.</p>
      <p>Developed Information System belongs to the category of low-risk AI systems, as it does not process
personal data, does not make decisions that have legal or social consequences for the user, and does
not afect the emotional or physical state of a person. The paper implements basic approaches to
ensuring transparency. All models used for forecasting (SARIMA, LSTM, Bi-LSTM) are documented and
explained within the project. The visualization of trends, seasonality, and residual components allows
the user to understand the logic of forecasting. In the future, it is planned to introduce mechanisms for
interpreting models (Explainable AI), which will improve the transparency of algorithms.</p>
      <p>Several modeling approaches, including ensemble models, are used to improve the accuracy of
forecasts. Standardized metrics (MAE, RMSE, R²) are used to evaluate the results. All data comes from
open, reputable sources (in particular, NSIDC), which guarantees the quality of the input information.
The system has been tested for forecast stability, including residuals and time series stationarity analysis.</p>
      <p>Web-based information system does not interact with personal or sensitive data, does not segment
users, and does not perform any form of automated human evaluation. Thus, there is no risk of
discrimination in the system’s operation.</p>
      <p>Additionally, when selecting data, priority is given to open sources available to all users on equal
terms, which supports the principle of equality in access to technology.</p>
      <p>All data used are public, anonymous and obtained from open scientific repositories. No personal
information is processed. The project also adheres to an open source policy: the software is available
in a public repository under the appropriate license terms. This is in line with the principles of open
science and ethical data management.</p>
      <p>Information System performs only an auxiliary analytical function. The system does not make
decisions automatically, but only provides forecast information for further reflection by the user. All
actions that can be taken based on the forecasts remain under the responsibility of the user. Such
control ensures compliance with the principle of preserving human autonomy and controllability of the
process.</p>
      <p>The conducted research allows laying the foundation for further research in the context of developing
XAI systems. Further work will be aimed at developing information systems for predicting climate
parameters using artificial intelligence. The choice of forecasting methods should be based not only on
assessing the quality of the forecast, but also on the clarity of the algorithm, because climate forecasting,
especially related to the prediction of natural disasters and climate change, should be transparent to
users, explaining why certain decisions were made.</p>
    </sec>
    <sec id="sec-7">
      <title>7. Conclusion</title>
      <p>As a result of the study, an analysis of existing concepts and approaches to the development of XAI
predictive models was conducted, because of which the main aspects of the development of a web-based
information system for long-term forecasting of the area of Sea Ice extent using statistical methods and
deep learning methods were determined. A detailed explanation of the features of the application of
each of the methods in the context of the use of ensemble models was provided, and the compliance of
the developed information system with the ethical and legal aspects of responsible AI was determined.</p>
      <p>The developed information system allows not only to view observation and forecast data, but also
to compare indicators from diferent years, which is especially useful for scientific and educational
purposes.</p>
      <p>Visualizing the impacts of climate change on coastal regions allows users to model potential scenarios
and better understand potential threats and risks, spurring action on climate change and ensuring the
achievement of Sustainable Development Goal 13.</p>
    </sec>
    <sec id="sec-8">
      <title>Declaration on Generative AI</title>
      <p>During the preparation of this work, the authors used Grammarly in order to: grammar and spelling
check; DeepL Translate in order to: some phrases translation into English. After using these tools and
services, the authors reviewed and edited the content as needed and take full responsibility for the
publication’s content.
2025.145102.</p>
    </sec>
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