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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Architecture for a Digital Product Passport System based on the Ecodesign for Sustainable Products Regulation and the corresponding Standardisation Request</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Patrick Gering</string-name>
          <email>patrick.gering@ipk.fraunhofer.de</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Thomas Knothe</string-name>
          <email>thomas.knothe@ipk.fraunhofer.de</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gernot Böge</string-name>
          <email>gernot.boege@fiware.org</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jason Fox</string-name>
          <email>jason.fox@fiware.org</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Coenraad van Deventer</string-name>
          <email>nd@circulor.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Niko D'Agostino</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Circulor GmbH</institution>
          ,
          <addr-line>Uhlandstraße 29, 10719 Berlin</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>FIWARE Foundation</institution>
          ,
          <addr-line>e.V., Helmholtzstraße 2-9, 10587 Berlin</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Fraunhofer IPK</institution>
          ,
          <addr-line>Pascalstraße 8-9, 10587 Berlin</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper outlines an architecture for a Digital Product Passport (DPP) system, designed to meet the Eco Design for Sustainable Products Regulation (ESPR) and the corresponding Standardisation Request (SReq). The proposed architecture divides into three main components: EC Central Services, distributed DPP System Services, and Third-Party Services. The EC Central Services, managed by the European Commission, oversee the system's governance, while the dis-tributed DPP services, operated by Economic Operators or designated providers, handle day-to-day operations. Third Party Services, run by external entities, supplement these functionalities.</p>
      </abstract>
      <kwd-group>
        <kwd>1 Digital Product Passport</kwd>
        <kwd>System Architecture</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The advent of the European Green Deal in 2019 marked a pivotal shift towards addressing the
pressing climate and environmental challenges facing our planet. As a cornerstone of this ambitious
plan, the European Union set forth a strategy aimed at molding an equitable, thriving society
underpinned by a modern, resource-efficient, and competitive economy. Central to this vision is the
objective to reach net-zero greenhouse gas emissions by 2050, all the while dissociating economic
expansion from resource use.[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]
      </p>
      <p>
        In a significant stride towards realizing this vision, March 2022 saw the launch of the Sustainable
Products Initiative (SPI), featuring the Proposal for the Ecodesign for Sustainable Products Regulation
(ESPR)[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. This regulation lays the groundwork for a broad adoption of digital product passports
(DPP) across a variety of product categories, heralding a new era of circular economy practices. The
pioneering EU Battery Regulation 2023/1542[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] further exemplifies this approach by covering the
entire lifecycle of products and introducing the first DPP at the European level, starting with the
digital battery passport. This initiative underscores the EU's commitment to sustainable product
management by ensuring transparency across the battery value chain through digital means.
      </p>
      <p>
        The digital battery passport not only serves as a model for the sustainable and circular handling
of batteries but also sets the stage for the broader application of DPP systems across multiple sectors,
including textiles and electronics [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. This pilot project underscores the necessity for a technologically
adaptive framework that can support the expansive vision of the DPP ecosystem.
      </p>
      <p>Concurrent with the development of the ESPR and Battery Regulation, the European Commission
embarked on a mission to establish the technical standards essential for the DPP system's
implementation. By May 2023, a draft Standardisation Request (SReq) was proposed to key European
Standardisation Organisations, marking the beginning of a consultative process aimed at refining the
regulatory backbone of the ESPR and Battery Regulation. The establishment of the Joint Technical
Committee JTC 24 in December 2023 represents a critical step in this journey, tasked with crafting
the standards needed to bring the vision of a comprehensive DPP system to fruition.</p>
      <p>This paper delves into the intricate IT architecture underlying the Digital Product Passport system
that underpins this innovative approach.</p>
    </sec>
    <sec id="sec-2">
      <title>2. DPP System components as required by SReq, ESPR and Battery</title>
    </sec>
    <sec id="sec-3">
      <title>Regulation</title>
      <p>
        As part of our efforts, an analysis was undertaken to align with the requirements set forth by the
ESPR, the Battery Regulation, and the SReq. The objective was to identify all the system components
required by regulation. The following table summarizes the key system components identified for the
DPP system, categorized by their type and referencing the specific clauses in the ESPR, Battery
Regulation, and Standardization Requests (SReq) that mandate or describe their necessity [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]:
Individual distributed data repository
      </p>
      <p>Database
Type of component</p>
      <p>Alphanumerical Code</p>
      <p>Medium holds the unique
identifier with link</p>
      <p>Database
Software
Software
Software
Method
Method and software
Method and software
Method and software
Method and software
Software
Method</p>
      <p>Reference to SReq, ESPR, Battery
Regulation
Module 7 of SReq
Module 7 of SReq
Module 7 of SReq
DPP-System components as defined
in the SReq</p>
      <p>Unique identifier for product,
economic operator, facilities and DPP
unique identifier</p>
      <p>Data carrier
Registry
EC User web portal
API for CRUD of data</p>
      <p>System for access rights
management</p>
      <p>Verification of authentication
Verification of DPP conformance</p>
      <p>Data verification of data integrity
and originality</p>
      <p>Logging and monitoring
Querying of passport data
Back-up service</p>
      <p>Data modelling</p>
    </sec>
    <sec id="sec-4">
      <title>3. Proposed DPP system architecture</title>
      <p>This chapter presents a detailed proposal for the architecture required to integrate and extend the
identified components into an operational digital product passport (DPP) system. It lays out an
overarching view of the system architecture, subsequently delving into the intricacies of each
component to provide a comprehensive understanding.</p>
      <p>The system's architecture is strategically divided into three principal service-oriented sections (see
Figure 1): EC Central Services, DPP System Services distributed across various locations, and Third
Party Services. Oversight of the EC Central Services is the responsibility of the European
Commission. The distributed DPP System Services are mandated to be set up and operated either by
the Economic Operator themselves or through a service provider appointed for this purpose.
Establishment of Third Party Services, on the other hand, is required to be done by an independent
service provider, as specified by regulatory mandates.</p>
      <p>The EC Authority Portal, dedicated to national authorities, the Commission, and market
surveillance offers elevated access rights and functionalities, including data analytics
services, to fulfill regulatory responsibilities.</p>
      <p>The EC Operations Portal, serving as the central command center, enables administrators
and authorized personnel to manage and oversee the DPP ecosystem efficiently.</p>
      <p>Data Services provide necessary functionalities for basic data operations:
• Verification Services are critical for cryptographically proving or verifying the correctness
of data inputs within the system, including the verification of signatures in Verifiable
Credentials or Presentations.
• Validation Services scrutinize the quality and specificity of the data entered into the
product passport system. The absence of data validation could lead to the acquisition of
erroneous data that fails to conform to the required data structure and values. This process
entails the comparison of structured or semi-structured data against the product passport
data models to ensure a match. Having all necessary validation schemas and criteria in
place is crucial for the timely execution of validation checks; without these, validation
cannot proceed, resulting in the rejection of incoming data accompanied by a descriptive
error message. Similarly, data failing to meet validation standards must also be discarded.
• CRUD Operations such as Create, Read, Update, and Delete are essential for data
management within databases and web applications.
• Issuing Service, dedicated to the publication of DPPs, ensuring compliance and
accessibility.
• The Querying Service, involves the retrieval of specific data from databases or datasets,
facilitating the extraction of relevant information based on defined criteria.
• The Logging Service provides practice of recording events, actions, or transactions within
the system for later analysis, troubleshooting, and auditing.</p>
      <p>The Data Analytics Services are tailored for authority use, this component comprises intermediate
data storage for aggregated product passport data, a data analytics component for performing
predictive and prescriptive analytics, and search components for detailed data exploration.</p>
      <p>Following IT Service Management Forum (ITSMF) guidelines, the IT Operations Services
include Service Management and Service Desk Software for monitoring, analysis, reporting, and
support within the system, ensuring adherence to Service Level Agreements (SLAs).</p>
      <p>
        The Commission is tasked with establishing and managing a secure digital Registry to safeguard
critical identifiers, such as unique product identifiers, operator identifiers, facility identifiers, and a
registration identifier. This registry will also include the product commodity code and unique
identifiers for batteries, specifically for those products undergoing the 'release for free circulation'
customs process, as detailed in Article 77(3) of Regulation (EU) 2023/1542. Access to the registry's
data will be granted directly to national and customs authorities as well as the Commission itself. To
enhance enforcement capabilities, the Commission may also determine the need to record additional
information in the product passport within the registry [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Future delegated acts will clarify further
details to be documented in the registry, aiming to authenticate the product passport's validity and
enhance the effectiveness and efficiency of market surveillance and customs inspections.
      </p>
      <p>Routing Services ensure that DPPs, stored in distributed data repositories, can be accessed centrally
through a portal or an API, facilitating seamless integration and access across the system.</p>
      <p>Policy Management Services managed by the European Commission, are responsible for the
creation, enforcement, and monitoring of policies and guidelines within the DPP system.</p>
      <p>Part of the Distributed DPP System Services are the Distributed Data Repositories, which serves as
a storage and management hub for battery passports. The management of this repository is
recommended to be under the responsibility of either an economic operator or a designated
DPP-asa-service provider, who is authorized to represent them. Such management could be undertaken by a
provider offering DPP services. Various technical solutions can be employed for its implementation.
The system's interoperability is achieved through the adoption of a semantic data model, which is
based on a universal, platform-independent semantic framework. The DPP data repository's API is
designed to facilitate standard Create, Read, Update, and Delete (CRUD) operations. Additionally, a
translator service is in place to convert generic API calls into specific calls compatible with the system.</p>
      <p>Translator Services are essential for translating generic API calls into system-specific ones. This
service is based on the Model Driven Architecture approach, facilitating seamless integration across
different technical implementations.</p>
      <p>Interface to Business Software: This interface integrates company-specific backend systems (e.g.,
ERP, SCM, PLM) with the DPP system, ensuring that data is processed, aggregated, and mapped to
the standardized data model of the battery passport.</p>
      <p>Interfaces to Business Software, such as ERP, SCM, PLM, and Traceability Solutions, will be the
primary source of data for product passports. These systems enable the collection of crucial upstream
value chain data, which significantly contributes to various attributes of the battery passport,
including Product Carbon Footprint (PCF) and recycled content. The duty to integrate these systems
with the battery passport lies with the economic operator. The data must be processed, compiled, and
aligned with the battery passport's standardized semantic data model to ensure it meets the specific
data attribute requirements. Recognizing that not every company has the resources or willingness to
develop their own DPP data repository, the ESPR suggests delegating this responsibility to a
DPP-asa-service provider. This arrangement enables economic operators to adhere to the Battery Regulation
and associated ESPR guidelines without significant capital expenditure. Furthermore, the ESPR
requires economic operators to ensure the availability of a backup copy of the product passport. This
is to be facilitated through an independent DPP-as-a-service provider, who will also offer the
necessary backup services, guaranteeing continuous access to DPP data.</p>
    </sec>
    <sec id="sec-5">
      <title>4. Conclusion and outlook</title>
      <p>The European Green Deal and subsequent initiatives like the Sustainable Products Initiative, the
Ecodesign for Sustainable Products Regulation, and the EU Battery Regulation represent
transformative steps toward a sustainable and circular economy in Europe. By setting ambitious goals
for net-zero greenhouse gas emissions by 2050 and emphasizing the decoupling of economic growth
from resource use, the EU has positioned itself as a global leader in environmental stewardship and
climate action. The development and implementation of the Digital Product Passport (DPP) system,
as detailed in this paper, are central to these efforts. This system not only facilitates transparency and
efficiency in the lifecycle management of products but also pioneers the integration of digital
solutions in sustainable product management across various sectors.</p>
      <p>The intricate IT architecture of the DPP system, comprising EC Central Services, DPP System
Services, and Third-Party Services, showcases a sophisticated approach to ensuring data integrity,
accessibility, and security. Through its service-oriented architecture, the system addresses critical
needs for identity and access control, data validation and verification, and seamless interaction among
stakeholders. The establishment of technical standards and the creation of the Joint Technical
Committee JTC 24 underscore the EU's commitment to a consultative and inclusive process for
regulatory development and implementation.</p>
      <p>This paper sets the stage for ongoing developments in digital integration within the circular
economy paradigm and can serve as a blueprint for future initiatives aimed at making the circular
economy a reality and contribute to the ongoing work of the JTC 24.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgements</title>
      <p>
        This work is an outcome of the Battery Pass Project, co-funded by the German Federal Ministry
for Economic Affair and Climate Action on the basis of a decision by the German Bundestag [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. The
Battery Pass consortium project aims to advance the implementation of the battery passport based
on requirements of the EU Battery Regulation and beyond.
      </p>
    </sec>
    <sec id="sec-7">
      <title>Declaration on Generative AI</title>
      <p>The author(s) have not employed any Generative AI tools.</p>
    </sec>
  </body>
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