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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Decision Support Methodology for Smart Regulation of Electric Power Consumption in Mine Drainage Systems</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Volodymyr Hnatushenko</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Serhii Tkachenko</string-name>
          <email>Tkachenko.S.M@nmu.one</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Liliia Beshta</string-name>
          <email>Beshta.L.V@nmu.one</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dnipro University of Technology</institution>
          ,
          <addr-line>Yavornytskoho Ave. 19, 49005 Dnipro</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>conditions</institution>
          ,
          <addr-line>Ukrainian industry</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2026</year>
      </pub-date>
      <fpage>156</fpage>
      <lpage>165</lpage>
      <abstract>
        <p>The paper presents a methodology for decision support aimed at regulating and optimizing electric power consumption in mine drainage systems, considering electricity tariff zones. The primary objective is to substantiate methods for regulating energy consumption from the perspective of achieving an optimal load mode within the power system. The proposed approach involves a stepwise ranking of pumping units (PUs) and their groups based on technical performance indicators, followed by an assessment of the required operating time and energy efficiency for each group. Based on these evaluations, the methodology provides justified recommendations for developing a daily schedule of equipment operation, taking into account the variable set of available units and their characteristics. This approach enables the use of drainage systems as flexible regulating consumers, helping to reduce peak and semi-peak loads and enhance the overall efficiency of energy use. Modeling based on field data confirms the effectiveness and practical value of the proposed methodology.</p>
      </abstract>
      <kwd-group>
        <kwd>Decision support</kwd>
        <kwd>optimizing electricity consumption</kwd>
        <kwd>pumping unit</kwd>
        <kwd>phased ranking</kwd>
        <kwd>mine drainage</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>decision support methodology that allows for the dynamic adjustment of equipment operation based
on technical efficiency and economic feasibility is essential.</p>
    </sec>
    <sec id="sec-2">
      <title>3. Related works</title>
      <p>
        Addressing energy conservation is a pressing research and engineering priority in the modernization
of mine drainage electromechanical complexes, driven by the necessity to alleviate stress on power
systems. Papers [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ] explore methods of energy-efficient management of mine dewatering systems,
including optimizing pumping units and using pre-peak switching to reduce energy consumption.
The relationship between energy consumption and GDP is analyzed. Papers [
        <xref ref-type="bibr" rid="ref10 ref7 ref8 ref9">7-10</xref>
        ] focus on
state-ofthe-art performance modeling methods and control approaches to improve the energy efficiency of
a parallel pumping system. A comprehensive review of traditional scheduling methods and advanced
computational intelligence-based control methods has been made to provide insight for future
research. The papers [
        <xref ref-type="bibr" rid="ref11 ref12 ref13 ref14">11-14</xref>
        ] consider energy-saving approaches through frequency control of
pumping unit drives using PI laws. Adaptive methods for adjusting the regulators are proposed.
Paper [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] describes the experience of implementing centrifugal pump monitoring systems and big
data research. Efforts have been made to schedule pump operations using universal algorithms to
minimize the operating costs of water distribution system pumps and storage capacity. In [
        <xref ref-type="bibr" rid="ref16 ref17">16, 17</xref>
        ],
the authors consider the issue of determining the optimal mode of operation of pumping stations. It
is determined that combinations of switched-on pumping units can ensure the station's performance,
while the combination with a certain liquid flow can include different PAs. When choosing the
optimal number of operating units, it is also proposed to consider the duration of the service life and
their operating mode. Issues [
        <xref ref-type="bibr" rid="ref18 ref19 ref20">18-20</xref>
        ] discuss the problems associated with energy analysis and
improving the efficiency of fluid transportation systems. A method is presented to determine the
specific energy consumption used to regulate the flow of pumping systems. Papers [
        <xref ref-type="bibr" rid="ref21 ref22 ref23 ref24">21-24</xref>
        ] present
an algorithm for predicting the stable operation of a group of identical variable-speed pumps near
the point of best efficiency determined by the manufacturer. It considers the prediction of starting
and stopping pumps based on variable demand and required pressure. The algorithm activates
additional pumps when the existing ones cannot provide the required parameters. The optimal pump
operating areas (Q, H), effective combinations between Q, H, and the number of pumps, as well as
the limits of their operating modes, are calculated and visualized. Paper [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ] analyses the use of
algorithms for automated drainage control considering peak power system loads. Various methods
are considered, including forced switching on with regulation, three-point control, and time-based
switching on. A comparative analysis shows that the three-point control method is the most efficient.
      </p>
      <p>
        Coal mine drainage systems are significant consumers of electricity. According to various
estimates, the share of electricity used to power mine drainage systems is 20-30% of a mining
enterprise's total annual electricity consumption. On average, mines in eastern Ukraine must pump
out up to 1 m3 of water per 1 ton of coal produced [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ]. Such enterprises should introduce off-peak
management laws for their large electricity-consuming divisions, such as those in the mining
industry. Reducing the load on energy systems during peak times is an important scientific and
practical task. The urgency of the problem stems from the need to conserve energy during the
operation of the drainage complex, as improving the energy efficiency of this link within the mining
enterprise will have a significant economic impact. The rational use of the drainage complex involves
monitoring the equipment's technical condition and applying classification methods with minimal
negative mutual influence, as well as automated pre-peak switching. Based on this data, decisions
can be made on the time, duration, and number of pumping units (PUs) to be switched on. Given the
lack of decision-making systems in this area and the reduced requirements for the qualifications of
operating personnel, there is a need to implement a decision support system for the mine drainage
process.
      </p>
      <p>This paper aims to substantiate the methods of regulating electricity consumption during mine
drainage operations in terms of the optimal load regime of the power system, depending on the tariff
zones.</p>
    </sec>
    <sec id="sec-3">
      <title>4. Analytical description of the classification approach for pumping units and their groups</title>
      <p>The operation of drainage systems in accordance with the power system load schedule can be
organized using various control methods, the effectiveness of which is determined by specific
operating conditions. The cost of electricity varies throughout the day in accordance with the
regulatory documents of the National Energy and Utilities Regulatory Commission (NEURC's).
Stashkov Mine's workings intersect aquifers, resulting in a significant water inflow (with an average
hourly value of approximately 900 m³/h). To ensure the economically rational operation of the
dewatering plants (i.e., their shutdown during the power system's peak period), the catchment
capacity must accommodate the entire water inflow of the mine during the peak, the magnitude and
timing of which are set by the power system.</p>
      <p>Given the energy intensity of coal mine drainage systems, any organizational or technical
measures aimed at improving the energy efficiency of drainage systems lead to a significant
economic effect. Every percentage point of efficiency improvement in these systems results in direct
savings of hundreds of thousands of hryvnias in electricity costs.</p>
      <p>
        The sources of additional costs arising from the operation of the drainage complex and
energysaving methods include:
•
•
•
low efficiency of pumping units, where monitoring of the technical condition of pumping
units and operation of pumps with the highest efficiency can be applied among possible
technical solutions.
negative mutual influence during the joint operation of pumping units, where among the
possible technical solutions is the method of combining pumping units with the closest
possible pressure characteristics.
sub-optimal operation schedule of the drainage complex, where among the possible technical
solutions is an algorithm for switching on pumping units in the optimal mode depending on
the tariff zones [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ].
      </p>
      <p>To support decision-making on energy consumption regulation by influencing the operating
modes of the mine drainage complex according to the energy efficiency criterion, a methodology
consisting of three stages is proposed: determining the current state of the PUs, grouping the PUs by
the minimum negative mutual influence, and recommending the PUs' operation schedule.</p>
      <p>Stage 1. Determination of the current state of the PUs.</p>
      <p>The key concept describing any pumping system is the QH-curve, which illustrates the
relationship between the pump flow rate (supply) Q and the head H. The technical condition of
pumping units significantly affects their efficiency, both when used in groups and individually. A
shift in the pressure characteristic of a pump indicates that it is worn out and produces a lower flow
rate. The pumping units with the highest efficiency should be operated from the available pumping
units (Fig. 1).</p>
      <p>
        Based on monitoring the condition of the pumping units, the current efficiency is determined for
each switch-on of the PU using a well-known method [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ].
      </p>
      <p>The current efficiency data will prioritize switching groups that work on a common reservoir.</p>
      <p>Mine drainage lines are characterized by high static pressure (the height water must be delivered)
and a low dynamic pressure component (associated with friction between the fluid and the pipe and
other hydraulic phenomena). Another important feature of mine systems is the parallel operation of
pumps.</p>
      <p>
        The simultaneous operation of pumps with different QH curves results in a shift of the operating
-flow area. In extreme cases, it can produce zero flow,
consuming electricity. Thus, the specific energy consumption in the dewatering process depends not
only on the general condition of the pumps, but also on their coordinated combination. Before
grouping the pumps according to the minimum negative mutual influence, they are ranked by the
decrease in their efficiency during individual operation. The efficiency values were obtained during
the previous stage. The following factors are taken into account: pump numbers, efficiency and pump
availability [
        <xref ref-type="bibr" rid="ref26 ref27">26, 27</xref>
        ].
      </p>
      <p>As a result, we will get an array of records containing sorted data on PUs, starting with those
with the highest efficiency (Table 1).</p>
      <p>Given that the pumps used were of the same type with close flow rates, the efficiency in Table 1
can be considered an indicator of energy efficiency.</p>
      <p>Stage 2. Grouping of PUs by the minimum of negative mutual influence.</p>
      <p>According to the technical and operational regulations, not all the PUs are simultaneously
involved in the pumping process. It is typical to switch on groups of two or three PUs simultaneously.</p>
      <p>For the joint operation of pumps in groups of two and three, we determine the number of possible
combinations of k pumping units out of their total number n using the combinatorial formula.</p>
      <p>Stage 2, which includes the compilation of preliminary priority lists, it is calculated with the help
of formula:
   =
 !</p>
      <p>.</p>
      <p>! ( −  )!</p>
      <p>Thus, there are 38 possible combinations for selecting two of the nine pumps and 84 combinations
for selecting three of the nine pumps.</p>
      <p>These combinations can be collected in appropriate tables ranked in descending order of the
predicted efficiency value during the group operation of the PUs. Thus, the groups of PUs with the
highest efficiencies will occupy the highest positions. Examples of such tables are shown below
(Tables 2, 3). Considering that Tables 2 and 3 are based on the projected efficiency, the last step is to
correct them based on the results of each start-up of the drainage equipment.</p>
      <sec id="sec-3-1">
        <title>Stage 3. Recommendations on the PUs operation schedule. The input data for stage 3 are:</title>
        <p>•
•
•
priority tables for switching on the PUs for the case of joint operation of two and three
pumping units, ranked by efficiency, containing the supply of pumping groups and electricity
consumption per hour.
tariff coefficients for calculating the cost of electricity by day zones and boundaries of day
zones (information is updated as necessary).
data on the catchment's water level is obtained by measuring or calculating the level from
the daily water inflow.</p>
        <p>We will combine the priority tables for switching on PUs into one and also calculate the
operational cost of each pump group in the day's tariff zones (Table 4).</p>
        <p>
          According to the NEURC's regulations, the cost of electricity varies throughout the day by tariff
zone: 1,5 times the tariff during the hours of maximum load of the power system (from 8 a.m. to 11
a.m. and from 8 p.m. to 10 p.m.), full tariff during the semi-peak period (from 7 a.m. to 8 a.m., from
11 a.m. to 8 p.m., from 10 p.m. to 11 p.m., and from 11 p.m. to 11 p.m.) and 0.4 times the tariff during
the hours of nighttime minimum load of the power system (from 11 p.m. to 7 a.m.). As of October
24, 2024, the electricity tariff is UAH 1,594 per kWh [
          <xref ref-type="bibr" rid="ref27">27</xref>
          ].
        </p>
        <p>
          The pre-peak switching on of PUs ensures the full or partial release of the catchment from the
water before the power system reaches its maximum load, creating conditions for off-peak electricity
consumption [
          <xref ref-type="bibr" rid="ref25">25</xref>
          ]. The method requires that the reservoir volume be released so that it is guaranteed
not to overflow, despite fluctuations in inflow within the range inherent in the mine workings'
conditions, and in this case, the specific conditions of the M.I. Stashkov mine.
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>5. Results and discussion</title>
      <p>
        If we consider the minimum cost of pumping a certain roughly constant daily water inflow as an
objective function, the efficiency of PUs groups is irrelevant. The result is influenced by the cost of
electricity consumed to power the PUs in the tariff zones. Let's assume that a small amount of water
comes into the mine, 300 m3/h, or 7200 m3/day. Obviously, to obtain the minimum cost of pumping
this volume of water, the pumps will primarily be operated at night (up to eight hours [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ]) with the
minimum tariff coefficient (Ktz=0.4). If this time is insufficient, then the pre-peak hours will be used
with the appropriate tariff coefficient (Ktz=1). In this case, the time required for pumping and the
cost of pumping the daily water inflow, with the assistance of PU groups (Table 4), will correspond
to the data in Table 5.
      </p>
      <p>According to Table 5, group PUs 1-3-9 will perform the task during the night tariff zone at the
lowest cost. Groups 8-5-9 and 4-8-9 will be the second and third in cost minimization. But then there
is a group of two PUs, namely 1-3, which should operate in the night tariff zone and partially in the
semi-peak zone. In other words, the use of groups 1-3 for pumping is cheaper than using a group of
three PUs 4-5-9, although the latter will operate exclusively during the night tariff zone. This effect
is achieved through lower power consumption.</p>
      <p>Next, let's assume the mine receives 600 m3/hour of water, or 14400 m3/day. With such an inflow,
the peak tariff zone (Ktz = 1,5) may also need to be used for water pumping. In this case, the time for
pumping and the cost of pumping the daily water inflow with the help of PU groups (Table 4) will
correspond to the data in Table 6.</p>
      <p>According to Table 6, it is most expedient to operate group PUs 1-3-9 during the night tariff zone
under the condition of a water inflow of 14400 m³/day. However, the second most cost-effective
group would be PUs 1-3, which should be operated during the night, pre-peak and partially peak
tariff zones. The third group would be the 8-5-9 group, which covers the night and partially pre-peak
tariff zones, utilizing three PUs. Close to the 8-5-9 group in terms of costs would be the 8-9 and
4-89 groups; however, operating two pumps is a better choice than three.</p>
      <p>Finally, we assume a water inflow to the mine of 900 m3/h, or 21600 m3/day. The time for pumping
and the cost of pumping the daily water inflow with the help of PU groups (Table 4) will correspond
to the data in Table 7. Here, the calculations show that groups of two pumps will not have time to
pump out the daily inflow. Only groups with a total flow of at least 900 m3/h can be used. Of the
groups considered, the best result in terms of minimum costs is given by groups 1-3-9. The second
and third, respectively, are groups 8-5-9 and 4-8-9.</p>
      <p>Thus, the preliminary rankings at Stage 1 and Stage 2 of pumps and their combinations, based
solely on technical efficiency indicators, are insufficient to support the drainage operator's
decisionmaking in regulating energy-efficient electricity consumption. An additional ranking of the table of
time and energy costs by groups of drainage pumps under conditions of known daily water inflow</p>
      <p>According to the modelling of situations with different daily inflows of mine water, the cost of F
is required.
pumping will be, UAH:
 =</p>
      <p>{
where:
  ∗ (8 ∗  
  ∗ (8 ∗  
+ ( 

 

∗  
+ (</p>
      <p>− 8) ∗  
∗   ,
− 8) ∗  
+ (</p>
      <p>) ,
− 20) ∗  
if
if</p>
      <p>8 ≤  
) if 19 ≤  


,
(2)
no solution if 24 &lt;  

Q is the total supply of the PUs group, m3/h;
  is basic electricity tariff, UAH/(kWh);
  is basic electricity tariff, UAH/(kWh);
is night tariff zone coefficient, 0.4;
is coefficient of the semi-peak tariff zone, 1.0;
is peak tariff zone coefficient, 1.5.
is the estimated time required for pumping the daily water inflow, h;</p>
      <p>According to the calculated cost of pumping water, Tables 5-7 can be ranked again to provide the
outfall operator with a recommended choice of options for using PUs groups. Once the choice has
been made, the next task is to draw up a daily schedule for the operation of the PUs group.
Time and cost for pumping out a daily water inflow of 14400 m3/day
Time and cost for pumping out a daily inflow of 21600 m3/day</p>
      <p>Total electricity
consumption,
kWh</p>
      <p>Total
supply
of HA,
m3/h
975
940
940
937
690
660
695
642
Total
supply
of HA,
m3/h
975
940
940
937
690
660
695
642
Combination PUs
19 ≤</p>
      <p>≤ 24</p>
      <p>Considering that the night tariff starts at 23-00, recommendations for scheduling the operation of
the selected PUs group are given in Table 8.
Recommendations for drawing up a schedule for the operation of the vibration group of IA
depending on the calculated pumping time</p>
      <p>Recommendations for drawing up an operating schedule
1. You can plan to switch on the PUs groups from 23-00, but in such a way as to switch them
off no later than 7-00 the next day
1. Be sure to pump out water by the selected group of PUs from 23-00 to 7-00 the next day
2. For the period from 8:00 to 11:00 (morning peak) and from 20:00 to 22:00 (evening peak),
the PUs group should be stopped
3. The daily operation schedule for the selected group PUs is from 7-00 to 8-00 (morning
halfpeak), from 11-00 to 20-00 (daytime half-peak) and from 22-00 to 23-00 (evening half-peak) is
drawn up by the drainage operator based on the technical, technological and operational
factors of the enterprise. The preference in choosing the time of operation should be given
first to the morning half-peak, then to the evening half-peak, then to the daytime half-peak
1. Be sure to pump out water by the selected group of PUs from 22-00 to 8-00 the next day
and then from 11-00 to 20-00
2. The operator plans the mode of operation in the morning and evening peak tariff zone
based on the technical, technological and operational factors of the enterprise</p>
    </sec>
    <sec id="sec-5">
      <title>6. Conclusions</title>
      <p>The proposed methodology for ranking pumping units (PUs) and PU groups based on technical
factors, followed by an assessment of the required operating time and energy efficiency of industrial
aggregates (IAs), enables the formulation of well-founded recommendations for drainage operators
when developing daily equipment operation schedules. This approach is particularly effective under
conditions where the list of available equipment and its technical parameters vary. Such optimization
helps to reduce the load on the power system during peak and semi-peak tariff periods by allowing
mine dewatering equipment to function as a controllable power consumer. Computational modeling
based on field data confirms the efficiency and practical applicability of the proposed methodology.</p>
    </sec>
    <sec id="sec-6">
      <title>Declaration on Generative AI</title>
      <sec id="sec-6-1">
        <title>The authors used Grammarly to check the grammar.</title>
      </sec>
    </sec>
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