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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>J. H. Bittner);</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Shadows to Referents: An Ontological Interpretation of Plato's Cave for Anomaly Resolution</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>John H. Bittner</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>John Beverley</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Timothy W. Coleman</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Philosophy, University at Bufalo</institution>
          ,
          <addr-line>NY</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Institute for Artificial Intelligence and Data Science, University at Bufalo</institution>
          ,
          <addr-line>NY</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>National Center for Ontological Research</institution>
          ,
          <addr-line>NY</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2025</year>
      </pub-date>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>This paper develops an ontological interpretation of Plato's Cave to clarify the lifecycle of anomalies and their resolution. We argue that anomalies, as epistemic disruptions, exist only within bounded temporal regions; beginning with an initial observation and ending with resolution that reclassifies them into known categories. To formalize this lifecycle, we introduce the Anomaly Resolution Ontology (ARO) aligned with the Basic Formal Ontology (BFO) and Common Core Ontologies (CCO). These ontologies model anomalies as temporally bounded continuants, together with the acts of observation and resolution that define their existence. The framework is illustrated through the Act of Epistemic Enlightenment, modeled as a resolution act that ends the anomaly and transforms unresolved information into resolved information. By linking the Cave allegory with anomaly resolution, this paper advances a semantic framework for representing epistemic transitions in AI, cognitive modeling, and intelligence analysis.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Anomaly</kwd>
        <kwd>Information Content Entity</kwd>
        <kwd>Epistemic Uncertainty</kwd>
        <kwd>Temporal Region</kwd>
        <kwd>Basic Formal Ontology</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Anomalies represent unresolved deviations from patterns expected by observers, systems, or institutional
models that create significant operational and epistemic risks across multiple domains. When observers
or systems are unable to assign data to a determinate referent, such unresolved phenomena reflect
semantic configurations shaped by context, prior information, and representational constraints.</p>
      <p>
        For example, in military intelligence, an unresolved thermal signature may lead to tactical missteps
with life-threatening consequences. In AI systems, misclassifications erode user trust and propagate
faulty downstream decisions. In scientific discovery, as Lindley Darden notes, unresolved anomalies
may stall theoretical progress by preventing determinate referential assignments to observed data [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
Modern detection systems flag anomalies as deviations from expected patterns [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], often stemming
from representational rather than material mismatches; semantic artifacts produced by interpretation
rather than direct observation.
      </p>
      <p>
        These practical consequences motivate the need for a structured ontological approach capable of
formally capturing the lifecycle of anomalies and guiding resolution processes. To address these
challenges, we introduce the Anomaly Resolution Ontology (ARO) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], which ofers a formalized
ontological approach to anomaly lifecycle modeling.
      </p>
      <p>
        The ARO provides a formal, interoperable framework for modeling the semantic and temporal
dimensions of anomalies. Unlike statistical models that merely detect deviations, or rule-based systems
that enforce fixed classifications, ARO captures the evolving epistemic states, referential gaps, and
semantic transitions that characterize anomaly resolution [
        <xref ref-type="bibr" rid="ref4 ref5 ref6 ref7">4, 5, 6, 7</xref>
        ]. This ontological approach is
especially critical in domains where anomalies reflect not just data irregularities but interpretive
uncertainty that demands conceptual realignment.
      </p>
      <p>
        The ARO [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] is developed as a domain-specific extension of the Common Core Ontologies (CCO) [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]
and aligned with Basic Formal Ontology (BFO) [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], which serves as the ISO/IEC 21838-1 standardized
upper-level ontology for scientific and applied domains. BFO provides formal distinctions between
universals (general types) and particulars, which are divided into continuants (entities persisting through
time) and occurrents (entities unfolding in time), enabling consistent categorization of entities across
diverse contexts [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        CCO builds on BFO by introducing mid-level ontologies that define common types such as material
artifacts, information content entities, and acts of processing [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. This layered foundation allows
ARO to formally model the lifecycle of anomalies while ensuring cross-domain interoperability and
ontological realism as instantiated in the commitments of BFO [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. As Barry Smith argues in his
critique of fantology [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], many logical frameworks obscure the temporal and indeterminate nature
of unresolved phenomena, treating referential absences as formal artifacts rather than structurally
meaningful states.
      </p>
      <p>To orient the reader, we briefly preview several key concepts introduced in this framework. Anomaly:
an Information Content Entity (ICE), understood as a generically dependent continuant that is about
some entity and depends on an information-bearing entity for its existence, here reflecting unresolved
deviation. Ontologically, an Anomaly participates in an Act of Anomaly Detection, exists during a
Bounded Temporality Interval, and is assigned an Epistemic State that reflects its unresolved interpretive
status. Bounded Temporality: a Prescriptive Information Content Entity (PICE) defining the temporal
span between anomaly detection and referential resolution. Act of Epistemic Enlightenment: a
Planned Act of Information Processing in which an agent achieves referential clarity by resolving an
Anomaly and terminating its interpretive ambiguity. We use ‘Epistemic Enlightenment’ to denote a
formal process of referential clarification, not a metaphorical or cognitive state.</p>
      <p>
        An Information Content Entity (ICE) is a type of generically dependent continuant that depends on
a bearer for its existence, such as a database record, sensor observation, or digital document, and is
about some portion of reality to which it refers. The notion of aboutness is central to its ontological
characterization [
        <xref ref-type="bibr" rid="ref11 ref12">11, 12</xref>
        ]. As Dretske observes, informational structures can carry semantic content
even in the absence of verified referents [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
      </p>
      <p>
        An Act of Epistemic Enlightenment is not limited to cognitive agents. It may occur when a sensor
fusion system classifies a thermal signature as narcotics rather than mechanical heat loss [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], or when
a machine learning anomaly is resolved through human or rule-based reasoning [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. In each case,
the anomaly, sustained by unresolved content, no longer functions as an anomaly once its referent is
identified. This epistemic and ontological transition is formally captured by the the Act of Epistemic
Enlightenment.
      </p>
      <p>
        Our argument proceeds in four stages. We first reinterpret Plato’s Cave [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] as a parable of semantic
mismatch, framing shadows as information content entities linked to type-based intersections. We
then define unresolved anomalies using the ontological distinction between generically dependent
continuants and information content entities, introduce the Act of Epistemic Enlightenment as a subclass
of Act of Information Processing, and finally illustrate the framework with examples from ISR and AI
misclassification.
      </p>
      <p>Anomaly resolution is the transition from shadow (i.e., an unresolved Information Content Entity
representing an unknown or indeterminate referent) to referent, modeled as a temporally bounded
Act of Anomaly Resolution and Act of Information Processing, where unresolved content is formally
processed and resolved by Agents or Systems. The framework relies on Bounded Temporality, a subclass
of PICE which specifies a temporal interval determined by epistemic or contextual conditions that
constrain when entities such as anomalies exist. An Anomaly exists from the moment of its initial Act
of Anomaly Detection, the observation introducing unresolved content, until its resolution through
an Act of Epistemic Enlightenment. Once referential clarity is achieved, the conditions sustaining the
Anomaly collapse.</p>
      <p>In this paper, we focus specifically on anomalies that involve referential indeterminacy, where an
Information Content Entity exists but its aboutness relation cannot yet be determinately assigned to
a portion of reality. Such anomalies difer from routine deviations or noise: their lifecycle depends
on resolving the gap between unresolved informational content and the entity it purports to describe.
While other forms of anomalies (e.g., measurement error within known tolerances) can also be modeled,
our concern is with those whose ontological status is sustained only until determinate aboutness is
achieved.</p>
      <sec id="sec-1-1">
        <title>Definition/Elucidation</title>
        <p>An Information Content Entity that describes an unresolved
deviation from expected patterns, entities, or configurations within a
given context.</p>
        <p>An Information Content Entity that describes ambiguous or
unveriifed information about an Anomaly.</p>
        <sec id="sec-1-1-1">
          <title>An Information Content Entity that describes confirmed or interpreted explanation about an Anomaly.</title>
        </sec>
        <sec id="sec-1-1-2">
          <title>A Descriptive Information Content Entity that describes the lifecycle</title>
          <p>of an Anomaly, beginning with its detection, continuing through
its unresolved state, and ending with its resolution via an Act of
Epistemic Enlightenment that terminates the Bounded Temporality
Interval.</p>
          <p>A Prescriptive Information Content Entity that specifies conditions
under which some entity is considered to exist, apply, or hold; where
these conditions include the initiation and termination of that status
based on epistemic, institutional, biological, or social criteria.
A Prescriptive Information Content Entity that encodes the
interpretive status of an ICE’s referent, such as whether it is known,
unknown, or partially understood.</p>
          <p>An Epistemic State that prescribes that an Anomaly has a
referent that is identified and acknowledged, even if its cause remains
unresolved, during a Bounded Temporality Interval.</p>
          <p>An Epistemic State that prescribes that an Anomaly lacks an
identiifed or understood referent during a Bounded Temporality Interval.
An Act of Information Processing in which an Agent clarifies, revises,
or replaces an ICE in order to resolve ambiguity or uncertainty in
what the content is about.</p>
          <p>An Act of Resolution in which an Agent interprets or clarifies
Unresolved Anomaly Information to produce Resolved Anomaly
Information.</p>
          <p>An Act of Observation in which an Agent uses a sensor, system, or
analytic method to determine whether an entity of interest is present
or identifiable within a physical, informational, or computational
environment.</p>
          <p>An Act of Information Processing in which an Agent analyzes input
data to identify the presence of one or more Anomalies.
A temporal interval that represents the continuous span of time
during which a temporally bounded entity, such as an Anomaly or
role or process, exists.</p>
          <p>An Act of Resolution in which an Anomaly is dismissed, reclassified,
or collapsed without adequate justification, resulting in a premature
termination of the anomaly’s unresolved status.</p>
          <p>An Act of Resolution that replaces an Unresolved Anomaly
Information Content Entity without achieving referential stability.</p>
        </sec>
      </sec>
      <sec id="sec-1-2">
        <title>Definition/Elucidation</title>
        <p>An Act of Information Processing in which an Agent achieves
referential clarity by identifying the actual entity or cause underlying
the Anomaly, thereby eliminating its unresolved status.
A generically dependent continuant is an entity that exists in virtue
of there being at least one (possibly many) copies which share the
same content or pattern.</p>
        <p>A one-dimensional temporal region that is continuous, without gaps
or breaks.</p>
        <p>An independent continuant which is such that there is no time at
which it has a material entity as continuant part.</p>
        <p>A process in which at least one Agent plays a causative role.
A generically dependent continuant that generically depends on
some Information Bearing Entity and stands in relation of aboutness
to some Entity.</p>
        <p>An Information Content Entity that consists of a set of propositions
or images (e.g., a blueprint) that prescribe some entity.</p>
        <sec id="sec-1-2-1">
          <title>A Planned Act in which one or more input ICEs are received, manipulated, transferred, or stored by an Agent. A Planned Act of acquiring information from a source via one or more senses.</title>
          <p>A material entity that bears an Agent Capability.</p>
          <p>The definition of Anomaly should be understood to include both expected and unexpected cases. Some
anomalies, such as diagnostic alerts designed into medical monitoring systems, are anticipated possibilities;
others arise as unanticipated deviations. In both situations, their ontological status as anomalies persists only
while referential indeterminacy remains.</p>
          <p>In this light, anomalies are not to be dismissed as mere errors or noise, but recognized as epistemic events
that reveal the limits of current understanding. Each anomaly marks a transition in knowledge, shifting from an
unresolved shadow to a clarified referent, and from indeterminate information to structured content that can be
integrated into existing ontologies. This framing establishes anomalies as critical moments in the movement
from ignorance to recognition, setting the stage for a formal account of their lifecycle.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. Ontological Structures and Shadows</title>
      <p>
        Plato’s Allegory of the Cave [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] casts shadows as ambiguous projections lacking reference to their true sources.
Ontologically, shadows can be understood as referentially indeterminate information structures—semantic
placeholders that arise when phenomena fail to align with determinately referenced entities. These are not errors
or hallucinations, but genuine Information Content Entities (ICEs) marked by epistemic uncertainty. Such entities
correspond to anomalies: ICEs whose aboutness is incomplete or unresolved at the time of detection.
      </p>
      <p>
        We adopt insights from the Unreal Patterns framework [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], which conceptualizes unresolved reference using
anonymous class-level intersections of types. While our ontology does not formally implement anonymous class
expressions, it inherits the semantic intuition that anomalies represent type-level uncertainty without asserting
placeholder individuals. For example, an anomaly may concern a thermal signature exhibiting elevated heat,
anomalous cargo patterns, and insulation characteristics; yet until resolved, no determinate referent is assigned.
This avoids ontological inflation by capturing uncertainty without positing fictitious entities like “unknown
vehicle 47”. In this framework, what Plato metaphorically described as a “shadow” is represented as an ICE that
encodes unresolved semantics, echoing the anonymous class strategy in Unreal Patterns.
      </p>
      <p>
        This approach aligns with ontological realism, which permits modeling incomplete knowledge structures
without reifying nonexistent particulars [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. In ARO, these commitments allow unresolved intervals to be treated
as ontologically significant, temporally bounded entities within an anomaly lifecycle [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        In this framework, the “shadow” is not a material entity, but an ICE representing unresolved semantic content
as class-level intersections. It corresponds to a referential gap that persists until referential assignment resolves
the aboutness relation. This approach avoids ontological overreach by capturing representational uncertainty
without requiring commitment to fictitious individuals. As Smith and Ceusters note, ontological realism permits
representations of incomplete knowledge without inflating the domain [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Building on Smith’s critique of
fantology [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], which highlights how standard logical frameworks can obscure change and indeterminacy, we
extend these insights to the modeling of anomalies as temporally bounded entities. Building on this foundation,
the ARO explicitly models these periods of unresolved reference and interpretive uncertainty as ontologically
significant intervals within an entity’s lifecycle, capturing both their temporal boundaries and their semantic
status [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Act of Epistemic Enlightenment</title>
      <p>
        The Act of Epistemic Enlightenment, subclassed under Act of Information Processing [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], is a Planned Act that
transforms unresolved semantic content into resolved form through referential clarification. This act terminates
the anomaly’s status as a temporally bounded, unresolved representational gap [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. The Unresolved Anomaly
Information that sustains it, an Information Content Entity (ICE) carrying semantic content about an as-yet
undetermined referent, is either resolved or clarified through referential assignment.
      </p>
      <p>
        In Plato’s Allegory of the Cave [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], this corresponds to the prisoner turning from shadows toward the source,
gradually acquiring referential clarity. Ontologically, anomaly resolution is modeled as a transition between
distinct ICEs. Initially, the anomaly is sustained as an ICE encoding Unresolved Anomaly Information: semantic
content that reflects a referential gap when observed data cannot yet be fully determined or dismissed. The Act
of Epistemic Enlightenment brings referential clarity and marks the end of the Bounded Temporality Interval.
Only then does the aboutness of the anomaly become referentially determinate [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        The transition from unresolved to referentially determinate status alters the unity conditions of the anomaly, as
unresolved fragments coalesce into an individuated entity [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. For example, in medical diagnosis, an initial
psychiatric evaluation may yield Unresolved Anomaly Information when symptoms resist classification, corresponding
to a Known Unknown. As diagnostic inquiry proceeds, resolution may assign referential clarity, for instance, as
bipolar II disorder under DSM-5 criteria, thereby generating Resolved Anomaly Information and completing the
Act of Epistemic Enlightenment [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. This transformation completes the anomaly’s role as a semantic placeholder.
Once determinate aboutness is assigned, the anomaly no longer functions as a marker of uncertainty. Its existence
is temporally bounded between its detection and resolution, and the Act of Epistemic Enlightenment defines that
boundary. In Plato’s allegory, the shadows lose their interpretive force once their referents become known [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
Similarly, anomalies are not merely eliminated; rather, their ambiguity is ontologically extinguished through
assignment of determinate aboutness. The information structures that sustained them are no longer active [
        <xref ref-type="bibr" rid="ref11 ref13">11, 13</xref>
        ].
      </p>
      <p>While anomalies are detected under conditions of referential uncertainty, their bounded temporal existence
is modeled ontologically: each Anomaly is treated as an ICE with real temporal boundaries defined by its
participation in the detection and resolution process, not merely by our epistemic access to it.</p>
      <p>The Act of Epistemic Enlightenment may be carried out by agents, AI systems, or hybrid workflows. It does not
require introspection or conscious deliberation; what matters is that the event results in the creation of Resolved
Anomaly Information, an ICE that is about a confirmed or interpreted explanation of the anomaly. This formal
act operationalizes the referential closure of unresolved semantic content, transforming ambiguity into stable
representation and terminating the anomaly’s existence. This act transforms unresolved content into a grounded
representation, thereby terminating the anomaly. The Bounded Temporality Interval, a constrained temporal
interval, is delimited by this transformation; it begins with the initial Act of Anomaly Detection and ends with
the occurrence of the Epistemic Enlightenment Event, which serves as the semantic and temporal closure of the
anomaly’s existence. The core ontological structure of this transition is illustrated in Figure 1.</p>
    </sec>
    <sec id="sec-4">
      <title>4. The Reach and Limits of Epistemic Enlightenment</title>
      <p>
        This section demonstrates how anomaly resolution is represented ontologically through the Act of Epistemic
Enlightenment, across domains including intelligence, AI, and human cognition. A simple case illustrates the
pattern. A heart monitor flags an irregular signal that is later traced to sensor movement rather than pathology.
The anomaly exists only from detection until clarification, bounded by an unresolved interval that terminates
with referential resolution.
4.1. Intelligence, Surveillance, and Reconnaissance
In satellite-based ISR, sensors capture thermal, spectral, or radar signatures that deviate from expected
environmental patterns. A multispectral satellite might detect an infrared signature inconsistent with the chlorophyll
index of an agricultural zone [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. The anomaly is not the land feature itself, but the system’s failure to interpret
the observed configuration; this generates Unresolved Anomaly Information.
      </p>
      <p>
        An analyst or automated process may later fuse the data with historical overlays and identify the signature as
a decoy installation [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. This interpretive clarification links the previously unresolved content to a determinate
entity through assignment of aboutness, producing Resolved Anomaly Information and terminating the anomaly’s
ontological lifecycle. More than classification, this is an Act of Epistemic Enlightenment, closing the interpretive
gap.
4.2. Artificial Intelligence and Language Models
Large Language Models (LLM) often produce confident-sounding responses that are semantically unstable. As
Bender et al. explain, “an LM is a system for haphazardly stitching together sequences of linguistic forms it
has observed in its vast training data, according to probabilistic information. . . but without any reference to
meaning: a stochastic parrot” [18]. A fabricated citation or conflated historical account may seem plausible but
fails under scrutiny. Such cases represent mismatches between the user’s expectations and the model’s output.
When the user intervenes to detect and correct the representational error, this constitutes an Act of Epistemic
Enlightenment.
      </p>
      <p>These errors are often described as hallucinations in the language model literature, with distinctions drawn
between intrinsic and extrinsic types depending on whether the output contradicts the input or introduces
unsupported content [19]. What is often described as “chain-of-thought reasoning” in large language models
can instead be interpreted as a sequence of generated outputs that function as provisional anomaly resolutions,
where each step represents unresolved content that may or may not converge on determinate aboutness. This
framing avoids treating such outputs as reasoning while still highlighting how ARO can capture their status as
unresolved or resolved informational artifacts.
4.3. Behavioral Psychology and Misperception
In eyewitness testimony [20], a person may confidently identify a suspect based on distorted perception shaped
by stress, lighting, or bias. As Elizabeth Loftus observes, “a robust impairment of memory [can be] produced by
exposure to misinformation,” causing false details to be recalled as real [21]. The claim persists as unresolved
content about a type-level configuration, such as clothing or proximity. When subsequent evidence disproves
the claim, referential clarification eliminates the anomaly. The original certainty was not about a person. It was
about a semantic shadow. Anomaly resolution through referential clarification constitutes an Act of Anomaly
Resolution, which leads to Resolved Anomaly Information that participates in an Act of Epistemic Enlightenment.</p>
      <p>
        Social anomalies can arise from collective expectation. Consider someone claiming to see a snake in a tree.
There is no snake, but the claim propagates uncertainty. Others begin to perceive something coiled among
the leaves, not through observation but shared suggestion. This echoes Sherif’s 1935 study on conformity in
ambiguous conditions [22] and Asch’s 1951 experiment on group pressure and perceptual override [23]. Each
participant sustains the anomaly based on unresolved visual content. Resolution occurs when the collective
inspects the tree and determines that no corresponding entity exists, thereby completing a shared Act of Epistemic
Enlightenment. Building on Smith’s critique of fantology [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], which highlights how standard logical frameworks
can obscure change and indeterminacy, we extend these insights to the modeling of anomalies as temporally
bounded entities. Figure 1 illustrates this ontological transition, showing how the anomaly exists within a
Bounded Temporality Interval and is resolved through the Act of Epistemic Enlightenment.
      </p>
      <p>In many application domains, multiple agents may hold divergent epistemic states regarding the same anomaly.
For example, one analyst may classify a signal as resolved while another maintains it as unresolved. ARO
accommodates such plurality by allowing diferent Epistemic States to be assigned in parallel, reflecting the
coexistence of conflicting interpretations until referential closure is achieved.</p>
    </sec>
    <sec id="sec-5">
      <title>5. The Ontology</title>
      <p>
        Many conventional systems, including logic-based AI classifiers, operate under assumptions of ontological
completeness that obscure representational ambiguity. Such systems prematurely assume referential stability,
collapsing the distinction between resolved and unresolved content. This erases the very boundary conditions
epistemic transitions depend on. As Barry Smith observes, “When it comes to truths about things marked by
change. . . [first-order logic] needs to be extended by some sort of new machinery” [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
      </p>
      <p>
        The ARO [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] introduces that machinery, modeling the transition from unresolved to resolved semantic content.
This approach responds to fantological limitations in representing context-sensitive transitions, such as those
Smith identifies in logic-based systems that reduce temporal processes to static tuples [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. ARO defines a set of
formal ontology classes: Anomaly, Unresolved Anomaly Information, Resolved Anomaly Information, Act of
Epistemic Enlightenment, and Bounded Temporality Interval, that collectively model the full semantic lifecycle of
anomalies. These classes and their formal definitions are summarized in Table 1. ARO is implemented in OWL2
and validated using SHACL (Shapes Constraint Language) constraints, ensuring compatibility with BFO 2020 [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]
and the Common Core Ontologies [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. The OWL2 and SHACL artifacts implementing ARO are publicly available
at [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] for direct inspection and reuse. The Act of Epistemic Enlightenment, subclassed under Act of Information
Processing, marks the terminus of this transition.
      </p>
      <p>
        The ontology also models failed or misleading forms of resolution, defined as Acts of Pseudo-Closure: Acts
of Anomaly Resolution in which an anomaly is dismissed or misassigned without referential clarity, resulting
in semantically invalid closure. Such pseudo-closures create superficial coherence without achieving true
epistemic grounding. Some anomalies are explained away through overfitting, correlation-based reasoning, or
premature classification. As Guarino and Welty argue, misapplied class or property structures can yield referential
assignments that appear valid but are ontologically unsound [
        <xref ref-type="bibr" rid="ref5 ref6">6, 5</xref>
        ]. These acts may create apparent resolution
without eliminating ambiguity. As Yablo notes, aboutness can persist even without a definite target, so long as
structural reference remains [24]. The anomaly appears resolved, but its semantic gap remains open.
      </p>
      <p>
        The model presented here does not introduce new upper ontology terms, but it deepens the interpretation
of existing structures. The Anomaly Lifecycle is positioned as an epistemically sensitive temporal construct:
beginning with representational misalignment, proceeding through semantic re-evaluation, and terminating
with assignment of determinate aboutness. This mirrors Darden’s account of theory change, where the repair of
conceptual misalignment enables more accurate model-world correspondence [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>Anomalies are modeled as generically dependent continuants sustained by ICE that represent unresolved
semantic content. Their existence reflects an unresolved semantic configuration and is temporally bounded by
the absence of a determinate referential assignment. This allows anomalies to be treated formally as ontologically
significant semantic gaps, situated within the generically dependent continuant framework while preserving
coherence across BFO categories.</p>
      <p>
        Not all resolutions achieve referential clarity. Some events terminate Anomalies without resolving the
underlying representational mismatch, producing what this paper terms pseudo-closure. These pseudo-resolutions
mimic epistemic closure but leave unresolved semantic gaps vulnerable to reactivation. This distinction draws on
Guarino and Welty’s critique of ontological misuse, where taxonomic inconsistencies yield apparent but invalid
resolutions [
        <xref ref-type="bibr" rid="ref5 ref6">6, 5</xref>
        ].
      </p>
      <p>
        Related work on anomaly handling often arises in engineering maintenance, risk management, and failure
analysis. For example, production line failures are modeled as anomalies relative to tolerance thresholds, while
risk management frameworks describe anomalies as deviations from safety norms. ARO complements these
approaches by providing a formal account of referentially indeterminate anomalies, cases where uncertainty
stems from semantic rather than purely material mismatch. This distinguishes our contribution from statistical
anomaly detection surveys [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] or engineering risk ontologies, while ensuring interoperability through BFO and
CCO alignment.
      </p>
    </sec>
    <sec id="sec-6">
      <title>6. Conclusion</title>
      <p>
        This paper reinterprets Plato’s Cave not just as a metaphor for ignorance, but as an ontological model of anomaly
resolution [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. The shadows represent anomalies: generically dependent continuants that persist only while
their referents remain unresolved. An Act of Epistemic Enlightenment terminates the anomaly by enabling
referential resolution, marking the point at which Unresolved Anomaly Information gives way to Resolved
Anomaly Information.
      </p>
      <p>
        By introducing the Act of Epistemic Enlightenment as a subclass of Act of Information Processing, we refine
the formal structure of the ARO [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Rather than adding new primitives, the model clarifies resolution as the
grounding of uncertainty in referential stability. This transition unfolds in time and is operationalized by the Act
of Epistemic Enlightenment, which marks the replacement of the ICE that sustains the anomaly, from Unresolved
Anomaly Information to Resolved Anomaly Information. The ARO formalizes this structure to support semantic
alignment, anomaly lifecycle modeling, and epistemic transitions across domains [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        Across domains, from ISR to medical diagnosis to large language model inference, anomalies exist ontologically
only while uncertainty remains. Their resolution, whether gradual or abrupt, is marked by an Act of Epistemic
Enlightenment, which ends the Bounded Temporality Interval. An anomaly does not end simply with consensus;
rather, it terminates with a shift in ontological status enabled by the resolution of representational mismatch [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>
        Resolution is also constrained by Bounded Temporality. An anomaly begins with the detection of a
representational mismatch and ends with referential closure. Yet this boundary can be extended by diagnostic lag,
institutional resistance, or social refusal to accept clarification. Temporality reveals where epistemic inertia delays
resolution [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>While ARO provides a structured ontological framework for modeling anomaly resolution, it is not without
limitations. Acts of Pseudo-Closure may terminate anomalies prematurely without true referential grounding,
introducing epistemic risk when apparent resolutions mask persistent uncertainty. The Bounded Temporality
model can also be sensitive to diagnostic lag, institutional biases, or conflicting social interpretations, delaying or
distorting resolution. Furthermore, while alignment with BFO and CCO ensures interoperability, it may constrain
adoption in domains where these foundational ontologies are not yet widely integrated. Future work may extend
ARO’s formalism to better detect invalid closures and incorporate adaptive mechanisms for epistemic validation
across dynamic contexts.</p>
      <p>Not all resolutions are valid. Acts of Pseudo-Closure or Invalid Anomaly Resolution may appear to close
anomalies but fail to establish determinate referential assignments. These do not qualify as Acts of Epistemic
Enlightenment. Anomalies resolved through convenience remain open to reactivation. True resolution assigns
determinate aboutness, replacing what is unresolved with what is determinate.</p>
      <p>The Bounded Temporality pattern introduced here generalizes beyond anomalies to roles, procedures, legal
identities, and natural phenomena, including the brief existence of a flame or the lifecycle of a star; all unfolding
within bounded temporal intervals. While fully formalizing this as a reusable design pattern is beyond the scope
of this paper, the structure ofers a reusable model for any entity with temporally bounded existence.</p>
      <p>
        Temporal boundaries alone do not sufice to make something meaningful in an ontology. Both anomalies and
their resolutions require unity conditions [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], enabling entities to be treated as coherent and bounded, not just as
loose fragments. This draws on Guarino and Welty’s framework for individuation [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] and aligns with BFO-based
modeling, where structural coherence is necessary for realist representation [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. As the prisoner emerges from
the Cave [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], what matters is not just that the shadow disappears, but that what lacked identity can now be
seen, counted, and known.
      </p>
    </sec>
    <sec id="sec-7">
      <title>Declaration on Generative AI</title>
      <p>During the preparation of this work, the authors used ChatGPT to paraphrase and reword. After using this
tool/service, the authors reviewed and edited the content as needed and take full responsibility for the publication’s
content.
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