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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Using Asynchronous Client-Side User Monitoring to Enhance User Modeling in Adaptive E-Learning Systems</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>David Hauger hauger@fim.uni-linz.ac.at</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institute for Information Processing and Microprocessor Technology, Johannes Kepler University</institution>
          ,
          <addr-line>Linz</addr-line>
          ,
          <country country="AT">Austria</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2009</year>
      </pub-date>
      <fpage>22</fpage>
      <lpage>26</lpage>
      <abstract>
        <p>Traditionally, user modeling in adaptive hypermedia systems is based upon monitoring requests of resources on the server. This information, however, is relatively vague and may lead to ambiguous or uncertain conclusions. One approach to improve granularity and accuracy in user models is monitoring \client-side" user interactions in the browser. Despite their steadily growing importance, especially along with the emergence of Web 2.0 paradigms, up to now such interactions are hardly being monitored. This paper shows how, by means of Web 2.0 technologies, additional information on user interactions can be retrieved, and discusses the bene ts of this approach for user models (like accuracy, granularity and immediate availability of data out of the request-response cycle) as well as for subsequent adaptations.</p>
      </abstract>
      <kwd-group>
        <kwd>user monitoring</kwd>
        <kwd>interaction</kwd>
        <kwd>Web 2</kwd>
        <kwd>0</kwd>
        <kwd>user modeling</kwd>
        <kwd>asynchronous adaptive hypermedia</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Traditional user modeling techniques of adaptive hypermedia systems (AHS)
monitor requests of resources on the server to make assumptions on users.
However, the fact that a document has been requested might be an insu cient source
of information to determine whether it has been read. After servers have
transmitted a hypermedia document, there is usually no further feedback to tell
whether it is still open or which of its sections is being read. If a browser's
request to the server (which refers to pages as a whole) is the only source of
information available, then one cannot make assumptions in relation to the
document's comprising parts or sections. Therefore, documents have to be treated
as atomic items.</p>
      <p>
        Additional information may be retrieved by calculating the time between
requests (e.g. in Knowledge Sea [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]) or by adding semantic meta data (e.g. by
mapping pages to concepts as in AHA! [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]). More and more elaborate algorithms
analyze the limited available data to increase granularity and accuracy of user
models, while still lacking information on user interactions inside the browser.
      </p>
      <p>In contrast to these approaches, the one put forward in this paper aims to
improve the monitoring process itself, and suggests a way to asynchronously
monitor client-side user interactions, which user models and consequently AHS
should bene t from. Although, especially with the emergence of Web 2.0, the
importance of asynchronous client-server communication and client-side
interactions have been increasing, they are hardly being used in terms of user modeling
at the moment.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Client-Side User Monitoring</title>
      <p>Instead of exclusively monitoring requests on server-side, interactions could as
well be monitored directly within the browser.
2.1</p>
      <sec id="sec-2-1">
        <title>Limitations of Traditional Approaches</title>
        <p>
          As long as observation is reduced to server-side monitoring, user interactions
that do not cause browser requests can not be observed, which limits possible
assumptions on user behavior. Some of the questions that can not be answered
due to the lack of information on client-side interactions are [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]:
{ Whether a user has spent time on the page
{ Whether a user has had a look at the whole page
{ Whether a user has read a page
{ Whether a user is interested in the page
{ Whether a user has understood a page
{ Why a user has skipped a page
Moreover, although Brusilovsky [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] stated that \the user can prefer some nodes
and links over others and some parts of a page over others" already in 1996,
current approaches are still not able to tell these di erences for text nodes, as
reading or copying text does not result in new requests. Retrieving more
negrained information on which parts of a page have been read would consequently
lead to better results than regarding a whole page as an atomic unit and mapping
it to a concept.
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Anticipated Bene ts through Client-Side User Monitoring</title>
        <p>
          As client-side monitoring provides more information on the users' interactions, it
allows additional assumptions and increases the level of certainty for conclusions.
This might help to improve both models and resulting adaptations.
Improving Accuracy of Existing User Models One evident example where user
models can be improved is the assumption of a user \having read a page".
Traditional systems make use of the information that a document has been requested.
Some more advanced systems consider the time of a subsequent request to
identify the \time spent reading" [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. However, a user might have opened several
documents in di erent browser windows or tabs at the same time. Switching
between them leads to wrong values for the \time spent reading" as the user is
always assumed to be reading the most recently requested page. Moreover, there
is no information on whether the user has seen the whole page (e.g. scrolled down
if the document is larger than the browser window). In most cases the document
being read will have the focus, which can be checked by client-side monitoring.
Being displayed within the active browser window is a stronger indicator for
determining which page is being read, than supposing that the active document
is always the most recently requested one. Moreover, it can be assumed that a
document is being read if the user is interacting with it (periods of inactivity
can be identi ed). Monitoring scroll events allows for checking whether all parts
of a hypermedia document have been visible within the browser window and can
be used to calculate the time spent on each segment of the page.
Improving Granularity of Existing User Models Hijikata [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] showed that text
tracing, link pointing, link clicking and text selection may be used to identify
interest. Of all these interaction types only link clicking causes a server-side
event. The others are not being monitored by traditional systems. Therefore
the systems usually take the amount of requests (sometimes with respect to the
assumed time spent reading) to determine interests. Using client-side
interactionbased user monitoring, all types of interactions can be used to set up a more
detailed user model. Moreover, it is possible to de ne more granular user model
attributes; e.g. not only read/unread, but also the percentage of a document or
concept that has been read.
        </p>
        <p>
          Independence of the Request-Response Cycle If the transmission of data depends
on subsequent requests, information is lost, if users leave a page. When using
browser history or parallel windows for navigation, incorrect data is transmitted.
Asynchronous monitoring is able to overcome these restrictions by retrieving
data out of the request response cycle, and additionally results in a model always
being up-to-date. Moreover, if changes in the user model require immediate
adaptations, this can be achieved as well. As the communication takes place
asynchronously, the system might o er help, highlight important elements or
provide any other (non-distracting) adaptation while the user is still interacting
with the page [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ].
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>State of the Art</title>
      <p>
        Attempts concerning client-side monitoring have already been made by Goecks
and Shavlik [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] who used JavaScript to log mouse and scrolling activities and
summed it up into a \level of activity". Mapping this value to a set of keywords
extracted from the visited page has been used to determine the \interests of the
user". Hofmann et al. [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] extended this approach by sending information on all
events to the server (especially timestamps).
      </p>
      <p>
        Due to technical boundaries (workarounds like refreshing iframes, Java
applets or ash movies have hardly been used) both monitoring and adaptations
were traditionally bound to a strict request-response cycle. In order to overcome
these limitations, custom browsers have been developed (like \AVANTI" [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ],
which monitored the time spent reading and client-side interactions in order to
set up a user model and determine disabilities); or browser plugins (like the
agent-based approach in [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] monitoring the time spent on a page, mouse events,
scrolling and status bar changes and using this information as input for a neural
network). While e ective, the necessity to install additional software limited the
applicability of the approach.
      </p>
      <p>
        Within \The Curious Browser" [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], the browser itself was monitoring and
storing user interactions and compared this information to explicit ratings of
users. Analyzing the results, Claypool et al. discovered that the amount of
scrolling, the time spent on a page and combination of these two pieces of
information is strongly correlated with the explicit ratings. Individual scrolling
methods and mouse clicks were ine ective in terms of determining strong
explicit interests, but helped (when missing) to identify the least interesting
content. These results prove that client-side interactions may be used to get valid
information on users' interests.
      </p>
      <p>
        With the emergence of Web 2.0 and asynchronous web technologies like
AJaX (running in the background, not requiring additional plugins) some
limitations for continuous and unobtrusive monitoring of user interactions are now
addressed. Using these technologies not only for presentation, but also for user
monitoring has already been suggested for help systems by Putzinger [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. He used
mouse and keyboard events to determine the \locus of attention", especially
focusing on input elements. The gained information has been used to adaptively
provide help for the user.
      </p>
      <p>
        As Web 2.0 technologies extend the range of what is technically possible, it
is now up to researchers to answer questions that could not be addressed earlier.
This includes increasing granularity and accuracy of user models [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The current
challenge lies in discovering how client-side interactions can be monitored and
processed to retrieve more semantic information about users and their behavior.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Asynchronous Client-Side User Monitoring</title>
      <p>In order to monitor user interactions inside the browser without requiring
additional software, client-side scripting languages are required. Although there
are several possibilities, for the system currently being developed JavaScript has
been selected as the most appropriate choice, as it is widely supported and used.
AJaX is used to send the collected data to the server as it is unobtrusive, not
bound to the request-response cycle and natively supported by modern browsers.
4.1</p>
      <sec id="sec-4-1">
        <title>Monitoring Client-Side Events</title>
        <p>JavaScript already provides a set of events that can easily be monitored. The
current system uses various mouse and keyboard events, scrolling, window resizing,
window blur, window focus and document ready.</p>
        <p>However, some of these events occur too frequently for continuous
monitoring, which is especially true for mouse moves and scrolling events. They are an
indicator for interest and need to be monitored. For a single mouse move the
browser may generate a large amount of JavaScript events, which would cause
a lot of network tra c if every event would be sent to the server. Moreover, the
area of the mouse move is of interest and not the exact route and all mouse
positions. Therefore, these events need to be preprocessed and aggregated (e.g.
all mouse-move or scrolling events within a small period of time are combined to
a single one). In order to achieve this, the library developed along with the
approach put forward in this paper supports the de nition of custom events. They
can also be used for decreasing the level of detail (e.g. if exact positions are not
required), adding supplemental information (e.g. based on the event context)
and for creating specialized monitors. Additionally, custom events are necessary,
because not everything that is monitored on the client side directly causes a
JavaScript event. In the case of selecting text (which needs to be monitored e.g.
to identify text tracing), di erent events and document states have to be
monitored to be able to tell, when a \text selected" event occurred. Combining this
event with additional mouse or keyboard events can show if a piece of text has
been copied for further processing. Furthermore, custom events may use their
own triggers, e.g. timers for events of a temporal basis.</p>
        <p>The data provided by JavaScript events may be both too detailed and/or
insu cient. In order to determine parts of a page a user has been interacting
with, exact mouse positions hardly serve, if the content is not bound to xed
positions or dimensions. Di erent font- or window sizes may change the absolute
positions of content. In order to overcome these limitations the concept of page
fragments is being introduced.
4.2</p>
      </sec>
      <sec id="sec-4-2">
        <title>Monitoring Page Fragments</title>
        <p>In order to be able to not only use a general \level of activity" within a page,
but to treat parts of a page di erently, events need to be mapped to semantic
meta information, and/or their spatial location needs to be identi ed.</p>
        <p>One approach is to analyze the text a user is currently interacting with.
For example the event triggered on text selection contains information on the
currently selected text, which may be used for keyword analysis. For other types
of events, like mouse-over events, analyzing keywords may be less e ective. These
events are better suited to indicate activity within an area, than to assume the
user is particularly interested in the words being hovered above. Furthermore,
mapping events to keywords does not di erentiate between parts of a page using
the same keywords and makes it therefore di cult to tell what percentage of a
page a user has read. Despite being useful for some types of events, exclusive
use of this approach is not able to address some of the di culties mentioned in
previous sections.</p>
        <p>Monitoring all HTML DOM elements and mapping events to them brings
about problems as well. If a hypermedia document is highly structured in terms
of markup (an element may contain a single letter), the result might be too
detailed and consequently not useful. For some interaction types the exact
position is only an approximation for the locus of attention. A user does not need to
interact with every single element while reading it. Therefore, monitored areas
must not be too small or detailed. On the other hand, within unstructured
documents a single HTML element may contain the whole content, which results in
treating the page as a single unit again.</p>
        <p>Splitting hypermedia documents manually and providing semantic meta data
for each section might be e ective, but requires additional authoring e ort and
might therefore cause acceptance problems. The solution to be chosen should
o er the possibility of manual sectioning, but provide its advantages also for
unstructured contents.</p>
        <p>The suggested solution tries to meet these demands by introducing \page
fragments". By default, a page is vertically split into a number of k sections,
each representing 1=k of the height of the document. Changing the width of a
browser window may change the height of the document, but the height of the
fragments will change as well. For k = 5 the third fragment will represent the
center of the page; everything between 40% and 60% of the total height of the
page. As this percentage will not change through resizing or using di erent font
sizes (although the absolute postitions might change), this approach might be
better suited for locating events. For some items, like images or spatial layout
elements, resizing in uences exact positioning more strongly; but nevertheless,
the approximation should be su cient.</p>
        <p>One bene t of this approach is the independence of the structure of the
content. Even unstructured documents may be segmented this way. For structured
contents Therefore, no additional adaptive authoring e ort is required.</p>
        <p>The actual size of a fragment depends on the height of the document and on
the value chosen for k. The higher the value for k, the higher the level of detail.
However, if k is too high and/or there is little content on a page the height of
one fragment might be less than the line height, which means that clicks on
the top of a word are treated di erently from clicks on the bottom of a word.
Determination of optimal values of k for di erent circumstances is part of the
ongoing work. As each fragment represents a xed percentage of the page and
each fragment is monitored separately, it becomes easier to tell how much of a
page has been read; based on how many fragments are regarded as \having been
read". Although the claim something has been read still remains an assumption,
having gone through the whole page, spending a reasonable amount of time on
all of its parts and interacting with them should be a stronger indicator for
reading than simply requesting a document and possibly spending time on it.</p>
        <p>Although using fragments instead of absolute positions to retrieve spatial
information results in a loss of precision, this approximation should be su cient for
most applications, as e.g. mouse positions themselves are only an approximation
for the locus of attention.</p>
        <p>Within relatively static documents a fragment represents not only some
percentage of the page, but also the actual content, which is important to determine
interests. However, if parts of a page are adaptively included, the text within a
fragment might shift, which requires a di erent technique to identify the actual
content a user has been interacting with. Moreover, if semantic information is
already available, it would be interesting to use it. Therefore, in addition to the
prede ned fragments, \custom fragments" can be de ned, i.e. any HTML
element can be speci ed as an additional fragment. Such custom fragments may be
images (if they should be treated di erently), sections automatically detected by
means of topographical information (e.g. using headlines as separators) or
elements that are already mapped to concepts or semantic meta information. When
assembling hypermedia documents from multiple sources (e.g. due to conditional
fragment inclusion), fragments can, during assembly, automatically be denoted
and semantically characterized on the basis of their source, their \function" in
the assembly, etc..</p>
        <p>Generally, custom fragments are treated like prede ned ones, so events are
mapped to them as well (they can be mapped to more than one fragment).
For instance, the time spent on images can be automatically calculated without
requiring further modi cations. Moreover, events can be de ned for single
fragments only, e.g. to specify the required reading time for each image separately
(based on the actual content) and to trigger an event, if the time is exceeded
and the image is regarded as visited.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Proposed Adaptations and Applications</title>
      <p>Having monitored the user's interactions, the next step is to use this information
within an AHS.
5.1</p>
      <sec id="sec-5-1">
        <title>Using Existing Adaptation Techniques</title>
        <p>The acquired data can be used directly within existing AHS, for instance, by
replacing values in the user model. As an example, the values for \having read
a page" or \knowing a concept" may be rede ned within the user model by
something more accurate, like \having spent at least x seconds on each page
fragment". In this case, existing adaptive content might be used as is, while still
pro ting from more adequate data. Secondly, the level of certainty for attributes
within existing user models may be increased. A third example on how to make
use of the available information (using existing adaptation engines) is the de
nition of new and more granular adaptation rules like \probability of having read
at least half of the page is greater than 80%". This helps authors of adaptive
content to use the same authoring process as before, while still bene ting from
user modeling based on client-side interaction monitoring.
5.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Social Navigation Support</title>
        <p>
          \Social navigation" has been de ned as \moving `towards' a cluster of other
people, or selecting objects because others have been examining them"[
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]. In
Knowledge Sea II [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] page visits and the time spent reading have been used to
determine the most interesting documents.
        </p>
        <p>
          Using the activity information on single page fragments, social navigation
support can be provided not only on the level of documents and links, but also to
highlight sections of a document. Fragments with a high number of interactions
and reading time might be the most attractive and relevant ones. As users tend
to follow highlighted links [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ], highlighting these \popular" fragments might
help readers to get a quick overview on the most interesting parts of a content.
        </p>
        <p>Moreover, social navigation support may help authors to improve their
contents by noticing, which parts of a document users found interesting. If within
a block of important content users tended to spend time on the rst lines only
and skip the rest, the content might be too di cult, already known or not
interesting enough. Important sections that tended to be skipped might need to
be improved.
5.3</p>
      </sec>
      <sec id="sec-5-3">
        <title>Identifying Learning Styles</title>
        <p>One example where information on custom fragments opens new perspectives is
the identi cation of learning styles. If images are treated as special fragments the
system may identify the time spent on pictures and the interactions performed
on them. These values may be compared to the average number of interactions /
time spent on other parts of the page for the current user, which should allow
for conclusions on the user's preferred learning style.</p>
        <p>Having included this information into the user model, course material may
be adapted accordingly. Contrary to traditional systems asking for learning style
preferences, this approach might help to identify the learning style automatically
by monitoring user interactions.
5.4</p>
      </sec>
      <sec id="sec-5-4">
        <title>Retrieving Additional Information by Analyzing Usage Patterns</title>
        <p>
          Perkowitz and Etzioni [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] have addressed the identi cation of usage patterns
based on access logs. This approach can be extended by additional interaction
data. If users stay on a page for a short time this might be because the content
is too di cult, irrelevant or already known. Till now it has not been possible
to tell the di erences, because from a request-based point of view the users act
in the same way. However, they might di er in their way of interacting with
the system. A user not interested in the content might stay at the top of the
page, read the headline and move on. Novice learners may start reading and
scroll back again and give up before reaching the end of the page. Experts might
have a quick glance at the whole page reading just the headlines and move on
to an advanced topic. These are just some ideas on what might be found when
analyzing interaction data. As there is more data available, new challenges arise
concerning the analysis of this data. Finding patterns might be an important
further step in improving AHS user models.
6
        </p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Ongoing Work and Future Perspective</title>
      <p>
        A JavaScript library for asynchronous client-side user monitoring as described in
section 4 has been developed. The implementation aims to be both easy to use
and simple to extend with respect to client-side observation as well as server-side
data processing. Existing courses can easily be provided with the core
functionality of the library, while still allowing experts to add advanced features. Ongoing
work on prototypes aims to provide and improve sample implementations
according to the proposals in section 5. In order to provide the results of this work
for a larger audience, the system is currently being integrated into a version of
AHA! [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] embedded in the Sakai e-learning platform [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
      </p>
      <p>Evaluation work planned for the immediate future aims to determine an
appropriate value k for the number of fragments a page will be divided into. It is
presumed that in order to have comparable data, k should be constant within a
system. However, for di erent types of systems a di erent k might t best,
depending on the actual content and its length. For example, in an AHS presenting
slides (generally tting in one screen), a lower k might be su cient, in contrast
to one providing e-books, where a page may contain a whole section or chapter.
Two approaches will be used to determine the optimal k within speci c contexts.
The rst one will start with a high amount of fragments. Values for neighboring
fragments will be compared in order to nd out, how many signi cantly di erent
sections this number could be reduced to. A second approach would allow users
to manually adjust the value for k, so that it subjectively results in the most
appropriate user model.</p>
      <p>Another challenge is to determine suitable weights for interaction types when
combining di erent types of interactions to a \level of activity" for speci c page
fragments. A model capable of theoretically characterizing but also quantifying
di erent types of activities will need to be selected and applied. The quanti ed
\level of activity" resulting from said model will have to be veri ed with real
end users' subjective perceptions of activity.</p>
      <p>At a more general level, to evaluate the overall approach put forward in this
paper, one would have to ascertain that: (a) it results in a more ne-grained and
signi cantly more accurate user model and, (b) that this higher level of detail
and the improved accuracy result in better adaptations.</p>
      <p>For the tests, a version of AHA! based on traditional modeling techniques will
be compared with an extended version analyzing client-side user interactions. To
check the accuracy, a summative evaluation will be done through user studies.
Students will work on their AHA! courses and will have to evaluate the two user
models and decide which one they nd more appropriate. Care will be taken
to ensure that users do not just select the model presenting the values most
favorable to their person (e.g. showing higher values for knowledge for a large
number of concepts). Alternatively, only one model could be used, presented and
evaluated and the average evaluation of both models would then be compared.
Another scenario would be a self-evaluation of students and a comparison of
these results to both models.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgments</title>
      <p>The work reported in this paper is funded by the \Adaptive Support for
Collaborative E-Learning" (ASCOLLA) project, supported by the Austrian Science
Fund (FWF; project number P20260-N15).</p>
    </sec>
  </body>
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