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https://ceur-ws.org/Vol-662/extendedabstract_18.pdf
5th SIKS/BENAIS Conference on Enterprise Information Systems
The Design of Focus Area Maturity Models
Marlies van Steenbergen1, Rik Bos2, Sjaak Brinkkemper2, Inge van de Weerd2,
Willem Bekkers2
1
Sogeti Netherlands, Wildenborch 3, 1112 XB Diemen, The Netherlands
Marlies.van.Steenbergen@sogeti.nl
2
Department of Information and Computing Sciences,
Utrecht University, Padualaan 14, 3584 CH Utrecht, The Netherlands
{R.Bos, S.Brinkkemper, I.vandeWeerd, Bekkers}@cs.uu.nl
Abstract. Maturity models are a well-known instrument to support the
improvement of functional domains in IS, like software development or testing.
In this paper we present a generic method for developing focus area maturity
models based on both extensive industrial experience and scientific
investigation. Focus area maturity models are distinguished from fixed-level
maturity models, like CMM, in that they are especially suited to the incremental
improvement of functional domains.
Keywords: Design Research Methodology, Design Science, Enterprise
Architecture, Software Product Management, Maturity Model.
This paper has been published as: Steenbergen, M. van, Bos, R, Brinkkemper, S,
Weerd, I, van de, Bekkers, W.: The Design of Focus Area Maturity Models. In: W R.
Winter, J.L. Zhao, and S. Aier (eds.): DESRIST 2010, LNCS 6105, pp. 317–332,
Springer-Verlag Berlin Heidelberg (2010).
Within the field of IS new functional domains, like enterprise architecture and
software product management, are still emerging. Developing such functional
domains is a complex matter. Decisions have to be made about how and in what order
to develop new processes, deliverables and competences. Maturity models are a well-
known instrument to support incremental development of functional domains, as they
distinguish different maturity levels that an organization progresses through.
In this paper we present a generic method to develop a particular kind of maturity
model, the focus area maturity model. The focus area maturity model is particularly
well-suited to support incremental development of functional domains as it departs
from the concept of having a limited fixed number of generic maturity levels as used
in CMM. Instead it defines maturity levels, called capabilities, per focus area within
the functional domain. By juxtaposing all capabilities of all focus areas of a domain
relative to each other, a balanced, incremental development path is defined. This
juxtaposition of capabilities is done by positioning the capabilities in a matrix as
shown in figure 1, which gives an example of a focus area maturity model in the
functional domain of enterprise architecture. The capabilities are depicted by the
letters A to D. Each capability is associated with a number of checkpoints. An
architecture profile of a specific organization can be depicted by coloring the cells up
to the capability that has not been implemented yet. The architecture profile provides
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Proceedings
insight into the strengths and weaknesses of the domain and where to focus
improvement actions.
Matu rity S cale 0 1 2 3 4 5 6 7 8 9 10 11 12 13
Focus Area
Development of architecture A B C
Use of architecture A B C
Alignment with business A B C
Alignment with the develop ment process A B C
Alignment with operations A B C
Relationship to the as-is state A B
Roles and responsibil ities A B C
Coordin ation of developments A B
Monitoring A B C D
Quality management A B C
Maintenance of the architectural process A B C
Maintenance of architectural deliverables A B C
Commitment and motivati on A B C
Architectural roles and traini ng A B C D
Use of an architectural method A B C
Consultation A B C
Architectural tools A B C
Bu dgeting and planning A B C
Fig. 1. A focus area maturity model for the functional domain of enterprise architecture.
Applying design science research methodology [1], we developed a generic
method for developing focus area maturity models, depicted in figure 2.
Fig. 2. The development method for focus area maturity models.
The development method is based on both literature review [2, 3, 4, 5] and
extensive industrial experience in applying the focus area maturity model concept [6,
7, 8, 9] . The concept of the maturity matrix is refined by building a mathematical
formalization of the matrix.
18
5th SIKS/BENAIS Conference on Enterprise Information Systems
References
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